Tapewire

Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jan 4, 2022 16:40 UTC GrantCommon Share Equivalent · Derivative 333.552 $24.79 $8,268.75
Disclosure

SEC source: 0001593968-22-000030 · primary_01.xml · derivative · entry 5

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,759.7766

Underlying: Common Stock · 333.552 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:40 UTC GrantCommon Share Equivalent · Derivative 447.657 $25.00 $11,191.43
Disclosure

SEC source: 0001593968-22-000030 · primary_01.xml · derivative · entry 4

Ramos Richard T · CIK 0001671608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,426.2246

Underlying: Common Stock · 447.657 shares

Expires not disclosed

F3 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F3 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 11:43 UTC GrantCommon Share Equivalents · Derivative 333.552 $24.79 $8,268.75
Disclosure

SEC source: 0001593968-22-000031 · primary_01.xml · derivative · entry 3

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,035.4703

Underlying: Common Stock · 333.552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 11:43 UTC GrantCommon Share Equivalents · Derivative 316.165 $25.00 $7,904.13
Disclosure

SEC source: 0001593968-22-000031 · primary_01.xml · derivative · entry 2

Miller Dwight A · CIK 0001671611 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,701.9183

Underlying: Common Stock · 316.165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 17:11 UTC GrantCommon Share Equivalent · Derivative 75.535 $25.00 $1,888.38
Disclosure

SEC source: 0001593968-22-000038 · primary_01.xml · derivative · entry 2

Smith Jeffrey C. · CIK 0001526326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375.648

Underlying: Common Stock · 75.535 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:57 UTC
Ludwig Jeffrey G.Director · President & CEO
GrantCommon Stock 307 $24.79 $7,610.53
Disclosure

SEC source: 0001593968-22-000036 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,172.432

F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:53 UTC GrantCommon Share Equivalent · Derivative 333.552 $24.79 $8,268.75
Disclosure

SEC source: 0001593968-22-000035 · primary_01.xml · derivative · entry 3

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418.8623

Underlying: Common Stock · 333.552 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:53 UTC GrantCommon Share Equivalent · Derivative 108.092 $25.00 $2,702.30
Disclosure

SEC source: 0001593968-22-000035 · primary_01.xml · derivative · entry 2

DiMotta Jennifer · CIK 0001757806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,085.3103

Underlying: Common Stock · 108.092 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:52 UTC GrantCommon Share Equivalent · Derivative 333.552 $24.79 $8,268.75
Disclosure

SEC source: 0001593968-22-000034 · primary_01.xml · derivative · entry 4

Bingham Richard Dean · CIK 0001832547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,963.5415

Underlying: Common stock · 333.552 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents held pursuant to Directors Deferred Compensation Plan as of the date of this form. Each common share equivalent is the economic equivalent of one share of common stock. Common stock equivalents become payable upon the reporting persons termination of service as a director.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Represents common share equivalents held pursuant to Directors Deferred Compensation Plan as of the date of this form. Each common share equivalent is the economic equivalent of one share of common stock. Common stock equivalents become payable upon the reporting persons termination of service as a director.

F2 · derivative.expiration_date: Represents common share equivalents held pursuant to Directors Deferred Compensation Plan as of the date of this form. Each common share equivalent is the economic equivalent of one share of common stock. Common stock equivalents become payable upon the reporting persons termination of service as a director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:52 UTC GrantCommon Share Equivalent · Derivative 103.324 $25.00 $2,583.10
Disclosure

SEC source: 0001593968-22-000034 · primary_01.xml · derivative · entry 3

Bingham Richard Dean · CIK 0001832547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,629.9895

Underlying: Common stock · 103.324 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents common share equivalents held pursuant to Directors Deferred Compensation Plan as of the date of this form. Each common share equivalent is the economic equivalent of one share of common stock. Common stock equivalents become payable upon the reporting persons termination of service as a director.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Represents common share equivalents held pursuant to Directors Deferred Compensation Plan as of the date of this form. Each common share equivalent is the economic equivalent of one share of common stock. Common stock equivalents become payable upon the reporting persons termination of service as a director.

F2 · derivative.expiration_date: Represents common share equivalents held pursuant to Directors Deferred Compensation Plan as of the date of this form. Each common share equivalent is the economic equivalent of one share of common stock. Common stock equivalents become payable upon the reporting persons termination of service as a director.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:35 UTC GrantCommon Share Equivalent · Derivative 447.711 $24.79 $11,098.76
Disclosure

SEC source: 0001593968-22-000029 · primary_01.xml · derivative · entry 7

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,362.3071

Underlying: Common Stock · 447.711 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F6 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:35 UTC GrantCommon Share Equivalent · Derivative 890.382 $25.00 $22,259.55
Disclosure

SEC source: 0001593968-22-000029 · primary_01.xml · derivative · entry 6

Schultz Robert F. · CIK 0001526325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,914.5961

Underlying: Common Stock · 890.382 shares

Expires not disclosed

F4 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F5 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F4 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:49 UTC GrantCommon Share Equivalents · Derivative 222.368 $24.79 $5,512.50
Disclosure

SEC source: 0001593968-22-000033 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,190.5446

Underlying: Common Stock · 222.368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 16:49 UTC GrantCommon Share Equivalents · Derivative 149.032 $25.00 $3,725.80
Disclosure

SEC source: 0001593968-22-000033 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,968.1766

Underlying: Common Stock · 149.032 shares

Expires not disclosed

F1 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F1 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 28, 2021 Filed Dec 29, 2021 20:02 UTC SaleCommon Stock 12,179 $25.14 $306,180.06
Disclosure

SEC source: 0001593968-21-002573 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,289.47

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.03 - $25.195 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
December 13, 2021 Filed Dec 13, 2021 22:20 UTC
Tucker Douglas J.SVP Corporate Counsel
PurchaseCommon Stock 2,000 $23.80 $47,600.00
Disclosure

SEC source: 0001593968-21-002538 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,818

Read SEC document
November 16, 2021 Filed Nov 17, 2021 17:24 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
SaleCommon Stock 514 $25.38 $13,047.79
Disclosure

SEC source: 0001593968-21-002402 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,505.8168

F1 · kind: Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.26 - $25.48 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
November 13, 2021 Filed Nov 16, 2021 15:43 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 279 $25.39 $7,083.81
Disclosure

SEC source: 0001593968-21-002398 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,024

Read SEC document
November 13, 2021 Filed Nov 16, 2021 20:59 UTC Tax withholdingCommon Stock 707 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-002400 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,468.47

F1 · shares: This transaction reflects the crediting back to the Reporting Person of 707 shares incorrectly withheld from the Reporting Person by the Company in connection with the tax withholding of a prior option exercise.

Read SEC document
November 13, 2021 Filed Nov 16, 2021 20:59 UTC Tax withholdingCommon Stock 364 $25.39 $9,241.96
Disclosure

SEC source: 0001593968-21-002400 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,761.47

Read SEC document
November 13, 2021 Filed Nov 16, 2021 20:48 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 332 $25.39 $8,429.48
Disclosure

SEC source: 0001593968-21-002399 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,818

Read SEC document
November 13, 2021 Filed Nov 16, 2021 20:40 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 517 $25.39 $13,126.63
Disclosure

SEC source: 0001593968-21-002397 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,865.432

Read SEC document
November 13, 2021 Filed Nov 16, 2021 20:35 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 214 $25.39 $5,433.46
Disclosure

SEC source: 0001593968-21-002396 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,019.8168

Read SEC document
November 10, 2021 Filed Nov 12, 2021 14:35 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
SaleCommon Stock 693 $25.66 $17,780.99
Disclosure

SEC source: 0001593968-21-002382 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,233.8168

F1 · kind: Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.53 - $25.795 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
November 09, 2021 Filed Nov 9, 2021 23:50 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
SaleCommon Stock 1,362 $25.53 $34,771.59
Disclosure

SEC source: 0001593968-21-002377 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,926.8168

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.27 - $25.72 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
November 08, 2021 Filed Nov 9, 2021 18:29 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 388 $25.82 $10,018.16
Disclosure

SEC source: 0001593968-21-002373 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,303

Read SEC document
November 08, 2021 Filed Nov 9, 2021 23:47 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 841 $25.82 $21,714.62
Disclosure

SEC source: 0001593968-21-002375 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,382.432

Read SEC document
November 08, 2021 Filed Nov 9, 2021 23:50 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 288 $25.82 $7,436.16
Disclosure

SEC source: 0001593968-21-002377 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,288.8168

Read SEC document
November 08, 2021 Filed Nov 9, 2021 23:48 UTC Tax withholdingCommon Stock 519 $25.82 $13,400.58
Disclosure

SEC source: 0001593968-21-002376 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,125.47

Read SEC document
November 08, 2021 Filed Nov 9, 2021 23:30 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 424 $25.82 $10,947.68
Disclosure

SEC source: 0001593968-21-002374 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,150

Read SEC document
November 08, 2021 Filed Nov 9, 2021 23:26 UTC
Lemke EricChief Financial Officer
Tax withholdingCommon Stock 44 $25.82 $1,136.08
Disclosure

SEC source: 0001593968-21-002372 · primary_01.xml · nonDerivative · entry 1

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,902

Read SEC document
November 07, 2021 Filed Nov 8, 2021 16:50 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 386 $26.05 $10,055.30
Disclosure

SEC source: 0001593968-21-002365 · primary_01.xml · nonDerivative · entry 2

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,691

Read SEC document
November 07, 2021 Filed Nov 8, 2021 22:01 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 982 $26.05 $25,581.10
Disclosure

SEC source: 0001593968-21-002370 · primary_01.xml · nonDerivative · entry 2

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,223.432

Read SEC document
November 07, 2021 Filed Nov 8, 2021 22:00 UTC
Lemke EricChief Financial Officer
Tax withholdingCommon Stock 323 $26.05 $8,414.15
Disclosure

SEC source: 0001593968-21-002369 · primary_01.xml · nonDerivative · entry 2

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

Read SEC document
November 07, 2021 Filed Nov 8, 2021 21:54 UTC Tax withholdingCommon Stock 582 $26.05 $15,161.10
Disclosure

SEC source: 0001593968-21-002367 · primary_01.xml · nonDerivative · entry 4

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,644.47

Read SEC document
November 07, 2021 Filed Nov 8, 2021 21:57 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 286 $26.05 $7,450.30
Disclosure

SEC source: 0001593968-21-002368 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,576.8168

Read SEC document
November 07, 2021 Filed Nov 8, 2021 21:53 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 422 $26.05 $10,993.10
Disclosure

SEC source: 0001593968-21-002366 · primary_01.xml · nonDerivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,574

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November 05, 2021 Filed Nov 8, 2021 16:50 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 377 $26.05 $9,820.85
Disclosure

SEC source: 0001593968-21-002365 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,077

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November 05, 2021 Filed Nov 8, 2021 22:01 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 960 $26.05 $25,008.00
Disclosure

SEC source: 0001593968-21-002370 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,205.432

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November 05, 2021 Filed Nov 8, 2021 22:00 UTC
Lemke EricChief Financial Officer
Tax withholdingCommon Stock 315 $26.05 $8,205.75
Disclosure

SEC source: 0001593968-21-002369 · primary_01.xml · nonDerivative · entry 1

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,269

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November 05, 2021 Filed Nov 8, 2021 21:54 UTC Exercise / conversionOption (right to buy) · Derivative 5,559 $0.00 Strike: $14.75 $0.00
Disclosure

SEC source: 0001593968-21-002367 · primary_01.xml · derivative · entry 5

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,559 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.

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November 05, 2021 Filed Nov 8, 2021 21:54 UTC Tax withholdingCommon Stock 568 $26.05 $14,796.40
Disclosure

SEC source: 0001593968-21-002367 · primary_01.xml · nonDerivative · entry 3

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,226.47

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November 05, 2021 Filed Nov 8, 2021 21:54 UTC Tax withholdingCommon Stock 4,562 $26.05 $118,840.10
Disclosure

SEC source: 0001593968-21-002367 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,794.47

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November 05, 2021 Filed Nov 8, 2021 21:54 UTC Exercise / conversionCommon Stock 5,559 $14.75 $81,995.25
Disclosure

SEC source: 0001593968-21-002367 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,356.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 21:57 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 280 $26.05 $7,294.00
Disclosure

SEC source: 0001593968-21-002368 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,862.8168

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November 05, 2021 Filed Nov 8, 2021 21:53 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 412 $26.05 $10,732.60
Disclosure

SEC source: 0001593968-21-002366 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,996

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November 01, 2021 Filed Nov 2, 2021 14:27 UTC
Stewart James RandallChief Risk Officer
GrantCommon Sock 5,690 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-002339 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,454

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November 01, 2021 Filed Nov 2, 2021 18:26 UTC
Spring Donald J.Chief Accounting Officer
GrantCommon Stock 2,433 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-002338 · primary_01.xml · nonDerivative · entry 1

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

F1 · security: RSA with 4yr - 25% vesting schedule

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November 01, 2021 Filed Nov 2, 2021 19:00 UTC
Ludwig Jeffrey G.Director · President & CEO
GrantCommon Stock 14,489 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-002341 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,165.432

F1 · security: RSA with 4yr - 25% vesting schedule

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November 01, 2021 Filed Nov 2, 2021 18:25 UTC GrantCommon Stock 8,574 $0.00 $0.00
Disclosure

SEC source: 0001593968-21-002337 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,797.47

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.