Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2021 Filed Feb 3, 2021 00:25 UTC |
Marks Clifford EPresident
|
Exercise / conversionCommon Stock | 17,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000034 · wf-form4_161231193355579.xml · nonDerivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:29 UTC |
Lesinski Thomas F.Director · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000038 · wf-form4_161231214780536.xml · derivative · entry 3 Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,133 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:29 UTC |
Lesinski Thomas F.Director · Chief Executive Officer
|
Tax withholdingCommon Stock | 5,775 | $4.17 | $24,081.75 |
DisclosureSEC source: 0001377630-21-000038 · wf-form4_161231214780536.xml · nonDerivative · entry 2 Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,664 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:29 UTC |
Lesinski Thomas F.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000038 · wf-form4_161231214780536.xml · nonDerivative · entry 1 Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:26 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000035 · wf-form4_161231199536898.xml · derivative · entry 3 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:26 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
Tax withholdingCommon Stock | 3,732 | $4.17 | $15,562.44 |
DisclosureSEC source: 0001377630-21-000035 · wf-form4_161231199536898.xml · nonDerivative · entry 2 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,053 F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units. Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:26 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000035 · wf-form4_161231199536898.xml · nonDerivative · entry 1 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 17:33 UTC |
Patterson Julie L.Principal Accounting Officer
|
Tax withholdingCommon Stock | 563 | $3.58 | $2,015.54 |
DisclosureSEC source: 0001377630-21-000025 · wf-form4_161170039750254.xml · nonDerivative · entry 2 Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,051 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:37 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
Tax withholdingCommon Stock | 4,352 | $3.58 | $15,580.16 |
DisclosureSEC source: 0001377630-21-000028 · wf-form4_161170062362860.xml · nonDerivative · entry 2 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,785 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 24, 2021 Filed Jan 26, 2021 22:35 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 7,561 | $3.58 | $27,068.38 |
DisclosureSEC source: 0001377630-21-000026 · wf-form4_161170052307061.xml · nonDerivative · entry 2 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,450 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 17:33 UTC |
Patterson Julie L.Principal Accounting Officer
|
Tax withholdingCommon Stock | 582 | $3.58 | $2,083.56 |
DisclosureSEC source: 0001377630-21-000025 · wf-form4_161170039750254.xml · nonDerivative · entry 1 Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,614 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 17:36 UTC |
Hilty Sarah KinnickEVP & General Counsel
|
Tax withholdingCommon Stock | 1,938 | $3.58 | $6,938.04 |
DisclosureSEC source: 0001377630-21-000027 · wf-form4_161170057262668.xml · nonDerivative · entry 1 Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,351 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:37 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
Tax withholdingCommon Stock | 4,843 | $3.58 | $17,337.94 |
DisclosureSEC source: 0001377630-21-000028 · wf-form4_161170062362860.xml · nonDerivative · entry 1 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,137 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 22, 2021 Filed Jan 26, 2021 22:35 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 6,259 | $3.58 | $22,407.22 |
DisclosureSEC source: 0001377630-21-000026 · wf-form4_161170052307061.xml · nonDerivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,011 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:08 UTC |
Patterson Julie L.Principal Accounting Officer
|
GrantRestricted Stock Units · Derivative | 15,441 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000017 · wf-form4_161135330077813.xml · derivative · entry 1 Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,441 Underlying: Common Stock · 15,441 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest as follows: 13,897 shares will vest in three equal annual installments beginning on January 20, 2022 and 1,544 shares will vest in full on February 26, 2024. F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest as follows: 13,897 shares will vest in three equal annual installments beginning on January 20, 2022 and 1,544 shares will vest in full on February 26, 2024. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:07 UTC |
SEGALL MARK BDirector
|
GrantRestricted Stock Units · Derivative | 13,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000016 · wf-form4_161135325504857.xml · derivative · entry 1 SEGALL MARK B · CIK 0001116572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,440 Underlying: Common Stock · 13,440 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:10 UTC |
Hilty Sarah KinnickEVP & General Counsel
|
GrantRestricted Stock Units · Derivative | 47,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000020 · wf-form4_161135344502739.xml · derivative · entry 1 Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,250 Underlying: Common Stock · 47,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest as follows: 31,500 shares will vest in three equal annual installments beginning on January 20, 2022 and 15,750 shares will vest in full on February 26, 2024. F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest as follows: 31,500 shares will vest in three equal annual installments beginning on January 20, 2022 and 15,750 shares will vest in full on February 26, 2024. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 22:10 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
GrantRestricted Stock Units · Derivative | 91,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000019 · wf-form4_161135340635208.xml · derivative · entry 1 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,719 Underlying: Common Stock · 91,719 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest as follows: 61,146 shares will vest in three equal annual installments beginning on January 20, 2022 and 30,573 shares will vest in full on February 26, 2024. F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest as follows: 61,146 shares will vest in three equal annual installments beginning on January 20, 2022 and 30,573 shares will vest in full on February 26, 2024. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 22:09 UTC |
Marks Clifford EPresident
|
GrantRestricted Stock Units · Derivative | 136,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000018 · wf-form4_161135335288854.xml · derivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,494 Underlying: Common Stock · 136,494 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents shares of restricted stock units that will vest as follows: 74,666 shares will vest in three equal annual installments beginning on January 20, 2022, 37,333 shares will vest in full on February 26, 2024 and 24,495 will vest in full on January 20, 2022. F2 · derivative.expiration_date: Represents shares of restricted stock units that will vest as follows: 74,666 shares will vest in three equal annual installments beginning on January 20, 2022, 37,333 shares will vest in full on February 26, 2024 and 24,495 will vest in full on January 20, 2022. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 22:06 UTC |
HILL JULIANA FDirector
|
GrantRestricted Stock Units · Derivative | 29,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000015 · wf-form4_161135316547334.xml · derivative · entry 1 HILL JULIANA F · CIK 0001212892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,569 Underlying: Common Stock · 29,569 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 22:05 UTC |
HALL KURT CDirector
|
GrantRestricted Stock Units · Derivative | 29,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000014 · wf-form4_161135311661453.xml · derivative · entry 1 HALL KURT C · CIK 0001247651 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,569 Underlying: Common Stock · 29,569 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 22:04 UTC |
Goodman Lawrence ADirector
|
GrantRestricted Stock Units · Derivative | 29,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000013 · wf-form4_161135306734680.xml · derivative · entry 1 Goodman Lawrence A · CIK 0001388844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,569 Underlying: Common Stock · 29,569 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 22:03 UTC |
Reisman DonnaDirector
|
GrantRestricted Stock Units · Derivative | 29,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000012 · wf-form4_161135301240584.xml · derivative · entry 1 Reisman Donna · CIK 0001792152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,569 Underlying: Common Stock · 29,569 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on February 20, 2022, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the restricted stock units will vest in full on the date of death. The restricted stock units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 17:51 UTC |
Hilty Sarah KinnickEVP & General Counsel
|
GrantRestricted Stock Units · Derivative | 6,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-21-000002 · wf-form4_160980069753581.xml · derivative · entry 1 Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,720 Underlying: Common Stock · 6,720 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in full on January 1, 2022. F2 · derivative.expiration_date: The restricted stock units will vest in full on January 1, 2022. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 18:20 UTC |
Patterson Julie L.Principal Accounting Officer
|
GrantRestricted Stock Units · Derivative | 15,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000171 · wf-form4_160444561838998.xml · derivative · entry 1 Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,344 Underlying: Common Stock · 15,344 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. F2 · derivative.expiration_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 18:18 UTC |
Hilty Sarah KinnickEVP & General Counsel
|
GrantRestricted Stock Units · Derivative | 30,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000170 · wf-form4_160444551786901.xml · derivative · entry 1 Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,150 Underlying: Common Stock · 30,150 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. F2 · derivative.expiration_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 23:35 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
GrantRestricted Stock Units · Derivative | 40,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000172 · wf-form4_160444650077759.xml · derivative · entry 1 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,003 Underlying: Common Stock · 40,003 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. F2 · derivative.expiration_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 23:15 UTC |
Marks Clifford EPresident
|
GrantRestricted Stock Units · Derivative | 68,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000169 · wf-form4_160444531581788.xml · derivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,685 Underlying: Common Stock · 68,685 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. F2 · derivative.expiration_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 23:14 UTC |
Lesinski Thomas F.Director · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 56,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000168 · wf-form4_160444525629495.xml · derivative · entry 1 Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,532 Underlying: Common Stock · 56,532 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. F2 · derivative.expiration_date: The restricted stock units will vest in four equal quarterly installments beginning on January 30, 2021. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 16:22 UTC |
SEGALL MARK BDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000151 · wf-form4_159907811598492.xml · derivative · entry 2 SEGALL MARK B · CIK 0001116572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,102 shares Expires 2020-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 16:22 UTC |
SEGALL MARK BDirector
|
Exercise / conversionCommon Stock | 7,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000151 · wf-form4_159907811598492.xml · nonDerivative · entry 1 SEGALL MARK B · CIK 0001116572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| August 19, 2020 Filed Aug 24, 2020 15:10 UTC |
HILL JULIANA FDirector
|
GrantRestricted Stock Units · Derivative | 12,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000147 · wf-form4_159828178691800.xml · derivative · entry 1 HILL JULIANA F · CIK 0001212892 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693 Underlying: Common Stock · 12,693 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| August 07, 2020 Filed Aug 8, 2020 00:24 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 4,789 | $2.90 | $13,868.47 |
DisclosureSEC source: 0001567619-20-014548 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,417,990 F3 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.8917 to $2.9000 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| August 06, 2020 Filed Aug 8, 2020 00:24 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 103,922 | $2.90 | $301,342.62 |
DisclosureSEC source: 0001567619-20-014548 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,413,201 F2 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.8997 to $2.9000 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price F4 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| August 05, 2020 Filed Aug 8, 2020 00:24 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 74,831 | $2.89 | $216,590.85 |
DisclosureSEC source: 0001567619-20-014548 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,309,279 F1 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.8929 to $2.8958 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F4 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F5 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 19:01 UTC |
SEGALL MARK BDirector
|
GrantRestricted Stock Units · Derivative | 7,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000129 · wf-form4_159623650128469.xml · derivative · entry 1 SEGALL MARK B · CIK 0001116572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,708 Underlying: Common Stock · 7,708 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 22, 2021, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:04 UTC |
Lesinski Thomas F.Director · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 276,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001377630-20-000131 · wf-form4_159623667354996.xml · derivative · entry 2 Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,752 Underlying: Common Stock · 276,752 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit respresents the right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning on July 29, 2021. F3 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning on July 29, 2021. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 23:04 UTC |
Lesinski Thomas F.Director · Chief Executive Officer
|
GrantEmployee stock option (right to buy) · Derivative | 500,606 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001377630-20-000131 · wf-form4_159623667354996.xml · derivative · entry 1 Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,606 Underlying: Common Stock · 500,606 shares Expires 2030-07-29 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on July 29, 2021. Read SEC document |
| April 24, 2020 Filed Apr 28, 2020 21:21 UTC |
Felenstein Scott DEVP & Chief Revenue Officer
|
Tax withholdingCommon Stock | 4,436 | $3.14 | $13,929.04 |
DisclosureSEC source: 0001377630-20-000084 · wf-form4_158810887562884.xml · nonDerivative · entry 1 Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,980 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| April 15, 2020 Filed Apr 15, 2020 21:18 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 166,000 | $2.54 | $422,436.80 |
DisclosureSEC source: 0001567619-20-008001 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,234,448 F2 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.5175 to $2.5628 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 21:18 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 56,050 | $2.68 | $150,247.63 |
DisclosureSEC source: 0001567619-20-008001 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,068,448 F1 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.6473 to $2.6814 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| April 13, 2020 Filed Apr 15, 2020 21:18 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 72,642 | $2.72 | $197,535.39 |
DisclosureSEC source: 0001567619-20-008001 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 19,012,398 F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 20:42 UTC |
Standard General L.P.10% owner
|
PurchaseCommon Stock | 464,200 | $2.52 | $1,168,391.40 |
DisclosureSEC source: 0001567619-20-007582 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,939,756 F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| April 02, 2020 Filed Apr 6, 2020 20:42 UTC |
Standard General L.P.10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 250,825 | $2.79 | $700,428.81 |
DisclosureSEC source: 0001567619-20-007582 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,475,556 F1 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.7345 to $2.8251 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| April 01, 2020 Filed Apr 1, 2020 21:02 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 250,000 | $2.84 | $710,725.00 |
DisclosureSEC source: 0001567619-20-007310 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,224,731 F2 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.8353 to $2.8589 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 21:02 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 339,475 | $2.99 | $1,014,113.67 |
DisclosureSEC source: 0001567619-20-007310 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,974,731 F1 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $2.8682 to $3.055 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2020 Filed Mar 26, 2020 20:55 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 125,000 | $3.71 | $463,437.50 |
DisclosureSEC source: 0001567619-20-007032 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,635,256 F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 26, 2020 Filed Mar 30, 2020 15:27 UTC |
REGAL ENTERTAINMENT GROUPDirector · 10% owner
Regal CineMedia CORPDirector · 10% owner
REGAL CINEMAS INCDirector · 10% owner
Cineworld Group plcDirector · 10% owner
|
GrantCommon Units of National CineMedia, LLC · Derivative | 520,025 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-040297 · a4.xml · derivative · entry 1 REGAL ENTERTAINMENT GROUP · CIK 0001168696 · Director · 10% owner Regal CineMedia CORP · CIK 0001389064 · Director · 10% owner REGAL CINEMAS INC · CIK 0000905035 · Director · 10% owner Cineworld Group plc · CIK 0001725060 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Reporting Entities Disclosed balance after: 42,290,694 Underlying: Common Stock of National CineMedia, Inc. · 520,025 shares Expires not disclosed F1 · derivative.exercise_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. F1 · derivative.expiration_date: Common Units of National CineMedia, LLC ("Common Units") may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration. F2 · balance_after: The reported securities are owned directly by Regal Cinemas, Inc. and Regal CineMedia Holdings, LLC and indirectly by Regal CineMedia Corporation, Regal Cinemas Corporation, Regal Entertainment Holdings, Inc., Regal Entertainment Group, Crown Intermediate Holdco, Inc., Crown UK Holdco Limited and Cineworld Group plc. Read SEC document |
| March 25, 2020 Filed Mar 26, 2020 20:55 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 177,916 | $3.42 | $607,796.64 |
DisclosureSEC source: 0001567619-20-007032 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,510,256 F2 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $3.3764 to $3.5081 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 24, 2020 Filed Mar 26, 2020 20:55 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 255,739 | $3.15 | $806,012.61 |
DisclosureSEC source: 0001567619-20-007032 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,332,340 F1 · price: Represents the weighted average purchase price of shares purchased in a series of open market transactions on the transaction date at prices ranging from $3.1246 to $3.1679 per share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. F3 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F4 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.