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Nasdaq · USD

MXCT

MAXCYTE, INC.

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6608
SEC CIK
0001287098
Parsed reports
163

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2026 Filed Jun 22, 2026 20:26 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003053 · form4.xml · derivative · entry 2

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:26 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003053 · form4.xml · nonDerivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,998

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:29 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003056 · form4.xml · derivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:29 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003056 · form4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,581

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:25 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003052 · form4.xml · derivative · entry 2

Collins Cynthia · CIK 0001405692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:25 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003052 · form4.xml · nonDerivative · entry 1

Collins Cynthia · CIK 0001405692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,310

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:28 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003055 · form4.xml · derivative · entry 2

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:28 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003055 · form4.xml · nonDerivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,314

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:28 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003054 · form4.xml · derivative · entry 2

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:28 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003054 · form4.xml · nonDerivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 428,749

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:24 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003050 · form4.xml · derivative · entry 2

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:24 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003050 · form4.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,998

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:25 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003051 · form4.xml · derivative · entry 2

Brooke William W · CIK 0001545337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:25 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003051 · form4.xml · nonDerivative · entry 1

Brooke William W · CIK 0001545337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,300

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:23 UTC GrantStock Option (right to buy) · Derivative 49,579 $0.00 Strike: $1.13 $0.00
Disclosure

SEC source: 0000905148-26-003049 · form4.xml · derivative · entry 2

Al-Wakeel Yasir B. · CIK 0001650691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,579

Underlying: Common Stock · 49,579 shares

Expires 2036-06-16

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 17, 2026 Filed Jun 22, 2026 20:23 UTC GrantCommon Stock 30,421 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-003049 · form4.xml · nonDerivative · entry 1

Al-Wakeel Yasir B. · CIK 0001650691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,998

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 17, 2027, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:14 UTC
Ahuja ParmeetChief Financial Officer
GrantCommon Stock 187,500 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001718 · form4.xml · nonDerivative · entry 1

Ahuja Parmeet · CIK 0002128046 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,500

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall vest on March 30, 2027, and the remainder shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
March 30, 2026 Filed Apr 10, 2026 20:45 UTC
Ahuja ParmeetChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 375,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0000905148-26-001644 · form4.xml · derivative · entry 1

Ahuja Parmeet · CIK 0002128046 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2036-03-29

F1 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option shall vest on March 30, 2027, and the remainder shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 16:12 UTC
Masoud MaherDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 600,000 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0000905148-26-001480 · form4.xml · derivative · entry 2

Masoud Maher · CIK 0001874571 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 600,000 shares

Expires 2036-03-26

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option shall vest on March 27, 2027, and the remainder shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
March 27, 2026 Filed Mar 31, 2026 16:12 UTC
Masoud MaherDirector · President and CEO
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0000905148-26-001480 · form4.xml · nonDerivative · entry 1

Masoud Maher · CIK 0001874571 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 475,000

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall vest on March 27, 2027, and the remainder shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 20:05 UTC
Swirsky Douglas JCHIEF FINANCIAL OFFICER
SaleCommon Stock 10,142 $0.82 $8,265.73
Disclosure

SEC source: 0000905148-26-001397 · form4.xml · nonDerivative · entry 1

Swirsky Douglas J · CIK 0001375884 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,669

F1 · kind: These shares were sold to cover tax withholding due upon vesting of previously granted restricted stock units ("RSUs"). Such "sale to cover" was automatically effected to satisfy tax withholding obligations and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $0.783 to $0.825, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2025 Filed Aug 13, 2025 23:46 UTC PurchaseCommon Stock 80,000 $1.39 $111,040.00
Disclosure

SEC source: 0000905148-25-002874 · form4.xml · nonDerivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,577

F1 · price: These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2025 Filed Aug 13, 2025 19:47 UTC
Masoud MaherDirector · President and CEO
PurchaseCommon Stock 75,000 $1.37 $102,915.00
Disclosure

SEC source: 0000905148-25-002876 · form4.xml · nonDerivative · entry 1

Masoud Maher · CIK 0001874571 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,000

F1 · price: These shares were purchased in multiple transactions at prices ranging from $1.29 to $1.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2025 Filed Aug 13, 2025 23:48 UTC
Swirsky Douglas JCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 50,000 $1.29 $64,500.00
Disclosure

SEC source: 0000905148-25-002877 · form4.xml · nonDerivative · entry 1

Swirsky Douglas J · CIK 0001375884 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,811

Read SEC document
August 13, 2025 Filed Aug 13, 2025 23:47 UTC PurchaseCommon Stock 100,000 $1.37 $137,220.00
Disclosure

SEC source: 0000905148-25-002875 · form4.xml · nonDerivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,328

F1 · price: These shares were purchased in multiple transactions at prices ranging from $1.29 to $1.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 13, 2025 Filed Aug 13, 2025 23:45 UTC PurchaseCommon Stock 50,000 $1.29 $64,500.00
Disclosure

SEC source: 0000905148-25-002873 · form4.xml · nonDerivative · entry 1

Brooke William W · CIK 0001545337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,879

Read SEC document
June 25, 2025 Filed Aug 27, 2025 21:12 UTC SaleCommon Stock 10,684 $2.09 $22,377.64
Disclosure

SEC source: 0000905148-25-003155 · form4.xml · nonDerivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,893

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 18, 2025.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.07 to $2.1212, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:39 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002232 · form4.xml · derivative · entry 2

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:39 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002232 · form4.xml · nonDerivative · entry 1

DOUGLAS RICHARD · CIK 0001021015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,577

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:48 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002235 · form4.xml · derivative · entry 2

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:48 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002235 · form4.xml · nonDerivative · entry 1

Johnston John Joseph · CIK 0001874850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,160

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:38 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002231 · form4.xml · derivative · entry 2

Collins Cynthia · CIK 0001405692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:38 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002231 · form4.xml · nonDerivative · entry 1

Collins Cynthia · CIK 0001405692 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,889

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:43 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002234 · form4.xml · derivative · entry 2

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:43 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002234 · form4.xml · nonDerivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,577

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:41 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002233 · form4.xml · derivative · entry 2

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:41 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002233 · form4.xml · nonDerivative · entry 1

Erck Stanley C · CIK 0001342826 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 298,328

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

Read SEC document
June 18, 2025 Filed Jun 23, 2025 22:37 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002230 · form4.xml · derivative · entry 2

Brooke William W · CIK 0001545337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

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June 18, 2025 Filed Jun 23, 2025 22:37 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002230 · form4.xml · nonDerivative · entry 1

Brooke William W · CIK 0001545337 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,879

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

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June 18, 2025 Filed Jun 23, 2025 22:34 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002229 · form4.xml · derivative · entry 2

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

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June 18, 2025 Filed Jun 23, 2025 22:34 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002229 · form4.xml · nonDerivative · entry 1

BALTHROP PATRICK J · CIK 0001284839 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,577

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

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June 18, 2025 Filed Jun 23, 2025 22:32 UTC GrantStock Option (right to buy) · Derivative 50,790 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0000905148-25-002228 · form4.xml · derivative · entry 2

Al-Wakeel Yasir B. · CIK 0001650691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,790

Underlying: Common Stock · 50,790 shares

Expires 2035-06-17

F2 · derivative.exercise_date: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

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June 18, 2025 Filed Jun 23, 2025 22:32 UTC GrantCommon Stock 29,210 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-002228 · form4.xml · nonDerivative · entry 1

Al-Wakeel Yasir B. · CIK 0001650691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,577

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · shares: This annual grant was made pursuant to the Issuer's Equity Grant Policy for non-employee directors. The shares underlying this grant vest on June 18, 2026, subject to the reporting person's continuous service as of such vesting date.

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March 18, 2025 Filed Mar 20, 2025 18:49 UTC
Soleymannezhad AliChief Commercial Officer
SaleCommon Stock 1,211 $3.18 $3,850.13
Disclosure

SEC source: 0000905148-25-000986 · form4.xml · nonDerivative · entry 1

Soleymannezhad Ali · CIK 0002037336 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,439

F1 · kind: These shares were sold to cover tax withholding due upon vesting of previously granted restricted stock units ("RSUs"). Such "sale to cover" was automatically effected to satisfy tax withholding obligations and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2025 Filed Mar 20, 2025 18:47 UTC
Sandoval David I.GENERAL COUNSEL
SaleCommon Stock 353 $3.18 $1,122.29
Disclosure

SEC source: 0000905148-25-000985 · form4.xml · nonDerivative · entry 1

Sandoval David I. · CIK 0002012430 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,219

F1 · kind: These shares were sold to cover tax withholding due upon vesting of previously granted restricted stock units ("RSUs"). Such "sale to cover" was automatically effected to satisfy tax withholding obligations and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 18, 2025 Filed Mar 20, 2025 22:08 UTC
Swirsky Douglas JCHIEF FINANCIAL OFFICER
SaleCommon Stock 6,939 $3.18 $22,061.16
Disclosure

SEC source: 0000905148-25-000984 · form4.xml · nonDerivative · entry 1

Swirsky Douglas J · CIK 0001375884 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,811

F1 · kind: These shares were sold to cover tax withholding due upon vesting of previously granted restricted stock units ("RSUs"). Such "sale to cover" was automatically effected to satisfy tax withholding obligations and does not represent a discretionary trade by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price of all shares sold on the transaction date by the Issuer's broker to cover taxes upon the vesting of RSUs for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $3.14 to $3.215, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 14, 2025 Filed Mar 18, 2025 20:51 UTC
Soleymannezhad AliChief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 138,500 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0000905148-25-000964 · form4.xml · derivative · entry 2

Soleymannezhad Ali · CIK 0002037336 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,500

Underlying: Common Stock · 138,500 shares

Expires 2035-03-13

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option shall vest on March 14, 2026, and the remainder shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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March 14, 2025 Filed Mar 18, 2025 20:51 UTC
Soleymannezhad AliChief Commercial Officer
GrantCommon Stock 34,625 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000964 · form4.xml · nonDerivative · entry 1

Soleymannezhad Ali · CIK 0002037336 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,650

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall vest on March 14, 2026, and the remainder shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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March 14, 2025 Filed Mar 18, 2025 20:49 UTC
Sandoval David I.GENERAL COUNSEL
GrantEmployee Stock Option (right to buy) · Derivative 92,500 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0000905148-25-000963 · form4.xml · derivative · entry 2

Sandoval David I. · CIK 0002012430 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,500

Underlying: Common Stock · 92,500 shares

Expires 2035-03-13

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying this option shall vest on March 14, 2026, and the remainder shall vest in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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March 14, 2025 Filed Mar 18, 2025 20:49 UTC
Sandoval David I.GENERAL COUNSEL
GrantCommon Stock 23,125 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000963 · form4.xml · nonDerivative · entry 1

Sandoval David I. · CIK 0002012430 · GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,572

F1 · shares: These shares represent restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. Twenty-five percent (25%) of the RSUs shall vest on March 14, 2026, and the remainder shall vest in three (3) equal annual installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.