MSFT

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 20

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,515,573

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 19

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,520,136

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 18

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,550,536

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 17

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,607,036

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 16

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,618,136

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 15

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,618,236

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 14

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,619,336

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 13

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,664,236

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 12

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,744,936

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 11

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,965,792

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 10

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,256,386

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 9

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,568,910

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 8

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,793,573

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 7

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,976,243

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 6

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,246,536

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 5

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,427,036

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 4

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,465,236

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 3

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,473,236

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 2

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,482,736

SEC source: 0000902012-06-000036 · edgar.xml · nonDerivative · entry 1

GATES WILLIAM H III · CIK 0000902012 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,490,336

F1 · balance_after: In addition, there are 425,066 shares owned by reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purpose of Section 16 or for any other purposes.

SEC source: 0001193099-06-000023 · edgar.xml · derivative · entry 4

CASH JAMES I · CIK 0001017391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock · 15 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F3 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F4 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will occur in equal installments on the first, second, third, fourth and fifth anniversary of the reporting person's separation from service to the Board of Directors.

F4 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will occur in equal installments on the first, second, third, fourth and fifth anniversary of the reporting person's separation from service to the Board of Directors.

SEC source: 0001193099-06-000024 · edgar.xml · derivative · entry 2

DUBLON DINA · CIK 0001160193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors

SEC source: 0001193099-06-000025 · edgar.xml · derivative · entry 3

GILMARTIN RAYMOND V · CIK 0001181176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock · 15 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F3 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F4 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will occur in equal installments on the first, second, third, fourth and fifth anniversary of the reporting person's separation from service to the Board of Directors.

F4 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will occur in equal installments on the first, second, third, fourth and fifth anniversary of the reporting person's separation from service to the Board of Directors.

SEC source: 0001193099-06-000026 · edgar.xml · derivative · entry 2

KOROLOGOS ANN MCLAUGHLIN · CIK 0001188372 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,309

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will occur in equal installments on the first, second, third, fourth and fifth anniversary of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will occur in equal installments on the first, second, third, fourth and fifth anniversary of the reporting person's separation from service to the Board of Directors.

SEC source: 0001193099-06-000027 · edgar.xml · derivative · entry 5

NOSKI CHARLES H · CIK 0001039894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Microsoft common stock.

F2 · shares: Dividend equivalent rights accrue when and as dividends are paid on the Company's common stock and become exercisable proportionately with the restricted stock units to which they relate.

F3 · derivative.exercise_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made thirty days after the date of the reporting person's separation from service to the Board of Directors.

SEC source: 0001193099-06-000022 · edgar.xml · nonDerivative · entry 1

Brummel Lisa E · CIK 0001324935 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,385

F1 · shares: Represents stock award which shall vest over 5 years at the rate of 20% on August 31, 2007, and then at the rate of 20% on each August 31 thereafter, subject to continued employment.

SEC source: 0000902015-06-000002 · edgar.xml · nonDerivative · entry 1

BALLMER STEVEN A · CIK 0000902015 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,252,990

SEC source: 0001193096-06-000019 · edgar.xml · derivative · entry 3

Brummel Lisa E · CIK 0001324935 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,750 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1-for-1

F4 · shares: Performance right converted into shared performance stock award. This performance right was previously reported as a 33% minumum of the target performance metrics established for a 3-year performance period that ended on June 30, 2006.

SEC source: 0001193096-06-000019 · edgar.xml · nonDerivative · entry 1

Brummel Lisa E · CIK 0001324935 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,870

F1 · shares: Represents shared performance stock award (SPSA) granted in August 2003 for a 3-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000020 · edgar.xml · derivative · entry 2

BACH ROBERT J · CIK 0001193099 · President, Entertainment Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,250 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Performance right converted into shared performance stock award. This performance right was previously reported as a 33% minumum of the target performance metrics established for a 3-year performance period that ended on June 30, 2006.

SEC source: 0001193096-06-000020 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · President, Entertainment Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,335

F1 · shares: Represents shared performance stock award (SPSA) granted in August 2003 for a 3-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000021 · edgar.xml · nonDerivative · entry 1

BROD FRANK H · CIK 0001183681 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,250

F1 · shares: Represents shared performance stock award (SPSA) granted in June 2006 for a 3-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000022 · edgar.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Co-President, Platforms/Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724,193

F1 · shares: Represents shared performance stock award (SPSA) granted in August 2003 for a 2.5-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000023 · edgar.xml · derivative · entry 2

LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,400 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Performance right converted into shared performance stock award. This performance right was previously reported as a 33% minumum of the target performance metrics established for a 3-year performance period that ended on June 30, 2006.

SEC source: 0001193096-06-000023 · edgar.xml · nonDerivative · entry 1

LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,534

F1 · shares: Represents shared performance stock award (SPSA) granted in May 2005 for a 3-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000024 · edgar.xml · nonDerivative · entry 1

RAIKES JEFFREY S · CIK 0001193112 · President, Business Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,508,174

F1 · shares: Represents shared performance stock award (SPSA) granted in August 2003 for a 2.5-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000025 · edgar.xml · derivative · entry 2

SMITH BRADFORD L · CIK 0001193119 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,750 shares

Expires 2008-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1-for-1

F3 · shares: Performance right converted into shared performance stock award. This performance right was previously reported as a 33% minumum of the target performance metrics established for a 3-year performance period that ended on June 30, 2006.

SEC source: 0001193096-06-000025 · edgar.xml · nonDerivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,558

F1 · shares: Represents shared performance stock award (SPSA) granted in August 2003 for a 3-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000026 · edgar.xml · nonDerivative · entry 1

TURNER BRIAN KEVIN · CIK 0001196952 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,240

F1 · shares: Represents shared performance stock award (SPSA) granted in September 2005 for a 2.5-year performance period that ended on June 30, 2006. The number of shares is based on the achievement of pre-defined performance criteria. One-third of the SPSA vested on and was distributed to the reporting person on August 31, 2006, an additional one-third shall vest and be distributed to the reporting person on each of August 31, 2007 and August 31, 2008, provided that the reporting person remains continuously employed through the applicable vesting date.

SEC source: 0001193096-06-000027 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · President, Entertainment Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,645

SEC source: 0001193096-06-000028 · edgar.xml · nonDerivative · entry 1

BROD FRANK H · CIK 0001183681 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,581

SEC source: 0001193096-06-000029 · edgar.xml · nonDerivative · entry 1

Brummel Lisa E · CIK 0001324935 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,385

SEC source: 0001193096-06-000030 · edgar.xml · nonDerivative · entry 1

JOHNSON KEVIN R · CIK 0001193107 · Co-President, Platforms/Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,355

SEC source: 0001193096-06-000031 · edgar.xml · nonDerivative · entry 1

LIDDELL CHRISTOPHER P · CIK 0001221820 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,029

SEC source: 0001193096-06-000032 · edgar.xml · nonDerivative · entry 1

RAIKES JEFFREY S · CIK 0001193112 · President, Business Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,405,379

SEC source: 0001193096-06-000033 · edgar.xml · nonDerivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,212

SEC source: 0001193096-06-000034 · edgar.xml · nonDerivative · entry 1

TURNER BRIAN KEVIN · CIK 0001196952 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 877,451

SEC source: 0001193099-06-000021 · edgar.xml · nonDerivative · entry 1

BACH ROBERT J · CIK 0001193099 · President, Entertainment Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,105

F1 · balance_after: Includes 3 shares as a result of fractional shares that have accumulated over the past year.

SEC source: 0001193119-06-000003 · edgar.xml · nonDerivative · entry 1

SMITH BRADFORD L · CIK 0001193119 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,808

SEC source: 0001324935-06-000002 · edgar.xml · nonDerivative · entry 1

Brummel Lisa E · CIK 0001324935 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,120