Last 12 months
Inside the activity.
1 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 14 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2004 Filed Nov 17, 2004 23:59 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 6,000 | $27.33 | $163,980.00 |
DisclosureSEC source: 0001193099-04-000007 · edgar.xml · nonDerivative · entry 7 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,539 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 23:59 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 4,000 | $27.35 | $109,400.00 |
DisclosureSEC source: 0001193099-04-000007 · edgar.xml · nonDerivative · entry 6 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,539 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 23:59 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 2,000 | $27.36 | $54,720.00 |
DisclosureSEC source: 0001193099-04-000007 · edgar.xml · nonDerivative · entry 5 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,539 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 23:59 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 2,000 | $27.38 | $54,760.00 |
DisclosureSEC source: 0001193099-04-000007 · edgar.xml · nonDerivative · entry 4 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,539 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 23:59 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 1,000 | $27.39 | $27,390.00 |
DisclosureSEC source: 0001193099-04-000007 · edgar.xml · nonDerivative · entry 3 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,539 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 23:59 UTC |
BACH ROBERT JSenior Vice President
|
SaleCommon Stock | 2,800 | $27.40 | $76,720.00 |
DisclosureSEC source: 0001193099-04-000007 · edgar.xml · nonDerivative · entry 2 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,539 Read SEC document |
| November 15, 2004 Filed Nov 17, 2004 23:59 UTC |
BACH ROBERT JSenior Vice President
|
Exercise / conversionCommon Stock | 40,800 | $5.09 | $207,700.56 |
DisclosureSEC source: 0001193099-04-000007 · edgar.xml · nonDerivative · entry 1 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2004 Filed Nov 25, 2004 00:01 UTC Amendment |
COURTOIS JEAN PHILIPPESenior Vice President
|
GrantCommon Stock | 135,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001193119-04-000016 · edgar.xml · nonDerivative · entry 2 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,107 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on November 15, 2005, and then at the rate of 20% on each November 15 thereafter, subject to continued employment. Read SEC document |
| November 12, 2004 Filed Nov 17, 2004 00:19 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
PurchaseCommon Stock | 198,081 | $30.19 | $5,980,065.39 |
DisclosureSEC source: 0001193102-04-000013 · edgar.xml · nonDerivative · entry 3 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held through "contrats d'assurance vie" Disclosed balance after: 198,081 F2 · ownership.nature: Held through "contrats d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the Microsoft shares held in the program. Beneficiaries of the program include the reporting person's minor children. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2004 Filed Nov 17, 2004 00:19 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 200,000 | $30.06 | $6,012,000.00 |
DisclosureSEC source: 0001193102-04-000013 · edgar.xml · nonDerivative · entry 1 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,160 Read SEC document |
| November 12, 2004 Filed Nov 25, 2004 00:01 UTC Amendment |
COURTOIS JEAN PHILIPPESenior Vice President
|
PurchaseCommon Stock | 198,081 | $30.19 | $5,980,065.39 |
DisclosureSEC source: 0001193119-04-000016 · edgar.xml · nonDerivative · entry 3 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held through "contrats d'assurance vie" Disclosed balance after: 437,980 F2 · ownership.nature: Held through "contrats d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the Microsoft shares held in the program. Beneficiaries of the program include the reporting person's minor children. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| November 12, 2004 Filed Nov 25, 2004 00:01 UTC Amendment |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 200,000 | $30.06 | $6,012,000.00 |
DisclosureSEC source: 0001193119-04-000016 · edgar.xml · nonDerivative · entry 1 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,160 Read SEC document |
| November 11, 2004 Filed Nov 12, 2004 17:01 UTC |
MARQUARDT DAVID FDirector
|
SaleCommon Stock | 50,000 | $30.00 | $1,500,000.00 |
DisclosureSEC source: 0001193109-04-000011 · edgar.xml · nonDerivative · entry 1 MARQUARDT DAVID F · CIK 0001193109 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,083,118 Read SEC document |
| November 10, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
GiftCommon Stock | 173,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 2 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,160 Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 22:43 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
OtherEquity Swap (Obligation to Purchase) · Derivative | 1 | $0.00 Strike: $29.72 | $0.00 |
DisclosureSEC source: 0001193102-04-000012 · edgar.xml · derivative · entry 6 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1 Underlying: Common Stock · 722,912 shares Expires 2005-05-16 F3 · kind: On November 10, 2004, the Trust entered into an equity swap agreement with a securities broker covering 722,912 Microsoft shares (the "Shares") under which, on the expiration date of the agreement (May 16, 2005), one of the following will occur: (i) if the market price of Microsoft stock on the expiration date is above $29.72, the broker will pay the Trust an amount equal to the difference between the market price and $29.72 multiplied by the number of Shares; (ii) if the market price of Microsoft stock on the expiration date is below $29.72, the Trust will pay the broker an amount equal to the difference between $29.72 and the market price multiplied by the number of Shares; or (iii) if the market price on the expiration date equals $29.72, no payment will be made by either party. An amount equal to any dividends payable on the Shares during the term of the agreement will be paid in cash by the broker to the Trust, less applicable withholding taxes. F4 · kind: During the term of the agreement, the Trust will pay the broker a fee equal to the 3-month USD LIBOR rate plus 10 basis points multiplied by the value of the Shares. F2 · ownership.nature: The reporting person is the Settlor of the Trust and not a Trustee or beneficiary of the Trust. The reporting person therefore disclaims beneficial ownership of all securities held by the Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2004 Filed Nov 12, 2004 22:43 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 722,912 | $29.72 | $21,484,944.64 |
DisclosureSEC source: 0001193102-04-000012 · edgar.xml · nonDerivative · entry 5 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · ownership.nature: The reporting person is the Settlor of the Trust and not a Trustee or beneficiary of the Trust. The reporting person therefore disclaims beneficial ownership of all securities held by the Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2004 Filed Nov 24, 2004 23:58 UTC Amendment |
COURTOIS JEAN PHILIPPESenior Vice President
|
OtherEquity Swap (Obligation to Purchase) · Derivative | 1 | $0.00 Strike: $29.72 | $0.00 |
DisclosureSEC source: 0001193119-04-000015 · edgar.xml · derivative · entry 7 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1 Underlying: Common Stock · 722,912 shares Expires 2005-05-16 F4 · kind: On November 10, 2004, the Trust entered into an equity swap agreement with a securities broker covering 722,912 Microsoft shares (the "Shares") under which, on the expiration date of the agreement (May 16, 2005), one of the following will occur: (i) if the market price of Microsoft stock on the expiration date is above $29.72, the broker will pay the Trust an amount equal to the difference between the market price and $29.72 multiplied by the number of Shares; (ii) if the market price of Microsoft stock on the expiration date is below $29.72, the Trust will pay the broker an amount equal to the difference between $29.72 and the market price multiplied by the number of Shares; or (iii) if the market price on the expiration date equals $29.72, no payment will be made by either party. An amount equal to any dividends payable on the Shares during the term of the agreement will be paid in cash by the broker to the Trust, less applicable withholding taxes. F5 · kind: During the term of the agreement, the Trust will pay the broker a fee equal to the 3-month USD LIBOR rate plus 10 basis points multiplied by the value of the Shares. F2 · ownership.nature: The reporting person is the Settlor of the Trust and not a Trustee or beneficiary of the Trust. The reporting person therefore disclaims beneficial ownership of all securities held by the Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 10, 2004 Filed Nov 24, 2004 23:58 UTC Amendment |
COURTOIS JEAN PHILIPPESenior Vice President
|
PurchaseCommon Stock | 239,899 | $29.39 | $7,050,631.61 |
DisclosureSEC source: 0001193119-04-000015 · edgar.xml · nonDerivative · entry 6 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held through "contrats d'assurance vie" Disclosed balance after: 239,899 F3 · ownership.nature: Held through "contrats d'assurance vie," a form of life insurance program, where the reporting person maintains investment control over the Microsoft shares held in the program. Beneficiaries of the program include the reporting person's minor children. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. Read SEC document |
| November 10, 2004 Filed Nov 24, 2004 23:58 UTC Amendment |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 722,912 | $29.72 | $21,484,944.64 |
DisclosureSEC source: 0001193119-04-000015 · edgar.xml · nonDerivative · entry 5 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F2 · ownership.nature: The reporting person is the Settlor of the Trust and not a Trustee or beneficiary of the Trust. The reporting person therefore disclaims beneficial ownership of all securities held by the Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 08, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
PurchaseCommon Stock | 66,133 | $29.39 | $1,943,648.87 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 8 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held through "contrats de capitalization" Disclosed balance after: 66,133 F1 · ownership.nature: Held through "contrats de capitalization," a form of life insurance program for the benefit of the reporting person's three minor children, where the reporting person maintains investment control over the Microsoft shares held in the program. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securiteis for purposes of Section 16 or any other purpose. Read SEC document |
| November 08, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
PurchaseCommon Stock | 66,133 | $29.39 | $1,943,648.87 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 7 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held through "contrats de capitalization" Disclosed balance after: 66,133 F1 · ownership.nature: Held through "contrats de capitalization," a form of life insurance program for the benefit of the reporting person's three minor children, where the reporting person maintains investment control over the Microsoft shares held in the program. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securiteis for purposes of Section 16 or any other purpose. Read SEC document |
| November 08, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
PurchaseCommon Stock | 66,133 | $29.39 | $1,943,648.87 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 6 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Held through "contrats de capitalization" Disclosed balance after: 66,133 F1 · ownership.nature: Held through "contrats de capitalization," a form of life insurance program for the benefit of the reporting person's three minor children, where the reporting person maintains investment control over the Microsoft shares held in the program. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securiteis for purposes of Section 16 or any other purpose. Read SEC document |
| November 08, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 66,666 | $29.19 | $1,945,980.54 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 5 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 0 Read SEC document |
| November 08, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 66,666 | $29.19 | $1,945,980.54 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 4 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 0 Read SEC document |
| November 08, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 66,666 | $29.19 | $1,945,980.54 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 3 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By minor child Disclosed balance after: 0 Read SEC document |
| November 08, 2004 Filed Nov 11, 2004 00:29 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
SaleCommon Stock | 243,000 | $29.18 | $7,090,740.00 |
DisclosureSEC source: 0001193102-04-000011 · edgar.xml · nonDerivative · entry 1 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,672 Read SEC document |
| November 05, 2004 Filed Nov 9, 2004 19:00 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
GiftCommon Stock | 549,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001193102-04-000009 · edgar.xml · nonDerivative · entry 1 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 856,668 Read SEC document |
| November 01, 2004 Filed Nov 1, 2004 20:38 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 60,000 | $28.03 | $1,681,800.00 |
DisclosureSEC source: 0001193117-04-000021 · edgar.xml · nonDerivative · entry 3 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,046,750 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| November 01, 2004 Filed Nov 1, 2004 20:38 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 30,000 | $28.02 | $840,600.00 |
DisclosureSEC source: 0001193117-04-000021 · edgar.xml · nonDerivative · entry 2 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,106,750 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| November 01, 2004 Filed Nov 1, 2004 20:38 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 30,000 | $28.01 | $840,300.00 |
DisclosureSEC source: 0001193117-04-000021 · edgar.xml · nonDerivative · entry 1 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,136,750 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 20:36 UTC |
VASKEVITCH DAVIDSenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 102,000 | $0.00 Strike: $6.91 | $0.00 |
DisclosureSEC source: 0001193123-04-000013 · edgar.xml · derivative · entry 6 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,600 Underlying: Common Stock · 102,000 shares Expires 2006-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 20:36 UTC |
VASKEVITCH DAVIDSenior Vice President
|
SaleCommon Stock | 103,321 | $27.90 | $2,882,655.90 |
DisclosureSEC source: 0001193123-04-000013 · edgar.xml · nonDerivative · entry 2 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,780 Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 20:36 UTC |
VASKEVITCH DAVIDSenior Vice President
|
Exercise / conversionCommon Stock | 102,000 | $6.91 | $705,238.20 |
DisclosureSEC source: 0001193123-04-000013 · edgar.xml · nonDerivative · entry 1 VASKEVITCH DAVID · CIK 0001193123 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:33 UTC |
REED WILLIAM JRDirector
|
SaleCommon Stock | 153,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001193114-04-000003 · edgar.xml · nonDerivative · entry 3 REED WILLIAM JR · CIK 0001193114 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Riviera LLC Disclosed balance after: 0 F2 · shares: The reporting person sold the remaining 15.0436% interest in the LLC held by the reporting person and his spouse as community property for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. F2 · price: The reporting person sold the remaining 15.0436% interest in the LLC held by the reporting person and his spouse as community property for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. F2 · balance_after: The reporting person sold the remaining 15.0436% interest in the LLC held by the reporting person and his spouse as community property for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. Read SEC document |
| October 28, 2004 Filed Nov 1, 2004 20:33 UTC |
REED WILLIAM JRDirector
|
GiftCommon Stock | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001193114-04-000003 · edgar.xml · nonDerivative · entry 2 REED WILLIAM JR · CIK 0001193114 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Riviera LLC Disclosed balance after: 1,017,777 F1 · shares: The reporting person gifted 0.4132% interest in the LLC held by the reporting person and his spouse as community property. Read SEC document |
| October 28, 2004 Filed Jun 2, 2005 00:51 UTC Amendment |
REED WILLIAM JRDirector
|
SaleStock Option (Right to Buy) · Derivative | 3,009 | $0.00 Strike: $70.50 | $0.00 |
DisclosureSEC source: 0001137638-05-000335 · primary_doc.xml · derivative · entry 4 REED WILLIAM JR · CIK 0001193114 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Riviera LLC Disclosed balance after: 0 Underlying: Common Stock · 3,009 shares Expires 2009-01-04 F3 · shares: The reporting person sold the remaining 15.0436% interest in the LLC consisting of stock and stock options, held by the reporting person and his spouse as community property, for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. F3 · price: The reporting person sold the remaining 15.0436% interest in the LLC consisting of stock and stock options, held by the reporting person and his spouse as community property, for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. F2 · balance_after: The reporting person disclaims beneficial ownership of the shares held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| October 28, 2004 Filed Jun 2, 2005 00:51 UTC Amendment |
REED WILLIAM JRDirector
|
SaleCommon Stock | 153,746 | $0.00 | $0.00 |
DisclosureSEC source: 0001137638-05-000335 · primary_doc.xml · nonDerivative · entry 2 REED WILLIAM JR · CIK 0001193114 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Riviera LLC Disclosed balance after: 0 F3 · shares: The reporting person sold the remaining 15.0436% interest in the LLC consisting of stock and stock options, held by the reporting person and his spouse as community property, for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. F3 · price: The reporting person sold the remaining 15.0436% interest in the LLC consisting of stock and stock options, held by the reporting person and his spouse as community property, for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. F3 · balance_after: The reporting person sold the remaining 15.0436% interest in the LLC consisting of stock and stock options, held by the reporting person and his spouse as community property, for an aggregate price of $3,106,499.48. The reporting person and his spouse retain no further interest in the LLC. Read SEC document |
| October 28, 2004 Filed Jun 2, 2005 00:51 UTC Amendment |
REED WILLIAM JRDirector
|
GiftCommon Stock | 4,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001137638-05-000335 · primary_doc.xml · nonDerivative · entry 1 REED WILLIAM JR · CIK 0001193114 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Riviera LLC Disclosed balance after: 1,017,777 F1 · shares: The reporting person gifted 0.4132% interest in the LLC held by the reporting person and his spouse as community property. F2 · balance_after: The reporting person disclaims beneficial ownership of the shares held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| October 14, 2004 Filed Oct 16, 2004 00:36 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 691,200 | $0.00 Strike: $5.66 | $0.00 |
DisclosureSEC source: 0001193102-04-000008 · edgar.xml · derivative · entry 5 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 691,200 shares Expires 2005-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 14, 2004 Filed Oct 16, 2004 00:36 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
Exercise / conversionCommon Stock | 691,200 | $5.66 | $3,909,634.56 |
DisclosureSEC source: 0001193102-04-000008 · edgar.xml · nonDerivative · entry 1 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2004 Filed Oct 1, 2004 20:25 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 50,000 | $27.80 | $1,390,000.00 |
DisclosureSEC source: 0001193117-04-000020 · edgar.xml · nonDerivative · entry 2 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166,750 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| October 01, 2004 Filed Oct 1, 2004 20:25 UTC |
SHIRLEY JON ADirector
|
SaleCommon Stock | 70,000 | $27.83 | $1,948,100.00 |
DisclosureSEC source: 0001193117-04-000020 · edgar.xml · nonDerivative · entry 1 SHIRLEY JON A · CIK 0001193117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216,750 F1 · kind: This sale was effected pursuant to a 10b5-1 sales plan adopted by the reporting person. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 21:56 UTC |
BACH ROBERT JSenior Vice President
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001193099-04-000005 · edgar.xml · nonDerivative · entry 1 BACH ROBERT J · CIK 0001193099 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,539 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 21:58 UTC |
BURGUM DOUGLAS JSenior Vice President
|
GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193099-04-000006 · edgar.xml · nonDerivative · entry 1 BURGUM DOUGLAS J · CIK 0001054822 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,751 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. F2 · balance_after: Includes 460 shares (230 shares pre-split) that were reported on a recently filed Amended Form 3. These shares were owned on April 1, 2001, the date on which the reporting person became an officer of the company. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 22:06 UTC |
COURTOIS JEAN PHILIPPESenior Vice President
|
GrantCommon Stock | 10,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001193102-04-000007 · edgar.xml · nonDerivative · entry 1 COURTOIS JEAN PHILIPPE · CIK 0001193102 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,868 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 22:12 UTC |
RUDDER ERIC DSenior Vice President
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001193115-04-000003 · edgar.xml · nonDerivative · entry 1 RUDDER ERIC D · CIK 0001193115 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,520 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 22:01 UTC |
COLE DAVID WAYNESenior Vice President
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001196623-04-000005 · edgar.xml · nonDerivative · entry 1 COLE DAVID WAYNE · CIK 0001196623 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,585 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 22:14 UTC |
SMITH BRADFORD LSenior Vice President
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001193119-04-000013 · edgar.xml · nonDerivative · entry 1 SMITH BRADFORD L · CIK 0001193119 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,175 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 22:04 UTC |
Connors John GSenior Vice President and CFO
|
GrantCommon Stock | 10,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001196623-04-000006 · edgar.xml · nonDerivative · entry 1 CONNORS JOHN G · CIK 0001116726 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,566 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
| September 27, 2004 Filed Sep 28, 2004 22:08 UTC |
DEPIETRO KENNETH ACorporate Vice President
|
GrantCommon Stock | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001215228-04-000004 · edgar.xml · nonDerivative · entry 1 DEPIETRO KENNETH A · CIK 0001215228 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,595 F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2005, and then at the rate of 20% on each August 31 thereafter, subject to continued employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.