MSCI

SEC source: 0001209191-21-038863 · doc4.xml · nonDerivative · entry 1

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,195

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $462.03 to $462.92. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-037169 · doc4.xml · nonDerivative · entry 2

Taneja Rajat · CIK 0001532601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

SEC source: 0001209191-21-037169 · doc4.xml · nonDerivative · entry 1

Taneja Rajat · CIK 0001532601 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-037114 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,400

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-21-030598 · doc4.xml · nonDerivative · entry 4

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,520

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

SEC source: 0001209191-21-030598 · doc4.xml · nonDerivative · entry 3

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,920

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $484.59 to $485.26. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-030598 · doc4.xml · nonDerivative · entry 2

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,480

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $483.57 to $483.85. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-030598 · doc4.xml · nonDerivative · entry 1

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,380

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $482.18 to $482.92. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-029841 · doc4.xml · nonDerivative · entry 1

Rattray Sandy C. · CIK 0001801716 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-029847 · doc4.xml · nonDerivative · entry 2

Volent Paula · CIK 0001801717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319

SEC source: 0001209191-21-029847 · doc4.xml · nonDerivative · entry 1

Volent Paula · CIK 0001801717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-029836 · doc4.xml · nonDerivative · entry 2

Ashe Robert G. · CIK 0001414310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,267

SEC source: 0001209191-21-029836 · doc4.xml · nonDerivative · entry 1

Ashe Robert G. · CIK 0001414310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,031

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-029876 · doc4.xml · nonDerivative · entry 1

Perold Jacques P · CIK 0001648837 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,227

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-029849 · doc4.xml · nonDerivative · entry 1

Smith Marcus L. · CIK 0001718950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,206

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-029844 · doc4.xml · nonDerivative · entry 1

RIEFLER LINDA H · CIK 0001366334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,884

F1 · shares: Restricted stock units vesting on May 1, 2022. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan (the "Deferral Plan"), the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-21-029839 · doc4.xml · nonDerivative · entry 2

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,366

SEC source: 0001209191-21-029839 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,181

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-029838 · doc4.xml · nonDerivative · entry 1

Edmunds Wayne · CIK 0001634739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,434

F1 · shares: Restricted stock units vesting on May 1, 2022.

SEC source: 0001209191-21-025863 · doc4.xml · nonDerivative · entry 3

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,020

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $431.39 to $431.85. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-025863 · doc4.xml · nonDerivative · entry 2

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,179

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $430.04 to $430.62. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-025863 · doc4.xml · nonDerivative · entry 1

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,802

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $428.967 to $429.83. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-018509 · doc4.xml · nonDerivative · entry 6

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,520

F7 · price: This transaction was executed in multiple trades at prices ranging from $413.00 to $413.41. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-018509 · doc4.xml · nonDerivative · entry 5

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,720

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F6 · price: This transaction was executed in multiple trades at prices ranging from $409.636 to $410.49. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-018509 · doc4.xml · nonDerivative · entry 4

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,020

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $407.77 to $408.54. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-018509 · doc4.xml · nonDerivative · entry 3

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,970

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $406.636 to $407.40. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-018509 · doc4.xml · nonDerivative · entry 2

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,267

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $405.33 to $405.69. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-018509 · doc4.xml · nonDerivative · entry 1

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,567

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $404.23 to $405.11. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the issuer or the security holders of the issuer full information regarding the number of shares and prices at which each transaction was effected.

SEC source: 0001209191-21-016795 · doc4.xml · nonDerivative · entry 1

Mak Jennifer H · CIK 0001673075 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,288

SEC source: 0001209191-21-015823 · doc4.xml · nonDerivative · entry 1

duPont Benjamin F · CIK 0001426668 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,681

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-21-015828 · doc4.xml · nonDerivative · entry 1

Kinney Catherine R · CIK 0001205054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,842

F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.

SEC source: 0001209191-21-009625 · doc4.xml · nonDerivative · entry 2

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,020

F2 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 1,163 restricted stock units granted on February 7, 2019.

SEC source: 0001209191-21-009625 · doc4.xml · nonDerivative · entry 1

Pettit CD Baer · CIK 0001416752 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,567

F1 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the third tranche of 1,228 restricted stock units granted on February 6, 2018.

SEC source: 0001209191-21-008764 · doc4.xml · nonDerivative · entry 5

Wiechmann Andrew C. · CIK 0001769683 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,828

F5 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 339 restricted stock units granted on February 7, 2019.

SEC source: 0001209191-21-008760 · doc4.xml · nonDerivative · entry 5

Gutowski Robert J. · CIK 0001797266 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,344

F5 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 339 restricted stock units granted on February 7, 2019.

SEC source: 0001209191-21-008762 · doc4.xml · nonDerivative · entry 2

Mak Jennifer H · CIK 0001673075 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,884

F2 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 453 restricted stock units granted on February 7, 2019.

SEC source: 0001209191-21-008759 · doc4.xml · nonDerivative · entry 3

Crum Scott A · CIK 0001204559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,482

F3 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the second tranche of 853 restricted stock units ("RSUs") granted on February 7, 2019.

SEC source: 0001209191-21-008764 · doc4.xml · nonDerivative · entry 4

Wiechmann Andrew C. · CIK 0001769683 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,009

F4 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the first tranche of 170 restricted stock units granted on February 6, 2020.

SEC source: 0001209191-21-008764 · doc4.xml · nonDerivative · entry 3

Wiechmann Andrew C. · CIK 0001769683 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,100

F3 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the third tranche of 368 restricted stock units granted on February 6, 2018.

SEC source: 0001209191-21-008760 · doc4.xml · nonDerivative · entry 4

Gutowski Robert J. · CIK 0001797266 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,511

F4 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the first tranche of 136 restricted stock units granted on February 6, 2020.

SEC source: 0001209191-21-008760 · doc4.xml · nonDerivative · entry 3

Gutowski Robert J. · CIK 0001797266 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,578

F3 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the third tranche of 337 restricted stock units granted on February 6, 2018.

SEC source: 0001209191-21-008762 · doc4.xml · nonDerivative · entry 1

Mak Jennifer H · CIK 0001673075 · Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,106

F1 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the first tranche of 264 restricted stock units granted on February 6, 2020.

SEC source: 0001209191-21-008759 · doc4.xml · nonDerivative · entry 2

Crum Scott A · CIK 0001204559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,995

F2 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the first tranche of 407 RSUs granted on February 6, 2020.

SEC source: 0001209191-21-008759 · doc4.xml · nonDerivative · entry 1

Crum Scott A · CIK 0001204559 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,240

F1 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of the third tranche of 933 restricted stock units ("RSUs") granted on February 6, 2018.

SEC source: 0001209191-21-008764 · doc4.xml · nonDerivative · entry 2

Wiechmann Andrew C. · CIK 0001769683 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,296

F2 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 4,296 PSUs granted on February 6, 2018 (includes the performance adjustment as described above).

SEC source: 0001209191-21-008764 · doc4.xml · nonDerivative · entry 1

Wiechmann Andrew C. · CIK 0001769683 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,417

F1 · shares: Represents the number of shares of common stock issued following the vesting and conversion of performance stock units ("PSUs") granted to the reporting person on February 6, 2018, upon certification by the Compensation & Talent Management Committee on February 5, 2021 of the achievement of the performance metric for the performance period from February 6, 2018 to February 4, 2021.

SEC source: 0001209191-21-008760 · doc4.xml · nonDerivative · entry 2

Gutowski Robert J. · CIK 0001797266 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,744

F2 · shares: Represents shares reacquired by MSCI Inc. to satisfy tax withholding obligations in connection with the vesting and conversion to shares of 3,939 PSUs granted on February 6, 2018 (includes the performance adjustment as described above).

SEC source: 0001209191-21-008760 · doc4.xml · nonDerivative · entry 1

Gutowski Robert J. · CIK 0001797266 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,490

F1 · shares: Represents the number of shares of common stock issued following the vesting and conversion of performance stock units ("PSUs") granted to the reporting person on February 6, 2018, upon certification by the Compensation & Talent Management Committee on February 5, 2021 of the achievement of the performance metric for the performance period from February 6, 2018 to February 4, 2021.

SEC source: 0001209191-21-008457 · doc4.xml · nonDerivative · entry 1

Wiechmann Andrew C. · CIK 0001769683 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,121

F1 · shares: Restricted stock units ("RSUs") ratably vesting and converting to shares on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.

SEC source: 0001209191-21-008454 · doc4.xml · nonDerivative · entry 1

Gutowski Robert J. · CIK 0001797266 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,551

F1 · shares: RSUs ratably vesting and converting to shares on the first, second and third anniversaries of the grant date. Each RSU represents a contingent right to receive one share of MSCI common stock.