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NACCO INDUSTRIES INC

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5896
SEC CIK
0000789933
Parsed reports
1,227

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2017 Filed Jul 10, 2017 21:14 UTC
BUTLER JOHN C JRSrVP-Fin Treas & Chief Adm Off · Member of a Group
OtherClass B Common Stock · Derivative 9,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023446 · form4.xml · derivative · entry 11

BUTLER JOHN C JR · CIK 0001247860 · SrVP-Fin Treas & Chief Adm Off · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · to Spouse by RAIV (B)

Disclosed balance after: 41,827

Underlying: Class A Common Stock · 9,628 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:14 UTC
BUTLER JOHN C JRSrVP-Fin Treas & Chief Adm Off · Member of a Group
OtherClass A Common Stock 9,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023446 · form4.xml · nonDerivative · entry 1

BUTLER JOHN C JR · CIK 0001247860 · SrVP-Fin Treas & Chief Adm Off · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · to spouse by RAIV (A)

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:13 UTC
TAPLIN BEATRICE BMember of a group
OtherClass B Common Stock · Derivative 279,171 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023444 · form4.xml · derivative · entry 18

TAPLIN BEATRICE B · CIK 0001247972 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marital Trust

Disclosed balance after: 30,829

Underlying: Class A Common Stock · 279,171 shares

Expires not disclosed

F5 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F7 · ownership.nature: Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:13 UTC
TAPLIN BEATRICE BMember of a group
OtherClass A Common Stock 58,718 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023444 · form4.xml · nonDerivative · entry 13

TAPLIN BEATRICE B · CIK 0001247972 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marital Trust/PNC

Disclosed balance after: 326,811

F5 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F6 · ownership.nature: Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:13 UTC
TAPLIN BEATRICE BMember of a group
OtherClass A Common Stock 92,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023444 · form4.xml · nonDerivative · entry 12

TAPLIN BEATRICE B · CIK 0001247972 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marital Trust/PNC

Disclosed balance after: 268,093

F5 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F6 · ownership.nature: Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:13 UTC
TAPLIN BEATRICE BMember of a group
OtherClass A Common Stock 75,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023444 · form4.xml · nonDerivative · entry 11

TAPLIN BEATRICE B · CIK 0001247972 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marital Trust/PNC

Disclosed balance after: 176,021

F5 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F6 · ownership.nature: Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:13 UTC
TAPLIN BEATRICE BMember of a group
OtherClass A Common Stock 52,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023444 · form4.xml · nonDerivative · entry 10

TAPLIN BEATRICE B · CIK 0001247972 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Marital Trust/PNC

Disclosed balance after: 100,560

F5 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F6 · ownership.nature: Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:11 UTC
RANKIN BRUCE TMember of a group
OtherClass B Common Stock · Derivative 13,736 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023442 · form4.xml · derivative · entry 4

RANKIN BRUCE T · CIK 0001248051 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAIV

Disclosed balance after: 59,675

Underlying: Class A Common Stock · 13,736 shares

Expires not disclosed

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Assicates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:11 UTC
RANKIN BRUCE TMember of a group
OtherClass A Common Stock 13,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023442 · form4.xml · nonDerivative · entry 1

RANKIN BRUCE T · CIK 0001248051 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · BTR - RAIV

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Assicates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:10 UTC
WILLIAMS CLARA RMember of a group
OtherClass B Common Stock · Derivative 9,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023440 · form4.xml · derivative · entry 10

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · by RAIV B

Disclosed balance after: 41,827

Underlying: Class A Common Stock · 9,628 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:10 UTC
WILLIAMS CLARA RMember of a group
OtherClass A Common Stock 9,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023440 · form4.xml · nonDerivative · entry 1

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · by RAIV (A)

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:08 UTC
WILLIAMS DAVID BDirector · Member of a group
OtherClass B Common Stock · Derivative 9,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023438 · form4.xml · derivative · entry 10

WILLIAMS DAVID B · CIK 0001247994 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · to Spouse by RAIV (B)

Disclosed balance after: 41,827

Underlying: Class A Common Stock · 9,628 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

Read SEC document
July 07, 2017 Filed Jul 10, 2017 21:08 UTC
WILLIAMS DAVID BDirector · Member of a group
OtherClass A Common Stock 9,628 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023438 · form4.xml · nonDerivative · entry 1

WILLIAMS DAVID B · CIK 0001247994 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · to Spouse by RAIV (A)

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:28 UTC
RANKIN CHLOE OMember of a Group
OtherClass B Common Stock · Derivative 19,578 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023600 · form4.xml · derivative · entry 11

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (RA4)

Disclosed balance after: 85,056

Underlying: Class A Common Stock · 19,578 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F4 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:28 UTC
RANKIN CHLOE OMember of a Group
OtherClass B Common Stock · Derivative 6 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023600 · form4.xml · derivative · entry 10

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (GP)

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:28 UTC
RANKIN CHLOE OMember of a Group
OtherClass A Common Stock 19,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023600 · form4.xml · nonDerivative · entry 2

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse (RA4)

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:28 UTC
RANKIN CHLOE OMember of a Group
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023600 · form4.xml · nonDerivative · entry 1

RANKIN CHLOE O · CIK 0001247951 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares.

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:22 UTC
RANKIN CLAIBORNE RMember of a group
OtherClass B Common Stock · Derivative 19,578 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023598 · form4.xml · derivative · entry 11

RANKIN CLAIBORNE R · CIK 0001247952 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By (RA4)

Disclosed balance after: 85,056

Underlying: Class A Common Stock · 19,578 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F4 · ownership.nature: RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:22 UTC
RANKIN CLAIBORNE RMember of a group
OtherClass B Common Stock · Derivative 6 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-17-023598 · form4.xml · derivative · entry 10

RANKIN CLAIBORNE R · CIK 0001247952 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 25

Underlying: Class A Common Stock · 6 shares

Expires not disclosed

F2 · derivative.exercise_price: N/A

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F2 · derivative.exercise_date: N/A

F2 · derivative.expiration_date: N/A

F3 · ownership.nature: GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:22 UTC
RANKIN CLAIBORNE RMember of a group
OtherClass A Common Stock 19,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023598 · form4.xml · nonDerivative · entry 2

RANKIN CLAIBORNE R · CIK 0001247952 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By RA4

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F4 · ownership.nature: RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.

Read SEC document
July 07, 2017 Filed Jul 14, 2017 18:22 UTC
RANKIN CLAIBORNE RMember of a group
OtherClass A Common Stock 6 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-023598 · form4.xml · nonDerivative · entry 1

RANKIN CLAIBORNE R · CIK 0001247952 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By GP

Disclosed balance after: 0

F1 · kind: Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.

F2 · price: N/A

F3 · ownership.nature: GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:52 UTC
WILLIAMS CLARA RMember of a group
GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022914 · form4.xml · nonDerivative · entry 1

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,902

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F2 · price: N/A

F3 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:51 UTC
WILLIAMS DAVID BDirector · Member of a group
GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022910 · form4.xml · nonDerivative · entry 1

WILLIAMS DAVID B · CIK 0001247994 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,902

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:48 UTC
Taplin DiAhnMember of a Group
GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022903 · form4.xml · nonDerivative · entry 1

Taplin DiAhn · CIK 0001558784 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 41,383

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F2 · price: N/A

F3 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:49 UTC
TAPLIN DAVID FDirector · Dir. and Member of a Group
GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022907 · form4.xml · nonDerivative · entry 1

TAPLIN DAVID F · CIK 0001247978 · Director · Dir. and Member of a Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,982

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:46 UTC
TAPLIN BRITTON TDirector · Dir. and Member of Group
GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022900 · form4.xml · nonDerivative · entry 1

TAPLIN BRITTON T · CIK 0001247982 · Director · Dir. and Member of Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,383

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:45 UTC GrantClass A Common Stock 419 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022896 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,272

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:45 UTC GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022896 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,853

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:44 UTC GrantClass A Common Stock 51 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022893 · form4.xml · nonDerivative · entry 2

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,616

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:44 UTC GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022893 · form4.xml · nonDerivative · entry 1

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,565

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:42 UTC GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022890 · form4.xml · nonDerivative · entry 1

Miller Michael Sidney · CIK 0001681715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:41 UTC GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022887 · form4.xml · nonDerivative · entry 1

LABARRE DENNIS W · CIK 0001247923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,569

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
July 03, 2017 Filed Jul 5, 2017 19:40 UTC GrantClass A Common Stock 303 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-022884 · form4.xml · nonDerivative · entry 1

Jumper John P · CIK 0001346943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:57 UTC
Taplin DiAhnMember of a Group
GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013570 · form4.xml · nonDerivative · entry 2

Taplin DiAhn · CIK 0001558784 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 41,080

F4 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F2 · price: N/A

F3 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 21:04 UTC
WILLIAMS DAVID BDirector · Member of a group
GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013583 · form4.xml · nonDerivative · entry 1

WILLIAMS DAVID B · CIK 0001247994 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,599

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F2 · price: N/A

Read SEC document
April 03, 2017 Filed Apr 3, 2017 21:02 UTC GrantClass A Common Stock 452 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013580 · form4.xml · nonDerivative · entry 2

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,550

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 03, 2017 Filed Apr 3, 2017 21:02 UTC GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013580 · form4.xml · nonDerivative · entry 1

RATNER JAMES A · CIK 0001217464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,098

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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April 03, 2017 Filed Apr 3, 2017 21:01 UTC
WILLIAMS CLARA RMember of a group
GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013578 · form4.xml · nonDerivative · entry 1

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 8,599

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F2 · price: N/A

F3 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

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April 03, 2017 Filed Apr 3, 2017 20:59 UTC
TAPLIN BRITTON TDirector · Dir. and Member of Group
GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013575 · form4.xml · nonDerivative · entry 2

TAPLIN BRITTON T · CIK 0001247982 · Director · Dir. and Member of Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,080

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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April 03, 2017 Filed Apr 3, 2017 20:58 UTC GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013572 · form4.xml · nonDerivative · entry 1

Miller Michael Sidney · CIK 0001681715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 734

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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April 03, 2017 Filed Apr 3, 2017 20:55 UTC GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013567 · form4.xml · nonDerivative · entry 1

LABARRE DENNIS W · CIK 0001247923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,266

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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April 03, 2017 Filed Apr 3, 2017 20:52 UTC GrantClass A Common Stock 51 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013563 · form4.xml · nonDerivative · entry 2

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,262

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:52 UTC GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013563 · form4.xml · nonDerivative · entry 1

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,211

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:54 UTC GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013565 · form4.xml · nonDerivative · entry 1

Jumper John P · CIK 0001346943 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,665

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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April 03, 2017 Filed Apr 3, 2017 20:51 UTC
TAPLIN DAVID FDirector · Dir. and Member of a Group
GrantClass A Common Stock 307 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013561 · form4.xml · nonDerivative · entry 4

TAPLIN DAVID F · CIK 0001247978 · Director · Dir. and Member of a Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,679

F2 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F1 · price: N/A

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March 02, 2017 Filed Mar 6, 2017 21:52 UTC
Maloney Mary DAss't GC/Ass't Secty
SaleClass A Common Stock 243 $69.10 $16,791.30
Disclosure

SEC source: 0001127602-17-010454 · form4.xml · nonDerivative · entry 3

Maloney Mary D · CIK 0001427229 · Ass't GC/Ass't Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,902

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March 02, 2017 Filed Mar 6, 2017 21:52 UTC
Maloney Mary DAss't GC/Ass't Secty
SaleClass A Common Stock 126 $69.10 $8,706.60
Disclosure

SEC source: 0001127602-17-010454 · form4.xml · nonDerivative · entry 2

Maloney Mary D · CIK 0001427229 · Ass't GC/Ass't Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,145

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March 02, 2017 Filed Mar 6, 2017 21:52 UTC
Maloney Mary DAss't GC/Ass't Secty
SaleClass A Common Stock 257 $69.10 $17,758.70
Disclosure

SEC source: 0001127602-17-010454 · form4.xml · nonDerivative · entry 1

Maloney Mary D · CIK 0001427229 · Ass't GC/Ass't Secty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,271

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February 28, 2017 Filed Apr 3, 2017 20:51 UTC
TAPLIN DAVID FDirector · Dir. and Member of a Group
GiftClass A Common Stock 78 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-013561 · form4.xml · nonDerivative · entry 3

TAPLIN DAVID F · CIK 0001247978 · Director · Dir. and Member of a Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,372

F1 · price: N/A

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February 13, 2017 Filed Feb 15, 2017 20:58 UTC
Loveman ElizabethVice President and Controller
Tax withholdingClass A Common Stock 139 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-006274 · form4.xml · nonDerivative · entry 2

Loveman Elizabeth · CIK 0001602461 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,114

F3 · kind: Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.

F2 · price: N/A

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.