Tapewire

Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

Export transactions ↓
Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 2, 2020 18:30 UTC GrantCommon Share Equivalent · Derivative 935.5017 $14.95 $13,985.75
Disclosure

SEC source: 0001593968-20-001557 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,559.2176

Underlying: Common Stock · 935.5017 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
June 24, 2020 Filed Jun 24, 2020 17:02 UTC
Tucker Douglas J.SVP Corporate Counsel
PurchaseCommon Stock 2,000 $14.00 $28,000.00
Disclosure

SEC source: 0001593968-20-001509 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,922

F1 · kind: Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.

Read SEC document
June 15, 2020 Filed Jun 15, 2020 21:56 UTC PurchaseCommon Stock 3,460 $14.45 $49,997.00
Disclosure

SEC source: 0001593968-20-001468 · primary_01.xml · nonDerivative · entry 1

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeffrey M. McDonnell Revocable Trust UA

Disclosed balance after: 21,955

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
June 15, 2020 Filed Jun 15, 2020 21:53 UTC
Tucker Douglas J.SVP Corporate Counsel
PurchaseCommon Stock 4,000 $14.50 $58,000.00
Disclosure

SEC source: 0001593968-20-001467 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,922

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.49 - 14.55 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
May 13, 2020 Filed May 13, 2020 16:36 UTC PurchaseCommon Stock 3,500 $13.88 $48,562.50
Disclosure

SEC source: 0001593968-20-001154 · primary_01.xml · nonDerivative · entry 1

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeffrey M. McDonnell Revocable Trust UA

Disclosed balance after: 18,495

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.71 - 14.00 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
May 06, 2020 Filed May 6, 2020 15:31 UTC
Ludwig Jeffrey G.Director · President & CEO
PurchaseCommon Stock 5,000 $14.94 $74,719.50
Disclosure

SEC source: 0001593968-20-001110 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,156.297

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.92 - 14.99 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 14:39 UTC PurchaseCommon Stock 5,000 $15.51 $77,557.00
Disclosure

SEC source: 0001593968-20-001057 · primary_01.xml · nonDerivative · entry 1

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,426

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.46 - 15.67 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

F2 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
March 31, 2020 Filed Apr 2, 2020 10:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 825 $17.49 $14,429.25
Disclosure

SEC source: 0001593968-20-000939 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

F5 · derivative.exercise_date: No exercisable date for this type of award

F4 · derivative.exercise_date: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

F6 · derivative.expiration_date: No Expiration date for this type of award

F4 · derivative.expiration_date: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 10:34 UTC GrantCommon Share Equivalent · Derivative 66.7917 $17.49 $1,168.19
Disclosure

SEC source: 0001593968-20-000939 · primary_01.xml · derivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,433.8156

Underlying: Common Stock · 66.7917 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 10:34 UTC Exercise / conversionCommon Stock 825 $17.49 $14,429.25
Disclosure

SEC source: 0001593968-20-000939 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:35 UTC GrantCommon Share Equivalent · Derivative 414.2165 $17.49 $7,244.65
Disclosure

SEC source: 0001593968-20-000940 · primary_01.xml · derivative · entry 7

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,499.8301

Underlying: Common Stock · 414.2165 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:36 UTC GrantCommon Share Equivalents · Derivative 95.3386 $17.49 $1,667.47
Disclosure

SEC source: 0001593968-20-000941 · primary_01.xml · derivative · entry 3

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,982.024

Underlying: Common Stock · 95.3386 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:36 UTC GrantCommon Share Equivalents · Derivative 315.1801 $17.49 $5,512.50
Disclosure

SEC source: 0001593968-20-000941 · primary_01.xml · derivative · entry 2

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,886.6854

Underlying: Common Stock · 315.1801 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:24 UTC GrantCommon Share Equivalent · Derivative 424.2657 $17.49 $7,420.41
Disclosure

SEC source: 0001593968-20-000932 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,324.686

Underlying: Common Stock · 424.2657 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:24 UTC GrantCommon Share Equivalent · Derivative 472.7702 $17.49 $8,268.75
Disclosure

SEC source: 0001593968-20-000932 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,900.4203

Underlying: Common Stock · 472.7702 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 10:27 UTC GrantCommon Share Equivalents · Derivative 293.1092 $17.49 $5,126.48
Disclosure

SEC source: 0001593968-20-000934 · primary_01.xml · derivative · entry 3

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,913.1659

Underlying: Common Stock · 293.1092 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 10:27 UTC GrantCommon Share Equivalents · Derivative 472.7702 $17.49 $8,268.75
Disclosure

SEC source: 0001593968-20-000934 · primary_01.xml · derivative · entry 2

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,620.0567

Underlying: Common Stock · 472.7702 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:26 UTC GrantCommon Share Equivalent · Derivative 1,011.8587 $17.49 $17,697.41
Disclosure

SEC source: 0001593968-20-000933 · primary_01.xml · derivative · entry 6

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,623.7159

Underlying: Common Stock · 1,011.8587 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:26 UTC GrantCommon Share Equivalent · Derivative 638.8079 $17.49 $11,172.75
Disclosure

SEC source: 0001593968-20-000933 · primary_01.xml · derivative · entry 5

Schultz John M · CIK 0001526231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,611.8572

Underlying: Common Stock · 638.8079 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:40 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
GrantCommon Stock 178.351 $17.49 $3,119.36
Disclosure

SEC source: 0001593968-20-000943 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,210.5658

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:39 UTC
Ludwig Jeffrey G.Director · President & CEO
GrantCommon Stock 323.514 $17.49 $5,658.26
Disclosure

SEC source: 0001593968-20-000942 · primary_01.xml · nonDerivative · entry 2

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,156.297

F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:39 UTC
Ludwig Jeffrey G.Director · President & CEO
GrantCommon Stock 1,429.388 $17.49 $25,000.00
Disclosure

SEC source: 0001593968-20-000942 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,832.783

F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP). for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:32 UTC GrantCommon Share Equivalent · Derivative 40.9556 $17.49 $716.31
Disclosure

SEC source: 0001593968-20-000937 · primary_01.xml · derivative · entry 3

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225.5286

Underlying: Common Stock · 40.9556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:32 UTC GrantCommon Share Equivalent · Derivative 472.7702 $17.49 $8,268.75
Disclosure

SEC source: 0001593968-20-000937 · primary_01.xml · derivative · entry 2

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184.573

Underlying: Common Stock · 472.7702 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 887 $17.49 $15,513.63
Disclosure

SEC source: 0001593968-20-000938 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

F5 · derivative.exercise_date: No exercisable date for this type of award

F4 · derivative.exercise_date: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

F6 · derivative.expiration_date: No Expiration date for this type of award

F4 · derivative.expiration_date: Represents restricted stock units acquired by the reporting person under the 2019 Long-Term Incentive Plan on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units vest on March 31, 2020 and vested shares will be delivered to the reporting person within 30 days of vesting.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:33 UTC GrantCommon Share Equivalents · Derivative 97.4446 $17.49 $1,704.31
Disclosure

SEC source: 0001593968-20-000938 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,783.8229

Underlying: Common Stock · 97.4446 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:33 UTC GrantCommon Share Equivalents · Derivative 315.1801 $17.49 $5,512.50
Disclosure

SEC source: 0001593968-20-000938 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,686.3783

Underlying: Common Stock · 315.1801 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:33 UTC Exercise / conversionCommon Stock 887 $17.49 $15,513.63
Disclosure

SEC source: 0001593968-20-000938 · primary_01.xml · nonDerivative · entry 1

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:32 UTC GrantCommon Share Equivalent · Derivative 634.5769 $17.49 $11,098.75
Disclosure

SEC source: 0001593968-20-000936 · primary_01.xml · derivative · entry 3

Smith Jeffrey C. · CIK 0001526326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634.5769

Underlying: Common Stock · 634.5769 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:32 UTC GrantRestricted Stock Unit · Derivative 24.8155 $17.49 $434.02
Disclosure

SEC source: 0001593968-20-000936 · primary_01.xml · derivative · entry 2

Smith Jeffrey C. · CIK 0001526326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,647.1294

Underlying: Common Stock · 24.8155 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F2 · price: Represents dividend equivalents acquired by the reporting person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. The Dividend equivalents were fully vested on the transaction date listed above and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F1 · derivative.exercise_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

F1 · derivative.expiration_date: Represents restricted stock units acquired by the reports person under the 2019 Long-Term Incentive Plan and deferred under the DDCP on the grant date. Each restricted stock unit is the contingent right to receive one share of Issuer common stock. Restricted stock units will fully vest on March 31, 2020 and vested shares will be delivered to the reporting person based on the terms of the DDCP and the reporting persons distribution elections thereunder.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:30 UTC GrantCommon Stock 59.408 $17.49 $1,039.05
Disclosure

SEC source: 0001593968-20-000935 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,045.339

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid. Pursuant to the ESPP, the price used for each dividend reinvestment is the closing price of the Issuers shares on the last day of the quarter.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:21 UTC GrantCommon Share Equivalent · Derivative 956.1219 $17.49 $16,722.57
Disclosure

SEC source: 0001593968-20-000931 · primary_01.xml · derivative · entry 7

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,579.7315

Underlying: Common Stock · 956.1219 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F6 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:21 UTC GrantCommon Share Equivalent · Derivative 472.7702 $17.49 $8,268.75
Disclosure

SEC source: 0001593968-20-000931 · primary_01.xml · derivative · entry 6

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,623.6096

Underlying: Common Stock · 472.7702 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 18:09 UTC PurchaseCommon Stock 2,950 $16.66 $49,140.81
Disclosure

SEC source: 0001593968-20-000796 · primary_01.xml · nonDerivative · entry 1

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeffrey M. McDonnell Revocable Trust UA

Disclosed balance after: 14,995

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.5355 - 16.91 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
March 06, 2020 Filed Mar 9, 2020 15:30 UTC PurchaseCommon Stock 4,300 $22.81 $98,091.60
Disclosure

SEC source: 0001593968-20-000675 · primary_01.xml · nonDerivative · entry 1

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Jeffrey M. McDonnell Revocable Trust UA

Disclosed balance after: 12,045

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.75 - 28.8199 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose

Read SEC document
January 02, 2020 Filed Jan 3, 2020 12:41 UTC Exercise / conversionOption (right to buy) · Derivative 9,500 $18.00 Strike: $18.00 $171,000.00
Disclosure

SEC source: 0001593968-20-000037 · primary_01.xml · derivative · entry 3

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,766

Underlying: Common Stock · 9,500 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested on 12/31/2017.

Read SEC document
January 02, 2020 Filed Jan 3, 2020 12:41 UTC SaleCommon Stock 9,500 $28.65 $272,182.60
Disclosure

SEC source: 0001593968-20-000037 · primary_01.xml · nonDerivative · entry 2

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,595

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.55 - 29.05 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
January 02, 2020 Filed Jan 3, 2020 12:41 UTC Exercise / conversionCommon Stock 9,500 $18.00 $171,000.00
Disclosure

SEC source: 0001593968-20-000037 · primary_01.xml · nonDerivative · entry 1

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust

Read SEC document
December 31, 2019 Filed Jan 3, 2020 12:41 UTC GrantCommon Share Equivalent · Derivative 36.2644 $28.96 $1,050.22
Disclosure

SEC source: 0001593968-20-000037 · primary_01.xml · derivative · entry 4

HOLSCHBACH LEON J · CIK 0001169100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,367.0239

Underlying: Common Stock · 36.2644 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:44 UTC GrantCommon Share Equivalents · Derivative 50.1832 $28.96 $1,453.31
Disclosure

SEC source: 0001593968-20-000038 · primary_01.xml · derivative · entry 3

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,571.5053

Underlying: Common Stock · 50.1832 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:44 UTC GrantCommon Share Equivalents · Derivative 190.3488 $28.96 $5,512.50
Disclosure

SEC source: 0001593968-20-000038 · primary_01.xml · derivative · entry 2

McDonnell Jeffrey M · CIK 0001672608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,521.3221

Underlying: Common Stock · 190.3488 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:50 UTC GrantCommon Share Equivalent · Derivative 222.3547 $28.96 $6,439.39
Disclosure

SEC source: 0001593968-20-000043 · primary_01.xml · derivative · entry 8

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,085.6136

Underlying: Common Stock · 222.3547 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:50 UTC GrantCommon Share Equivalent · Derivative 306.2413 $28.96 $8,868.75
Disclosure

SEC source: 0001593968-20-000043 · primary_01.xml · derivative · entry 7

McDaniel Jerry L. · CIK 0001671605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,863.2589

Underlying: Common Stock · 306.2413 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:47 UTC GrantCommon Share Equivalent · Derivative 227.9829 $28.96 $6,602.38
Disclosure

SEC source: 0001593968-20-000040 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,427.6501

Underlying: Common Stock · 227.9829 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:47 UTC GrantCommon Share Equivalent · Derivative 285.5231 $28.96 $8,268.75
Disclosure

SEC source: 0001593968-20-000040 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,199.6672

Underlying: Common Stock · 285.5231 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 12:45 UTC GrantCommon Share Equivalents · Derivative 156.7719 $28.96 $4,540.11
Disclosure

SEC source: 0001593968-20-000039 · primary_01.xml · derivative · entry 3

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,147.2865

Underlying: Common Stock · 156.7719 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 12:45 UTC GrantCommon Share Equivalents · Derivative 285.5231 $28.96 $8,268.75
Disclosure

SEC source: 0001593968-20-000039 · primary_01.xml · derivative · entry 2

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,990.5146

Underlying: Common Stock · 285.5231 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:40 UTC GrantCommon Share Equivalents · Derivative 51.3266 $28.96 $1,486.42
Disclosure

SEC source: 0001593968-20-000036 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,371.1982

Underlying: Common Stock · 51.3266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:40 UTC GrantCommon Share Equivalents · Derivative 190.3488 $28.96 $5,512.50
Disclosure

SEC source: 0001593968-20-000036 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,319.8716

Underlying: Common Stock · 190.3488 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 17:49 UTC GrantCommon Share Equivalent · Derivative 516.7529 $28.96 $14,965.16
Disclosure

SEC source: 0001593968-20-000042 · primary_01.xml · derivative · entry 7

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,150.8394

Underlying: Common Stock · 516.7529 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F6 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.