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Nasdaq · USD

MXCT

MAXCYTE, INC.

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6608
SEC CIK
0001287098
Parsed reports
163

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2023 Filed Jun 28, 2023 21:05 UTC SaleCommon Stock 7,471 $4.39 $32,797.69
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · nonDerivative · entry 5

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.355 to $4.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 27, 2023 Filed Jun 28, 2023 21:05 UTC Exercise / conversionCommon Stock 7,471 $1.64 $12,259.91
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · nonDerivative · entry 4

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 712 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · derivative · entry 7

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,188

Underlying: Common Stock · 712 shares

Expires 2030-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F5 · derivative.exercise_date: The shares underlying this option vested or shall vest monthly in forty-eight (48) equal monthly installments commencing on February 20, 2020, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 6,817 $0.00 Strike: $0.98 $0.00
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · derivative · entry 6

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,817 shares

Expires 2026-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:05 UTC SaleCommon Stock 7,529 $4.49 $33,805.21
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · nonDerivative · entry 3

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,583

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.44 to $4.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:05 UTC Exercise / conversionCommon Stock 712 $1.64 $1,168.39
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · nonDerivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 21:05 UTC Exercise / conversionCommon Stock 6,817 $0.98 $6,701.11
Disclosure

SEC source: 0001209191-23-040058 · doc4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 127,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 28, 2023.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:34 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039477 · doc4.xml · derivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:22 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039455 · doc4.xml · derivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 17:17 UTC
Mandell ArtDirector
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039452 · doc4.xml · derivative · entry 1

Mandell Art · CIK 0001874506 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:41 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039486 · doc4.xml · derivative · entry 1

Al-Wakeel Yasir B. · CIK 0001650691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:39 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039484 · doc4.xml · derivative · entry 1

Brooke William W · CIK 0001545337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:36 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039480 · doc4.xml · derivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:31 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039471 · doc4.xml · derivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:25 UTC GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.57 $0.00
Disclosure

SEC source: 0001209191-23-039457 · doc4.xml · derivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-06-21

F1 · derivative.exercise_date: This annual option grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this option vest on June 22, 2024, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 16:30 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 28,883 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-037358 · doc4.xml · derivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 265,080

Underlying: Common Stock · 28,883 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 16:30 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 28,883 $5.04 $145,570.32
Disclosure

SEC source: 0001209191-23-037358 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 16:30 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 28,883 $0.04 $1,155.32
Disclosure

SEC source: 0001209191-23-037358 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 362,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:30 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,968 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-037358 · doc4.xml · derivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 293,963

Underlying: Common Stock · 14,968 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:30 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 14,968 $5.03 $75,289.04
Disclosure

SEC source: 0001209191-23-037358 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.115, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:30 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 14,968 $0.04 $598.72
Disclosure

SEC source: 0001209191-23-037358 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 348,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
May 03, 2023 Filed May 5, 2023 17:09 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,149 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-027781 · doc4.xml · derivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 308,931

Underlying: Common Stock · 16,149 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
May 03, 2023 Filed May 5, 2023 17:09 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 16,149 $5.02 $81,067.98
Disclosure

SEC source: 0001209191-23-027781 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2023 Filed May 5, 2023 17:09 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 16,149 $0.04 $645.96
Disclosure

SEC source: 0001209191-23-027781 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 349,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,583 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · derivative · entry 9

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,868

Underlying: Common Stock · 5,583 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 5,583 $5.00 $27,915.00
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · nonDerivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 5,583 $2.14 $11,958.79
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · nonDerivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,718 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · derivative · entry 9

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 325,080

Underlying: Common Stock · 12,718 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 12,718 $5.00 $63,590.00
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · nonDerivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.001, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 12,718 $0.04 $508.72
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · nonDerivative · entry 5

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,451 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · derivative · entry 8

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,451

Underlying: Common Stock · 8,451 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 8,451 $5.00 $42,255.00
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 8,451 $2.14 $18,102.04
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,182 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · derivative · entry 8

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,798

Underlying: Common Stock · 2,182 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 2,182 $5.00 $10,910.00
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 11, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 2,182 $0.04 $87.28
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 335,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · derivative · entry 7

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,902

Underlying: Common Stock · 100 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 100 $5.00 $500.00
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 17:03 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 100 $2.14 $214.20
Disclosure

SEC source: 0001209191-23-024116 · doc4.xml · nonDerivative · entry 1

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · derivative · entry 7

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 339,980

Underlying: Common Stock · 100 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 100 $5.00 $500.00
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · nonDerivative · entry 2

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 16:37 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 100 $0.04 $4.00
Disclosure

SEC source: 0001209191-23-024097 · doc4.xml · nonDerivative · entry 1

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:43 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,193 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-023809 · doc4.xml · derivative · entry 6

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,002

Underlying: Common Stock · 27,193 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:43 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 27,193 $5.03 $136,780.79
Disclosure

SEC source: 0001209191-23-023809 · doc4.xml · nonDerivative · entry 4

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:43 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionCommon Stock 27,193 $2.14 $58,247.41
Disclosure

SEC source: 0001209191-23-023809 · doc4.xml · nonDerivative · entry 3

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:42 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 27,862 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001209191-23-023806 · doc4.xml · derivative · entry 6

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 340,080

Underlying: Common Stock · 27,862 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:42 UTC
Doerfler DouglasDirector · President and CEO
SaleCommon Stock 27,862 $5.03 $140,145.86
Disclosure

SEC source: 0001209191-23-023806 · doc4.xml · nonDerivative · entry 4

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,197

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 16:42 UTC
Doerfler DouglasDirector · President and CEO
Exercise / conversionCommon Stock 27,862 $0.04 $1,114.48
Disclosure

SEC source: 0001209191-23-023806 · doc4.xml · nonDerivative · entry 3

Doerfler Douglas · CIK 0001874482 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 361,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 16:43 UTC
Ross Thomas M.EVP, Global Sales & Marketing
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,967 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001209191-23-023809 · doc4.xml · derivative · entry 5

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 55,195

Underlying: Common Stock · 6,967 shares

Expires 2029-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F4 · derivative.exercise_date: This option is fully vested and exercisable.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 16:43 UTC
Ross Thomas M.EVP, Global Sales & Marketing
SaleCommon Stock 6,967 $5.00 $34,835.00
Disclosure

SEC source: 0001209191-23-023809 · doc4.xml · nonDerivative · entry 2

Ross Thomas M. · CIK 0001874572 · EVP, Global Sales & Marketing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales and option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.