MU

SEC source: 0001062993-20-005196 · form4.xml · nonDerivative · entry 1

ARNZEN APRIL S · CIK 0001632063 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,888

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005200 · form4.xml · nonDerivative · entry 1

Deboer Scott J · CIK 0001568238 · EVP, Technology & Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,168

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005205 · form4.xml · derivative · entry 3

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Unit vests in equal increments on October 24, 2017, 2018, 2019, 2020.

F3 · derivative.expiration_date: Restricted Stock Unit vests in equal increments on October 24, 2017, 2018, 2019, 2020.

SEC source: 0001062993-20-005205 · form4.xml · nonDerivative · entry 2

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,729

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005205 · form4.xml · nonDerivative · entry 1

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition resulted from the vesting of an equal number of RSUs.

SEC source: 0001062993-20-005202 · form4.xml · nonDerivative · entry 1

Poppen Joel L · CIK 0001595382 · SVP, General Counsel&Secretery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,658

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005207 · form4.xml · nonDerivative · entry 1

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,672

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005209 · form4.xml · nonDerivative · entry 1

MEHROTRA SANJAY · CIK 0001242654 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,828

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005210 · form4.xml · nonDerivative · entry 1

Sadana Sumit · CIK 0001311079 · EVP, Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,115

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-006533 · form4.xml · nonDerivative · entry 2

Zinsner David · CIK 0001330891 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 33,170

F1 · ownership.nature: Shares held in a trust for the benefit of the reporting person and his family, with the reporting person as a co-trustee with his spouse.

SEC source: 0001062993-20-006533 · form4.xml · nonDerivative · entry 1

Zinsner David · CIK 0001330891 · SVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,214

SEC source: 0001062993-20-005093 · form4.xml · nonDerivative · entry 1

Deboer Scott J · CIK 0001568238 · EVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,344

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005095 · form4.xml · nonDerivative · entry 1

Poppen Joel L · CIK 0001595382 · SVP, General Counsel&Secretery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,331

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005097 · form4.xml · nonDerivative · entry 1

ARNZEN APRIL S · CIK 0001632063 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,559

F1 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005099 · form4.xml · derivative · entry 3

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Restricted Stock Unit vests in equal increments on October 16, 2017, 2018, 2019, 2020.

F3 · derivative.expiration_date: Restricted Stock Unit vests in equal increments on October 16, 2017, 2018, 2019, 2020.

SEC source: 0001062993-20-005099 · form4.xml · nonDerivative · entry 2

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,203

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock units awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005099 · form4.xml · nonDerivative · entry 1

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition resulted from the vesting of an equal number of RSUs.

SEC source: 0001062993-20-005028 · form4.xml · nonDerivative · entry 1

BAILEY ROBERT L · CIK 0001215807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,398

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

SEC source: 0001062993-20-005031 · form4.xml · nonDerivative · entry 1

BEYER RICHARD M · CIK 0001224905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,174

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

SEC source: 0001062993-20-005033 · form4.xml · nonDerivative · entry 1

Dugle Lynn A · CIK 0001453368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

SEC source: 0001062993-20-005039 · form4.xml · nonDerivative · entry 1

McCarthy Mary Pat · CIK 0001565570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

SEC source: 0001062993-20-005036 · form4.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,353

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

SEC source: 0001062993-20-005041 · form4.xml · nonDerivative · entry 1

SWITZ ROBERT E · CIK 0001183792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,356

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

SEC source: 0001062993-20-005043 · form4.xml · nonDerivative · entry 1

Wright Mary Ann · CIK 0001354116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,262

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award

SEC source: 0001062993-20-005046 · form4.xml · derivative · entry 11

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,332

Underlying: Common Stock · 94 shares

Expires not disclosed

F11 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning August 30, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F11 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning August 30, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F12 · derivative.underlying_shares: Performance-based restricted stock units withheld for employment tax (and related income tax) obligations upon a portion of the grant being earned by (but not yet payable to) the reporting person. Additional shares remain unvested.

SEC source: 0001062993-20-005046 · form4.xml · derivative · entry 10

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,901

Underlying: Common Stock · 1,004 shares

Expires not disclosed

F10 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Remaining performance-based restricted stock units subject to this award will vest on October 16, 2021.

F10 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Remaining performance-based restricted stock units subject to this award will vest on October 16, 2021.

F12 · derivative.underlying_shares: Performance-based restricted stock units withheld for employment tax (and related income tax) obligations upon a portion of the grant being earned by (but not yet payable to) the reporting person. Additional shares remain unvested.

SEC source: 0001062993-20-005046 · form4.xml · derivative · entry 9

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,607

Underlying: Common Stock · 34,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND, PE Ratio and FCF over a 3-year performance period beginning August 31, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F9 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND, PE Ratio and FCF over a 3-year performance period beginning August 31, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F4 · derivative.underlying_shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 178% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005046 · form4.xml · derivative · entry 8

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to DRAM, NAND and PE Ratio over a 3-year performance period beginning August 31, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F8 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to DRAM, NAND and PE Ratio over a 3-year performance period beginning August 31, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F3 · derivative.underlying_shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 105% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005046 · form4.xml · derivative · entry 7

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,879

Underlying: Common Stock · 28,879 shares

Expires not disclosed

F7 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F7 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F7 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

SEC source: 0001062993-20-005046 · form4.xml · derivative · entry 6

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,402

Underlying: Common Stock · 24,402 shares

Expires not disclosed

F6 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F6 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F6 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

SEC source: 0001062993-20-005046 · form4.xml · nonDerivative · entry 5

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,472

F5 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance restricted stock units awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005046 · form4.xml · nonDerivative · entry 4

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 178% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005046 · form4.xml · nonDerivative · entry 3

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 105% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005046 · form4.xml · nonDerivative · entry 2

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,875

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005046 · form4.xml · nonDerivative · entry 1

BHATIA MANISH H · CIK 0001689498 · EVP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,156

F1 · shares: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.

SEC source: 0001062993-20-005051 · form4.xml · derivative · entry 11

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,991

Underlying: Common Stock · 79 shares

Expires not disclosed

F11 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F11 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F12 · derivative.underlying_shares: Performance-based restricted stock units withheld for employment tax (and related income tax) obligations upon a portion of the grant being earned by (but not yet payable to) the reporting person. Additional shares remain unvested.

SEC source: 0001062993-20-005051 · form4.xml · derivative · entry 10

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,333

Underlying: Common Stock · 846 shares

Expires not disclosed

F10 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Remaining performance-based restricted stock units subject to this award will vest on October 16, 2021.

F10 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Remaining performance-based restricted stock units subject to this award will vest on October 16, 2021.

F12 · derivative.underlying_shares: Performance-based restricted stock units withheld for employment tax (and related income tax) obligations upon a portion of the grant being earned by (but not yet payable to) the reporting person. Additional shares remain unvested.

SEC source: 0001062993-20-005051 · form4.xml · derivative · entry 9

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486

Underlying: Common Stock · 27,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND, PE Ratio and FCF over a 3-year performance period beginning August 31, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F9 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND, PE Ratio and FCF over a 3-year performance period beginning August 31, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F4 · derivative.underlying_shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 178% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005051 · form4.xml · derivative · entry 8

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to DRAM, NAND and PE Ratio over a 3-year performance period beginning August 31, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F8 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to DRAM, NAND and PE Ratio over a 3-year performance period beginning August 31, 2017 and ending on September 3, 2020, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F3 · derivative.underlying_shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 105% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005051 · form4.xml · derivative · entry 7

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,066

Underlying: Common Stock · 24,066 shares

Expires not disclosed

F7 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F7 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F7 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

SEC source: 0001062993-20-005051 · form4.xml · derivative · entry 6

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,335

Underlying: Common Stock · 20,335 shares

Expires not disclosed

F6 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F6 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F6 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

SEC source: 0001062993-20-005051 · form4.xml · nonDerivative · entry 5

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,325

F5 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of performance restricted stock units awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005051 · form4.xml · nonDerivative · entry 4

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 178% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005051 · form4.xml · nonDerivative · entry 3

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 105% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005051 · form4.xml · nonDerivative · entry 2

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,501

F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2004 Equity Incentive Plan.

SEC source: 0001062993-20-005051 · form4.xml · nonDerivative · entry 1

Deboer Scott J · CIK 0001568238 · EVP, Technology Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,500

F1 · shares: Restricted Stock Awards vest in 33 1/3% increments annually on the anniversary of the grant.

SEC source: 0001062993-20-005049 · form4.xml · derivative · entry 9

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,532

Underlying: Common Stock · 38 shares

Expires not disclosed

F9 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F9 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 150% of one share of common stock based upon the achievement of pre-established performance metrics related to relative total shareholder return over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F10 · derivative.underlying_shares: Performance-based restricted stock units withheld for employment tax (and related income tax) obligations upon a portion of the grant being earned by (but not yet payable to) the reporting person. Additional shares remain unvested.

SEC source: 0001062993-20-005049 · form4.xml · derivative · entry 8

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,357

Underlying: Common Stock · 405 shares

Expires not disclosed

F8 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Remaining performance-based restricted stock units subject to this award will vest on October 16, 2021.

F8 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND over a 3-year performance period beginning August 29, 2019 and ending on September 1, 2022, and certification of such performance by the Compensation Committee following the conclusion of the performance period. Remaining performance-based restricted stock units subject to this award will vest on October 16, 2021.

F10 · derivative.underlying_shares: Performance-based restricted stock units withheld for employment tax (and related income tax) obligations upon a portion of the grant being earned by (but not yet payable to) the reporting person. Additional shares remain unvested.

SEC source: 0001062993-20-005049 · form4.xml · derivative · entry 7

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,445

Underlying: Common Stock · 11,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND, PE Ratio and FCF over a 3-year performance period beginning August 31, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F7 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND, PE Ratio and FCF over a 3-year performance period beginning August 31, 2018 and ending on September 2, 2021, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F3 · derivative.underlying_shares: The Compensation Committee certified achievement of the pre-established performance goals at a level resulting in a vest of 178% of target shares. As reported at grant, the performance-based restricted stock unit could result in a payout of 0% to 200% based on actual achievement of the goals.

SEC source: 0001062993-20-005049 · form4.xml · derivative · entry 6

Bokan Michael W · CIK 0001754666 · SVP, Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,846

Underlying: Common Stock · 16,846 shares

Expires not disclosed

F6 · derivative.exercise_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F6 · derivative.expiration_date: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.

F6 · derivative.underlying_shares: Each performance-based restricted stock unit represents the right to receive, following vesting, between 0% and 200% of one share of common stock based upon the achievement of pre-established performance metrics related to NAND delivery and solutions over a 3-year period beginning September 3, 2020 and ending on August 31, 2023, and certification of such performance by the Compensation Committee following the conclusion of the performance period.