Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2017 Filed May 24, 2017 20:13 UTC |
BOWLES ERSKINE BDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034908 · doc4.xml · nonDerivative · entry 1 BOWLES ERSKINE B · CIK 0001257081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,631.424 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
DARLING ALISTAIRDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034914 · doc4.xml · nonDerivative · entry 1 DARLING ALISTAIR · CIK 0001662540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,935.757 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:17 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 1,258.154 | $41.73 | $52,500.00 |
DisclosureSEC source: 0001209191-17-034919 · doc4.xml · nonDerivative · entry 2 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,882.44 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:17 UTC |
GLOCER THOMAS HDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034919 · doc4.xml · nonDerivative · entry 1 GLOCER THOMAS H · CIK 0001140799 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,624.286 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:19 UTC |
Herz Robert HDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034922 · doc4.xml · nonDerivative · entry 1 Herz Robert H · CIK 0001523753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,826.638 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:20 UTC |
Miscik Judith ADirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034926 · doc4.xml · nonDerivative · entry 1 Miscik Judith A · CIK 0001555318 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,827.492 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:22 UTC |
NALLY DENNIS MDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034932 · doc4.xml · nonDerivative · entry 1 NALLY DENNIS M · CIK 0001685596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,408.73 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:28 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 1,138.33 | $41.73 | $47,500.01 |
DisclosureSEC source: 0001209191-17-034939 · doc4.xml · nonDerivative · entry 2 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,780.712 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:28 UTC |
OLAYAN HUTHAM SDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034939 · doc4.xml · nonDerivative · entry 1 OLAYAN HUTHAM S · CIK 0001357222 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,642.382 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:32 UTC |
OWENS JAMES WDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034952 · doc4.xml · nonDerivative · entry 1 OWENS JAMES W · CIK 0001171767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,667.637 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:34 UTC |
TRAQUINA PERRY MDirector
|
GrantCommon Stock | 1,198.242 | $41.73 | $50,000.00 |
DisclosureSEC source: 0001209191-17-034961 · doc4.xml · nonDerivative · entry 2 TRAQUINA PERRY M · CIK 0001228062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,674.68 F2 · kind: Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:34 UTC |
TRAQUINA PERRY MDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034961 · doc4.xml · nonDerivative · entry 1 TRAQUINA PERRY M · CIK 0001228062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,476.438 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:35 UTC |
WILKINS RAYFORD JRDirector
|
GrantCommon Stock | 5,991.21 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034966 · doc4.xml · nonDerivative · entry 1 WILKINS RAYFORD JR · CIK 0001184395 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,290.447 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 17, 2017 Filed May 19, 2017 20:27 UTC |
DARLING ALISTAIRDirector
|
Tax withholdingCommon Stock | 810 | $41.15 | $33,335.23 |
DisclosureSEC source: 0001209191-17-033938 · doc4.xml · nonDerivative · entry 1 DARLING ALISTAIR · CIK 0001662540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,944.547 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his 2016-2017 director compensation. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 212,365 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · derivative · entry 7 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,366 Underlying: Common Stock · 212,365 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on February 2, 2012. The Reporting Person continues to hold 212,366 vested Employee Stock Options with an exercise price of $30.01 that expire on January 21, 2018. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
SaleCommon Stock | 212,365 | $42.93 | $9,117,530.25 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,213.242 F1 · shares: Shares sold in connection with an exercise of Employee Stock Options that expire on January 21, 2018. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.80 to $43.185, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 212,365 | $30.01 | $6,373,073.65 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600,578.242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2017 Filed May 12, 2017 20:07 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 1,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,213.242 Read SEC document |
| May 10, 2017 Filed Oct 22, 2020 00:41 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
SaleCommon Stock | 0.007 | $43.10 | $0.30 |
DisclosureSEC source: 0000899243-20-028927 · doc4.xml · nonDerivative · entry 7 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 432,017,152.529 F1 · security: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization. F2 · security: The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds. F3 · security: The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16. F4 · balance_after: The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings. F5 · ownership.nature: This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so. Read SEC document |
| April 26, 2017 Filed May 12, 2017 20:07 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 1,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031884 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,378.242 Read SEC document |
| April 18, 2017 Filed Oct 22, 2020 00:41 UTC |
MITSUBISHI UFJ FINANCIAL GROUP INC10% owner
|
PurchaseCommon Stock | 0.009 | $41.21 | $0.37 |
DisclosureSEC source: 0000899243-20-028927 · doc4.xml · nonDerivative · entry 6 MITSUBISHI UFJ FINANCIAL GROUP INC · CIK 0000067088 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Subsidiary Disclosed balance after: 432,017,152.537 F1 · security: By virtue of its right to appoint two directors to the Board of Directors of Morgan Stanley, the Reporting Person is also a director of Morgan Stanley by deputization. F2 · security: The purchases and sales reflect the Reporting Person's pecuniary interest in transactions effected by its wholly-owned subsidiaries indirectly through certain investment funds. F3 · security: The Reporting Person has disgorged the profits realized by these transactions to the Issuer, including all transactions as to which the Reporting Person has disclaimed beneficial ownership and all transactions and securities which the Reporting Person has disclaimed being subject to Section 16. F4 · balance_after: The amounts reported in this column reflect not only the transactions set forth in this disclosure, but also those reported in prior Form 4 filings. F5 · ownership.nature: This Form 4 is the result of the Reporting Person's review of past trading activity in Morgan Stanley equity securities. That review, which began in late 2018, remains ongoing, and the Reporting Person will make further disclosures should it determine that it is necessary to do so. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:04 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 102,861 | $45.67 | $4,697,661.87 |
DisclosureSEC source: 0001209191-17-017403 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,390,502.242 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). F3 · balance_after: Since the Reporting Person's last report, 9,422 shares of Common Stock previously reported as indirectly beneficially owned by a grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:04 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantCommon Stock | 184,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017403 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483,941.242 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:07 UTC |
GROSSMAN ERIC FChief Legal Officer
|
Tax withholdingCommon Stock | 25,340 | $45.67 | $1,157,277.80 |
DisclosureSEC source: 0001209191-17-017430 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,788.111 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:07 UTC |
GROSSMAN ERIC FChief Legal Officer
|
GrantCommon Stock | 49,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017430 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,128.111 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:05 UTC |
KELLEHER THOMAS COLMPresident
|
Tax withholdingCommon Stock | 73,159 | $45.67 | $3,341,171.53 |
DisclosureSEC source: 0001209191-17-017416 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,657.44 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:05 UTC |
KELLEHER THOMAS COLMPresident
|
GrantCommon Stock | 148,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017416 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,816.44 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:42 UTC |
Hotsuki KeishiChief Risk Officer
|
Tax withholdingCommon Stock | 20,588 | $45.67 | $940,253.96 |
DisclosureSEC source: 0001209191-17-017643 · doc4.xml · nonDerivative · entry 2 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,511.125 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:42 UTC |
Hotsuki KeishiChief Risk Officer
|
GrantCommon Stock | 39,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017643 · doc4.xml · nonDerivative · entry 1 Hotsuki Keishi · CIK 0001510396 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,099.125 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:42 UTC |
BRODSKY JEFFREY SChief Human Resources Officer
|
Tax withholdingCommon Stock | 16,629 | $45.67 | $759,446.43 |
DisclosureSEC source: 0001209191-17-017646 · doc4.xml · nonDerivative · entry 2 BRODSKY JEFFREY S · CIK 0001663751 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,364.747 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:42 UTC |
BRODSKY JEFFREY SChief Human Resources Officer
|
GrantCommon Stock | 32,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017646 · doc4.xml · nonDerivative · entry 1 BRODSKY JEFFREY S · CIK 0001663751 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,993.747 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 21:16 UTC |
DARLING ALISTAIRDirector
|
Tax withholdingCommon Stock | 1 | $46.48 | $46.48 |
DisclosureSEC source: 0001209191-17-012082 · doc4.xml · nonDerivative · entry 1 DARLING ALISTAIR · CIK 0001662540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,702.625 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units acquired through dividend reinvestment on February 15, 2017 and granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his director compensation. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 21:15 UTC |
WIRTH PAUL CDeputy Chief Financial Officer
|
SaleCommon Stock | 12,481 | $46.04 | $574,562.84 |
DisclosureSEC source: 0001209191-17-011047 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Deputy Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,557.349 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $46.03 to $46.05, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:04 UTC |
KELLEHER THOMAS COLMPresident
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 182,027 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-17-009519 · doc4.xml · derivative · entry 3 KELLEHER THOMAS COLM · CIK 0001413097 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 182,027 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on February 2, 2012. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:04 UTC |
KELLEHER THOMAS COLMPresident
|
SaleCommon Stock | 182,027 | $43.82 | $7,976,586.96 |
DisclosureSEC source: 0001209191-17-009519 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,782.412 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $43.66 to $43.98, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:04 UTC |
KELLEHER THOMAS COLMPresident
|
Exercise / conversionCommon Stock | 182,027 | $30.01 | $5,462,630.27 |
DisclosureSEC source: 0001209191-17-009519 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 836,809.412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:05 UTC |
DARLING ALISTAIRDirector
|
Tax withholdingCommon Stock | 291 | $42.94 | $12,495.34 |
DisclosureSEC source: 0001209191-17-007062 · doc4.xml · nonDerivative · entry 1 DARLING ALISTAIR · CIK 0001662540 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,648.048 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 21:13 UTC |
WIRTH PAUL CDeputy Chief Financial Officer
|
SaleCommon Stock | 10,000 | $44.25 | $442,541.00 |
DisclosureSEC source: 0001209191-17-005857 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Deputy Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,038.349 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.24 to $44.27, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:03 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 284,827 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · derivative · entry 7 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 284,827 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on January 27, 2014. The Reporting Person continues to hold 424,731 vested Employee Stock Options with an exercise price of $30.01 that expire on January 21, 2018. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:03 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
SaleCommon Stock | 284,827 | $42.30 | $12,047,213.69 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 4 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304,371.933 F3 · shares: Shares sold in connection with an exercise of Employee Stock Options that expire on January 22, 2018. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.96 to $42.57, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:03 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 284,827 | $22.98 | $6,545,324.46 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 3 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589,198.933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:09 UTC |
GROSSMAN ERIC FChief Legal Officer
|
SaleCommon Stock | 17,562 | $42.14 | $739,992.43 |
DisclosureSEC source: 0001209191-17-004820 · doc4.xml · nonDerivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,346.537 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.12 to $42.16, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:11 UTC |
BRODSKY JEFFREY SChief Human Resources Officer
|
SaleCommon Stock | 11,755 | $42.37 | $498,058.17 |
DisclosureSEC source: 0001209191-17-004825 · doc4.xml · nonDerivative · entry 3 BRODSKY JEFFREY S · CIK 0001663751 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,399.899 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.12 to $42.49, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2017 Filed Mar 3, 2017 21:04 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GiftCommon Stock | 6,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017403 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,297,781.933 Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:03 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 42,328 | $42.15 | $1,784,125.20 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 2 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,304,371.933 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:03 UTC |
GORMAN JAMES PDirector · Chairman and CEO
|
GrantCommon Stock | 117,292.85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004811 · doc4.xml · nonDerivative · entry 1 GORMAN JAMES P · CIK 0001182328 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,346,700.441 F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:05 UTC |
KELLEHER THOMAS COLMPresident
|
Tax withholdingCommon Stock | 46,368 | $42.15 | $1,954,411.20 |
DisclosureSEC source: 0001209191-17-004814 · doc4.xml · nonDerivative · entry 2 KELLEHER THOMAS COLM · CIK 0001413097 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,782.412 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014, January 21, 2015, and January 20, 2016. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:05 UTC |
KELLEHER THOMAS COLMPresident
|
GrantCommon Stock | 56,206.14 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004814 · doc4.xml · nonDerivative · entry 1 KELLEHER THOMAS COLM · CIK 0001413097 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 701,152.377 F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:06 UTC |
PRUZAN JONATHANChief Financial Officer
|
Tax withholdingCommon Stock | 25,189 | $42.15 | $1,061,716.35 |
DisclosureSEC source: 0001209191-17-004816 · doc4.xml · nonDerivative · entry 2 PRUZAN JONATHAN · CIK 0001640050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,733.385 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:06 UTC |
PRUZAN JONATHANChief Financial Officer
|
GrantCommon Stock | 34,035.74 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004816 · doc4.xml · nonDerivative · entry 1 PRUZAN JONATHAN · CIK 0001640050 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,923.089 F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.