MVIS

SEC source: 0001493152-24-031742 · ownership.xml · nonDerivative · entry 1

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-029088 · ownership.xml · derivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Common Stock · 1,125,000 shares

Expires 2027-07-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F2 · derivative.exercise_date: On July 24, 2024, the Issuer's Board of Directors approved a grant of restricted stock units, or RSUs, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on July 24, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F2 · derivative.expiration_date: On July 24, 2024, the Issuer's Board of Directors approved a grant of restricted stock units, or RSUs, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on July 24, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

SEC source: 0001493152-24-023248 · ownership.xml · nonDerivative · entry 1

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,691

F1 · security: As previously reported on June 6, 2024, 186,250 vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis. The transaction reported herein represents a withholding tax-related nondiscretionary sell-to-cover transaction, regarding 49,259 of those vested RSUs, completed by the Issuer in accordance with the terms of the award agreement.

SEC source: 0001493152-24-023252 · ownership.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,990

F1 · security: As previously reported on June 6, 2024, 200,000 vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis. The transaction reported herein represents a withholding tax-related nondiscretionary sell-to-cover transaction, regarding 53,016 of those vested RSUs, completed by the Issuer in accordance with the terms of the award agreement.

SEC source: 0001493152-24-023250 · ownership.xml · derivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,406

Underlying: Common stock · 82,406 shares

Expires not disclosed

F1 · derivative.exercise_price: At vesting, restricted stock units, or RSUs, convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F2 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

SEC source: 0001493152-24-023245 · ownership.xml · derivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,406

Underlying: Common stock · 82,406 shares

Expires not disclosed

F1 · derivative.exercise_price: At vesting, restricted stock units, or RSUs, convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-023251 · ownership.xml · derivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,406

Underlying: Common stock · 82,406 shares

Expires not disclosed

F1 · derivative.exercise_price: At vesting, restricted stock units, or RSUs, convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-023247 · ownership.xml · derivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,406

Underlying: Common stock · 82,406 shares

Expires not disclosed

F1 · derivative.exercise_price: At vesting, restricted stock units, or RSUs, convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-023249 · ownership.xml · derivative · entry 1

Smith Jada · CIK 0002022732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,406

Underlying: Common stock · 82,406 shares

Expires not disclosed

F1 · derivative.exercise_price: At vesting, restricted stock units, or RSUs, convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-023246 · ownership.xml · derivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,406

Underlying: Common stock · 82,406 shares

Expires not disclosed

F1 · derivative.exercise_price: At vesting, restricted stock units, or RSUs, convert into shares of common stock on a unit-for-share basis, without payment.

F2 · derivative.exercise_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

F2 · derivative.expiration_date: RSUs granted 06/05/2024 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2025 Annual Meeting of Shareholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-022988 · ownership.xml · derivative · entry 4

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2027-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F5 · derivative.exercise_date: On June 4, 2024, the Issuer's Compensation Committee approved a grant of restricted stock units, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on June 4, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: On June 4, 2024, the Issuer's Compensation Committee approved a grant of restricted stock units, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on June 4, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

SEC source: 0001493152-24-022988 · ownership.xml · derivative · entry 3

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant.

F3 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant.

SEC source: 0001493152-24-022988 · ownership.xml · derivative · entry 2

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2024-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F3 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant.

F3 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant.

SEC source: 0001493152-24-022988 · ownership.xml · nonDerivative · entry 1

Verma Anubhav · CIK 0001894342 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 4, 2024, the Issuer's Compensation Committee approved a grant of fully vested restricted stock units, or RSUs, in lieu of a cash payout of the Reporting Person's 2023 short-term incentive bonus. For more detail on the short-term incentive bonus, please refer to the disclosure in the Company's 2024 Proxy Statement, as filed with the SEC on April 29, 2024. The vested RSUs were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-022987 · ownership.xml · derivative · entry 4

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Common Stock · 360,000 shares

Expires 2027-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F5 · derivative.exercise_date: On June 4, 2024, the Issuer's Compensation Committee approved a grant of restricted stock units, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on June 4, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F5 · derivative.expiration_date: On June 4, 2024, the Issuer's Compensation Committee approved a grant of restricted stock units, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on June 4, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

SEC source: 0001493152-24-022987 · ownership.xml · derivative · entry 3

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 186,250 shares

Expires 2024-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F3 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant.

F3 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant.

SEC source: 0001493152-24-022987 · ownership.xml · derivative · entry 2

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,250

Underlying: Common Stock · 186,250 shares

Expires 2024-06-04

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F3 · derivative.exercise_date: The restricted stock units were fully vested at the time of grant.

F3 · derivative.expiration_date: The restricted stock units were fully vested at the time of grant.

SEC source: 0001493152-24-022987 · ownership.xml · nonDerivative · entry 1

Markham Drew G · CIK 0001865433 · GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: On June 4, 2024, the Issuer's Compensation Committee approved a grant of fully vested restricted stock units, or RSUs, in lieu of a cash payout of the Reporting Person's 2023 short-term incentive bonus. For more detail on the short-term incentive bonus, please refer to the disclosure in the Company's 2024 Proxy Statement, as filed with the SEC on April 29, 2024. The vested RSUs were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-020498 · ownership.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-020498 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-020500 · ownership.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F4 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

F4 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date. The reporting person previously elected to defer receipt of the shares of common stock underlying RSUs upon vesting. In accordance with the reporting person's deferral election the vested shares will be delivered to the reporting person when the reporting person ceases to provide services to the Issuer or upon a change of control of the Issuer.

SEC source: 0001493152-24-020500 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock that would have been delivered to the reporting person upon vesting of the restricted stock units, or RSUs. However, the reporting person previously elected to defer delivery of the shares as reported herein.

F2 · price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · balance_after: Includes 45,756 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein.

SEC source: 0001493152-24-020499 · ownership.xml · derivative · entry 2

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-020499 · ownership.xml · nonDerivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-020501 · ownership.xml · derivative · entry 2

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-020501 · ownership.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-020496 · ownership.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-020496 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-020497 · ownership.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-020497 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-014245 · ownership.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 898,421

F2 · security: Represents a nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement and the Reporting Person's previously entered into irrevocable tax withholding election.

SEC source: 0001493152-24-014245 · ownership.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,023,984

F1 · security: Pursuant to employment agreement dated April 8, 2021, 300,000 shares were issued upon the automatic grant of fully vested RSUs in accordance with the terms of the agreement with no discretion exercised by the Reporting Person. As disclosed in the Form 8-K filed on April 8, 2024, the term of the employment agreement was extended until the new employment agreement currently being negotiated is executed by the parties.

F3 · balance_after: Due to an administrative error, Column 5 of the Reporting Person's Form 4 ownership reports filed on March 15, 2023, April 11, 2023 and November 14, 2023, each incorrectly stated the Reporting Person's resulting beneficial ownership. The reported beneficial ownership amounts did not reflect the Reporting Person's transfer, made prior to the filing of the March 15, 2023 Form 4, of 352,362 shares pursuant to a domestic relations order. As previously disclosed in the Issuer's Proxy Statement filed April 5, 2023, the Reporting Person no longer reports as beneficially owned any securities owned by his former spouse. Pursuant to the same order, the Reporting Person also transferred stock options for a total of 187,500 shares. As corrected, Column 5, of the Form 4s filed on March 15, 2023, April 11, 2023 and November 14, 2023 should have reported 489,342 shares, 789,342 shares and 713,831 shares (in the two rows of Table I), and 723,984 shares, respectively.

SEC source: 0001493152-24-008572 · ownership.xml · nonDerivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock that would have been delivered to the reporting person upon vesting of the restricted stock units, or RSUs. However, the reporting person previously elected to defer delivery of the shares as reported herein.

F2 · price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · balance_after: Includes 34,317 vested RSUs that have not been delivered to the reporting person pursuant to the reporting person's election to defer delivery as reported herein.

SEC source: 0001493152-24-008574 · ownership.xml · derivative · entry 2

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-008574 · ownership.xml · nonDerivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-008571 · ownership.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-008571 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-008573 · ownership.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-008573 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-008570 · ownership.xml · derivative · entry 2

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-008570 · ownership.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-24-008569 · ownership.xml · derivative · entry 2

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-24-008569 · ownership.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 336,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-043458 · ownership.xml · derivative · entry 2

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-043458 · ownership.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-043461 · ownership.xml · derivative · entry 2

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-043461 · ownership.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-043459 · ownership.xml · derivative · entry 2

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

SEC source: 0001493152-23-043459 · ownership.xml · nonDerivative · entry 1

Herbst Jeffrey A · CIK 0001917553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001493152-23-043460 · ownership.xml · derivative · entry 2

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 11,439 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At vesting, RSUs convert into shares of common stock on a unit-for-share basis, without payment.

F3 · derivative.exercise_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.

F3 · derivative.expiration_date: RSUs granted May 17, 2023 are scheduled to vest in four equal quarterly installments until fully vested on the earlier of the first anniversary of the grant date or the day prior to the Issuer's 2024 Annual Meeting of Stockholders, provided that the reporting person continues to serve as a director through each vesting date.