Tapewire

Nasdaq · USD

NCSM

NCS Multistage Holdings, Inc.

Export transactions ↓
Tapewire entity
6562
SEC CIK
0001692427
Parsed reports
241

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2024 Filed Nov 5, 2024 17:53 UTC
MORRISON MICHAEL LCFO & Treasurer
Exercise / conversionCommon Stock 1,879 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-033277 · rdgdoc.xml · nonDerivative · entry 1

MORRISON MICHAEL L · CIK 0001228756 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on November 1, 2024 and settled for cash.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:36 UTC
RALLS W MATTDirector
GrantCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007235 · rdgdoc.xml · nonDerivative · entry 1

RALLS W MATT · CIK 0001180365 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,505

F1 · balance_after: Includes 16,856 vested restricted stock units and 4,061 restricted stock units which vest on February 28, 2025 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:26 UTC
LEV ORIExecutive VP, GC and Secretary
GrantEquivalent Stock Units · Derivative 9,211 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007221 · rdgdoc.xml · derivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,555

Underlying: Common Stock · 9,211 shares

Expires not disclosed

F1 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F2 · derivative.exercise_date: Includes 595 equivalent stock units which vest on February 28, 2025, 2,749 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025 and 9,211 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

F2 · derivative.expiration_date: Includes 595 equivalent stock units which vest on February 28, 2025, 2,749 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025 and 9,211 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:29 UTC
Willems TimChief Operations Officer
GrantEquivalent Stock Units · Derivative 11,858 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007225 · rdgdoc.xml · derivative · entry 1

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,296

Underlying: Common Stock · 11,858 shares

Expires not disclosed

F1 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F2 · derivative.exercise_date: Includes 759 equivalent stock units which vest on February 28, 2025, 3,679 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025 and 11,858 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

F2 · derivative.expiration_date: Includes 759 equivalent stock units which vest on February 28, 2025, 3,679 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025 and 11,858 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:33 UTC GrantCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007231 · rdgdoc.xml · nonDerivative · entry 1

Grewal Gurinder · CIK 0001695567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,359

F1 · balance_after: Includes 9,298 vested restricted stock units and 4,061 restricted stock units which vest on February 28, 2025 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:38 UTC GrantCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007239 · rdgdoc.xml · nonDerivative · entry 1

MCSHANE MICHAEL · CIK 0001236484 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,218

F1 · balance_after: Includes 4,061 restricted stock units which vest and settle on February 28, 2025.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:37 UTC
DEANE JOHN DDirector
GrantCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007237 · rdgdoc.xml · nonDerivative · entry 1

DEANE JOHN D · CIK 0001236472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,211

F1 · balance_after: Includes 4,061 restricted stock units which vest and settle on February 28, 2025.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:35 UTC GrantCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007233 · rdgdoc.xml · nonDerivative · entry 1

Mitchell Valerie A · CIK 0001608353 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,273

F1 · balance_after: Includes 4,061 restricted stock units which vest and settle on February 28, 2025 and 19,212 vested restricted stock units which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:32 UTC GrantCommon Stock 4,061 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007229 · rdgdoc.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,785

F1 · balance_after: Includes 5,846 restricted stock units which vest on February 28, 2025.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:30 UTC
Hummer RyanDirector · Chief Executive Officer
GrantEquivalent Stock Units · Derivative 23,392 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007227 · rdgdoc.xml · derivative · entry 1

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,699

Underlying: Common Stock · 23,392 shares

Expires not disclosed

F1 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F2 · derivative.exercise_date: Includes 854 equivalent stock units which vest on February 28, 2025, 8,453 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024 and 23,392 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

F2 · derivative.expiration_date: Includes 854 equivalent stock units which vest on February 28, 2025, 8,453 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024 and 23,392 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:28 UTC
MORRISON MICHAEL LCFO & Treasurer
GrantEquivalent Stock Units · Derivative 11,696 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007223 · rdgdoc.xml · derivative · entry 1

MORRISON MICHAEL L · CIK 0001228756 · CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,452

Underlying: Common Stock · 11,696 shares

Expires not disclosed

F1 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F2 · derivative.exercise_date: Includes 3,756 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024 and 11,696 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

F2 · derivative.expiration_date: Includes 3,756 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024 and 11,696 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

Read SEC document
March 07, 2024 Filed Mar 9, 2024 01:23 UTC
WILLIAMS DEWAYNEVP & Controller
GrantEquivalent Stock Units · Derivative 7,960 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007219 · rdgdoc.xml · derivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,824

Underlying: Common Stock · 7,960 shares

Expires not disclosed

F1 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F2 · derivative.exercise_date: Includes 280 equivalent stock units which vest on February 28, 2025, 2,584 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025 and 7,960 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

F2 · derivative.expiration_date: Includes 280 equivalent stock units which vest on February 28, 2025, 2,584 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025 and 7,960 equivalent stock units which vest in three equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:48 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionEquivalent Stock Units · Derivative 2,568 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006130 · rdgdoc.xml · derivative · entry 4

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,344

Underlying: Common Stock · 2,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

F5 · derivative.exercise_date: Includes 595 equivalent stock units which vest on February 28, 2025 and 2,749 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025.

F5 · derivative.expiration_date: Includes 595 equivalent stock units which vest on February 28, 2025 and 2,749 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:48 UTC
LEV ORIExecutive VP, GC and Secretary
Disposition to issuerCommon Stock 559 $14.90 $8,329.10
Disclosure

SEC source: 0001437749-24-006130 · rdgdoc.xml · nonDerivative · entry 3

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,473

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 595 restricted stock units which vest on February 28, 2025 and 1,372 restricted stock units which vest in two equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:48 UTC
LEV ORIExecutive VP, GC and Secretary
Tax withholdingCommon Stock 2,568 $14.90 $38,263.20
Disclosure

SEC source: 0001437749-24-006130 · rdgdoc.xml · nonDerivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,032

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:48 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionCommon Stock 2,568 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006130 · rdgdoc.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:46 UTC
WILLIAMS DEWAYNEVP & Controller
Exercise / conversionEquivalent Stock Units · Derivative 1,871 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006127 · rdgdoc.xml · derivative · entry 4

WILLIAMS DEWAYNE · CIK 0001464457 · VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,864

Underlying: Common Stock · 1,871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

F5 · derivative.exercise_date: Includes 280 equivalent stock units which vest on February 28, 2025 and 2,584 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025.

F5 · derivative.expiration_date: Includes 280 equivalent stock units which vest on February 28, 2025 and 2,584 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:46 UTC
WILLIAMS DEWAYNEVP & Controller
Disposition to issuerCommon Stock 365 $14.90 $5,438.50
Disclosure

SEC source: 0001437749-24-006127 · rdgdoc.xml · nonDerivative · entry 3

WILLIAMS DEWAYNE · CIK 0001464457 · VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,042

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 280 restricted stock units which vest on February 28, 2025 and 1,290 restricted stock units which vest in two equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:46 UTC
WILLIAMS DEWAYNEVP & Controller
Tax withholdingCommon Stock 1,871 $14.90 $27,877.90
Disclosure

SEC source: 0001437749-24-006127 · rdgdoc.xml · nonDerivative · entry 2

WILLIAMS DEWAYNE · CIK 0001464457 · VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,407

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:46 UTC
WILLIAMS DEWAYNEVP & Controller
Exercise / conversionCommon Stock 1,871 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006127 · rdgdoc.xml · nonDerivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:43 UTC
Hummer RyanDirector · Chief Executive Officer
Exercise / conversionEquivalent Stock Units · Derivative 1,633 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006123 · rdgdoc.xml · derivative · entry 4

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,307

Underlying: Common Stock · 1,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

F5 · derivative.exercise_date: Includes 854 equivalent stock units which vest on February 28, 2025 and 8,453 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024.

F5 · derivative.expiration_date: Includes 854 equivalent stock units which vest on February 28, 2025 and 8,453 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:43 UTC
Hummer RyanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 485 $14.90 $7,226.50
Disclosure

SEC source: 0001437749-24-006123 · rdgdoc.xml · nonDerivative · entry 3

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,411

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 854 restricted stock units which vest on February 28, 2025 and 8,453 restricted stock units which vest in two equal annual installments beginning on November 1, 2024.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:43 UTC
Hummer RyanDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,633 $14.90 $24,331.70
Disclosure

SEC source: 0001437749-24-006123 · rdgdoc.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,896

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:43 UTC
Hummer RyanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 1,633 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006123 · rdgdoc.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:40 UTC Exercise / conversionEquivalent Stock Units · Derivative 3,409 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006120 · rdgdoc.xml · derivative · entry 5

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,785

Underlying: Common Stock · 3,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

F6 · derivative.exercise_date: Includes 1,785 equivalent stock units which vest on February 28, 2025.

F6 · derivative.expiration_date: Includes 1,785 equivalent stock units which vest on February 28, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:40 UTC Disposition to issuerCommon Stock 2,500 $14.90 $37,250.00
Disclosure

SEC source: 0001437749-24-006120 · rdgdoc.xml · nonDerivative · entry 3

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,724

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 1,785 restricted stock units which vest on February 28, 2025.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:40 UTC Tax withholdingCommon Stock 3,409 $14.90 $50,794.10
Disclosure

SEC source: 0001437749-24-006120 · rdgdoc.xml · nonDerivative · entry 2

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,224

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Feb 29, 2024 21:40 UTC Exercise / conversionCommon Stock 3,409 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006120 · rdgdoc.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 18:11 UTC
Willems TimChief Operations Officer
Exercise / conversionEquivalent Stock Units · Derivative 3,114 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006250 · rdgdoc.xml · derivative · entry 4

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,438

Underlying: Common Stock · 3,114 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

F5 · derivative.exercise_date: Includes 759 equivalent stock units which vest on February 28, 2025 and 3,679 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025.

F5 · derivative.expiration_date: Includes 759 equivalent stock units which vest on February 28, 2025 and 3,679 equivalent stock units which vest in two equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 18:11 UTC
Willems TimChief Operations Officer
Disposition to issuerCommon Stock 651 $14.90 $9,699.90
Disclosure

SEC source: 0001437749-24-006250 · rdgdoc.xml · nonDerivative · entry 3

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,194

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 759 restricted stock units which vest on February 28, 2025 and 1,837 restricted stock units which vest in two equal annual installments beginning on February 28, 2025.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 18:11 UTC
Willems TimChief Operations Officer
Tax withholdingCommon Stock 3,114 $14.90 $46,398.60
Disclosure

SEC source: 0001437749-24-006250 · rdgdoc.xml · nonDerivative · entry 2

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,845

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 18:11 UTC
Willems TimChief Operations Officer
Exercise / conversionCommon Stock 3,114 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-006250 · rdgdoc.xml · nonDerivative · entry 1

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2024 and settled for cash.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:31 UTC
MORRISON MICHAEL LChief Financial Officer
Exercise / conversionEquivalent Stock Units · Derivative 1,879 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000394 · certent-form4.xml · derivative · entry 4

MORRISON MICHAEL L · CIK 0001228756 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,756

Underlying: Common Stock · 1,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on November 1, 2023 and settled for cash.

F5 · derivative.exercise_date: Includes 3,756 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024.

F5 · derivative.expiration_date: Includes 3,756 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:31 UTC
MORRISON MICHAEL LChief Financial Officer
Disposition to issuerCommon Stock 458 $14.05 $6,434.90
Disclosure

SEC source: 0001562762-23-000394 · certent-form4.xml · nonDerivative · entry 3

MORRISON MICHAEL L · CIK 0001228756 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,177

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 3,756 restricted stock units which vest in two equal annual installments beginning on November 1, 2024.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:31 UTC
MORRISON MICHAEL LChief Financial Officer
Tax withholdingCommon Stock 1,879 $14.05 $26,399.95
Disclosure

SEC source: 0001562762-23-000394 · certent-form4.xml · nonDerivative · entry 2

MORRISON MICHAEL L · CIK 0001228756 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,635

F1 · kind: Equivalent stock units vested on November 1, 2023 and settled for cash.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:31 UTC
MORRISON MICHAEL LChief Financial Officer
Exercise / conversionCommon Stock 1,879 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000394 · certent-form4.xml · nonDerivative · entry 1

MORRISON MICHAEL L · CIK 0001228756 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on November 1, 2023 and settled for cash.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:29 UTC
Hummer RyanDirector · Chief Executive Officer
Exercise / conversionEquivalent Stock Units · Derivative 4,227 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000392 · certent-form4.xml · derivative · entry 4

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,940

Underlying: Common Stock · 4,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on November 1, 2023 and settled for cash.

F5 · derivative.exercise_date: Includes 779 equivalent stock units which vest on February 28, 2024, 1,708 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 8,453 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024.

F5 · derivative.expiration_date: Includes 779 equivalent stock units which vest on February 28, 2024, 1,708 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 8,453 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:29 UTC
Hummer RyanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 1,030 $14.05 $14,471.50
Disclosure

SEC source: 0001562762-23-000392 · certent-form4.xml · nonDerivative · entry 3

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,896

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 779 restricted stock units which vest on February 28, 2024, 1,708 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 8,453 restricted stock units which vest in two equal annual installments beginning on November 1, 2024.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:29 UTC
Hummer RyanDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,227 $14.05 $59,389.35
Disclosure

SEC source: 0001562762-23-000392 · certent-form4.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,926

F1 · kind: Equivalent stock units vested on November 1, 2023 and settled for cash.

Read SEC document
November 01, 2023 Filed Nov 2, 2023 21:29 UTC
Hummer RyanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,227 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000392 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on November 1, 2023 and settled for cash.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 13:03 UTC
WILLIAMS DEWAYNEVP, Controller
Exercise / conversionEquivalent Stock Units · Derivative 639 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000153 · certent-form4.xml · derivative · entry 3

WILLIAMS DEWAYNE · CIK 0001464457 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,735

Underlying: Common Stock · 639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F4 · derivative.exercise_date: Includes 298 equivalent stock units which vest on February 28, 2024, 560 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 3,877 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

F4 · derivative.expiration_date: Includes 298 equivalent stock units which vest on February 28, 2024, 560 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 3,877 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 13:03 UTC
WILLIAMS DEWAYNEVP, Controller
Tax withholdingCommon Stock 639 $20.84 $13,316.76
Disclosure

SEC source: 0001562762-23-000153 · certent-form4.xml · nonDerivative · entry 2

WILLIAMS DEWAYNE · CIK 0001464457 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,407

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F2 · balance_after: Includes 298 restricted stock units which vest on February 28, 2024, 560 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 1,935 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 13:03 UTC
WILLIAMS DEWAYNEVP, Controller
Exercise / conversionCommon Stock 639 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000153 · certent-form4.xml · nonDerivative · entry 1

WILLIAMS DEWAYNE · CIK 0001464457 · VP, Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:50 UTC
RALLS W MATTDirector
GrantCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000102 · certent-form4.xml · nonDerivative · entry 1

RALLS W MATT · CIK 0001180365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,444

F1 · balance_after: Includes 11,703 vested restricted stock units and 5,153 restricted stock units which vest on February 28, 2024 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:44 UTC
LEV ORIExecutive VP, GC and Secretary
GrantEquivalent Stock Units · Derivative 4,124 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000094 · certent-form4.xml · derivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,912

Underlying: Common Stock · 4,124 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 598 equivalent stock units which vest on February 28, 2024, 1,190 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

F3 · derivative.expiration_date: Includes 598 equivalent stock units which vest on February 28, 2024, 1,190 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:44 UTC
LEV ORIExecutive VP, GC and Secretary
GrantCommon Stock 2,059 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000094 · certent-form4.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,032

F1 · balance_after: Includes 598 restricted stock units which vest on February 28, 2024, 1,190 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,059 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:52 UTC
Willems TimChief Operations Officer
GrantEquivalent Stock Units · Derivative 5,519 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000104 · certent-form4.xml · derivative · entry 2

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,552

Underlying: Common Stock · 5,519 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 562 equivalent stock units which vest on February 28, 2024, 1,471 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 5,519 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

F3 · derivative.expiration_date: Includes 562 equivalent stock units which vest on February 28, 2024, 1,471 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 5,519 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:52 UTC
Willems TimChief Operations Officer
GrantCommon Stock 2,756 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000104 · certent-form4.xml · nonDerivative · entry 1

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,845

F1 · balance_after: Includes 562 restricted stock units which vest on February 28, 2024, 1,471 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,756 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:40 UTC GrantCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000090 · certent-form4.xml · nonDerivative · entry 1

Grewal Gurinder · CIK 0001695567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,298

F1 · balance_after: Includes 4,145 restricted stock units which vest on July 27, 2023 and 5,153 restricted stock units which vest on February 28, 2024 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:49 UTC GrantCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000100 · certent-form4.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,224

F1 · balance_after: Includes 6,777 restricted stock units which vest on February 28, 2024 and 3,570 restricted stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.