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NC

NACCO INDUSTRIES INC

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5896
SEC CIK
0000789933
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1,227

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2018 Filed Apr 3, 2018 15:12 UTC
RANKIN ELIZABETH BMember of a group
OtherClass A Common Stock 50 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013483 · form4.xml · nonDerivative · entry 5

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 11,605

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement. Reporting Person disclaims beneficial ownership of all such shares.

F2 · price: N/A

F3 · ownership.nature: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:12 UTC
RANKIN ELIZABETH BMember of a group
OtherClass A Common Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013483 · form4.xml · nonDerivative · entry 4

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 11,555

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement. Reporting Person disclaims beneficial ownership of all such shares.

F2 · price: N/A

F3 · ownership.nature: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:12 UTC
RANKIN ELIZABETH BMember of a group
OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013483 · form4.xml · nonDerivative · entry 3

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 11,554

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement. Reporting Person disclaims beneficial ownership of all such shares.

F2 · price: N/A

F3 · ownership.nature: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:12 UTC
RANKIN ELIZABETH BMember of a group
OtherClass A Common Stock 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013483 · form4.xml · nonDerivative · entry 2

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 10,609

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement. Reporting Person disclaims beneficial ownership of all such shares.

F2 · price: N/A

F3 · ownership.nature: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:12 UTC
RANKIN ELIZABETH BMember of a group
OtherClass A Common Stock 1,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013483 · form4.xml · nonDerivative · entry 1

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 10,409

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement. Reporting Person disclaims beneficial ownership of all such shares.

F2 · price: N/A

F3 · ownership.nature: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:10 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
OtherClass A Common Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013480 · form4.xml · nonDerivative · entry 6

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Trust2 (SR)

Disclosed balance after: 18,625

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:10 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
OtherClass A Common Stock 50 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013480 · form4.xml · nonDerivative · entry 5

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Trust2 (SR)

Disclosed balance after: 18,725

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:10 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
OtherClass A Common Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013480 · form4.xml · nonDerivative · entry 4

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Trust2 (SR)

Disclosed balance after: 18,775

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:10 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013480 · form4.xml · nonDerivative · entry 3

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Trust2 (SR)

Disclosed balance after: 18,776

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:10 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
OtherClass A Common Stock 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013480 · form4.xml · nonDerivative · entry 2

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Trust2 (SR)

Disclosed balance after: 19,721

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:10 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
OtherClass A Common Stock 1,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013480 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Trust2 (SR)

Disclosed balance after: 19,921

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims bene ficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:00 UTC
RANKIN MATTHEW MDirector · Member of a group
OtherClass A Common Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013471 · form4.xml · nonDerivative · entry 6

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,705

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement.

F2 · price: N/A

F3 · ownership.nature: Held through a trust for the benefit of Reporting Person.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:00 UTC
RANKIN MATTHEW MDirector · Member of a group
OtherClass A Common Stock 50 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013471 · form4.xml · nonDerivative · entry 5

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,605

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement.

F2 · price: N/A

F3 · ownership.nature: Held through a trust for the benefit of Reporting Person.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:00 UTC
RANKIN MATTHEW MDirector · Member of a group
OtherClass A Common Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013471 · form4.xml · nonDerivative · entry 4

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,555

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement.

F2 · price: N/A

F3 · ownership.nature: Held through a trust for the benefit of Reporting Person.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:00 UTC
RANKIN MATTHEW MDirector · Member of a group
OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013471 · form4.xml · nonDerivative · entry 3

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 11,554

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement.

F2 · price: N/A

F3 · ownership.nature: Held through a trust for the benefit of Reporting Person.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:00 UTC
RANKIN MATTHEW MDirector · Member of a group
OtherClass A Common Stock 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013471 · form4.xml · nonDerivative · entry 2

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,609

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement.

F2 · price: N/A

F3 · ownership.nature: Held through a trust for the benefit of Reporting Person.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 15:00 UTC
RANKIN MATTHEW MDirector · Member of a group
OtherClass A Common Stock 1,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013471 · form4.xml · nonDerivative · entry 1

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 10,409

F1 · kind: Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement.

F2 · price: N/A

F3 · ownership.nature: Held through a trust for the benefit of Reporting Person.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 14:56 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 100 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013467 · form4.xml · nonDerivative · entry 6

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust 2 (Sr.)

Disclosed balance after: 18,625

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 14:56 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 50 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013467 · form4.xml · nonDerivative · entry 5

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust 2 (Sr.)

Disclosed balance after: 18,725

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 14:56 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 1 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013467 · form4.xml · nonDerivative · entry 4

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust 2 (Sr.)

Disclosed balance after: 18,775

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 14:56 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013467 · form4.xml · nonDerivative · entry 3

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust 2 (Sr.)

Disclosed balance after: 18,776

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 14:56 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 200 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013467 · form4.xml · nonDerivative · entry 2

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust 2 (Sr.)

Disclosed balance after: 19,721

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares.

Read SEC document
March 19, 2018 Filed Apr 3, 2018 14:56 UTC
RANKIN VICTOIRE GMember of a Group
OtherClass A Common Stock 1,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013467 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust 2 (Sr.)

Disclosed balance after: 19,921

F1 · kind: Transfer of shares pursuant to terms of the GST.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person d isclaims beneficial ownership of all such shares.

Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:37 UTC
TIPTON HARRY BOfficer of a subsidiary, NAC
OtherClass A Common Stock 66 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-011098 · form4.xml · nonDerivative · entry 3

TIPTON HARRY B · CIK 0001521467 · Officer of a subsidiary, NAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

F1 · kind: Distribution from a limited liability company for which the Reporting Person is a member.

F2 · price: N/A

Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:37 UTC
TIPTON HARRY BOfficer of a subsidiary, NAC
OtherClass A Common Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-011098 · form4.xml · nonDerivative · entry 2

TIPTON HARRY B · CIK 0001521467 · Officer of a subsidiary, NAC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35

F1 · kind: Distribution from a limited liability company for which the Reporting Person is a member.

F2 · price: N/A

Read SEC document
March 08, 2018 Filed Mar 12, 2018 18:37 UTC
TIPTON HARRY BOfficer of a subsidiary, NAC
OtherClass A Common Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-011098 · form4.xml · nonDerivative · entry 1

TIPTON HARRY B · CIK 0001521467 · Officer of a subsidiary, NAC

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tipton LLC

Disclosed balance after: 0

F1 · kind: Distribution from a limited liability company for which the Reporting Person is a member.

F2 · price: N/A

F3 · ownership.nature: Represents the Reporting Person's proportionate interests in shares held by Tipton, LLC.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:04 UTC
RANKIN VICTOIRE GMember of a Group
Tax withholdingClass A Common Stock 5,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006309 · form4.xml · nonDerivative · entry 2

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Main Trust - A

Disclosed balance after: 249,103

F4 · kind: Cashless Exercise-Award shares that Reporting Person's Spouse surrendered to Company in order to satisfy his tax withholding obligations with respect to his Long-Term Incentive Plan Stock Award.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:04 UTC
RANKIN VICTOIRE GMember of a Group
GrantClass A Common Stock 43,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006309 · form4.xml · nonDerivative · entry 1

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Main Trust - A

Disclosed balance after: 255,003

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:03 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
Tax withholdingClass A Common Stock 5,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006307 · form4.xml · nonDerivative · entry 2

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR Main Trust(A)

Disclosed balance after: 249,103

F4 · kind: Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:03 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GrantClass A Common Stock 43,432 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006307 · form4.xml · nonDerivative · entry 1

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR Main Trust(A)

Disclosed balance after: 255,003

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:01 UTC
BUTLER JOHN C JRDirector · President & CEO · Member of a Group
Tax withholdingClass A Common Stock 5,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006303 · form4.xml · nonDerivative · entry 2

BUTLER JOHN C JR · CIK 0001247860 · Director · President & CEO · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,319

F4 · kind: Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:01 UTC
BUTLER JOHN C JRDirector · President & CEO · Member of a Group
GrantClass A Common Stock 42,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006303 · form4.xml · nonDerivative · entry 1

BUTLER JOHN C JR · CIK 0001247860 · Director · President & CEO · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 105,823

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person serves as Trustee of the J.C. Butler, Jr. Revocable Trust.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:00 UTC
BUTLER HELEN RANKINMember of a Group
Tax withholdingClass A Common Stock 5,504 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006300 · form4.xml · nonDerivative · entry 2

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 100,319

F4 · kind: Cashless Exercise-Award shares that Reporting Person's Spouse surrendered to Company in order to satisfy his tax withholding obligations with respect to his Long-Term Incentive Plan Stock Award.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:00 UTC
BUTLER HELEN RANKINMember of a Group
GrantClass A Common Stock 42,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006300 · form4.xml · nonDerivative · entry 1

BUTLER HELEN RANKIN · CIK 0001247868 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse/Trust

Disclosed balance after: 105,823

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person's spouse under the Company's Executive Long-Term Incentive Compensation Plan.

F2 · price: N/A

F3 · ownership.nature: Reporting Person's spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Reporting Person disclaims beneficial ownership of all such shares.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 19:57 UTC
Loveman ElizabethVice President and Controller
Tax withholdingClass A Common Stock 169 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006297 · form4.xml · nonDerivative · entry 2

Loveman Elizabeth · CIK 0001602461 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,111

F3 · kind: Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.

F2 · price: N/A

Read SEC document
February 14, 2018 Filed Feb 15, 2018 19:57 UTC
Loveman ElizabethVice President and Controller
GrantClass A Common Stock 3,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006297 · form4.xml · nonDerivative · entry 1

Loveman Elizabeth · CIK 0001602461 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,280

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.

F2 · price: N/A

Read SEC document
February 14, 2018 Filed Feb 15, 2018 19:56 UTC
Maxwell Thomas AVP Fin. Planning & Analysis · & Treasurer
Tax withholdingClass A Common Stock 98 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006294 · form4.xml · nonDerivative · entry 2

Maxwell Thomas A · CIK 0001652429 · VP Fin. Planning & Analysis · & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663

F3 · kind: Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.

F2 · price: N/A

Read SEC document
February 14, 2018 Filed Feb 15, 2018 19:56 UTC
Maxwell Thomas AVP Fin. Planning & Analysis · & Treasurer
GrantClass A Common Stock 1,116 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006294 · form4.xml · nonDerivative · entry 1

Maxwell Thomas A · CIK 0001652429 · VP Fin. Planning & Analysis · & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.

F2 · price: N/A

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January 02, 2018 Filed Jan 4, 2018 21:15 UTC
RANKIN ELIZABETH BMember of a group
GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001100 · form4.xml · nonDerivative · entry 9

RANKIN ELIZABETH B · CIK 0001247945 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust/Spouse

Disclosed balance after: 9,044

F4 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F1 · price: N/A

F5 · ownership.nature: Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

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January 02, 2018 Filed Jan 4, 2018 21:12 UTC
RANKIN MATTHEW MDirector · Member of a group
GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001092 · form4.xml · nonDerivative · entry 9

RANKIN MATTHEW M · CIK 0001247948 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 9,044

F5 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

F6 · ownership.nature: Held through a trust for the benefit of Reporting Person.

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January 02, 2018 Filed Jan 4, 2018 21:09 UTC
RANKIN ALFRED M ET ALDirector · Chairman · Group Member
GrantClass A Common Stock 927 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001085 · form4.xml · nonDerivative · entry 13

RANKIN ALFRED M ET AL · CIK 0000904532 · Director · Chairman · Group Member

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR Main Trust(A)

Disclosed balance after: 211,571

F4 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F1 · price: N/A

F5 · ownership.nature: Reporting Person serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.

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January 02, 2018 Filed Jan 4, 2018 21:04 UTC
RANKIN VICTOIRE GMember of a Group
GrantClass A Common Stock 927 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001077 · form4.xml · nonDerivative · entry 13

RANKIN VICTOIRE G · CIK 0001247947 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · AMR - Main Trust - A

Disclosed balance after: 211,571

F4 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F1 · price: N/A

F5 · ownership.nature: Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr. Reporting Person disclaims beneficial ownership of all such shares.

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January 02, 2018 Filed Jan 4, 2018 20:52 UTC
WILLIAMS CLARA RMember of a group
GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001068 · form4.xml · nonDerivative · entry 7

WILLIAMS CLARA R · CIK 0001247996 · Member of a group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,437

F5 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F1 · price: N/A

F6 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

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January 02, 2018 Filed Jan 4, 2018 20:48 UTC
WILLIAMS DAVID BDirector · Member of a group
GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001064 · form4.xml · nonDerivative · entry 7

WILLIAMS DAVID B · CIK 0001247994 · Director · Member of a group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,437

F5 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F1 · price: N/A

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January 02, 2018 Filed Jan 4, 2018 19:02 UTC
Taplin DiAhnMember of a Group
GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001003 · form4.xml · nonDerivative · entry 1

Taplin DiAhn · CIK 0001558784 · Member of a Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 41,418

F1 · kind: Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan

F2 · price: N/A

F3 · ownership.nature: By Spouse. Reporting Person disclaims beneficial ownership of all such shares.

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January 02, 2018 Filed Jan 4, 2018 19:01 UTC GrantClass A Common Stock 123 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001001 · form4.xml · nonDerivative · entry 2

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,439

F3 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Voluntary Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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January 02, 2018 Filed Jan 4, 2018 19:01 UTC GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-001001 · form4.xml · nonDerivative · entry 1

OSBORNE RICHARD DE J · CIK 0001024388 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,316

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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January 02, 2018 Filed Jan 4, 2018 18:59 UTC GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000999 · form4.xml · nonDerivative · entry 1

Miller Michael Sidney · CIK 0001681715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,572

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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January 02, 2018 Filed Jan 4, 2018 18:58 UTC GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000997 · form4.xml · nonDerivative · entry 1

Light Timothy K · CIK 0001718902 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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January 02, 2018 Filed Jan 4, 2018 18:57 UTC GrantClass A Common Stock 556 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-000995 · form4.xml · nonDerivative · entry 1

LABARRE DENNIS W · CIK 0001247923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,104

F1 · kind: Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.

F2 · price: N/A

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.