Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 8, 2026 21:18 UTC |
Lopez Carlos LuisSVP, General Counsel
|
GrantCommon Stock | 2,314 | $2.71 | $6,270.94 |
DisclosureSEC source: 0002042509-26-000001 · wk-form4_1783545518.xml · nonDerivative · entry 1 Lopez Carlos Luis · CIK 0002042509 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 F1 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. The acquisition is exempt under Rule 16b-3(c) and 16b-3(d). Read SEC document |
| June 30, 2026 Filed Jul 8, 2026 21:16 UTC |
Fried Robert NDirector · Chief Executive Officer
|
GrantCommon Stock | 1,106 | $2.71 | $2,997.26 |
DisclosureSEC source: 0001417952-26-000002 · wk-form4_1783545408.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,060,087 F1 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. The acquisition is exempt under Rule 16b-3(c) and 16b-3(d). Read SEC document |
| June 30, 2026 Filed Jul 8, 2026 21:17 UTC |
Pamir OzanChief Financial Officer
|
GrantCommon Stock | 4,255 | $2.71 | $11,531.05 |
DisclosureSEC source: 0001834681-26-000001 · wk-form4_1783545455.xml · nonDerivative · entry 1 Pamir Ozan · CIK 0001834681 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,627.159 F1 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan. The acquisition is exempt under Rule 16b-3(c) and 16b-3(d). Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 21:56 UTC |
Shahbazi HamedDirector
|
GrantStock Option (right to buy) · Derivative | 31,746 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001942711-26-000001 · wk-form4_1782511002.xml · derivative · entry 1 Shahbazi Hamed · CIK 0001942711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 31,746 shares Expires 2036-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2027. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:01 UTC |
Cohen AnnDirector
|
GrantStock Option (right to buy) · Derivative | 31,746 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001923843-26-000001 · wk-form4_1782511278.xml · derivative · entry 1 Cohen Ann · CIK 0001923843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 31,746 shares Expires 2036-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2027. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:02 UTC |
Ng Wang Yu GaryDirector
|
GrantStock Option (right to buy) · Derivative | 31,746 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001896252-26-000001 · wk-form4_1782511331.xml · derivative · entry 1 Ng Wang Yu Gary · CIK 0001896252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 31,746 shares Expires 2036-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2027. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:03 UTC |
YU Wing Tak WendyDirector
|
GrantStock Option (right to buy) · Derivative | 31,746 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001713918-26-000001 · wk-form4_1782511398.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 31,746 shares Expires 2036-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2027. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 21:54 UTC |
Jaksch Frank L JrDirector
|
GrantStock Option (right to buy) · Derivative | 31,746 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001437237-26-000001 · wk-form4_1782510883.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 31,746 shares Expires 2036-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2027. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 21:55 UTC |
Rubin Steven DDirector
|
GrantStock Option (right to buy) · Derivative | 31,746 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001381874-26-000001 · wk-form4_1782510955.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 31,746 shares Expires 2036-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2027. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 21:57 UTC |
Patrick KristinDirector
|
GrantStock Option (right to buy) · Derivative | 31,746 | $0.00 Strike: $3.45 | $0.00 |
DisclosureSEC source: 0001769529-26-000003 · wk-form4_1782511043.xml · derivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,746 Underlying: Common Stock · 31,746 shares Expires 2036-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2027. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 12:33 UTC |
Fried Robert NDirector · Chief Executive Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.61 | $0.00 |
DisclosureSEC source: 0001417952-26-000001 · wk-form4_1777293236.xml · derivative · entry 6 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2026-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2026 Filed Apr 27, 2026 12:33 UTC |
Fried Robert NDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 20,000 | $2.61 | $52,200.00 |
DisclosureSEC source: 0001417952-26-000001 · wk-form4_1777293236.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,058,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised the stock options reported on this Form 4 in advance of their expiration on November 15, 2026, paying the exercise price with cash, and has not sold any of the shares received upon exercise. Read SEC document |
| February 19, 2026 Filed Feb 24, 2026 21:47 UTC |
Lopez Carlos LuisSVP, General Counsel
|
GrantEmployee Stock Options (right to buy) · Derivative | 41,420 | $0.00 Strike: $4.94 | $0.00 |
DisclosureSEC source: 0001628280-26-011162 · wk-form4_1771969645.xml · derivative · entry 1 Lopez Carlos Luis · CIK 0002042509 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,420 Underlying: Common Stock · 41,420 shares Expires 2036-02-18 F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on each anniversary of the grant date. Read SEC document |
| February 19, 2026 Filed Feb 24, 2026 21:44 UTC |
Fried Robert NDirector · Chief Executive Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 503,937 | $0.00 Strike: $4.94 | $0.00 |
DisclosureSEC source: 0001628280-26-011159 · wk-form4_1771969496.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 503,937 Underlying: Common Stock · 503,937 shares Expires 2036-02-18 F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on each anniversary of the grant date. Read SEC document |
| February 19, 2026 Filed Feb 24, 2026 21:46 UTC |
Pamir OzanChief Financial Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 62,131 | $0.00 Strike: $4.94 | $0.00 |
DisclosureSEC source: 0001628280-26-011160 · wk-form4_1771969576.xml · derivative · entry 1 Pamir Ozan · CIK 0001834681 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,131 Underlying: Common Stock · 62,131 shares Expires 2036-02-18 F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on each anniversary of the grant date. Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 13:23 UTC |
Pamir OzanChief Financial Officer
|
PurchaseCommon Stock | 2,220.443 | $6.85 | $15,210.03 |
DisclosureSEC source: 0001834681-25-000005 · wk-form4_1763385804.xml · nonDerivative · entry 2 Pamir Ozan · CIK 0001834681 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · The reported securities are held by the reporting person's spouse. Disclosed balance after: 2,220.443 Read SEC document |
| November 14, 2025 Filed Nov 17, 2025 13:23 UTC |
Pamir OzanChief Financial Officer
|
PurchaseCommon Stock | 4,464.962 | $6.81 | $30,406.39 |
DisclosureSEC source: 0001834681-25-000005 · wk-form4_1763385804.xml · nonDerivative · entry 1 Pamir Ozan · CIK 0001834681 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,372.159 F1 · price: The weighted average purchase price for the transaction reported was $6.81, and the range of prices were between $6.7975 and $6.82, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range above will be provided. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 00:25 UTC |
Cohen AnnDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.13 | $0.00 |
DisclosureSEC source: 0001628280-25-033059 · wk-form4_1750897515.xml · derivative · entry 1 Cohen Ann · CIK 0001923843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2026. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 00:28 UTC |
Ng Wang Yu GaryDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.13 | $0.00 |
DisclosureSEC source: 0001628280-25-033061 · wk-form4_1750897677.xml · derivative · entry 1 Ng Wang Yu Gary · CIK 0001896252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2026. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 00:23 UTC |
Jaksch Frank L JrDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.13 | $0.00 |
DisclosureSEC source: 0001628280-25-033057 · wk-form4_1750897416.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2026. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 00:29 UTC |
Rubin Steven DDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.13 | $0.00 |
DisclosureSEC source: 0001628280-25-033063 · wk-form4_1750897763.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2026. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:30 UTC |
YU Wing Tak WendyDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.13 | $0.00 |
DisclosureSEC source: 0001628280-25-033150 · wk-form4_1750973437.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2026. Read SEC document |
| June 24, 2025 Filed Jun 26, 2025 21:29 UTC |
Patrick KristinDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.13 | $0.00 |
DisclosureSEC source: 0001628280-25-033148 · wk-form4_1750973339.xml · derivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2026. Read SEC document |
| June 24, 2025 Filed Jul 3, 2025 14:42 UTC |
Shahbazi HamedDirector
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $14.13 | $0.00 |
DisclosureSEC source: 0001628280-25-034160 · wk-form4_1751553733.xml · derivative · entry 1 Shahbazi Hamed · CIK 0001942711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2035-06-23 F1 · derivative.exercise_date: Option vests 100% on June 24, 2026. Read SEC document |
| April 09, 2025 Filed Apr 9, 2025 23:52 UTC |
Fried Robert NDirector · Chief Executive Officer
|
Exercise / conversionStock Options (right to buy) · Derivative | 66,667 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001628280-25-017223 · wk-form4_1744242755.xml · derivative · entry 6 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2025 Filed Apr 9, 2025 23:52 UTC |
Fried Robert NDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 66,667 | $3.30 | $220,001.10 |
DisclosureSEC source: 0001628280-25-017223 · wk-form4_1744242755.xml · nonDerivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,038,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The Reporting Person exercised the stock options reported on this Form 4 in advance of their expiration on July 29, 2025, paying the exercise price with cash, and has not sold any of the shares received upon exercise. Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 12:11 UTC |
Lopez Carlos LuisSVP, General Counsel
|
PurchaseCommon Stock | 273 | $7.86 | $2,145.78 |
DisclosureSEC source: 0001628280-25-011466 · wk-form4_1741608665.xml · nonDerivative · entry 1 Lopez Carlos Luis · CIK 0002042509 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,251 Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 21:42 UTC |
Fried Robert NDirector · Chief Executive Officer
|
GrantPerformance Stock Unit · Derivative | 1,518,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-008721 · wk-form4_1740692548.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,518,600 Underlying: Common Stock · 1,518,600 shares Expires 2032-02-25 F1 · derivative.exercise_price: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the company's common stock when vested. The PSUs vest incrementally upon the Company's common stock achieving specified price per share performance goals and continued employment prior to February 25, 2032, and subject to a change in control. F1 · derivative.exercise_date: Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of the company's common stock when vested. The PSUs vest incrementally upon the Company's common stock achieving specified price per share performance goals and continued employment prior to February 25, 2032, and subject to a change in control. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 23:19 UTC |
Lopez Carlos LuisSVP, General Counsel
|
GrantEmployee Stock Options (right to buy) · Derivative | 19,691 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-25-005858 · wk-form4_1739575167.xml · derivative · entry 1 Lopez Carlos Luis · CIK 0002042509 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,691 Underlying: Common Stock · 19,691 shares Expires 2035-02-11 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 12, 2026 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 23:17 UTC |
Fried Robert NDirector · Chief Executive Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 492,278 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-25-005851 · wk-form4_1739575019.xml · derivative · entry 1 Fried Robert N · CIK 0001417952 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 492,278 Underlying: Common Stock · 492,278 shares Expires 2035-02-11 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 12, 2026 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 23:18 UTC |
Pamir OzanChief Financial Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 17,230 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001628280-25-005854 · wk-form4_1739575087.xml · derivative · entry 1 Pamir Ozan · CIK 0001834681 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,230 Underlying: Common Stock · 17,230 shares Expires 2035-02-11 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on February 12, 2026 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| December 13, 2024 Filed Dec 14, 2024 00:12 UTC |
Jaksch Frank L JrDirector
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 50,001 | $0.00 Strike: $3.66 | $0.00 |
DisclosureSEC source: 0001628280-24-051264 · wk-form4_1734135129.xml · derivative · entry 4 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,001 shares Expires 2025-07-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2024 Filed Dec 14, 2024 00:12 UTC |
Jaksch Frank L JrDirector
|
SaleCommon Stock | 37,161 | $6.19 | $229,955.98 |
DisclosureSEC source: 0001628280-24-051264 · wk-form4_1734135129.xml · nonDerivative · entry 2 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,179 F2 · price: The weighted average sale price for the transaction reported was $6.1881, and the range of prices were between $6.13 and $6.285. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. F1 · acquired: The sale of shares was solely to cover the exercise cost and associated taxes for the exercise of the options which were scheduled to expire on July 5, 2025. As a result of the exercise of the options, the Reporting Person will own 12,840 more shares. Read SEC document |
| December 13, 2024 Filed Dec 14, 2024 00:12 UTC |
Jaksch Frank L JrDirector
|
Exercise / conversionCommon Stock | 50,001 | $3.66 | $183,003.66 |
DisclosureSEC source: 0001628280-24-051264 · wk-form4_1734135129.xml · nonDerivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 12:28 UTC |
Pamir OzanChief Financial Officer
|
PurchaseCommon Stock | 2,907.197 | $7.36 | $21,396.97 |
DisclosureSEC source: 0001628280-24-049079 · wk-form4_1732537730.xml · nonDerivative · entry 1 Pamir Ozan · CIK 0001834681 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,907.197 F1 · price: The weighted average purchase price for the transaction reported was $7.36, and the range of prices were between $7.345 and $7.36, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price within the range above will be provided. Read SEC document |
| October 21, 2024 Filed Oct 23, 2024 21:04 UTC |
Pamir OzanChief Financial Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 146,544 | $0.00 Strike: $3.46 | $0.00 |
DisclosureSEC source: 0001628280-24-043462 · wk-form4_1729717442.xml · derivative · entry 1 Pamir Ozan · CIK 0001834681 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,544 Underlying: Common Stock · 146,544 shares Expires 2034-10-20 F1 · derivative.exercise_date: One-third of the shares subject to the option shall vest on October 21, 2025 and the remaining shares subject to the option shall vest in a series of 24 equal monthly installments thereafter. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 23:06 UTC |
Patrick KristinDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001628280-24-038470 · wk-form4_1724713582.xml · derivative · entry 5 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2033-06-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 23:06 UTC |
Patrick KristinDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001628280-24-038470 · wk-form4_1724713582.xml · derivative · entry 4 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 3,000 shares Expires 2032-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 23:06 UTC |
Patrick KristinDirector
|
SaleCommon Stock | 23,000 | $3.57 | $82,110.00 |
DisclosureSEC source: 0001628280-24-038470 · wk-form4_1724713582.xml · nonDerivative · entry 3 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The weighted average sale price for the transaction reported was $3.57, and the range of prices were between $3.52 and $3.64. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 23:06 UTC |
Patrick KristinDirector
|
Exercise / conversionCommon Stock | 20,000 | $1.67 | $33,400.00 |
DisclosureSEC source: 0001628280-24-038470 · wk-form4_1724713582.xml · nonDerivative · entry 2 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2024 Filed Aug 26, 2024 23:06 UTC |
Patrick KristinDirector
|
Exercise / conversionCommon Stock | 3,000 | $1.64 | $4,920.00 |
DisclosureSEC source: 0001628280-24-038470 · wk-form4_1724713582.xml · nonDerivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 06:15 UTC |
Chau Hoi Shuen Solina Holly10% owner
Pioneer Step Holdings Ltd10% owner
Dvorak International Ltd10% owner
Skyinvest Associates Ltd10% owner
Elgar International Ltd10% owner
Brilliant Dynasty Ltd10% owner
Champion River Ventures Ltd10% owner
Winsave Resources Ltd10% owner
Radiant Treasure Ltd10% owner
|
PurchaseCommon Stock | 11,408,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-099382 · ownership.xml · nonDerivative · entry 1 Chau Hoi Shuen Solina Holly · CIK 0001687026 · 10% owner Pioneer Step Holdings Ltd · CIK 0001705335 · 10% owner Dvorak International Ltd · CIK 0001796851 · 10% owner Skyinvest Associates Ltd · CIK 0001956280 · 10% owner Elgar International Ltd · CIK 0002032924 · 10% owner Brilliant Dynasty Ltd · CIK 0002032925 · 10% owner Champion River Ventures Ltd · CIK 0001705321 · 10% owner Winsave Resources Ltd · CIK 0001811501 · 10% owner Radiant Treasure Ltd · CIK 0001944668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 19,294,356 F1 · shares: On August 20, 2024, Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty") entered into a securities purchase agreement with Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") to purchase all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave"), and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") from Prime Tech and Alpha, for an aggregate consideration of $32,058,489.15 (the "August 2024 Transaction"). At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively. F1 · price: On August 20, 2024, Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty") entered into a securities purchase agreement with Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") to purchase all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave"), and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") from Prime Tech and Alpha, for an aggregate consideration of $32,058,489.15 (the "August 2024 Transaction"). At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively. F2 · balance_after: Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step Holdings Limited, a British Virgin Islands corporation ("Pioneer Step"), (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"), (iv) 7,940,937 shares of the Issuer's common stock are directly beneficially owned by Champion River, (v) 3,088,433 shares of the Issuer's common stock are directly beneficially owned by Winsave, and (vi) 379,345 shares of the Issuer's common stock are directly beneficially owned by Radiant. F3 · balance_after: (continued from Footnote 2) Elgar International Limited, a British Virgin Islands corporation ("Elgar International") is the sole shareholder of Brilliant Dynasty. Brilliant Dynasty will be the sole shareholder of Champion River, Winsave and Radiant upon the completion of the August 2024 Transaction. As such, each of Elger International and Brilliant Dynasty may be deemed to beneficially own the shares of the Issuer's common stock directly held by Champion River, Winsave and Radiant. Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, Skyinvest Associates and Elgar International. As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International, Skyinvest Associates, Champion River, Winsave and Radiant. F2 · ownership.nature: Of the total shares beneficially owned following the reported transaction (i) 6,917,783 shares of the Issuer's common stock are directly beneficially owned by Pioneer Step Holdings Limited, a British Virgin Islands corporation ("Pioneer Step"), (ii) 420,000 shares of the Issuer's common stock are directly beneficially owned by Dvorak International Limited ("Dvorak International"), (iii) 547,858 shares of the Issuer's common stock are directly beneficially owned by Skyinvest Associates Limited ("Skyinvest Associates"), (iv) 7,940,937 shares of the Issuer's common stock are directly beneficially owned by Champion River, (v) 3,088,433 shares of the Issuer's common stock are directly beneficially owned by Winsave, and (vi) 379,345 shares of the Issuer's common stock are directly beneficially owned by Radiant. F3 · ownership.nature: (continued from Footnote 2) Elgar International Limited, a British Virgin Islands corporation ("Elgar International") is the sole shareholder of Brilliant Dynasty. Brilliant Dynasty will be the sole shareholder of Champion River, Winsave and Radiant upon the completion of the August 2024 Transaction. As such, each of Elger International and Brilliant Dynasty may be deemed to beneficially own the shares of the Issuer's common stock directly held by Champion River, Winsave and Radiant. Chau Hoi Shuen Solina Holly ("Solina Chau") is the sole shareholder of each of Pioneer Step, Dvorak International, Skyinvest Associates and Elgar International. As such, Solina Chau may be deemed to beneficially own the shares of the Issuer's common stock directly held by Pioneer Step, Dvorak International, Skyinvest Associates, Champion River, Winsave and Radiant. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 06:15 UTC |
Li Ka Shing10% owner
Prime Tech Global Ltd10% owner
Mayspin Management Ltd10% owner
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SaleCommon Stock | 11,408,715 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000950170-24-099383 · ownership.xml · nonDerivative · entry 1 Li Ka Shing · CIK 0001686621 · 10% owner Prime Tech Global Ltd · CIK 0001706084 · 10% owner Mayspin Management Ltd · CIK 0001706083 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · shares: On August 20, 2024, Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") entered into a securities purchase agreement with Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty"), to sell all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave") and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") to Brilliant Dynasty, for an aggregate consideration of $32,058,489.15. At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively. F1 · price: On August 20, 2024, Prime Tech Global Limited, a British Virgin Islands corporation ("Prime Tech") and Alpha Mount International Limited, a British Virgin Islands corporation ("Alpha") entered into a securities purchase agreement with Brilliant Dynasty Limited, a British Virgin Islands corporation ("Brilliant Dynasty"), to sell all of the share capital of Champion River Ventures Limited, a British Virgin Islands corporation ("Champion River"), Winsave Resources Limited, a British Virgin Islands corporation ("Winsave") and Radiant Treasure Limited, a British Virgin Islands corporation ("Radiant") to Brilliant Dynasty, for an aggregate consideration of $32,058,489.15. At time of entry into the securities purchase agreement, Champion River, Winsave and Radiant beneficially owned 7,940,937, 3,088,433 and 379,345 shares of common stock of the Issuer, respectively. F2 · balance_after: The sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. The sole shareholder of Alpha is Apex Dynasty Limited, a British Virgin Islands corporation ("Apex"), and the sole shareholder of Apex is Li Ka Shing. F2 · ownership.direct: The sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. The sole shareholder of Alpha is Apex Dynasty Limited, a British Virgin Islands corporation ("Apex"), and the sole shareholder of Apex is Li Ka Shing. F2 · ownership.nature: The sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing. The sole shareholder of Alpha is Apex Dynasty Limited, a British Virgin Islands corporation ("Apex"), and the sole shareholder of Apex is Li Ka Shing. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 22:12 UTC |
Cohen AnnDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-24-029395 · wk-form4_1719007954.xml · derivative · entry 1 Cohen Ann · CIK 0001923843 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-19 F1 · derivative.exercise_date: Option vests 100% on June 20, 2025. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 22:14 UTC |
Jaksch Frank L JrDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-24-029397 · wk-form4_1719008038.xml · derivative · entry 1 Jaksch Frank L Jr · CIK 0001437237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-19 F1 · derivative.exercise_date: Option vests 100% on June 20, 2025. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:42 UTC |
Shahbazi HamedDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-24-029647 · wk-form4_1719265316.xml · derivative · entry 1 Shahbazi Hamed · CIK 0001942711 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-19 F1 · derivative.exercise_date: Option vests 100% on June 20, 2025. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:43 UTC |
Ng Wang Yu GaryDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-24-029650 · wk-form4_1719265412.xml · derivative · entry 1 Ng Wang Yu Gary · CIK 0001896252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-19 F1 · derivative.exercise_date: Option vests 100% on June 20, 2025. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:43 UTC |
YU Wing Tak WendyDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-24-029648 · wk-form4_1719265373.xml · derivative · entry 1 YU Wing Tak Wendy · CIK 0001713918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-19 F1 · derivative.exercise_date: Option vests 100% on June 20, 2025. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:45 UTC |
Rubin Steven DDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-24-029653 · wk-form4_1719265494.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-19 F1 · derivative.exercise_date: Option vests 100% on June 20, 2025. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 21:44 UTC |
Patrick KristinDirector
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GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001628280-24-029652 · wk-form4_1719265458.xml · derivative · entry 1 Patrick Kristin · CIK 0001769529 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2034-06-19 F1 · derivative.exercise_date: Option vests 100% on June 20, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.