MVIS

SEC source: 0001493152-23-043460 · ownership.xml · nonDerivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-043462 · ownership.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F4 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

SEC source: 0001493152-23-043462 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock that would have been delivered to the reporting person upon vesting of the restricted stock units, or RSUs. However, the reporting person previously elected to defer delivery of the shares as reported herein.

F2 · price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · balance_after: Includes 22,878 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein.

SEC source: 0001493152-23-043457 · ownership.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-043457 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-008572 · ownership.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F4 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

SEC source: 0001493152-23-042511 · ownership.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,006

F1 · security: As previously reported on November 20, 2023, 50,296 vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis. The transaction reported herein represents a nondiscretionary sell-to-cover transaction, regarding 11,841 of those vested RSUs, completed by the Issuer in accordance with the terms of the award agreement.

SEC source: 0001493152-23-042182 · ownership.xml · derivative · entry 2

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,296 shares

Expires 2023-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis

F3 · derivative.exercise_date: RSUs granted November 16, 2021 are scheduled to vest as to 10% on March 16, 2022, 30% on November 16, 2022, 30% on November 16, 2023, 20% on November 16, 2024, and the final 10% on November 16, 2025, with each such vesting event subject to the Reporting Person's continued employment with MicroVision on the respective vesting date.

F3 · derivative.expiration_date: RSUs granted November 16, 2021 are scheduled to vest as to 10% on March 16, 2022, 30% on November 16, 2022, 30% on November 16, 2023, 20% on November 16, 2024, and the final 10% on November 16, 2025, with each such vesting event subject to the Reporting Person's continued employment with MicroVision on the respective vesting date.

SEC source: 0001493152-23-042182 · ownership.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,847

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-041306 · ownership.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,974

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 5,076 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001493152-23-041302 · ownership.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,857

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 10,153 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001493152-23-041305 · ownership.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,551

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 7,614 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001493152-23-041303 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,011

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 5,076 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001493152-23-041304 · ownership.xml · nonDerivative · entry 1

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,700

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 7,614 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001493152-23-041301 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,511

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 5,076 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001493152-23-041297 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,222

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 5,076 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

F3 · balance_after: Includes 11,439 previously reported vested restricted stock units, that have not been delivered to the reporting person pursuant to the reporting person's prior election to defer delivery.

SEC source: 0001493152-23-041291 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,939

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 5,076 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001493152-23-031834 · ownership.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-031834 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-031833 · ownership.xml · derivative · entry 2

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-031833 · ownership.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-031832 · ownership.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F4 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

SEC source: 0001493152-23-031832 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock that would have been delivered to the reporting person upon vesting of the restricted stock units, or RSUs. However, the reporting person previously elected to defer delivery of the shares as reported herein.

F2 · price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · balance_after: Includes 11,439 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein.

SEC source: 0001493152-23-031831 · ownership.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-031831 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-031836 · ownership.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-031836 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-031835 · ownership.xml · derivative · entry 2

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-031835 · ownership.xml · nonDerivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-045489 · doc4.xml · nonDerivative · entry 2

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,086

F2 · security: Represents a nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement.

SEC source: 0001209191-23-045489 · doc4.xml · derivative · entry 3

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 20,000 shares

Expires 2023-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-045489 · doc4.xml · nonDerivative · entry 1

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-030855 · doc4.xml · derivative · entry 3

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,756

Underlying: common stock · 45,756 shares

Expires not disclosed

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F4 · derivative.exercise_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F4 · derivative.expiration_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030856 · doc4.xml · derivative · entry 3

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,756

Underlying: common stock · 45,756 shares

Expires not disclosed

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F4 · derivative.exercise_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F4 · derivative.expiration_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030853 · doc4.xml · derivative · entry 3

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,756

Underlying: common stock · 45,756 shares

Expires not disclosed

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F4 · derivative.exercise_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F4 · derivative.expiration_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030850 · doc4.xml · derivative · entry 3

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,756

Underlying: common stock · 45,756 shares

Expires not disclosed

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F4 · derivative.exercise_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F4 · derivative.expiration_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030852 · doc4.xml · derivative · entry 3

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,756

Underlying: common stock · 45,756 shares

Expires not disclosed

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F4 · derivative.exercise_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F4 · derivative.expiration_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030848 · doc4.xml · derivative · entry 3

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,756

Underlying: common stock · 45,756 shares

Expires not disclosed

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F4 · derivative.exercise_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F4 · derivative.expiration_date: Restricted stock units granted 05/17/2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2024 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030855 · doc4.xml · derivative · entry 2

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 7,492 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: Restricted stock units granted 06/01/2022 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030855 · doc4.xml · nonDerivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-030856 · doc4.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 7,492 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: Restricted stock units granted 06/01/2022 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030856 · doc4.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-030853 · doc4.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 7,492 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: Restricted stock units granted 06/01/2022 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030853 · doc4.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-030850 · doc4.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 7,492 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: Restricted stock units granted 06/01/2022 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030850 · doc4.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-030852 · doc4.xml · derivative · entry 2

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 7,492 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: Restricted stock units granted 06/01/2022 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030852 · doc4.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001209191-23-030848 · doc4.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: common stock · 7,492 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: Restricted stock units granted 06/01/2022 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the company's 2023 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001209191-23-030848 · doc4.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.