NDRA

SEC source: 0001209191-19-021506 · doc4.xml · derivative · entry 1

Tokman Alexander Y · CIK 0001334483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2019-03-25

F1 · shares: Represents a stock option award granted on March 25, 2019 pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: This stock option grant becomes exercisable in three equal annual installments beginning March 25, 2020.

SEC source: 0001209191-19-021504 · doc4.xml · derivative · entry 1

Gambhir Sanjiv Sam · CIK 0001369005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2019-03-25

F1 · shares: Represents a stock option award granted on March 25, 2019 pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: This stock option grant becomes exercisable in three equal annual installments beginning March 25, 2020.

SEC source: 0001209191-19-021511 · doc4.xml · derivative · entry 1

Harsh Michael · CIK 0001706155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2019-03-25

F1 · shares: Represents a stock option award granted on March 25, 2019 pursuant to the Issuer's Non-Employee Director Compensation Policy.

F2 · derivative.exercise_date: This stock option grant becomes exercisable in three equal annual installments beginning March 25, 2020.

SEC source: 0001209191-18-062948 · doc4.xml · derivative · entry 1

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-12-13

F1 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on December 13, 2019.

SEC source: 0001209191-18-062953 · doc4.xml · derivative · entry 1

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2022-12-13

F1 · derivative.exercise_date: These Stock Options become exercisable in twelve equal quarterly installments beginning on March 13, 2019.

SEC source: 0001209191-18-062950 · doc4.xml · derivative · entry 1

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2026-12-13

F1 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on December 13, 2019.

SEC source: 0001209191-18-058718 · doc4.xml · derivative · entry 2

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 59,524 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the terms of the Convertible Promissory Note (the "Note"), the principal amount of the Note automatically converted into shares of the Issuer's Common Stock upon the consummation of a Qualified Financing (as defined in the Note) at the lowest per share price at which Common Stock was sold by the Issuer in the Qualified Financing, less a discount of 20%.

SEC source: 0001209191-18-058718 · doc4.xml · nonDerivative · entry 1

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Common Stock were issued upon the conversion of the Convertible Promissory Note described in footnote (2).

SEC source: 0001209191-18-058719 · doc4.xml · derivative · entry 2

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,953 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the terms of the Convertible Promissory Note (the "Note"), the principal amount of the Note automatically converted into shares of the Issuer's Common Stock upon the consummation of a Qualified Financing (as defined in the Note) at the lowest per share price at which Common Stock was sold by the Issuer in the Qualified Financing, less a discount of 20%.

SEC source: 0001209191-18-058719 · doc4.xml · nonDerivative · entry 1

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Common Stock were issued upon the conversion of the Convertible Promissory Note described in footnote (2).

SEC source: 0001209191-18-058723 · doc4.xml · derivative · entry 2

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By StoryCorp Consulting

Disclosed balance after: Not disclosed

Underlying: Common Stock · 5,953 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the terms of the Convertible Promissory Note (the "Note"), the principal amount of the Note automatically converted into shares of the Issuer's Common Stock upon the consummation of a Qualified Financing (as defined in the Note) at the lowest per share price at which Common Stock was sold by the Issuer in the Qualified Financing, less a discount of 20%.

SEC source: 0001209191-18-058723 · doc4.xml · nonDerivative · entry 1

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By StoryCorp Consulting

Disclosed balance after: 24,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Common Stock were issued upon the conversion of the Convertible Promissory Note described in footnote (2).

SEC source: 0001209191-18-058720 · doc4.xml · derivative · entry 2

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 29,762 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Pursuant to the terms of the Convertible Promissory Note (the "Note"), the principal amount of the Note automatically converted into shares of the Issuer's Common Stock upon the consummation of a Qualified Financing (as defined in the Note) at the lowest per share price at which Common Stock was sold by the Issuer in the Qualified Financing, less a discount of 20%.

SEC source: 0001209191-18-058720 · doc4.xml · nonDerivative · entry 1

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Common Stock were issued upon the conversion of the Convertible Promissory Note described in footnote (2).

SEC source: 0001144204-18-055210 · tv505473_4.xml · nonDerivative · entry 3

Longboard Capital Advisors, LLC · CIK 0001604815 · 10% owner

Conrad Brett · CIK 0001730806 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 299,237

F2 · ownership.nature: Longboard Capital Advisors, LLC is the General Partner of Blue Earth Fund, LP. Blue Earth Fund, LP sold 30,000 shares of Common Stock in Endra Life Sciences, Inc. Blue Earth Fund, LP now owns 188,899 shares of Common Stock in Endra Life Sciences, Inc. The total amount of Common Stock owned by Blue Earth Fund, LP is Grayboard Investments, Ltd. and Blue Earth Fund, LP is 299, 237. There was no change in the amount of Warrants to purchase Common Stock as previously reported.

SEC source: 0001144204-18-055210 · tv505473_4.xml · nonDerivative · entry 2

Longboard Capital Advisors, LLC · CIK 0001604815 · 10% owner

Conrad Brett · CIK 0001730806 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 329,237

F1 · ownership.nature: Longboard Capital Advisors, LLC is the Investment Manager of Grayboard Investments, Ltd. Grayboard Investments Ltd. sold 100,200 shares of Common Stock in Endra Life Sciences, Inc. Grayboard Investments, Ltd. now owns 110,338 shares of Common Stock in Endra Life Sciences, Inc.

SEC source: 0001144204-18-055210 · tv505473_4.xml · nonDerivative · entry 1

Longboard Capital Advisors, LLC · CIK 0001604815 · 10% owner

Conrad Brett · CIK 0001730806 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 379,237

F1 · ownership.nature: Longboard Capital Advisors, LLC is the Investment Manager of Grayboard Investments, Ltd. Grayboard Investments Ltd. sold 100,200 shares of Common Stock in Endra Life Sciences, Inc. Grayboard Investments, Ltd. now owns 110,338 shares of Common Stock in Endra Life Sciences, Inc.

SEC source: 0001209191-18-040510 · doc4.xml · derivative · entry 2

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,802

Underlying: Common Stock · 24,802 shares

Expires 2021-06-28

F4 · price: The Warrants were issued for no additional consideration in connection with the offer and sale of the Note.

SEC source: 0001209191-18-040510 · doc4.xml · derivative · entry 1

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 49,604 shares

Expires 2018-12-31

F1 · derivative.exercise_price: The Convertible Promissory Note (the "Note") is convertible into the Issuer's common stock at a conversion price equal to the lesser of (a) the lowest per share price at which common stock is sold by the Issuer in a sale resulting in aggregate gross cash proceeds of at least $7.0 million (a "Qualified Financing"), less a discount of 20%, or (b) $2.016, but in any event no less than a conversion price floor of $1.40, which conversion price is subject to adjustment in certain circumstances in accordance with the terms of the Note.

F2 · derivative.exercise_date: The principal amount of the Note will automatically convert into shares of the Issuer's common stock (i) upon the consummation of a Qualified Financing or (ii) if the holders of a majority of the aggregate principal amount of outstanding Convertible Promissory Notes elect to convert such notes at any time until three days prior to a Qualified Financing. Additionally, the reporting person is entitled to convert the principal amount of the Note into common stock (i) at any time until three days prior to the consummation of a Qualified Financing or (ii) if a material Event of Default (as defined in the Note) shall have occurred and be continuing. In each case, conversion is subject to the terms and provisions of the Note.

F3 · derivative.underlying_shares: The number of shares of common stock shown in Column 7 assumes a conversion price of $2.016, which is subject to adjustment in certain circumstances (see Footnote 1).

SEC source: 0001209191-18-040507 · doc4.xml · derivative · entry 2

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480

Underlying: Common Stock · 2,480 shares

Expires 2021-06-28

F4 · price: The Warrants were issued for no additional consideration in connection with the offer and sale of the Note.

SEC source: 0001209191-18-040507 · doc4.xml · derivative · entry 1

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 4,961 shares

Expires 2018-12-31

F1 · derivative.exercise_price: The Convertible Promissory Note (the "Note") is convertible into the Issuer's common stock at a conversion price equal to the lesser of (a) the lowest per share price at which common stock is sold by the Issuer in a sale resulting in aggregate gross cash proceeds of at least $7.0 million (a "Qualified Financing"), less a discount of 20%, or (b) $2.016, but in any event no less than a conversion price floor of $1.40, which conversion price is subject to adjustment in certain circumstances in accordance with the terms of the Note.

F2 · derivative.exercise_date: The principal amount of the Note will automatically convert into shares of the Issuer's common stock (i) upon the consummation of a Qualified Financing or (ii) if the holders of a majority of the aggregate principal amount of outstanding Convertible Promissory Notes elect to convert such notes at any time until three days prior to a Qualified Financing. Additionally, the reporting person is entitled to convert the principal amount of the Note into common stock (i) at any time until three days prior to the consummation of a Qualified Financing or (ii) if a material Event of Default (as defined in the Note) shall have occurred and be continuing. In each case, conversion is subject to the terms and provisions of the Note.

F3 · derivative.underlying_shares: The number of shares of common stock shown in Column 7 assumes a conversion price of $2.016, which is subject to adjustment in certain circumstances (see Footnote 1).

SEC source: 0001209191-18-040509 · doc4.xml · derivative · entry 2

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By StoryCorp Consulting

Disclosed balance after: 2,480

Underlying: Common Stock · 2,480 shares

Expires 2021-06-28

F4 · price: The Warrants were issued for no additional consideration in connection with the offer and sale of the Note.

SEC source: 0001209191-18-040509 · doc4.xml · derivative · entry 1

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By StoryCorp Consulting

Disclosed balance after: Not disclosed

Underlying: Common Stock · 4,961 shares

Expires 2018-12-31

F1 · derivative.exercise_price: The Convertible Promissory Note (the "Note") is convertible into the Issuer's common stock at a conversion price equal to the lesser of (a) the lowest per share price at which common stock is sold by the Issuer in a sale resulting in aggregate gross cash proceeds of at least $7.0 million (a "Qualified Financing"), less a discount of 20%, or (b) $2.016, but in any event no less than a conversion price floor of $1.40, which conversion price is subject to adjustment in certain circumstances in accordance with the terms of the Note.

F2 · derivative.exercise_date: The principal amount of the Note will automatically convert into shares of the Issuer's common stock (i) upon the consummation of a Qualified Financing or (ii) if the holders of a majority of the aggregate principal amount of outstanding Convertible Promissory Notes elect to convert such notes at any time until three days prior to a Qualified Financing. Additionally, the reporting person is entitled to convert the principal amount of the Note into common stock (i) at any time until three days prior to the consummation of a Qualified Financing or (ii) if a material Event of Default (as defined in the Note) shall have occurred and be continuing. In each case, conversion is subject to the terms and provisions of the Note.

F3 · derivative.underlying_shares: The number of shares of common stock shown in Column 7 assumes a conversion price of $2.016, which is subject to adjustment in certain circumstances (see Footnote 1).

SEC source: 0001209191-18-040508 · doc4.xml · derivative · entry 2

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,401

Underlying: Common Stock · 12,401 shares

Expires 2021-06-28

F4 · price: The Warrants were issued for no additional consideration in connection with the offer and sale of the Note.

SEC source: 0001209191-18-040508 · doc4.xml · derivative · entry 1

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 24,802 shares

Expires 2018-12-31

F1 · derivative.exercise_price: The Convertible Promissory Note (the "Note") is convertible into the Issuer's common stock at a conversion price equal to the lesser of (a) the lowest per share price at which common stock is sold by the Issuer in a sale resulting in aggregate gross cash proceeds of at least $7.0 million (a "Qualified Financing"), less a discount of 20%, or (b) $2.016, but in any event no less than a conversion price floor of $1.40, which conversion price is subject to adjustment in certain circumstances in accordance with the terms of the Note.

F2 · derivative.exercise_date: The principal amount of the Note will automatically convert into shares of the Issuer's common stock (i) upon the consummation of a Qualified Financing or (ii) if the holders of a majority of the aggregate principal amount of outstanding Convertible Promissory Notes elect to convert such notes at any time until three days prior to a Qualified Financing. Additionally, the reporting person is entitled to convert the principal amount of the Note into common stock (i) at any time until three days prior to the consummation of a Qualified Financing or (ii) if a material Event of Default (as defined in the Note) shall have occurred and be continuing. In each case, conversion is subject to the terms and provisions of the Note.

F3 · derivative.underlying_shares: The number of shares of common stock shown in Column 7 assumes a conversion price of $2.016, which is subject to adjustment in certain circumstances (see Footnote 1).

SEC source: 0001654954-18-000107 · section16.xml · derivative · entry 1

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061

Underlying: Common Stock · 6,061 shares

Expires 2026-01-02

F1 · shares: Represents a stock option award granted on January 2, 2018 pursuant to the Issuer's Non-Employee Director Compensation Policy.

SEC source: 0001654954-18-000114 · section16.xml · derivative · entry 1

Tokman Alexander Y · CIK 0001334483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061

Underlying: Common Stock · 6,061 shares

Expires 2026-01-02

F1 · shares: Represents a stock option award granted on January 2, 2018 pursuant to the Issuer's Non-Employee Director Compensation Policy.

SEC source: 0001654954-18-000112 · section16.xml · derivative · entry 1

Gambhir Sanjiv Sam · CIK 0001369005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061

Underlying: Common Stock · 6,061 shares

Expires 2026-01-02

F1 · shares: Represents a stock option award granted on January 2, 2018 pursuant to the Issuer's Non-Employee Director Compensation Policy.

SEC source: 0001654954-18-000113 · section16.xml · derivative · entry 1

Harsh Michael · CIK 0001706155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,061

Underlying: Common Stock · 6,061 shares

Expires 2026-01-02

F1 · shares: Represents a stock option award granted on January 2, 2018 pursuant to the Issuer's Non-Employee Director Compensation Policy.

SEC source: 0001209191-17-039505 · doc4.xml · derivative · entry 1

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,960

Underlying: Common Stock · 31,960 shares

Expires 2022-05-12

F1 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on May 12, 2018.

SEC source: 0001209191-17-039508 · doc4.xml · derivative · entry 1

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,960

Underlying: Common Stock · 31,960 shares

Expires 2022-05-12

F1 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on May 12, 2018.

SEC source: 0001209191-17-042112 · doc4a.xml · derivative · entry 1

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,960

Underlying: Common Stock · 31,960 shares

Expires 2025-05-12

F1 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on May 12, 2018.

F2 · derivative.expiration_date: This amendment is being filed to correct the expiration date of these Stock Options, which was inadvertantly reported as May 12, 2022. The correct expiration date is May 12, 2025.

SEC source: 0001209191-17-042113 · doc4a.xml · derivative · entry 1

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,960

Underlying: Common Stock · 31,960 shares

Expires 2025-05-12

F1 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on May 12, 2018.

F2 · derivative.expiration_date: This amendment is being filed to correct the expiration date of these Stock Options, which was inadvertantly reported as May 12, 2022. The correct expiration date is May 12, 2025.

SEC source: 0001209191-17-032894 · doc4.xml · derivative · entry 3

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,310

Underlying: Common Stock · 307,310 shares

Expires 2022-05-12

F3 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on May 12, 2018.

SEC source: 0001209191-17-032894 · doc4.xml · derivative · entry 2

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The principal amount of, and accrued interest on, the Convertible Promissory Note converted into shares of Common Stock of the Issuer at a conversion price of $1.40 per share immediately prior to the consummation of the Issuer's initial public offering.

SEC source: 0001209191-17-032894 · doc4.xml · nonDerivative · entry 1

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Common Stock were issued upon the conversion of the Convertible Promissory Note, as described in footnote (2).

SEC source: 0001209191-17-032899 · doc4.xml · derivative · entry 3

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2022-05-12

SEC source: 0001209191-17-032899 · doc4.xml · derivative · entry 2

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2021-05-12

F2 · derivative.exercise_date: These Stock Options become exercisable in twelve equal quarterly installments beginning on August 12, 2017.

SEC source: 0001209191-17-032899 · doc4.xml · nonDerivative · entry 1

Wells David R. · CIK 0001480371 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By StoryCorp Consulting

Disclosed balance after: 18,833

F1 · price: Award of restricted stock granted pursuant to the Issuer's 2016 Omnibus Incentive Plan.

SEC source: 0001209191-17-032900 · doc4.xml · derivative · entry 1

Harsh Michael · CIK 0001706155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2022-05-12

SEC source: 0001209191-17-032896 · doc4.xml · derivative · entry 3

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,338

Underlying: Common Stock · 313,338 shares

Expires 2022-05-12

F3 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on May 12, 2018.

SEC source: 0001209191-17-032896 · doc4.xml · derivative · entry 2

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The principal amount of, and accrued interest on, the Convertible Promissory Note converted into shares of Common Stock of the Issuer at a conversion price of $1.40 per share immediately prior to the consummation of the Issuer's initial public offering.

SEC source: 0001209191-17-032896 · doc4.xml · nonDerivative · entry 1

Thornton Michael Milos · CIK 0001706297 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Common Stock were issued upon the conversion of the Convertible Promissory Note, as described in footnote (2).

SEC source: 0001209191-17-033586 · doc4.xml · derivative · entry 1

Tokman Alexander Y · CIK 0001334483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2022-05-12

SEC source: 0001209191-17-033918 · doc4.xml · derivative · entry 3

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2022-05-12

SEC source: 0001209191-17-033918 · doc4.xml · derivative · entry 2

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2017-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The principal amount of, and accrued interest on, the Convertible Promissory Note converted into shares of Common Stock of the Issuer at a conversion price of $1.40 per share immediately prior to the consummation of the Issuer's initial public offering.

SEC source: 0001209191-17-033918 · doc4.xml · nonDerivative · entry 1

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of Common Stock were issued upon the conversion of the Convertible Promissory Note, as described in footnote (2).

SEC source: 0001209191-17-034740 · doc4a.xml · derivative · entry 2

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2025-05-12

F2 · derivative.exercise_date: This amendment is being filed to correct the exercisable date of these Stock Options, which was inadvertantly reported as May 12, 2017. The correct exercisable date is December 31, 2017.

F1 · derivative.expiration_date: This amendment is being filed to correct the expiration date of these Stock Options, which was inadvertantly reported as May 12, 2022. The correct expiration date is May 12, 2025.

SEC source: 0001209191-17-034740 · doc4a.xml · derivative · entry 1

DIGIANDOMENICO ANTHONY · CIK 0001083544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2025-05-12

F1 · derivative.expiration_date: This amendment is being filed to correct the expiration date of these Stock Options, which was inadvertantly reported as May 12, 2022. The correct expiration date is May 12, 2025.

SEC source: 0001209191-17-034730 · doc4a.xml · derivative · entry 1

Michelon Francois Roger · CIK 0001691470 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,310

Underlying: Common Stock · 307,310 shares

Expires 2025-05-12

F1 · derivative.exercise_date: These Stock Options become exercisable in three equal annual installments beginning on May 12, 2018.

F2 · derivative.expiration_date: This amendment is being filed to correct the expiration date of these Stock Options, which was inadvertantly reported as May 12, 2022. The correct expiration date is May 12, 2025.