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Nasdaq · USD

MXCT

MAXCYTE, INC.

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6608
SEC CIK
0001287098
Parsed reports
163

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 10,234 $0.04 $409.36
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · nonDerivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,153 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · derivative · entry 8

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

Underlying: Common Stock · 9,153 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 9,153 $5.07 $46,405.71
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 9,153 $0.98 $8,997.40
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,153 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · derivative · entry 8

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,314

Underlying: Common Stock · 9,153 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 9,153 $5.07 $46,405.71
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 9,153 $0.04 $366.12
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,513 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · derivative · entry 7

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,088

Underlying: Common Stock · 10,513 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 10,513 $5.13 $53,931.69
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.47, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 10,513 $0.98 $10,334.28
Disclosure

SEC source: 0001209191-23-001980 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,513

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,613 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · derivative · entry 7

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,467

Underlying: Common Stock · 10,613 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 10,613 $5.13 $54,444.69
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:39 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 10,613 $0.04 $424.52
Disclosure

SEC source: 0001209191-23-001995 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,133 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001209191-22-060077 · doc4.xml · derivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,601

Underlying: Common Stock · 14,133 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of British pounds, the currency in which the exercise price was expressed at the time of grant.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 14,133 $5.59 $79,003.47
Disclosure

SEC source: 0001209191-22-060077 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.35 to $5.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 05, 2022 Filed Dec 6, 2022 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 14,133 $1.08 $15,263.64
Disclosure

SEC source: 0001209191-22-060077 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: This exercise price is in U.S. Dollars and reflects the conversion of British pounds, the currency in which the exercise price was expressed at the time of grant.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001209191-22-060077 · doc4.xml · derivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,734

Underlying: Common Stock · 15,000 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of British pounds, the currency in which the exercise price was expressed at the time of grant.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 15,000 $6.02 $90,300.00
Disclosure

SEC source: 0001209191-22-060077 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.00 to $6.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
December 02, 2022 Filed Dec 6, 2022 17:31 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 15,000 $1.08 $16,200.00
Disclosure

SEC source: 0001209191-22-060077 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: This exercise price is in U.S. Dollars and reflects the conversion of British pounds, the currency in which the exercise price was expressed at the time of grant.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:43 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.99 $0.00
Disclosure

SEC source: 0001209191-22-059200 · doc4.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-11-29

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. 1/3rd of the shares underlying this option vest on November 30, 2023 and the remaining 2/3rds vest in 24 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer as of each such vesting date.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,266 $0.00 Strike: $1.08 $0.00
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · derivative · entry 8

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,734

Underlying: Common Stock · 1,266 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: This exercise price is in U.S. Dollars and reflects the conversion of British pounds, the currency in which the exercise price was expressed at the time of grant.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,438 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · derivative · entry 7

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,438 shares

Expires 2026-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 5,704 $6.85 $39,072.40
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · nonDerivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.72 to $6.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 1,266 $1.08 $1,367.28
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: This exercise price is in U.S. Dollars and reflects the conversion of British pounds, the currency in which the exercise price was expressed at the time of grant.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 4,438 $0.84 $3,727.92
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,429 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · derivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,438

Underlying: Common Stock · 23,429 shares

Expires 2026-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F5 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 23,429 $6.94 $162,597.26
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.80 to $7.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 16:53 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 23,429 $0.84 $19,680.36
Disclosure

SEC source: 0001209191-22-055528 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 16:09 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,282 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-22-053456 · doc4.xml · derivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,867

Underlying: Common Stock · 4,282 shares

Expires 2026-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
October 11, 2022 Filed Oct 12, 2022 16:09 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 4,282 $6.51 $27,875.82
Disclosure

SEC source: 0001209191-22-053456 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.40 to $6.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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October 11, 2022 Filed Oct 12, 2022 16:09 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 4,282 $0.84 $3,596.88
Disclosure

SEC source: 0001209191-22-053456 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

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October 10, 2022 Filed Oct 12, 2022 16:09 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 24,851 $0.00 Strike: $0.84 $0.00
Disclosure

SEC source: 0001209191-22-053456 · doc4.xml · derivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,149

Underlying: Common Stock · 24,851 shares

Expires 2026-01-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

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October 10, 2022 Filed Oct 12, 2022 16:09 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 24,851 $6.45 $160,288.95
Disclosure

SEC source: 0001209191-22-053456 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.31 to $6.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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October 10, 2022 Filed Oct 12, 2022 16:09 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 24,851 $0.84 $20,874.84
Disclosure

SEC source: 0001209191-22-053456 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

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October 03, 2022 Filed Oct 5, 2022 20:24 UTC
Casdin Eli10% owner
SaleCommon Stock, par value $0.01 per share 735,786 $6.15 $4,525,083.90
Disclosure

SEC source: 0000919574-22-005788 · ownership.xml · nonDerivative · entry 1

Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner

Casdin Capital, LLC · CIK 0001534261 · 10% owner

Casdin Partners GP, LLC · CIK 0001534260 · 10% owner

Casdin Eli · CIK 0001534264 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000,000

F1 · ownership.direct: (1) The securities are owned directly by Casdin Partners Master Fund, LP (the "Master Fund") and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to the Master Fund, (ii) Casdin Partners GP, LLC, the general partner of the Master Fund, and (iii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC.

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July 01, 2022 Filed Jul 6, 2022 21:01 UTC
Casdin Eli10% owner
SaleCommon Stock, par value $0.01 per share 3,235,548 $4.30 $13,912,856.40
Disclosure

SEC source: 0000919574-22-004059 · ownership.xml · nonDerivative · entry 1

Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner

Casdin Capital, LLC · CIK 0001534261 · 10% owner

Casdin Partners GP, LLC · CIK 0001534260 · 10% owner

Casdin Eli · CIK 0001534264 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,735,786

F1 · ownership.direct: The securities are owned directly by Casdin Partners Master Fund, LP (the "Master Fund") and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to the Master Fund, (ii) Casdin Partners GP, LLC, the general partner of the Master Fund, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC.

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June 29, 2022 Filed Jul 8, 2022 20:05 UTC GrantStock Option (right to buy) · Derivative 26,900 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001209191-22-041612 · doc4.xml · derivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2032-06-28

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 29, 2023, subject to the reporting person's continuous service as of such vesting date.

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June 29, 2022 Filed Jul 8, 2022 20:02 UTC GrantStock Option (right to buy) · Derivative 26,900 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001209191-22-041606 · doc4.xml · derivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2032-06-28

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 29, 2023, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 29, 2022 Filed Jul 8, 2022 16:02 UTC
Mandell ArtDirector
GrantStock Option (right to buy) · Derivative 26,900 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001209191-22-041605 · doc4.xml · derivative · entry 1

Mandell Art · CIK 0001874506 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2032-06-28

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 29, 2023, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 29, 2022 Filed Jul 8, 2022 20:04 UTC GrantStock Option (right to buy) · Derivative 26,900 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001209191-22-041608 · doc4.xml · derivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2032-06-28

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 29, 2023, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 29, 2022 Filed Jul 8, 2022 20:06 UTC GrantStock Option (right to buy) · Derivative 26,900 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001209191-22-041614 · doc4.xml · derivative · entry 1

Al-Wakeel Yasir B. · CIK 0001650691 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2032-06-28

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 29, 2023, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 29, 2022 Filed Jul 8, 2022 20:04 UTC GrantStock Option (right to buy) · Derivative 26,900 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001209191-22-041609 · doc4.xml · derivative · entry 1

Brooke William W · CIK 0001545337 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2032-06-28

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 29, 2023, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 29, 2022 Filed Jul 8, 2022 20:03 UTC GrantStock Option (right to buy) · Derivative 26,900 $0.00 Strike: $4.82 $0.00
Disclosure

SEC source: 0001209191-22-041607 · doc4.xml · derivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900

Underlying: Common Stock · 26,900 shares

Expires 2032-06-28

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 29, 2023, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
April 11, 2022 Filed Mar 21, 2023 20:41 UTC
Sumen CenkChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001209191-23-020283 · doc4.xml · derivative · entry 1

Sumen Cenk · CIK 0001917133 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-04-10

F1 · date: As announced in a press release by the issuer on April 15, 2022, on April 11, 2022 the Issuer awarded a stock option to the Reporting Person as a material inducement to his employment with the Issuer in accordance with Nasdaq Listing Rule 5635(c)(4). The stock option was granted under the Issuer's 2021 Inducement Plan. However, due to an administrative oversight, the stock option grant was not previously reported on a Form 4 as required and is being reported on this report.

F2 · derivative.exercise_date: 25% of the shares underlying this option vest on April 11, 2023 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

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March 25, 2022 Filed Mar 29, 2022 16:15 UTC
Doerfler DouglasDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 500,000 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001209191-22-021460 · doc4.xml · derivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2032-03-24

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 25, 2023 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 16:16 UTC
Murphy Amanda LouiseChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 142,000 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001209191-22-021464 · doc4.xml · derivative · entry 1

Murphy Amanda Louise · CIK 0001875169 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,000

Underlying: Common Stock · 142,000 shares

Expires 2032-03-24

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 25, 2023 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 16:20 UTC
Ross Thomas M.EVP, Global Sales & Marketing
GrantEmployee Stock Option (right to buy) · Derivative 142,000 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001209191-22-021474 · doc4.xml · derivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,000

Underlying: Common Stock · 142,000 shares

Expires 2032-03-24

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 25, 2023 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 16:21 UTC
Masoud MaherEVP and General Counsel
GrantEmployee Stock Option (right to buy) · Derivative 242,000 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001209191-22-021481 · doc4.xml · derivative · entry 1

Masoud Maher · CIK 0001874571 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Underlying: Common Stock · 242,000 shares

Expires 2032-03-24

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 25, 2023 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 16:18 UTC
Holtz RonSVP and CAO
GrantEmployee Stock Option (right to buy) · Derivative 142,000 $0.00 Strike: $7.12 $0.00
Disclosure

SEC source: 0001209191-22-021470 · doc4.xml · derivative · entry 1

Holtz Ron · CIK 0001874490 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,000

Underlying: Common Stock · 142,000 shares

Expires 2032-03-24

F1 · derivative.exercise_date: 25% of the shares underlying this option vest on March 25, 2023 and the remaining 75% vest in 36 equal monthly installments thereafter, subject to the reporting person's continuous service with the Issuer at each vesting date.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 12:46 UTC PurchaseCommon Stock 20,000 $11.12 $222,400.00
Disclosure

SEC source: 0001209191-21-066289 · doc4.xml · nonDerivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The Reporting Person purchased the securities on the open market at purchase prices ranging from $11.01 to $11.16 per share, with a weighted average purchase price of $11.12 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.