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NYSE · USD

MWA

Mueller Water Products, Inc.

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2326
SEC CIK
0001350593
Parsed reports
562

Last 12 months

Inside the activity.

5 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202610
Feb 202611
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202610
Aug 202603
Sep 202602
Oct 202610

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2020 Filed Dec 5, 2020 02:32 UTC
Helms Todd PSVP and CHRO
GrantStock Option (Right to Buy) · Derivative 26,676 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014281 · doc4.xml · derivative · entry 2

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,676

Underlying: Common Stock · 26,676 shares

Expires 2030-12-02

F2 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 5, 2020 02:32 UTC
Helms Todd PSVP and CHRO
GrantRestricted Stock Unit 7,377 $11.86 $87,491.22
Disclosure

SEC source: 0001225208-20-014281 · doc4.xml · nonDerivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,527

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 7, 2020 19:53 UTC
Mize Chad D.SVP, Sales & Marketing
GrantStock Option (Right to Buy) · Derivative 22,863 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014314 · doc4.xml · derivative · entry 4

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,863

Underlying: Common Stock · 22,863 shares

Expires 2030-12-02

F5 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 7, 2020 19:53 UTC
Mize Chad D.SVP, Sales & Marketing
GrantRestricted Stock Unit 6,321 $11.86 $74,967.06
Disclosure

SEC source: 0001225208-20-014314 · doc4.xml · nonDerivative · entry 2

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,619

F2 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 7, 2020 19:53 UTC
Mize Chad D.SVP, Sales & Marketing
GrantCommon Stock 3,757 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014314 · doc4.xml · nonDerivative · entry 1

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,352.2124

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:53 UTC
Floyd Scott P.SVP and General Manager
GrantStock Option (Right to Buy) · Derivative 10,287 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014316 · doc4.xml · derivative · entry 3

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,287

Underlying: Common Stock · 10,287 shares

Expires 2030-12-02

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:53 UTC
Floyd Scott P.SVP and General Manager
GrantRestricted Stock Unit 2,844 $11.86 $33,729.84
Disclosure

SEC source: 0001225208-20-014316 · doc4.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,640

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:52 UTC GrantStock Option (Right to Buy) · Derivative 48,513 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014311 · doc4.xml · derivative · entry 5

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,513

Underlying: Common Stock · 48,513 shares

Expires 2030-12-02

F6 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:52 UTC GrantRestricted Stock Unit 13,416 $11.86 $159,113.76
Disclosure

SEC source: 0001225208-20-014311 · doc4.xml · nonDerivative · entry 2

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,632

F2 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:52 UTC GrantCommon Stock 16,869 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014311 · doc4.xml · nonDerivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,953.6998

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

Read SEC document
December 02, 2020 Filed Dec 7, 2020 19:52 UTC
Heinrichs Steven SEVP, CLO, CCO and Secretary
GrantStock Option (Right to Buy) · Derivative 38,109 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014312 · doc4.xml · derivative · entry 3

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,109

Underlying: Common Stock · 38,109 shares

Expires 2030-12-02

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 7, 2020 19:52 UTC
Heinrichs Steven SEVP, CLO, CCO and Secretary
GrantRestricted Stock Unit 10,539 $11.86 $124,992.54
Disclosure

SEC source: 0001225208-20-014312 · doc4.xml · nonDerivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, CLO, CCO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,971

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:56 UTC
Nancarrow Michael SVP & Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 8,421 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014317 · doc4.xml · derivative · entry 4

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,421

Underlying: Common Stock · 8,421 shares

Expires 2030-12-02

F5 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:56 UTC
Nancarrow Michael SVP & Chief Accounting Officer
GrantRestricted Stock Unit 2,328 $11.86 $27,610.08
Disclosure

SEC source: 0001225208-20-014317 · doc4.xml · nonDerivative · entry 2

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,033

F2 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:56 UTC
Nancarrow Michael SVP & Chief Accounting Officer
GrantCommon Stock 2,459 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014317 · doc4.xml · nonDerivative · entry 1

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,951.6065

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:53 UTC
Takeuchi KenjiSVP, Engineering
GrantStock Option (Right to Buy) · Derivative 22,863 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014315 · doc4.xml · derivative · entry 3

Takeuchi Kenji · CIK 0001802150 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,863

Underlying: Common Stock · 22,863 shares

Expires 2030-12-02

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:53 UTC
Takeuchi KenjiSVP, Engineering
GrantRestricted Stock Unit 6,321 $11.86 $74,967.06
Disclosure

SEC source: 0001225208-20-014315 · doc4.xml · nonDerivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,313

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:52 UTC
Cofield WilliamSVP, Operations & Supply Chain
GrantStock Option (Right to Buy) · Derivative 24,009 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014313 · doc4.xml · derivative · entry 3

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,009

Underlying: Common Stock · 24,009 shares

Expires 2030-12-02

F3 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:52 UTC
Cofield WilliamSVP, Operations & Supply Chain
GrantRestricted Stock Unit 6,639 $11.86 $78,738.54
Disclosure

SEC source: 0001225208-20-014313 · doc4.xml · nonDerivative · entry 1

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,589

F1 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:49 UTC
HALL J SCOTTDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 177,210 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001225208-20-014310 · doc4.xml · derivative · entry 4

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,210

Underlying: Common Stock · 177,210 shares

Expires 2030-12-02

F4 · derivative.exercise_date: The stock options will vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:49 UTC
HALL J SCOTTDirector · President and CEO
GrantRestricted Stock Unit 49,008 $11.86 $581,234.88
Disclosure

SEC source: 0001225208-20-014310 · doc4.xml · nonDerivative · entry 2

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,951

F2 · shares: Acquisition is pursuant to grant of restricted stock units under the Mueller Water Products, Inc. Second Amended and Restated 2006 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Mueller Water Products, Inc. Common Stock when the restrictions lapse. The lapse occurs in three (3) equal, annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Dec 8, 2020 00:49 UTC
HALL J SCOTTDirector · President and CEO
GrantCommon Stock 37,348 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014310 · doc4.xml · nonDerivative · entry 1

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,161

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities.

Read SEC document
December 02, 2020 Filed Dec 6, 2021 17:31 UTC Amendment
Mize Chad D.SVP, Sales & Marketing
GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014518 · doc4a.xml · nonDerivative · entry 1

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,867.2124

F1 · shares: Acquisition is pursuant to grant of performance-based restricted stock units under the Mueller Water Products, Inc. Amended and Restated 2006 Stock Incentive Plan. Units earned based on performance during three separate performance periods vested on the last day of the three-year award cycle. Excludes shares required to be withheld for tax liabilities, which were incorrectly calculated due to a clerical error, resulting in an incorrect original report of total shares acquired.

Read SEC document
December 02, 2020 Filed Feb 21, 2024 23:17 UTC Amendment
Floyd Scott P.SVP, Water Flow Solutions
GrantStock Option (Right to Buy) · Derivative 10,287 $0.00 Strike: $11.86 $0.00
Disclosure

SEC source: 0001225208-24-002660 · doc4a.xml · derivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP, Water Flow Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,287

Underlying: Common Stock · 10,287 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The stock options vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Feb 21, 2024 23:17 UTC Amendment
ZAKAS MARIETTA EDMUNDSDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 48,513 $0.00 Strike: $11.86 $0.00
Disclosure

SEC source: 0001225208-24-002656 · doc4a.xml · derivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,513

Underlying: Common Stock · 48,513 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The stock options vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Feb 21, 2024 18:17 UTC Amendment
Heinrichs Steven SEVP, CFO, CLO and CCO
GrantStock Option (Right to Buy) · Derivative 38,109 $0.00 Strike: $11.86 $0.00
Disclosure

SEC source: 0001225208-24-002658 · doc4a.xml · derivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, CFO, CLO and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,109

Underlying: Common Stock · 38,109 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The stock options vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Feb 21, 2024 23:18 UTC Amendment
Helms Todd PSVP and CHRO
GrantStock Option (Right to Buy) · Derivative 26,676 $0.00 Strike: $11.86 $0.00
Disclosure

SEC source: 0001225208-24-002661 · doc4a.xml · derivative · entry 1

Helms Todd P · CIK 0001729377 · SVP and CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,676

Underlying: Common Stock · 26,676 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The stock options vest in three (3) equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Feb 21, 2024 23:17 UTC Amendment
HALL J SCOTTSenior Advisor
GrantStock Option (Right to Buy) · Derivative 177,210 $0.00 Strike: $11.86 $0.00
Disclosure

SEC source: 0001225208-24-002657 · doc4a.xml · derivative · entry 1

HALL J SCOTT · CIK 0001695914 · Senior Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,210

Underlying: Common Stock · 177,210 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The stock options vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
December 02, 2020 Filed Feb 21, 2024 23:17 UTC Amendment
Takeuchi KenjiSVP Water Management Solutions
GrantStock Option (Right to Buy) · Derivative 22,863 $0.00 Strike: $11.86 $0.00
Disclosure

SEC source: 0001225208-24-002659 · doc4a.xml · derivative · entry 1

Takeuchi Kenji · CIK 0001802150 · SVP Water Management Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,863

Underlying: Common Stock · 22,863 shares

Expires 2030-12-02

F1 · derivative.exercise_date: The stock options vest in three (3) equal, annual installments on the anniversary of the grant date.

Read SEC document
November 28, 2020 Filed Dec 1, 2020 21:21 UTC
Mize Chad D.SVP, Sales & Marketing
Tax withholdingCommon Stock 561 $12.13 $6,804.93
Disclosure

SEC source: 0001225208-20-014053 · doc4.xml · nonDerivative · entry 2

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,595.2124

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 290.212 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 02:59 UTC
Floyd Scott P.SVP and General Manager
Exercise / conversionPhantom Stock · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014057 · doc4.xml · derivative · entry 6

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 970 shares

Expires 2020-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Phantom stock granted on November 28, 2017 pursuant to the Mueller Water Products, Inc. Phantom Plan.

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting.

F6 · derivative.exercise_date: Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (971 shares) vested on November 28, 2018; the second tranche (970 shares) vested on November 28, 2019; and the third tranche (970 shares) will vest on November 28, 2020.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 02:59 UTC
Floyd Scott P.SVP and General Manager
Disposition to issuerCommon Stock 970 $12.13 $11,766.10
Disclosure

SEC source: 0001225208-20-014057 · doc4.xml · nonDerivative · entry 4

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,942.2389

Read SEC document
November 28, 2020 Filed Dec 2, 2020 02:59 UTC
Floyd Scott P.SVP and General Manager
Exercise / conversionCommon Stock 970 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014057 · doc4.xml · nonDerivative · entry 3

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,912.2389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 01:49 UTC Tax withholdingCommon Stock 2,257 $12.13 $27,377.41
Disclosure

SEC source: 0001225208-20-014047 · doc4.xml · nonDerivative · entry 2

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,084.6998

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 1,740.90 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 02:34 UTC
Nancarrow Michael SVP & Chief Accounting Officer
Tax withholdingCommon Stock 367 $12.13 $4,451.71
Disclosure

SEC source: 0001225208-20-014055 · doc4.xml · nonDerivative · entry 2

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,492.6065

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 27,523.607 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 28, 2020 Filed Dec 2, 2020 01:34 UTC
HALL J SCOTTDirector · President and CEO
Tax withholdingCommon Stock 7,133 $12.13 $86,523.29
Disclosure

SEC source: 0001225208-20-014045 · doc4.xml · nonDerivative · entry 2

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,813

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

Read SEC document
November 28, 2020 Filed Dec 6, 2021 17:28 UTC Amendment
Mize Chad D.SVP, Sales & Marketing
Tax withholdingCommon Stock 450 $12.13 $5,458.50
Disclosure

SEC source: 0001225208-21-014517 · doc4a.xml · nonDerivative · entry 2

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,785.2124

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. The number of shares were originally reported incorrectly due to a clerical error.

F2 · balance_after: Includes 290.212 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

Read SEC document
November 27, 2020 Filed Dec 1, 2020 21:21 UTC
Mize Chad D.SVP, Sales & Marketing
Tax withholdingCommon Stock 397 $12.13 $4,815.61
Disclosure

SEC source: 0001225208-20-014053 · doc4.xml · nonDerivative · entry 1

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,310.2124

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

Read SEC document
November 27, 2020 Filed Dec 2, 2020 02:59 UTC
Floyd Scott P.SVP and General Manager
Exercise / conversionPhantom Stock · Derivative 1,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014057 · doc4.xml · derivative · entry 5

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298

Underlying: Common Stock · 1,298 shares

Expires 2021-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Phantom stock granted on November 27, 2018 pursuant to the Mueller Water Products, Inc. Phantom Plan.

F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock will be settled solely in cash upon vesting.

F4 · derivative.exercise_date: Phantom stock awards vest annually, on a pro-rata basis, over a 3-year period. The first tranche of the award (1,298 shares) vested on November 27, 2019; the second tranche (1,298 shares) will vest on November 27, 2020; and the third tranche (1,298 shares) will vest on November 27, 2021.

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November 27, 2020 Filed Dec 2, 2020 02:59 UTC
Floyd Scott P.SVP and General Manager
Disposition to issuerCommon Stock 1,298 $12.13 $15,744.74
Disclosure

SEC source: 0001225208-20-014057 · doc4.xml · nonDerivative · entry 2

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,942.2389

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November 27, 2020 Filed Dec 2, 2020 02:59 UTC
Floyd Scott P.SVP and General Manager
Exercise / conversionCommon Stock 1,298 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014057 · doc4.xml · nonDerivative · entry 1

Floyd Scott P. · CIK 0001813939 · SVP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,240.2389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of phantom stock is the economic equivalent of one share of Mueller Water Products, Inc. common stock on the vesting date. Shares of phantom stock are settled solely in cash upon vesting.

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November 27, 2020 Filed Dec 2, 2020 01:49 UTC Tax withholdingCommon Stock 1,596 $12.13 $19,359.48
Disclosure

SEC source: 0001225208-20-014047 · doc4.xml · nonDerivative · entry 1

ZAKAS MARIETTA EDMUNDS · CIK 0001191471 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,283.6998

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

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November 27, 2020 Filed Dec 1, 2020 21:00 UTC
Heinrichs Steven SEVP, General Counsel and Sec
Tax withholdingCommon Stock 1,369 $12.13 $16,605.97
Disclosure

SEC source: 0001225208-20-014049 · doc4.xml · nonDerivative · entry 1

Heinrichs Steven S · CIK 0001303624 · EVP, General Counsel and Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,099.7072

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

F2 · balance_after: Includes 3,175.707 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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November 27, 2020 Filed Dec 2, 2020 02:34 UTC
Nancarrow Michael SVP & Chief Accounting Officer
Tax withholdingCommon Stock 260 $12.13 $3,153.80
Disclosure

SEC source: 0001225208-20-014055 · doc4.xml · nonDerivative · entry 1

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,650.6065

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

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November 27, 2020 Filed Dec 2, 2020 01:34 UTC
HALL J SCOTTDirector · President and CEO
Tax withholdingCommon Stock 5,765 $12.13 $69,929.45
Disclosure

SEC source: 0001225208-20-014045 · doc4.xml · nonDerivative · entry 1

HALL J SCOTT · CIK 0001695914 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,444

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

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November 27, 2020 Filed Dec 2, 2020 02:16 UTC
Cofield WilliamSVP, Operations & Supply Chain
Tax withholdingCommon Stock 822 $12.13 $9,970.86
Disclosure

SEC source: 0001225208-20-014051 · doc4.xml · nonDerivative · entry 1

Cofield William · CIK 0001729266 · SVP, Operations & Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,058

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units.

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November 27, 2020 Filed Dec 6, 2021 17:28 UTC Amendment
Mize Chad D.SVP, Sales & Marketing
Tax withholdingCommon Stock 318 $12.13 $3,857.34
Disclosure

SEC source: 0001225208-21-014517 · doc4a.xml · nonDerivative · entry 1

Mize Chad D. · CIK 0001790402 · SVP, Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,389.2124

F1 · shares: Shares were withheld to cover the tax liability on the lapse of the restrictions on restricted stock units. The number of shares were originally reported incorrectly due to a clerical error.

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November 20, 2020 Filed Nov 25, 2020 02:35 UTC
Nancarrow Michael SVP & Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,973 $0.00 Strike: $3.52 $0.00
Disclosure

SEC source: 0001225208-20-013907 · doc4.xml · derivative · entry 3

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,973 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in three equal annual installments beginning on the first anniversary of the grant date, November 30, 2010.

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November 20, 2020 Filed Nov 25, 2020 02:35 UTC
Nancarrow Michael SVP & Chief Accounting Officer
SaleCommon Stock 3,973 $11.76 $46,726.85
Disclosure

SEC source: 0001225208-20-013907 · doc4.xml · nonDerivative · entry 2

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,931.3636

F2 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $11.760 to $11.765, inclusive. The reporting person undertakes to provide to Mueller Water Products, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 27,398.36 shares acquired under the Mueller Water Products, Inc. Employee Stock Purchase Plan.

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November 20, 2020 Filed Nov 25, 2020 02:35 UTC
Nancarrow Michael SVP & Chief Accounting Officer
Exercise / conversionCommon Stock 3,973 $3.52 $13,984.96
Disclosure

SEC source: 0001225208-20-013907 · doc4.xml · nonDerivative · entry 1

Nancarrow Michael S · CIK 0001729261 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,904.3636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was an exercise of vested stock options granted November 30, 2010 that would have expired on November 30, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.