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Nasdaq · USD

MTSI

MACOM Technology Solutions Holdings, Inc.

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3267
SEC CIK
0001493594
Parsed reports
739

Last 12 months

Inside the activity.

0 purchase rows · 177 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025036
Dec 2025018
Jan 202600
Feb 2026046
Mar 202600
Apr 202609
May 2026046
Jun 2026012
Jul 202600
Aug 202609
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2020 Filed Aug 14, 2020 20:44 UTC
OCAMPO JOHN LDirector · Chairman · 10% owner
OCAMPO SUSANDirector · 10% owner
SaleCommon Stock 6,301 $40.16 $253,048.16
Disclosure

SEC source: 0000904454-20-000570 · edgar.xml · nonDerivative · entry 1

OCAMPO JOHN L · CIK 0001248224 · Director · Chairman · 10% owner

OCAMPO SUSAN · CIK 0001252243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust for son

Disclosed balance after: 3,266,742

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.32. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:49 UTC SaleCommon Stock 5,000 $42.03 $210,150.00
Disclosure

SEC source: 0000904454-20-000547 · edgar.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,219

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:48 UTC
Hwang Donghyun ThomasSVP, Global Sales
SaleCommon Stock 3,882 $42.22 $163,898.04
Disclosure

SEC source: 0000904454-20-000537 · edgar.xml · nonDerivative · entry 2

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,419

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 20:48 UTC
Hwang Donghyun ThomasSVP, Global Sales
SaleCommon Stock 5,000 $43.45 $217,250.00
Disclosure

SEC source: 0000904454-20-000537 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,301

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 21, 2020 Filed Jul 23, 2020 20:32 UTC
Hwang Donghyun ThomasSVP, Global Sales
SaleCommon Stock 632 $39.22 $24,787.04
Disclosure

SEC source: 0000904454-20-000509 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,301

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 20:54 UTC
Kober JohnSenior VP and CFO
SaleCommon Stock 3,025 $38.00 $114,950.00
Disclosure

SEC source: 0000904454-20-000476 · edgar.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,578

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 10, 2020 Filed Jul 14, 2020 21:31 UTC
Hwang Donghyun ThomasSVP, Global Sales
SaleCommon Stock 189 $37.70 $7,125.30
Disclosure

SEC source: 0000904454-20-000474 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,933

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
July 06, 2020 Filed Jul 8, 2020 22:49 UTC
Hwang Donghyun ThomasSVP, Global Sales
SaleCommon Stock 981 $36.20 $35,512.20
Disclosure

SEC source: 0000904454-20-000456 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,122

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:17 UTC
OCAMPO JOHN LDirector · Chairman · 10% owner
OCAMPO SUSANDirector · 10% owner
SaleCommon Stock 3,000 $31.50 $94,500.00
Disclosure

SEC source: 0000904454-20-000389 · edgar.xml · nonDerivative · entry 1

OCAMPO JOHN L · CIK 0001248224 · Director · Chairman · 10% owner

OCAMPO SUSAN · CIK 0001252243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ocampo Family Trust-2001

Disclosed balance after: 9,788,142

F1 · ownership.nature: The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.

Read SEC document
May 26, 2020 Filed May 27, 2020 21:28 UTC
OCAMPO JOHN LDirector · Chairman · 10% owner
OCAMPO SUSANDirector · 10% owner
SaleCommon Stock 7,000 $32.61 $228,270.00
Disclosure

SEC source: 0000904454-20-000385 · edgar.xml · nonDerivative · entry 2

OCAMPO JOHN L · CIK 0001248224 · Director · Chairman · 10% owner

OCAMPO SUSAN · CIK 0001252243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ocampo Family Trust-2001

Disclosed balance after: 9,791,142

F3 · price: The price reported in Column 4 is a weighted average price. 5,000 shares were sold at $32.75 and 2,000 shares were sold at $32.25.

F2 · ownership.nature: The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:51 UTC
Dennehy RobertSVP, Operations
SaleCommon Stock 10,882 $32.32 $351,706.24
Disclosure

SEC source: 0000904454-20-000387 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,365

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
May 22, 2020 Filed May 27, 2020 21:28 UTC
OCAMPO JOHN LDirector · Chairman · 10% owner
OCAMPO SUSANDirector · 10% owner
SaleCommon Stock 10,000 $30.66 $306,600.00
Disclosure

SEC source: 0000904454-20-000385 · edgar.xml · nonDerivative · entry 1

OCAMPO JOHN L · CIK 0001248224 · Director · Chairman · 10% owner

OCAMPO SUSAN · CIK 0001252243 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ocampo Family Trust-2001

Disclosed balance after: 9,798,142

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.50 to $30.80. The Reporting Persons undertake to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Persons are trustees of the John Ocampo Charitable Remainder Trust, the Susan Ocampo Charitable Remainder Trust, the Ocampo Family Trust - 2001 and the trusts for the benefit of their children.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:01 UTC
Kober JohnSenior VP and CFO
SaleCommon Stock 17,737 $30.06 $533,174.22
Disclosure

SEC source: 0000904454-20-000373 · edgar.xml · nonDerivative · entry 2

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,603

F3 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.23 to $30.47. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2020 Filed May 19, 2020 20:53 UTC
Dennehy RobertSVP, Operations
SaleCommon Stock 1,163 $30.00 $34,890.00
Disclosure

SEC source: 0000904454-20-000367 · edgar.xml · nonDerivative · entry 2

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,247

F3 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
May 15, 2020 Filed May 19, 2020 16:56 UTC
CARLSON DOUGLAS JSVP, Technology
Tax withholdingCommon Stock 1,038 $28.18 $29,250.84
Disclosure

SEC source: 0000904454-20-000369 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,152

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2020.

F2 · balance_after: The reported ownership includes 642 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:06 UTC
Daly Stephen GDirector · President and CEO
Tax withholdingCommon Stock 8,558 $28.18 $241,164.44
Disclosure

SEC source: 0000904454-20-000377 · edgar.xml · nonDerivative · entry 1

Daly Stephen G · CIK 0001330184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,855

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") on May 15, 2020.

F2 · balance_after: Adjusted to reflect the May 16, 2019 modification of the March 1, 2019 award of 6,656 RSUs to the Reporting Person, pursuant to which the vesting of 1,427 RSUs was accelerated and the remaining 5,219 RSUs were canceled.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:04 UTC
Roth Ambra R.SVP, GC, HR & Secretary
Tax withholdingCommon Stock 437 $28.18 $12,314.66
Disclosure

SEC source: 0000904454-20-000375 · edgar.xml · nonDerivative · entry 1

Roth Ambra R. · CIK 0001792846 · SVP, GC, HR & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,522

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 19, 2020 21:01 UTC
Kober JohnSenior VP and CFO
Tax withholdingCommon Stock 5,027 $28.18 $141,660.86
Disclosure

SEC source: 0000904454-20-000373 · edgar.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,340

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2020.

F2 · balance_after: The reported ownership includes 627 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:58 UTC
Hwang Donghyun ThomasSVP, Global Sales
Tax withholdingCommon Stock 1,506 $28.18 $42,439.08
Disclosure

SEC source: 0000904454-20-000371 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,103

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2020.

F2 · balance_after: The reported ownership includes 520 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2020.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:53 UTC
Dennehy RobertSVP, Operations
Tax withholdingCommon Stock 1,608 $28.18 $45,313.44
Disclosure

SEC source: 0000904454-20-000367 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,410

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based restricted stock units on May 15, 2020.

F2 · balance_after: The reported ownership includes 663 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2020.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:46 UTC
Dennehy RobertSVP, Operations
SaleCommon Stock 11,319 $31.55 $357,114.45
Disclosure

SEC source: 0000904454-20-000335 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,355

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:26 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0000904454-20-000284 · edgar.xml · nonDerivative · entry 1

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,296

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on February 15, 2021, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:29 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0000904454-20-000286 · edgar.xml · nonDerivative · entry 1

VAN LUNSEN GIL J · CIK 0001205014 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,945

F1 · shares: Represents restricted stock awards granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock award represents the contingent right to receive one share of Common Stock. The restricted stock awards vest on February 15, 2021, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 21:18 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003415 · edgar.xml · nonDerivative · entry 1

CHUNG PETER Y · CIK 0001239366 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Remarks.

Disclosed balance after: 38,407

F1 · shares: Represents restricted stock units granted to Mr. Chung as part of the director compensation program. The restricted stock units will vest on February 15, 2021, and will settle solely by delivery of an equal number of shares of Common Stock provided that Mr. Chung remains in continuous service with the Issuer through the vesting date.

F2 · ownership.nature: Mr. Chung holds any restricted stock units for the benefit of Summit Partners, L.P. which he has empowered to determine when the underlying shares will be sold and which is entitled to the proceeds of any such sales. Summit Partners, L.P., through a two-person Investment Committee, responsible for voting and investment decisions with respect to the Issuer, currently composed of Martin J. Mannion and Peter Y. Chung, has voting and dispositive authority over the shares and restricted stock units reported herein and therefore may be deemed to beneficially own such shares. Summit Partners, L.P., Mr. Mannion and Mr. Chung disclaims beneficial ownership of the shares of common stock and the restricted stock units, except to the extent of their pecuniary interest therein.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:24 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0000904454-20-000282 · edgar.xml · nonDerivative · entry 1

RIBAR GEOFFREY G · CIK 0001247434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,219

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on February 15, 2021, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:54 UTC
CARLSON DOUGLAS JSVP, Technology
Exercise / conversionStock Option (Right to Buy) · Derivative 600 $0.00 Strike: $2.00 $0.00
Disclosure

SEC source: 0000904454-20-000248 · edgar.xml · derivative · entry 2

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 600 shares

Expires 2020-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vested in full on August 1, 2014.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 16:54 UTC
CARLSON DOUGLAS JSVP, Technology
Exercise / conversionCommon Stock 600 $2.00 $1,200.00
Disclosure

SEC source: 0000904454-20-000248 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:43 UTC GiftCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0000904454-20-000246 · edgar.xml · nonDerivative · entry 1

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,882

Read SEC document
February 19, 2020 Filed Feb 20, 2020 01:58 UTC
Kober JohnSenior VP and CFO
SaleCommon Stock 1,662 $30.00 $49,860.00
Disclosure

SEC source: 0001104659-20-022993 · a4.xml · nonDerivative · entry 3

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,740

F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 01:58 UTC
Kober JohnSenior VP and CFO
SaleCommon Stock 1,637 $29.12 $47,669.44
Disclosure

SEC source: 0001104659-20-022993 · a4.xml · nonDerivative · entry 2

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,402

F2 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:04 UTC
CARLSON DOUGLAS JSVP, Technology
Tax withholdingCommon Stock 623 $29.63 $18,459.49
Disclosure

SEC source: 0001104659-20-023000 · a4.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,948

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 01:58 UTC
Kober JohnSenior VP and CFO
Tax withholdingCommon Stock 3,121 $29.63 $92,475.23
Disclosure

SEC source: 0001104659-20-022993 · a4.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,039

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 01:58 UTC
Roth Ambra R.SVP, GC, HR & Secretary
Tax withholdingCommon Stock 673 $29.63 $19,940.99
Disclosure

SEC source: 0001104659-20-022991 · a4.xml · nonDerivative · entry 1

Roth Ambra R. · CIK 0001792846 · SVP, GC, HR & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,959

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on February 15, 2020.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:43 UTC
Roth Ambra R.SVP, GC, HR & Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 322 $0.00 Strike: $19.45 $0.00
Disclosure

SEC source: 0000904454-20-000175 · edgar.xml · derivative · entry 3

Roth Ambra R. · CIK 0001792846 · SVP, GC, HR & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 322 shares

Expires 2020-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option vested in full on December 19, 2013.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:43 UTC
Roth Ambra R.SVP, GC, HR & Secretary
SaleCommon Stock 260 $29.77 $7,740.20
Disclosure

SEC source: 0000904454-20-000175 · edgar.xml · nonDerivative · entry 2

Roth Ambra R. · CIK 0001792846 · SVP, GC, HR & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,632

F1 · price: The price reported in Column 4 is a weighted average price. 100 shares were sold at $29.78 and 160 shares were sold at $29.77.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:43 UTC
Roth Ambra R.SVP, GC, HR & Secretary
Exercise / conversionCommon Stock 322 $19.45 $6,262.90
Disclosure

SEC source: 0000904454-20-000175 · edgar.xml · nonDerivative · entry 1

Roth Ambra R. · CIK 0001792846 · SVP, GC, HR & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 16:04 UTC
CARLSON DOUGLAS JSVP, Technology
SaleCommon Stock 3,183 $27.21 $86,609.43
Disclosure

SEC source: 0000904454-19-000759 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,571

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.99 to $27.83. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:25 UTC
Kober JohnSenior VP and CFO
SaleCommon Stock 239 $25.47 $6,087.33
Disclosure

SEC source: 0000904454-19-000734 · edgar.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,160

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
November 17, 2019 Filed Nov 18, 2019 21:37 UTC
Daly Stephen GDirector · President and CEO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000720 · edgar.xml · nonDerivative · entry 1

Daly Stephen G · CIK 0001330184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,632

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan, as amended and restated. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest in three equal annual installments on November 17, 2020, November 17, 2021 and November 17, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

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November 15, 2019 Filed Nov 18, 2019 16:47 UTC
CARLSON DOUGLAS JSVP, Technology
GrantCommon Stock 329 $12.03 $3,957.87
Disclosure

SEC source: 0000904454-19-000722 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,754

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

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November 15, 2019 Filed Nov 18, 2019 21:55 UTC
Hwang Donghyun ThomasSVP, Global Sales
GrantCommon Stock 518 $12.03 $6,231.54
Disclosure

SEC source: 0000904454-19-000726 · edgar.xml · nonDerivative · entry 1

Hwang Donghyun Thomas · CIK 0001480330 · SVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,089

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

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November 15, 2019 Filed Nov 18, 2019 21:58 UTC
Kober JohnSenior VP and CFO
GrantCommon Stock 620 $12.03 $7,458.60
Disclosure

SEC source: 0000904454-19-000728 · edgar.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,399

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

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November 15, 2019 Filed Nov 18, 2019 21:50 UTC
Dennehy RobertSVP, Operations
GrantCommon Stock 287 $12.03 $3,452.61
Disclosure

SEC source: 0000904454-19-000724 · edgar.xml · nonDerivative · entry 1

Dennehy Robert · CIK 0001588004 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,674

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

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November 14, 2019 Filed Nov 18, 2019 21:14 UTC SaleCommon Stock 3,000 $26.58 $79,740.00
Disclosure

SEC source: 0000904454-19-000718 · edgar.xml · nonDerivative · entry 1

BLAND CHARLES R · CIK 0001248221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,482

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.57 to $26.59. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 29, 2019 Filed Oct 31, 2019 18:22 UTC
CARLSON DOUGLAS JSVP, Technology
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000693 · edgar.xml · nonDerivative · entry 2

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,425

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

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October 29, 2019 Filed Oct 31, 2019 18:22 UTC
CARLSON DOUGLAS JSVP, Technology
GrantCommon Stock 7,751 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000693 · edgar.xml · nonDerivative · entry 1

CARLSON DOUGLAS J · CIK 0001719731 · SVP, Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,425

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

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October 29, 2019 Filed Oct 31, 2019 23:23 UTC
Roth Ambra R.SVP, GC, HR & Secretary
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000705 · edgar.xml · nonDerivative · entry 2

Roth Ambra R. · CIK 0001792846 · SVP, GC, HR & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,570

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

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October 29, 2019 Filed Oct 31, 2019 23:23 UTC
Roth Ambra R.SVP, GC, HR & Secretary
GrantCommon Stock 7,477 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000705 · edgar.xml · nonDerivative · entry 1

Roth Ambra R. · CIK 0001792846 · SVP, GC, HR & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,570

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

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October 29, 2019 Filed Oct 31, 2019 23:09 UTC
Kober JohnSenior VP and CFO
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000701 · edgar.xml · nonDerivative · entry 2

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,779

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

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October 29, 2019 Filed Oct 31, 2019 23:09 UTC
Kober JohnSenior VP and CFO
GrantCommon Stock 11,000 $0.00 $0.00
Disclosure

SEC source: 0000904454-19-000701 · edgar.xml · nonDerivative · entry 1

Kober John · CIK 0001338249 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,779

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in three equal annual installments on October 29, 2020, October 29, 2021 and October 29, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.