Tapewire

Nasdaq · USD

NCMI

National CineMedia, Inc.

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6194
SEC CIK
0001377630
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202603
Jun 202603
Jul 202603
Aug 202602
Sep 202600
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 18, 2021 20:35 UTC
HALL KURT CDirector
GrantCommon Stock 2,407 $5.52 $13,286.64
Disclosure

SEC source: 0001377630-21-000088 · wf-form4_161609970274354.xml · nonDerivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,776

F1 · shares: Represents shares acquired pursuant to the Reporting Person's election to receive shares of the Issuer's common stock in lieu of all or a portion of his/her cash compensation (i.e. base retainers and meeting fees) for the first and second quarter of 2021. The price as shown above reflects the closing price of the common stock on the date of issuance.

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March 16, 2021 Filed Mar 18, 2021 20:31 UTC GrantCommon Stock 8,623 $5.52 $47,598.96
Disclosure

SEC source: 0001377630-21-000087 · wf-form4_161609950228178.xml · nonDerivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,486

F1 · shares: Represents shares acquired pursuant to the Reporting Person's election to receive shares of the Issuer's common stock in lieu of all or a portion of his/her cash compensation (i.e. base retainers and meeting fees) for the first and second quarter of 2021. The price as shown above reflects the closing price of the common stock on the date of issuance.

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March 15, 2021 Filed Mar 17, 2021 20:37 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock, par value $0.01 ("Common Stock") 1,968,718 $5.70 $11,221,692.60
Disclosure

SEC source: 0001567619-21-006497 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 17,449,272

F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: The sale of shares of Common Stock of the Issuer reported herein was made in connection with portfolio rebalancing by the Reporting Persons.

F4 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16.

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March 10, 2021 Filed Mar 11, 2021 17:08 UTC SaleCommon Stock 30,000 $4.65 $139,500.00
Disclosure

SEC source: 0001377630-21-000081 · wf-form4_161550047831041.xml · nonDerivative · entry 1

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,519

Read SEC document
March 10, 2021 Filed Mar 11, 2021 22:12 UTC
Lesinski Thomas F.Director · Chief Executive Officer
SaleCommon Stock 22,000 $4.90 $107,874.80
Disclosure

SEC source: 0001377630-21-000083 · wf-form4_161550074401774.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,377

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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March 02, 2021 Filed Mar 2, 2021 18:22 UTC
Patterson Julie L.Principal Accounting Officer
Disposition to issuerCommon Stock 567 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000068 · wf-form4_161472731183402.xml · nonDerivative · entry 4

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,148

F4 · shares: On January 22, 2020, the reporting person received a grant of 1,700 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement periods ending February 27, 2023. On March 2, 2021, the Issuer's Board of Directors modified the grant and in connection with the modification determined that one-third of the award was related to the Issuer's performance during the 2020 fiscal year and would vest at 0.0% and as a result a portion of the original grant was forfeited.

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March 02, 2021 Filed Mar 2, 2021 18:22 UTC
Patterson Julie L.Principal Accounting Officer
Disposition to issuerCommon Stock 679 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000068 · wf-form4_161472731183402.xml · nonDerivative · entry 3

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,715

F3 · shares: On February 19, 2019, the reporting person received a grant of 1,645 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending February 28, 2022. On March 2, 2021, the Issuer's Board of Directors modified the grant to vest at 58.7% and, as a result, a portion of the original grant was forfeited. The remainder of the February 19, 2019 award will vest on the original vesting date of February 28, 2022 and remains subject to the employee's continued employment with the Issuer.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 18:17 UTC
Hilty Sarah KinnickEVP & General Counsel
Disposition to issuerCommon Stock 8,500 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000064 · wf-form4_161472702859187.xml · nonDerivative · entry 4

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,831

F4 · shares: On January 22, 2020, the reporting person received a grant of 25,500 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement periods ending February 27, 2023. On March 2, 2021, the Issuer's Board of Directors modified the grant and in connection with the modification determined that one-third of the award was related to the Issuer's performance during the 2020 fiscal year and would vest at 0.0% and as a result a portion of the original grant was forfeited.

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March 02, 2021 Filed Mar 2, 2021 18:17 UTC
Hilty Sarah KinnickEVP & General Counsel
Disposition to issuerCommon Stock 8,673 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000064 · wf-form4_161472702859187.xml · nonDerivative · entry 3

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,331

F3 · shares: On February 19, 2019, the reporting person received a grant of 21,000 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending February 28, 2022. On March 2, 2021, the Issuer's Board of Directors modified the grant to vest at 58.7% and, as a result, a portion of the original grant was forfeited. The remainder of the February 19, 2019 award will vest on the original vesting date of February 28, 2022 and remains subject to the employee's continued employment with the Issuer.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 23:13 UTC
Felenstein Scott DEVP & Chief Revenue Officer
Disposition to issuerCommon Stock 14,868 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000062 · wf-form4_161472680227273.xml · nonDerivative · entry 3

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,734

F3 · shares: On February 19, 2019, the reporting person received a grant of 36,000 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending February 28, 2022. On March 2, 2021, the Issuer's Board of Directors modified the grant to vest at 58.7% and, as a result, a portion of the original grant was forfeited. The remainder of the February 19, 2019 award will vest on the original vesting date of February 28, 2022 and remains subject to the employee's continued employment with the Company.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 23:11 UTC Disposition to issuerCommon Stock 23,800 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 5

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,891

F5 · shares: On January 22, 2020, the reporting person received a grant of 71,400 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement periods ending February 27, 2023. On March 2, 2021, the Issuer's Board of Directors modified the grant and in connection with the modification determined that one-third of the award was related to the Issuer's performance during the 2020 fiscal year and would vest at 0.0% and, as a result, a portion of the original grant was forfeited.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 23:11 UTC Disposition to issuerCommon Stock 38,409 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 4

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,691

F4 · shares: On February 19, 2019, the reporting person received a grant of 93,000 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending February 28, 2022. On March 2, 2021, the Issuer's Board of Directors modified the grant to vest at 58.7% and, as a result, a portion of the original grant was forfeited. The remainder of the February 19, 2019 award will vest on the original vesting date of February 28, 2022 and remains subject to the employee's continued employment with the Issuer.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 18:22 UTC
Patterson Julie L.Principal Accounting Officer
Tax withholdingCommon Stock 535 $4.50 $2,407.50
Disclosure

SEC source: 0001377630-21-000068 · wf-form4_161472731183402.xml · nonDerivative · entry 2

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,394

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 18:17 UTC
Hilty Sarah KinnickEVP & General Counsel
Tax withholdingCommon Stock 2,039 $4.50 $9,175.50
Disclosure

SEC source: 0001377630-21-000064 · wf-form4_161472702859187.xml · nonDerivative · entry 2

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,004

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:13 UTC
Felenstein Scott DEVP & Chief Revenue Officer
Tax withholdingCommon Stock 10,893 $4.50 $49,018.50
Disclosure

SEC source: 0001377630-21-000062 · wf-form4_161472680227273.xml · nonDerivative · entry 2

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,602

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:11 UTC Tax withholdingCommon Stock 30,882 $4.50 $138,969.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,100

F3 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 23:11 UTC SaleCommon Stock 150,000 $4.60 $690,255.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,982

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2020.

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February 28, 2021 Filed Mar 2, 2021 18:22 UTC
Patterson Julie L.Principal Accounting Officer
GrantRestricted Stock Units · Derivative 9,322 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000068 · wf-form4_161472731183402.xml · derivative · entry 5

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,322

Underlying: Common Stock · 9,322 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

F6 · derivative.expiration_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 18:22 UTC
Patterson Julie L.Principal Accounting Officer
Disposition to issuerCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000068 · wf-form4_161472731183402.xml · nonDerivative · entry 1

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,929

F1 · shares: On January 24, 2018, the reporting person received a grant of 1,645 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending March 1, 2021. On February 28, 2021, the Issuer's Board of Directors modified the grant by revising specified performance targets to remove the 2020 portion of the target and actual free cash flow performance and digital revenue from the calculation. Following this modification, the Issuer determined that the performance conditions were 95.0% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 18:17 UTC
Hilty Sarah KinnickEVP & General Counsel
GrantRestricted Stock Units · Derivative 31,779 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000064 · wf-form4_161472702859187.xml · derivative · entry 5

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,779

Underlying: Common Stock · 31,779 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

F6 · derivative.expiration_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 18:17 UTC
Hilty Sarah KinnickEVP & General Counsel
Disposition to issuerCommon Stock 372 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000064 · wf-form4_161472702859187.xml · nonDerivative · entry 1

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,043

F1 · shares: On February 12, 2018, the reporting person received a grant of 7,426 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending March 1, 2021. On February 28, 2021, the Issuer's Board of Directors modified the grant by revising specified performance targets to remove the 2020 portion of the target and actual free cash flow performance and digital revenue from the calculation. Following this modification, the Issuer determined that the performance conditions were 95.0% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 23:19 UTC
Lesinski Thomas F.Director · Chief Executive Officer
GrantRestricted Stock Units · Derivative 79,449 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000066 · wf-form4_161472714617166.xml · derivative · entry 2

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,449

Underlying: Common Stock · 79,449 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

F3 · derivative.expiration_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 23:19 UTC
Lesinski Thomas F.Director · Chief Executive Officer
Disposition to issuerCommon Stock 22,287 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000066 · wf-form4_161472714617166.xml · nonDerivative · entry 1

Lesinski Thomas F. · CIK 0001629303 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,377

F1 · shares: On August 2, 2019, the reporting person received a grant of 53,964 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending February 28, 2022. On March 2, 2021, the Issuer's Board of Directors modified the grant to vest at 58.7% and, as a result, a portion of the original grant was forfeited. The remainder of the February 19, 2019 award will vest on the original vesting date of February 28, 2022 and remains subject to the employee's continued employment with the Issuer.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 23:13 UTC
Felenstein Scott DEVP & Chief Revenue Officer
GrantRestricted Stock Units · Derivative 31,779 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000062 · wf-form4_161472680227273.xml · derivative · entry 5

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,779

Underlying: Common Stock · 31,779 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

F6 · derivative.expiration_date: Represents shares of restricted stock units that will vest in two equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 23:13 UTC
Felenstein Scott DEVP & Chief Revenue Officer
Disposition to issuerCommon Stock 16,500 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000062 · wf-form4_161472680227273.xml · nonDerivative · entry 4

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,234

F4 · shares: On January 22, 2020, the reporting person received a grant of 49,500 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement periods ending February 27, 2023. On March 2, 2021, the Issuer's Board of Directors modified the grant and in connection with the modification determined that one-third of the award was related to the Issuer's performance during the 2020 fiscal year and would vest at 0.0% and as a result a portion of the original grant was forfeited.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 23:13 UTC
Felenstein Scott DEVP & Chief Revenue Officer
Disposition to issuerCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000062 · wf-form4_161472680227273.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,495

F1 · shares: On January 24, 2018, the reporting person received a grant of 30,000 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending March 1, 2021. On February 28, 2021, the Issuer's Board of Directors modified the grant by revising specified performance targets to remove the 2020 portion of the target and actual free cash flow performance and digital revenue from the calculation. Following this modification, the Issuer determined that the performance conditions were 95.0% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 23:11 UTC Disposition to issuerCommon Stock 4,785 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000060 · wf-form4_161472664676728.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 599,982

F1 · shares: On January 24, 2018, the reporting person received a grant of 95,692 shares of restricted stock that would vest upon achievement of specified performance targets at the end of a three-year measurement period ending March 1, 2021. On February 28, 2021, the Issuer's Board of Directors modified the grant by revising specified performance targets to remove the 2020 portion of the target and actual free cash flow performance and digital revenue from the calculation. Following this modification, the Issuer determined that the performance conditions were 95.0% satisfied and, as a result, a portion of the original grant was forfeited.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 17:48 UTC Exercise / conversionRestricted Stock Units · Derivative 7,708 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000052 · wf-form4_161420690934661.xml · derivative · entry 2

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,708 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 17:48 UTC Exercise / conversionCommon Stock 7,708 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000052 · wf-form4_161420690934661.xml · nonDerivative · entry 1

SEGALL MARK B · CIK 0001116572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:57 UTC
HALL KURT CDirector
Exercise / conversionRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000058 · wf-form4_161420741445637.xml · derivative · entry 2

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,844 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:57 UTC
HALL KURT CDirector
Exercise / conversionCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000058 · wf-form4_161420741445637.xml · nonDerivative · entry 1

HALL KURT C · CIK 0001247651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:54 UTC Exercise / conversionRestricted Stock Units · Derivative 12,693 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000056 · wf-form4_161420722666858.xml · derivative · entry 2

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,693 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:54 UTC Exercise / conversionCommon Stock 12,693 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000056 · wf-form4_161420722666858.xml · nonDerivative · entry 1

HILL JULIANA F · CIK 0001212892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:51 UTC Exercise / conversionRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000054 · wf-form4_161420703608403.xml · derivative · entry 2

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,844 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

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February 22, 2021 Filed Feb 24, 2021 22:51 UTC Exercise / conversionCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000054 · wf-form4_161420703608403.xml · nonDerivative · entry 1

Reisman Donna · CIK 0001792152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

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February 22, 2021 Filed Feb 24, 2021 22:46 UTC Exercise / conversionRestricted Stock Units · Derivative 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000050 · wf-form4_161420674486805.xml · derivative · entry 2

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,844 shares

Expires 2021-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 22:46 UTC Exercise / conversionCommon Stock 14,844 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000050 · wf-form4_161420674486805.xml · nonDerivative · entry 1

Goodman Lawrence A · CIK 0001388844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 18:44 UTC
Patterson Julie L.Principal Accounting Officer
Tax withholdingCommon Stock 563 $4.76 $2,679.88
Disclosure

SEC source: 0001377630-21-000044 · wf-form4_161403743035538.xml · nonDerivative · entry 1

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,012

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 18:45 UTC
Hilty Sarah KinnickEVP & General Counsel
Tax withholdingCommon Stock 1,307 $4.76 $6,221.32
Disclosure

SEC source: 0001377630-21-000046 · wf-form4_161403753794719.xml · nonDerivative · entry 1

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,415

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 23:49 UTC
Felenstein Scott DEVP & Chief Revenue Officer
Tax withholdingCommon Stock 3,058 $4.76 $14,556.08
Disclosure

SEC source: 0001377630-21-000048 · wf-form4_161403771665100.xml · nonDerivative · entry 1

Felenstein Scott D · CIK 0001729295 · EVP & Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,995

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 23:42 UTC Tax withholdingCommon Stock 7,021 $4.76 $33,419.96
Disclosure

SEC source: 0001377630-21-000042 · wf-form4_161403734050548.xml · nonDerivative · entry 1

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,767

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 17:39 UTC
Hilty Sarah KinnickEVP & General Counsel
Tax withholdingCommon Stock 3,588 $4.13 $14,818.44
Disclosure

SEC source: 0001377630-21-000040 · wf-form4_161351512822507.xml · nonDerivative · entry 1

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,722

F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock.

Read SEC document
January 30, 2021 Filed Feb 2, 2021 19:27 UTC
Patterson Julie L.Principal Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,836 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000036 · wf-form4_161231205621959.xml · derivative · entry 3

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,836 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 30, 2021 Filed Feb 2, 2021 19:27 UTC
Patterson Julie L.Principal Accounting Officer
Tax withholdingCommon Stock 1,312 $4.17 $5,471.04
Disclosure

SEC source: 0001377630-21-000036 · wf-form4_161231205621959.xml · nonDerivative · entry 2

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,575

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 2, 2021 19:27 UTC
Patterson Julie L.Principal Accounting Officer
Exercise / conversionCommon Stock 3,836 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000036 · wf-form4_161231205621959.xml · nonDerivative · entry 1

Patterson Julie L. · CIK 0001810788 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 2, 2021 19:28 UTC
Hilty Sarah KinnickEVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 7,537 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000037 · wf-form4_161231210776687.xml · derivative · entry 3

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,537 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 30, 2021 Filed Feb 2, 2021 19:28 UTC
Hilty Sarah KinnickEVP & General Counsel
Tax withholdingCommon Stock 2,578 $4.17 $10,750.26
Disclosure

SEC source: 0001377630-21-000037 · wf-form4_161231210776687.xml · nonDerivative · entry 2

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,310

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 2, 2021 19:28 UTC
Hilty Sarah KinnickEVP & General Counsel
Exercise / conversionCommon Stock 7,537 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000037 · wf-form4_161231210776687.xml · nonDerivative · entry 1

Hilty Sarah Kinnick · CIK 0001730308 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents acquisition of common stock upon vesting of restricted stock units.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:25 UTC Exercise / conversionRestricted Stock Units · Derivative 17,171 $0.00 $0.00
Disclosure

SEC source: 0001377630-21-000034 · wf-form4_161231193355579.xml · derivative · entry 3

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,171 shares

Expires 2021-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of the Issuer's common stock.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:25 UTC Tax withholdingCommon Stock 5,833 $4.17 $24,323.61
Disclosure

SEC source: 0001377630-21-000034 · wf-form4_161231193355579.xml · nonDerivative · entry 2

Marks Clifford E · CIK 0001388840 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611,788

F2 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.