Tapewire

Nasdaq · USD

MSBI

Midland States Bancorp, Inc.

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Tapewire entity
5253
SEC CIK
0001466026
Parsed reports
918

Last 12 months

Inside the activity.

7 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202560
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2022 Filed Jan 4, 2023 15:18 UTC Disposition to issuerCommon Share Equivalents · Derivative 1,184 $26.62 $31,518.08
Disclosure

SEC source: 0001593968-23-000024 · primary_01.xml · derivative · entry 4

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,202.7056

Underlying: Common Stock · 1,184 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F1 · kind: Represents common stock delivered to the reporting person based on the terms of the Directors Deferred Compensation Plan (DDCP) and the reporting persons distribution elections thereunder.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 15:18 UTC GrantCommon Share Equivalents · Derivative 422.615 $26.62 $11,250.01
Disclosure

SEC source: 0001593968-23-000024 · primary_01.xml · derivative · entry 3

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,386.7056

Underlying: Common Stock · 422.615 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F4 · price: Represents common share equivalents acquired by the reporting person under the Issuers Directors Deferred Compensation Plan (DDCP) with respect to director fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 15:18 UTC GrantCommon Share Equivalents · Derivative 174.83 $28.10 $4,912.72
Disclosure

SEC source: 0001593968-23-000024 · primary_01.xml · derivative · entry 2

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,964.0906

Underlying: Common Stock · 174.83 shares

Expires not disclosed

F2 · derivative.exercise_price: Each common stock equivalent is the economic equivalent of one share of common stock.

F3 · price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.

F2 · derivative.exercise_date: Each common stock equivalent is the economic equivalent of one share of common stock.

F2 · derivative.expiration_date: Each common stock equivalent is the economic equivalent of one share of common stock.

Read SEC document
December 30, 2022 Filed Jan 4, 2023 15:18 UTC GrantCommon Stock 1,184 $26.62 $31,518.08
Disclosure

SEC source: 0001593968-23-000024 · primary_01.xml · nonDerivative · entry 1

Golden Deborah A · CIK 0001349480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,171

F1 · kind: Represents common stock delivered to the reporting person based on the terms of the Directors Deferred Compensation Plan (DDCP) and the reporting persons distribution elections thereunder.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 14:31 UTC Exercise / conversionOption (right to buy) · Derivative 1,600 $0.00 Strike: $16.59 $0.00
Disclosure

SEC source: 0001593968-22-001667 · primary_01.xml · derivative · entry 3

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961

Underlying: Common Stock · 1,600 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 14:31 UTC SaleCommon Stock 1,600 $26.36 $42,179.04
Disclosure

SEC source: 0001593968-22-001667 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,822.47

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.095 - $26.79 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 14:31 UTC Exercise / conversionCommon Stock 1,600 $16.59 $26,544.00
Disclosure

SEC source: 0001593968-22-001667 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,422.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2022 Filed Nov 28, 2022 22:02 UTC
Tucker Douglas J.SVP Corporate Counsel
PurchaseSeries A Preferred Depositary Shares 2,000 $25.45 $50,900.00
Disclosure

SEC source: 0001593968-22-001641 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Douglas J. Tucker Revocable Trust dated 8/16/21

Disclosed balance after: 2,000

Read SEC document
November 08, 2022 Filed Nov 9, 2022 11:03 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 389 $27.52 $10,705.28
Disclosure

SEC source: 0001593968-22-001584 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,497

Read SEC document
November 08, 2022 Filed Nov 9, 2022 16:06 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 841 $27.52 $23,144.32
Disclosure

SEC source: 0001593968-22-001587 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,643.432

Read SEC document
November 08, 2022 Filed Nov 9, 2022 16:05 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 424 $27.52 $11,668.48
Disclosure

SEC source: 0001593968-22-001586 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,446

Read SEC document
November 08, 2022 Filed Nov 9, 2022 16:04 UTC
Spring Donald J.Chief Accounting Officer
Tax withholdingCommon Stock 53 $27.52 $1,458.56
Disclosure

SEC source: 0001593968-22-001585 · primary_01.xml · nonDerivative · entry 1

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,426

Read SEC document
November 08, 2022 Filed Nov 9, 2022 16:02 UTC
Lemke EricChief Financial Officer
Tax withholdingCommon Stock 44 $27.52 $1,210.88
Disclosure

SEC source: 0001593968-22-001583 · primary_01.xml · nonDerivative · entry 1

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,481

Read SEC document
November 08, 2022 Filed Nov 9, 2022 16:01 UTC Tax withholdingCommon Stock 519 $27.52 $14,282.88
Disclosure

SEC source: 0001593968-22-001582 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,822.47

Read SEC document
November 08, 2022 Filed Nov 9, 2022 15:58 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 288 $27.52 $7,925.76
Disclosure

SEC source: 0001593968-22-001581 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,270.8168

Read SEC document
November 07, 2022 Filed Nov 8, 2022 16:28 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 386 $27.69 $10,688.34
Disclosure

SEC source: 0001593968-22-001578 · primary_01.xml · nonDerivative · entry 2

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,886

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:32 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 422 $27.69 $11,685.18
Disclosure

SEC source: 0001593968-22-001580 · primary_01.xml · nonDerivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,870

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:29 UTC Tax withholdingCommon Stock 581 $27.69 $16,087.89
Disclosure

SEC source: 0001593968-22-001579 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,341.47

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:25 UTC
Lemke EricChief Financial Officer
Tax withholdingCommon Stock 323 $27.69 $8,943.87
Disclosure

SEC source: 0001593968-22-001577 · primary_01.xml · nonDerivative · entry 3

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,525

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:25 UTC
Lemke EricChief Financial Officer
SaleCommon Stock 725 $27.58 $19,992.09
Disclosure

SEC source: 0001593968-22-001577 · primary_01.xml · nonDerivative · entry 2

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,848

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.55 - $27.61 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:23 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 982 $27.69 $27,191.58
Disclosure

SEC source: 0001593968-22-001576 · primary_01.xml · nonDerivative · entry 2

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,484.432

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:20 UTC
Spring Donald J.Chief Accounting Officer
Tax withholdingCommon Stock 120 $27.69 $3,322.80
Disclosure

SEC source: 0001593968-22-001575 · primary_01.xml · nonDerivative · entry 2

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,479

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:11 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 286 $27.69 $7,919.34
Disclosure

SEC source: 0001593968-22-001574 · primary_01.xml · nonDerivative · entry 2

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,558.8168

Read SEC document
November 05, 2022 Filed Nov 8, 2022 16:28 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 378 $27.77 $10,497.06
Disclosure

SEC source: 0001593968-22-001578 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,272

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:32 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 412 $27.77 $11,441.24
Disclosure

SEC source: 0001593968-22-001580 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,292

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:29 UTC Tax withholdingCommon Stock 568 $27.77 $15,773.36
Disclosure

SEC source: 0001593968-22-001579 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,922.47

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:25 UTC
Lemke EricChief Financial Officer
Tax withholdingCommon Stock 315 $27.77 $8,747.55
Disclosure

SEC source: 0001593968-22-001577 · primary_01.xml · nonDerivative · entry 1

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,573

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:23 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 960 $27.77 $26,659.20
Disclosure

SEC source: 0001593968-22-001576 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,466.432

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:20 UTC
Spring Donald J.Chief Accounting Officer
Tax withholdingCommon Stock 119 $27.77 $3,304.63
Disclosure

SEC source: 0001593968-22-001575 · primary_01.xml · nonDerivative · entry 1

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,599

Read SEC document
November 05, 2022 Filed Nov 8, 2022 21:11 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 280 $27.77 $7,775.60
Disclosure

SEC source: 0001593968-22-001574 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,844.8168

Read SEC document
November 01, 2022 Filed Nov 2, 2022 14:13 UTC
Stewart James RandallChief Risk Officer
Tax withholdingCommon Sock 417 $28.12 $11,726.04
Disclosure

SEC source: 0001593968-22-001565 · primary_01.xml · nonDerivative · entry 2

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

Read SEC document
November 01, 2022 Filed Nov 2, 2022 18:11 UTC
Spring Donald J.Chief Accounting Officer
Tax withholdingCommon Stock 169 $28.12 $4,752.28
Disclosure

SEC source: 0001593968-22-001564 · primary_01.xml · nonDerivative · entry 2

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,718

Read SEC document
November 01, 2022 Filed Nov 2, 2022 18:10 UTC
Tucker Douglas J.SVP Corporate Counsel
Tax withholdingCommon Stock 456 $28.12 $12,822.72
Disclosure

SEC source: 0001593968-22-001563 · primary_01.xml · nonDerivative · entry 2

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,704

Read SEC document
November 01, 2022 Filed Nov 2, 2022 18:07 UTC
Lemke EricChief Financial Officer
Tax withholdingCommon Stock 400 $28.12 $11,248.00
Disclosure

SEC source: 0001593968-22-001562 · primary_01.xml · nonDerivative · entry 2

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888

Read SEC document
November 01, 2022 Filed Nov 2, 2022 17:49 UTC Tax withholdingCommon Stock 629 $28.12 $17,687.48
Disclosure

SEC source: 0001593968-22-001560 · primary_01.xml · nonDerivative · entry 3

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,346.47

Read SEC document
November 01, 2022 Filed Nov 2, 2022 17:48 UTC
Brunoehler Jeffrey A.SVP Credit - CCO
Tax withholdingCommon Stock 309 $28.12 $8,689.08
Disclosure

SEC source: 0001593968-22-001559 · primary_01.xml · nonDerivative · entry 1

Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,196.8168

Read SEC document
November 01, 2022 Filed Nov 2, 2022 17:45 UTC
Ludwig Jeffrey G.Director · President & CEO
Tax withholdingCommon Stock 1,062 $28.12 $29,863.44
Disclosure

SEC source: 0001593968-22-001558 · primary_01.xml · nonDerivative · entry 1

Ludwig Jeffrey G. · CIK 0001526235 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,193.432

Read SEC document
October 31, 2022 Filed Nov 2, 2022 14:13 UTC
Stewart James RandallChief Risk Officer
GrantOption (right to buy) · Derivative 17,231 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001593968-22-001565 · primary_01.xml · derivative · entry 3

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,231

Underlying: Common Stock · 17,231 shares

Expires 2032-10-31

Read SEC document
October 31, 2022 Filed Nov 2, 2022 14:13 UTC
Stewart James RandallChief Risk Officer
GrantCommon Sock 3,043 $28.43 $86,512.49
Disclosure

SEC source: 0001593968-22-001565 · primary_01.xml · nonDerivative · entry 1

Stewart James Randall · CIK 0001672581 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,067

F1 · security: RSA with 4yr - 25% vesting schedule

Read SEC document
October 31, 2022 Filed Nov 2, 2022 18:11 UTC
Spring Donald J.Chief Accounting Officer
GrantOption (right to buy) · Derivative 5,198 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001593968-22-001564 · primary_01.xml · derivative · entry 3

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,198

Underlying: Common Stock · 5,198 shares

Expires 2032-10-31

Read SEC document
October 31, 2022 Filed Nov 2, 2022 18:11 UTC
Spring Donald J.Chief Accounting Officer
GrantCommon Stock 689 $28.43 $19,588.27
Disclosure

SEC source: 0001593968-22-001564 · primary_01.xml · nonDerivative · entry 1

Spring Donald J. · CIK 0001786773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,887

F1 · security: RSA with 4yr - 25% vesting schedule

Read SEC document
October 31, 2022 Filed Nov 2, 2022 18:10 UTC
Tucker Douglas J.SVP Corporate Counsel
GrantOption (right to buy) · Derivative 18,924 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001593968-22-001563 · primary_01.xml · derivative · entry 3

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,924

Underlying: Common Stock · 18,924 shares

Expires 2032-10-31

Read SEC document
October 31, 2022 Filed Nov 2, 2022 18:10 UTC
Tucker Douglas J.SVP Corporate Counsel
GrantCommon Stock 3,342 $28.43 $95,013.06
Disclosure

SEC source: 0001593968-22-001563 · primary_01.xml · nonDerivative · entry 1

Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,160

F1 · security: RSA with 4yr - 25% vesting schedule

Read SEC document
October 31, 2022 Filed Nov 2, 2022 18:07 UTC
Lemke EricChief Financial Officer
GrantOption (right to buy) · Derivative 19,173 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001593968-22-001562 · primary_01.xml · derivative · entry 3

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,173

Underlying: Common Stock · 19,173 shares

Expires 2032-10-31

Read SEC document
October 31, 2022 Filed Nov 2, 2022 18:07 UTC
Lemke EricChief Financial Officer
GrantCommon Stock 3,386 $28.43 $96,263.98
Disclosure

SEC source: 0001593968-22-001562 · primary_01.xml · nonDerivative · entry 1

Lemke Eric · CIK 0001794690 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,288

F1 · security: RSA with 4yr - 25% vesting schedule

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:49 UTC GrantOption (right to buy) · Derivative 29,133 $0.00 Strike: $28.43 $0.00
Disclosure

SEC source: 0001593968-22-001560 · primary_01.xml · derivative · entry 6

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,133

Underlying: Common Stock · 29,133 shares

Expires 2032-10-31

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:49 UTC Exercise / conversionOption (right to buy) · Derivative 1,600 $0.00 Strike: $16.59 $0.00
Disclosure

SEC source: 0001593968-22-001560 · primary_01.xml · derivative · entry 5

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,561

Underlying: Common Stock · 1,600 shares

Expires 2023-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:49 UTC GrantCommon Stock 5,144 $0.00 $0.00
Disclosure

SEC source: 0001593968-22-001560 · primary_01.xml · nonDerivative · entry 4

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,144

F2 · security: RSA with 4yr - 25% vesting schedule

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:49 UTC Exercise / conversionCommon Stock 1,600 $16.59 $26,544.00
Disclosure

SEC source: 0001593968-22-001560 · primary_01.xml · nonDerivative · entry 2

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,975.47

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:49 UTC SaleCommon Stock 1,600 $28.11 $44,982.56
Disclosure

SEC source: 0001593968-22-001560 · primary_01.xml · nonDerivative · entry 1

Mefford Jeffrey S. · CIK 0001526238 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,375.47

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $27.98 - $28.30 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.