Last 12 months
Inside the activity.
13 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 7 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2025 Filed May 19, 2025 20:30 UTC |
Walker Jeffrey B.Director
|
OtherCommon Stock | 383.42 | $15.13 | $5,801.14 |
DisclosureSEC source: 0001415889-25-013640 · form4-05192025_040511.xml · nonDerivative · entry 1 Walker Jeffrey B. · CIK 0001830330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,497.712 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2025 Filed Feb 21, 2025 21:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 565.398 | $15.82 | $8,944.60 |
DisclosureSEC source: 0001415889-25-005074 · form4-02212025_040201.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,911.49 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2025 Filed Feb 21, 2025 21:30 UTC |
Beauvais Jason BEVP, GC, SECRETARY
|
OtherCommon Stock | 102.19 | $15.82 | $1,616.65 |
DisclosureSEC source: 0001415889-25-005075 · form4-02212025_040204.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,592.884 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2025 Filed Feb 21, 2025 21:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 204.381 | $15.82 | $3,233.31 |
DisclosureSEC source: 0001415889-25-005077 · form4-02212025_040208.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,685.772 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2025 Filed Feb 21, 2025 21:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 255.476 | $15.82 | $4,041.63 |
DisclosureSEC source: 0001415889-25-005076 · form4-02212025_040206.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,482.213 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2025 Filed Feb 21, 2025 21:30 UTC |
Walker Jeffrey B.Director
|
OtherCommon Stock | 358.538 | $15.82 | $5,672.07 |
DisclosureSEC source: 0001415889-25-005078 · form4-02212025_040211.xml · nonDerivative · entry 1 Walker Jeffrey B. · CIK 0001830330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,114.292 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. F2 · balance_after: On December 16, 2024, MSC Income Fund, Inc. effectuated a 2-for-1 reverse stock split of its outstanding common stock resulting in every two shares being converted into one share (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 21:30 UTC |
Niemann John O. Jr.Director
|
PurchaseCommon Stock | 1,500 | $15.53 | $23,295.00 |
DisclosureSEC source: 0001415889-25-002375 · form4-01302025_040115.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,346.092 F1 · balance_after: On December 16, 2024, MSC Income Fund, Inc. effectuated a 2-for-1 reverse stock split of its outstanding common stock resulting in every two shares being converted into one share (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 21:30 UTC |
Beauvais Jason BEVP, GC, SECRETARY
|
PurchaseCommon Stock | 25,000 | $15.53 | $388,250.00 |
DisclosureSEC source: 0001415889-25-002369 · form4-01302025_040101.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,490.694 F1 · balance_after: On December 16, 2024, MSC Income Fund, Inc. effectuated a 2-for-1 reverse stock split of its outstanding common stock resulting in every two shares being converted into one share (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 21:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
PurchaseCommon Stock | 32,500 | $15.53 | $504,725.00 |
DisclosureSEC source: 0001415889-25-002373 · form4-01302025_040111.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,481.391 F1 · balance_after: On December 16, 2024, MSC Income Fund, Inc. effectuated a 2-for-1 reverse stock split of its outstanding common stock resulting in every two shares being converted into one share (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 21:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
PurchaseCommon Stock | 40,000 | $15.53 | $621,200.00 |
DisclosureSEC source: 0001415889-25-002372 · form4-01302025_040108.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,226.737 F1 · balance_after: On December 16, 2024, MSC Income Fund, Inc. effectuated a 2-for-1 reverse stock split of its outstanding common stock resulting in every two shares being converted into one share (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 21:30 UTC |
Kay Robert L.Director
|
PurchaseCommon Stock | 600 | $15.53 | $9,318.00 |
DisclosureSEC source: 0001415889-25-002374 · form4-01302025_040113.xml · nonDerivative · entry 1 Kay Robert L. · CIK 0001830395 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,600 F1 · balance_after: On December 16, 2024, MSC Income Fund, Inc. effectuated a 2-for-1 reverse stock split of its outstanding common stock resulting in every two shares being converted into one share (the "Reverse Stock Split"). All amounts of securities listed herein have been adjusted to reflect the effect of the Reverse Stock Split. Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 21:30 UTC |
Gilbert CoryCFO and Treasurer
|
PurchaseCommon Stock | 2,000 | $15.53 | $31,060.00 |
DisclosureSEC source: 0001415889-25-002371 · form4-01302025_040106.xml · nonDerivative · entry 1 Gilbert Cory · CIK 0001645027 · CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 30, 2025 Filed Jan 30, 2025 21:30 UTC |
Morris Jesse EEVP, COO and SMD
|
PurchaseCommon Stock | 10,000 | $15.53 | $155,300.00 |
DisclosureSEC source: 0001415889-25-002370 · form4-01302025_040104.xml · nonDerivative · entry 1 Morris Jesse E · CIK 0001596070 · EVP, COO and SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 21:30 UTC |
Meserve NicholasManaging Director
|
PurchaseCommon Stock | 10,000 | $15.53 | $155,300.00 |
DisclosureSEC source: 0001415889-25-002477 · form4-01312025_040101.xml · nonDerivative · entry 1 Meserve Nicholas · CIK 0001563461 · Managing Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 01, 2024 Filed Nov 13, 2024 21:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 1,108.376 | $7.89 | $8,745.09 |
DisclosureSEC source: 0001415889-24-026703 · form4-11132024_041104.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,692.185 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2024 Filed Nov 13, 2024 21:30 UTC |
Beauvais Jason BEVP, GC, SECRETARY
|
OtherCommon Stock | 200.328 | $7.89 | $1,580.59 |
DisclosureSEC source: 0001415889-24-026707 · form4-11132024_041110.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,981.388 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2024 Filed Nov 13, 2024 21:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 400.657 | $7.89 | $3,161.18 |
DisclosureSEC source: 0001415889-24-026706 · form4-11132024_041108.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,962.781 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2024 Filed Nov 13, 2024 21:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 500.821 | $7.89 | $3,951.48 |
DisclosureSEC source: 0001415889-24-026702 · form4-11132024_041101.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,453.474 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2024 Filed Nov 13, 2024 21:30 UTC |
Walker Jeffrey B.Director
|
OtherCommon Stock | 702.859 | $7.89 | $5,545.56 |
DisclosureSEC source: 0001415889-24-026705 · form4-11132024_041106.xml · nonDerivative · entry 1 Walker Jeffrey B. · CIK 0001830330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,511.507 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2024 Filed Aug 13, 2024 20:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 1,071.702 | $7.98 | $8,552.18 |
DisclosureSEC source: 0001415889-24-021162 · form4-08132024_040805.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,583.809 F1 · kind: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the reporting person acquired 13,922.519 shares under the issuer's dividend reinvestment plan. Read SEC document |
| August 01, 2024 Filed Aug 13, 2024 20:30 UTC |
Beauvais Jason BEVP, CCO, GC, SECRETARY
|
OtherCommon Stock | 193.699 | $7.98 | $1,545.72 |
DisclosureSEC source: 0001415889-24-021164 · form4-08132024_040810.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, CCO, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,781.06 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2024 Filed Aug 13, 2024 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 387.4 | $7.98 | $3,091.45 |
DisclosureSEC source: 0001415889-24-021166 · form4-08132024_040815.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,562.124 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2024 Filed Aug 13, 2024 20:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 484.249 | $7.98 | $3,864.31 |
DisclosureSEC source: 0001415889-24-021165 · form4-08132024_040813.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,952.653 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2024 Filed Aug 13, 2024 20:30 UTC |
Walker Jeffrey B.Director
|
OtherCommon Stock | 679.603 | $7.98 | $5,423.23 |
DisclosureSEC source: 0001415889-24-021163 · form4-08132024_040808.xml · nonDerivative · entry 1 Walker Jeffrey B. · CIK 0001830330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,808.648 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2024 Filed May 13, 2024 20:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 1,083.148 | $7.93 | $8,589.36 |
DisclosureSEC source: 0001415889-24-012990 · form4-05132024_040502.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,512.107 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2024 Filed May 13, 2024 20:30 UTC |
Beauvais Jason BEVP, GC, SECRETARY
|
OtherCommon Stock | 195.768 | $7.93 | $1,552.44 |
DisclosureSEC source: 0001415889-24-012992 · form4-05132024_040510.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,587.361 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2024 Filed May 13, 2024 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 391.537 | $7.93 | $3,104.89 |
DisclosureSEC source: 0001415889-24-012993 · form4-05132024_040513.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,174.724 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2024 Filed May 13, 2024 20:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 489.421 | $7.93 | $3,881.11 |
DisclosureSEC source: 0001415889-24-012991 · form4-05132024_040506.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,468.404 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2024 Filed May 13, 2024 20:30 UTC |
Park Adam WCHIEF COMPLIANCE OFFICER
|
OtherCommon Stock | 72.945 | $7.93 | $578.45 |
DisclosureSEC source: 0001415889-24-012994 · form4-05132024_040515.xml · nonDerivative · entry 1 Park Adam W · CIK 0001989042 · CHIEF COMPLIANCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,199.69 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2024 Filed Feb 6, 2024 21:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 998.779 | $7.96 | $7,950.28 |
DisclosureSEC source: 0001415889-24-002802 · form4-02062024_040211.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,428.959 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2024 Filed Feb 6, 2024 21:30 UTC |
Beauvais Jason BEVP, GC, SECRETARY
|
OtherCommon Stock | 180.521 | $7.96 | $1,436.95 |
DisclosureSEC source: 0001415889-24-002801 · form4-02062024_040206.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,391.594 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2024 Filed Feb 6, 2024 21:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 361.042 | $7.96 | $2,873.89 |
DisclosureSEC source: 0001415889-24-002804 · form4-02062024_040219.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,783.187 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2024 Filed Feb 6, 2024 21:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 451.306 | $7.96 | $3,592.40 |
DisclosureSEC source: 0001415889-24-002803 · form4-02062024_040216.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,978.983 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 31, 2024 Filed Feb 6, 2024 21:30 UTC |
Park Adam WCHIEF COMPLIANCE OFFICER
|
OtherCommon Stock | 67.263 | $7.96 | $535.41 |
DisclosureSEC source: 0001415889-24-002800 · form4-02062024_040202.xml · nonDerivative · entry 1 Park Adam W · CIK 0001989042 · CHIEF COMPLIANCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,126.745 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2023 Filed Nov 17, 2023 21:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 987 | $7.88 | $7,777.56 |
DisclosureSEC source: 0001415889-23-015259 · form4-11172023_041110.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,430.18 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2023 Filed Nov 17, 2023 21:30 UTC |
Beauvais Jason BEVP, GC, SECRETARY
|
OtherCommon Stock | 178.39 | $7.88 | $1,405.71 |
DisclosureSEC source: 0001415889-23-015258 · form4-11172023_041108.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,211.073 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2023 Filed Nov 17, 2023 21:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 356.78 | $7.88 | $2,811.43 |
DisclosureSEC source: 0001415889-23-015256 · form4-11172023_041104.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,422.147 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2023 Filed Nov 17, 2023 21:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 445.97 | $7.88 | $3,514.24 |
DisclosureSEC source: 0001415889-23-015257 · form4-11172023_041106.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,527.684 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| November 01, 2023 Filed Nov 17, 2023 21:30 UTC |
Park Adam WCHIEF COMPLIANCE OFFICER
|
OtherCommon Stock | 66.47 | $7.88 | $523.78 |
DisclosureSEC source: 0001415889-23-015255 · form4-11172023_041101.xml · nonDerivative · entry 1 Park Adam W · CIK 0001989042 · CHIEF COMPLIANCE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,059.482 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2023 Filed Aug 11, 2023 20:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 964.359 | $7.89 | $7,608.79 |
DisclosureSEC source: 0001415889-23-012141 · form4-08112023_040815.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,443.18 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2023 Filed Aug 11, 2023 20:30 UTC |
Beauvais Jason BEVP, GC, SECRETARY
|
OtherCommon Stock | 174.299 | $7.89 | $1,375.22 |
DisclosureSEC source: 0001415889-23-012140 · form4-08112023_040813.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,032.682 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2023 Filed Aug 11, 2023 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 348.597 | $7.89 | $2,750.43 |
DisclosureSEC source: 0001415889-23-012138 · form4-08112023_040801.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,065.365 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 01, 2023 Filed Aug 11, 2023 20:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 435.747 | $7.89 | $3,438.04 |
DisclosureSEC source: 0001415889-23-012139 · form4-08112023_040807.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,081.707 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2023 Filed May 9, 2023 20:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 951.694 | $7.82 | $7,442.25 |
DisclosureSEC source: 0001415889-23-007649 · form4-05092023_040520.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,478.821 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2023 Filed May 9, 2023 20:30 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
OtherCommon Stock | 172.01 | $7.82 | $1,345.12 |
DisclosureSEC source: 0001415889-23-007648 · form4-05092023_040517.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,858.383 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2023 Filed May 9, 2023 20:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 344.019 | $7.82 | $2,690.23 |
DisclosureSEC source: 0001415889-23-007646 · form4-05092023_040501.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,716.768 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 01, 2023 Filed May 9, 2023 20:30 UTC |
Hyzak Dwayne L.Director · CEO, SMD
|
OtherCommon Stock | 430.024 | $7.82 | $3,362.79 |
DisclosureSEC source: 0001415889-23-007647 · form4-05092023_040511.xml · nonDerivative · entry 1 Hyzak Dwayne L. · CIK 0001414109 · Director · CEO, SMD 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,645.96 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 30, 2023 Filed Feb 23, 2023 21:30 UTC |
Niemann John O. Jr.Director
|
OtherCommon Stock | 852.674 | $7.82 | $6,667.91 |
DisclosureSEC source: 0001415889-23-003181 · form4-02232023_040224.xml · nonDerivative · entry 1 Niemann John O. Jr. · CIK 0001493815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,527.127 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 30, 2023 Filed Feb 23, 2023 21:30 UTC |
Beauvais Jason BEVP, GC, CCO, SECRETARY
|
OtherCommon Stock | 154.113 | $7.82 | $1,205.16 |
DisclosureSEC source: 0001415889-23-003180 · form4-02232023_040219.xml · nonDerivative · entry 1 Beauvais Jason B · CIK 0001437113 · EVP, GC, CCO, SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,686.373 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| January 30, 2023 Filed Feb 23, 2023 21:30 UTC |
Magdol David L.PRESIDENT, CIO AND SMD
|
OtherCommon Stock | 308.225 | $7.82 | $2,410.32 |
DisclosureSEC source: 0001415889-23-003177 · form4-02232023_040202.xml · nonDerivative · entry 1 Magdol David L. · CIK 0001414108 · PRESIDENT, CIO AND SMD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,372.749 F1 · kind: The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.