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MICROSOFT CORP

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1016
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0000789019
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3,224

Last 12 months

Inside the activity.

1 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202600
Feb 202610
Mar 202601
Apr 202600
May 202601
Jun 202603
Jul 202600
Aug 202602
Sep 2026014
Oct 202603

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 29, 2003 Filed Aug 13, 2004 23:20 UTC Amendment
MUNDIE CRAIG JSenior Vice President
GrantPerformance Rights · Derivative 92,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193123-04-000008 · edgar.xml · derivative · entry 2

MUNDIE CRAIG J · CIK 0001193111 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,400

Underlying: Common Stock · 92,400 shares

Expires 2008-08-31

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date.

F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

Read SEC document
August 29, 2003 Filed Aug 13, 2004 23:22 UTC
RUDDER ERIC DSenior Vice President
GrantPerformance Rights · Derivative 72,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193123-04-000009 · edgar.xml · derivative · entry 4

RUDDER ERIC D · CIK 0001193115 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,600

Underlying: Common Stock · 72,600 shares

Expires 2008-08-31

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date.

F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

Read SEC document
August 29, 2003 Filed Aug 13, 2004 23:24 UTC Amendment
SMITH BRADFORD LSenior Vice President
GrantPerformance Rights · Derivative 72,600 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193123-04-000010 · edgar.xml · derivative · entry 2

SMITH BRADFORD L · CIK 0001193119 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,600

Underlying: Common Stock · 72,600 shares

Expires 2008-08-31

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F4 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date.

F3 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F3 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

Read SEC document
August 29, 2003 Filed Aug 13, 2004 23:25 UTC
VASKEVITCH DAVIDSenior Vice President
GrantPerformance Rights · Derivative 66,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193123-04-000011 · edgar.xml · derivative · entry 5

VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Stock · 66,000 shares

Expires 2008-08-31

F3 · derivative.exercise_price: 1-for-1

F4 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F5 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date.

F4 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F4 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

Read SEC document
August 29, 2003 Filed Aug 13, 2004 23:09 UTC Amendment
COLE DAVID WAYNESenior Vice President
GrantPerformance Rights · Derivative 66,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001196623-04-000003 · edgar.xml · derivative · entry 5

COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Stock · 66,000 shares

Expires 2008-08-31

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F3 · derivative.exercise_date: One-third of the number of shares of common stock ultimately awarded under the SPSA will be distributed to the reporting person on or about August 31, 2006 (the "initial vest date"), an additional one-third shall vest and distributed to the reporting person on each of the first and second anniversaries of the initial vest date, provided that the Reporting Person remains continuously employed through the applicable vesting date.

F2 · derivative.underlying_shares: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

F2 · balance_after: Represents the minimum number of shares of common stock issuable under a shared performance stock award ("SPSA") for the fiscal 2004-2006 performance period. The number of shares ultimately received depends on the company's performance against specified performance targets. At the end of the performance period, the number of shares of stock and stock awards will be determined by adjusting upward or downward from a target in a range between 33% and 150%. The number reported herein is based on the 33% minimum. The final performance percentage on which the payout will be based, considering company performance metrics established for the performance period, will be determined by the board or a board committee in its sole discretion. Shares of stock are issued at the end of the performance period and as the stock awards vest over the following two years, provided that the reporting person remains continuously employed through the applicable vest date.

Read SEC document
August 28, 2003 Filed Aug 28, 2003 22:30 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001193099-03-000009 · edgar.xml · derivative · entry 4

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,960

Underlying: Common Stock · 5,000 shares

Expires 2005-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2003 Filed Aug 28, 2003 22:30 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 3,000 $26.50 $79,500.00
Disclosure

SEC source: 0001193099-03-000009 · edgar.xml · nonDerivative · entry 3

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
August 28, 2003 Filed Aug 28, 2003 22:30 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.52 $53,040.00
Disclosure

SEC source: 0001193099-03-000009 · edgar.xml · nonDerivative · entry 2

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Read SEC document
August 28, 2003 Filed Aug 28, 2003 22:30 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionCommon Stock 5,000 $5.66 $28,281.50
Disclosure

SEC source: 0001193099-03-000009 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2003 Filed Aug 27, 2003 15:54 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001193099-03-000008 · edgar.xml · derivative · entry 7

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,960

Underlying: Common Stock · 11,000 shares

Expires 2005-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2003 Filed Aug 27, 2003 15:54 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 900 $26.65 $23,985.00
Disclosure

SEC source: 0001193099-03-000008 · edgar.xml · nonDerivative · entry 6

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
August 26, 2003 Filed Aug 27, 2003 15:54 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 3,200 $26.62 $85,184.00
Disclosure

SEC source: 0001193099-03-000008 · edgar.xml · nonDerivative · entry 5

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,733

Read SEC document
August 26, 2003 Filed Aug 27, 2003 15:54 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 900 $26.61 $23,949.00
Disclosure

SEC source: 0001193099-03-000008 · edgar.xml · nonDerivative · entry 4

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,933

Read SEC document
August 26, 2003 Filed Aug 27, 2003 15:54 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 4,000 $26.50 $106,000.00
Disclosure

SEC source: 0001193099-03-000008 · edgar.xml · nonDerivative · entry 2

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,833

Read SEC document
August 26, 2003 Filed Aug 27, 2003 15:54 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionCommon Stock 11,000 $5.66 $62,219.30
Disclosure

SEC source: 0001193099-03-000008 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2003 Filed Aug 26, 2003 16:08 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001193099-03-000007 · edgar.xml · derivative · entry 3

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,960

Underlying: Common Stock · 4,000 shares

Expires 2005-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2003 Filed Aug 26, 2003 16:08 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 4,000 $26.50 $106,000.00
Disclosure

SEC source: 0001193099-03-000007 · edgar.xml · nonDerivative · entry 2

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
August 25, 2003 Filed Aug 26, 2003 16:08 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionCommon Stock 4,000 $5.66 $22,625.20
Disclosure

SEC source: 0001193099-03-000007 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:17 UTC
BURGUM DOUGLAS JSenior Vice President
SaleCommon Stock 32,138 $26.83 $862,262.54
Disclosure

SEC source: 0001054822-03-000017 · edgar.xml · nonDerivative · entry 3

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,872

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:17 UTC
BURGUM DOUGLAS JSenior Vice President
SaleCommon Stock 744 $26.83 $19,957.80
Disclosure

SEC source: 0001054822-03-000017 · edgar.xml · nonDerivative · entry 2

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,010

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:17 UTC
BURGUM DOUGLAS JSenior Vice President
SaleCommon Stock 17,118 $26.80 $458,762.40
Disclosure

SEC source: 0001054822-03-000017 · edgar.xml · nonDerivative · entry 1

BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,754

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:16 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001193099-03-000006 · edgar.xml · derivative · entry 6

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,960

Underlying: Common Stock · 5,000 shares

Expires 2005-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:16 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 1,000 $26.85 $26,850.00
Disclosure

SEC source: 0001193099-03-000006 · edgar.xml · nonDerivative · entry 5

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:16 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 1,000 $26.84 $26,840.00
Disclosure

SEC source: 0001193099-03-000006 · edgar.xml · nonDerivative · entry 4

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,833

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:16 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.80 $53,600.00
Disclosure

SEC source: 0001193099-03-000006 · edgar.xml · nonDerivative · entry 3

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,833

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:16 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 1,000 $26.73 $26,730.00
Disclosure

SEC source: 0001193099-03-000006 · edgar.xml · nonDerivative · entry 2

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,833

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:16 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionCommon Stock 5,000 $5.66 $28,281.50
Disclosure

SEC source: 0001193099-03-000006 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2003 Filed Aug 27, 2003 15:54 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.55 $53,100.00
Disclosure

SEC source: 0001193099-03-000008 · edgar.xml · nonDerivative · entry 3

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,833

Read SEC document
August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · derivative · entry 9

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,960

Underlying: Common Stock · 20,000 shares

Expires 2005-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 3,000 $26.68 $80,040.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 8

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.67 $53,340.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 7

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

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August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.66 $53,320.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 6

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,833

Read SEC document
August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.65 $53,300.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 5

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,833

Read SEC document
August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.64 $53,280.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 4

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,833

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August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 5,000 $26.63 $133,150.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 3

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,833

Read SEC document
August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 4,000 $26.60 $106,400.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 2

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,833

Read SEC document
August 21, 2003 Filed Aug 22, 2003 16:06 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionCommon Stock 20,000 $5.66 $113,126.00
Disclosure

SEC source: 0001193099-03-000005 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 19, 2003 Filed Aug 19, 2003 23:00 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001193099-03-000004 · edgar.xml · derivative · entry 6

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,960

Underlying: Common Stock · 5,000 shares

Expires 2005-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2003 Filed Aug 19, 2003 23:00 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 1,000 $26.65 $26,650.00
Disclosure

SEC source: 0001193099-03-000004 · edgar.xml · nonDerivative · entry 5

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

Read SEC document
August 19, 2003 Filed Aug 19, 2003 23:00 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 1,000 $26.60 $26,600.00
Disclosure

SEC source: 0001193099-03-000004 · edgar.xml · nonDerivative · entry 4

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,833

Read SEC document
August 19, 2003 Filed Aug 19, 2003 23:00 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 1,000 $26.55 $26,550.00
Disclosure

SEC source: 0001193099-03-000004 · edgar.xml · nonDerivative · entry 3

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,833

Read SEC document
August 19, 2003 Filed Aug 19, 2003 23:00 UTC
BACH ROBERT JSenior Vice President
SaleCommon Stock 2,000 $26.45 $52,900.00
Disclosure

SEC source: 0001193099-03-000004 · edgar.xml · nonDerivative · entry 2

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,833

Read SEC document
August 19, 2003 Filed Aug 19, 2003 23:00 UTC
BACH ROBERT JSenior Vice President
Exercise / conversionCommon Stock 5,000 $5.66 $28,281.50
Disclosure

SEC source: 0001193099-03-000004 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 20:10 UTC
GATES WILLIAM H IIIDirector · Chairman of the Board · 10% owner
SaleCommon Stock 50,000 $25.91 $1,295,500.00
Disclosure

SEC source: 0000902012-03-000043 · edgar.xml · nonDerivative · entry 3

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,499,336

F1 · balance_after: In addition, there are 428,520 shares owned by reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purpose of Section 16 or for any other purposes.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 20:10 UTC
GATES WILLIAM H IIIDirector · Chairman of the Board · 10% owner
SaleCommon Stock 50,000 $25.92 $1,296,000.00
Disclosure

SEC source: 0000902012-03-000043 · edgar.xml · nonDerivative · entry 2

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,549,336

Read SEC document
August 19, 2003 Filed Aug 21, 2003 20:10 UTC
GATES WILLIAM H IIIDirector · Chairman of the Board · 10% owner
SaleCommon Stock 109,300 $25.93 $2,834,149.00
Disclosure

SEC source: 0000902012-03-000043 · edgar.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,599,336

Read SEC document
August 19, 2003 Filed Aug 21, 2003 20:09 UTC
GATES WILLIAM H IIIDirector · Chairman of the Board · 10% owner
SaleCommon Stock 90,700 $25.94 $2,352,758.00
Disclosure

SEC source: 0000902012-03-000042 · edgar.xml · nonDerivative · entry 30

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,708,636

F1 · balance_after: In addition, there are 428,520 shares owned by reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purpose of Section 16 or for any other purposes.

Read SEC document
August 19, 2003 Filed Aug 21, 2003 20:09 UTC
GATES WILLIAM H IIIDirector · Chairman of the Board · 10% owner
SaleCommon Stock 25,000 $26.00 $650,000.00
Disclosure

SEC source: 0000902012-03-000042 · edgar.xml · nonDerivative · entry 29

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,799,336

Read SEC document
August 19, 2003 Filed Aug 21, 2003 20:09 UTC
GATES WILLIAM H IIIDirector · Chairman of the Board · 10% owner
SaleCommon Stock 10,000 $26.05 $260,500.00
Disclosure

SEC source: 0000902012-03-000042 · edgar.xml · nonDerivative · entry 28

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,824,336

Read SEC document
August 19, 2003 Filed Aug 21, 2003 20:09 UTC
GATES WILLIAM H IIIDirector · Chairman of the Board · 10% owner
SaleCommon Stock 10,000 $26.10 $261,000.00
Disclosure

SEC source: 0000902012-03-000042 · edgar.xml · nonDerivative · entry 27

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,834,336

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.