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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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Tapewire entity
1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2021 Filed Feb 17, 2021 21:47 UTC
FANJUL OSCARDirector
GrantCommon Stock 300.07 $112.48 $33,750.37
Disclosure

SEC source: 0001127602-21-006247 · form4.xml · nonDerivative · entry 1

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,738.522

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F2 · balance_after: Includes a total of 56.037 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan on February 12, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:45 UTC GrantCommon Stock 322 $112.48 $36,216.95
Disclosure

SEC source: 0001127602-21-006239 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,681.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:36 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 300.07 $112.48 $33,750.37
Disclosure

SEC source: 0001127602-21-006209 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,457.66

Underlying: Common Stock · 300.07 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:30 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 266.73 $112.48 $30,000.46
Disclosure

SEC source: 0001127602-21-006192 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,840.19

Underlying: Common Stock · 266.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 266.73 $112.48 $30,000.46
Disclosure

SEC source: 0001127602-21-006179 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,625.06

Underlying: Common Stock · 266.73 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:42 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 6.87 $113.08 $776.83
Disclosure

SEC source: 0001127602-21-006230 · form4.xml · derivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677.63

Underlying: Common Stock · 6.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:39 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 6.87 $113.08 $776.83
Disclosure

SEC source: 0001127602-21-006223 · form4.xml · derivative · entry 1

Ingram Tamara · CIK 0001782070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,677.63

Underlying: Common Stock · 6.87 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:36 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 295.52 $113.08 $33,415.92
Disclosure

SEC source: 0001127602-21-006209 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,157.59

Underlying: Common Stock · 295.52 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:30 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 51.49 $113.08 $5,822.23
Disclosure

SEC source: 0001127602-21-006192 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,573.46

Underlying: Common Stock · 51.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:26 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 136.62 $113.08 $15,448.31
Disclosure

SEC source: 0001127602-21-006179 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,358.33

Underlying: Common Stock · 136.62 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:19 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 37.11 $113.08 $4,196.21
Disclosure

SEC source: 0001127602-21-006160 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,061.22

Underlying: Common Stock · 37.11 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:33 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 314,516 $0.00 Strike: $36.50 $0.00
Disclosure

SEC source: 0001127602-20-031271 · form4.xml · derivative · entry 5

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 314,516 shares

Expires 2023-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017.

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:33 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 314,516 $115.39 $36,291,560.92
Disclosure

SEC source: 0001127602-20-031271 · form4.xml · nonDerivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,073.9999

Read SEC document
December 11, 2020 Filed Dec 14, 2020 21:33 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 314,516 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-031271 · form4.xml · nonDerivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,589.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:04 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionStock Options (Right to Buy) · Derivative 32,439 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001127602-20-029231 · form4.xml · derivative · entry 3

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,439 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:04 UTC
MCGIVNEY MARK CChief Financial Officer
SaleCommon Stock 32,439 $114.91 $3,727,500.61
Disclosure

SEC source: 0001127602-20-029231 · form4.xml · nonDerivative · entry 2

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:04 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionCommon Stock 32,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029231 · form4.xml · nonDerivative · entry 1

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:18 UTC SaleCommon Stock 6,658 $115.17 $766,781.22
Disclosure

SEC source: 0001127602-20-029243 · form4.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000.75

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:23 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 264.56 $113.40 $29,999.78
Disclosure

SEC source: 0001127602-20-029249 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,221.71

Underlying: Common Stock · 264.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:11 UTC
FANJUL OSCARDirector
GrantCommon Stock 366.94 $113.40 $41,609.16
Disclosure

SEC source: 0001127602-20-029236 · form4.xml · nonDerivative · entry 1

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,382.415

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F2 · balance_after: Includes a total of 54.113 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan on November 13, 2020.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:08 UTC GrantCommon Stock 319 $113.40 $36,173.01
Disclosure

SEC source: 0001127602-20-029234 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,359.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:02 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 264.56 $113.40 $29,999.78
Disclosure

SEC source: 0001127602-20-029229 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,521.97

Underlying: Common Stock · 264.56 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 15, 2020 Filed Nov 17, 2020 21:15 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 297.63 $113.40 $33,749.75
Disclosure

SEC source: 0001127602-20-029239 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,862.07

Underlying: Common Stock · 297.63 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:20 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 37.17 $112.43 $4,179.02
Disclosure

SEC source: 0001127602-20-029245 · form4.xml · derivative · entry 1

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024.11

Underlying: Common Stock · 37.17 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:23 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 135.75 $112.43 $15,262.37
Disclosure

SEC source: 0001127602-20-029249 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,957.15

Underlying: Common Stock · 135.75 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:18 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 6.88 $112.43 $773.52
Disclosure

SEC source: 0001127602-20-029243 · form4.xml · derivative · entry 2

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670.76

Underlying: Common Stock · 6.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:02 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 50.49 $112.43 $5,676.59
Disclosure

SEC source: 0001127602-20-029229 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,257.41

Underlying: Common Stock · 50.49 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:15 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 294.76 $112.43 $33,139.87
Disclosure

SEC source: 0001127602-20-029239 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,564.44

Underlying: Common Stock · 294.76 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:06 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 6.88 $112.43 $773.52
Disclosure

SEC source: 0001127602-20-029233 · form4.xml · derivative · entry 1

Ingram Tamara · CIK 0001782070 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670.76

Underlying: Common Stock · 6.88 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
November 06, 2020 Filed Feb 5, 2021 21:19 UTC
Beshar Peter JEVP and General Counsel
GiftCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004168 · form5.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust Account

Disclosed balance after: 54,000

Read SEC document
November 06, 2020 Filed Feb 5, 2021 21:19 UTC
Beshar Peter JEVP and General Counsel
GiftCommon Stock 54,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004168 · form5.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,380

Read SEC document
November 05, 2020 Filed Feb 5, 2021 21:24 UTC
Gilbert E ScottSVP, Chief Information Officer
GiftCommon Stock 4,588 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004174 · form5.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,609

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 97,319 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · derivative · entry 10

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 97,319 shares

Expires 2026-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 99,207 $0.00 Strike: $56.84 $0.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · derivative · entry 9

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 99,207 shares

Expires 2025-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionStock Options (Right to Buy) · Derivative 113,872 $0.00 Strike: $48.00 $0.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · derivative · entry 8

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,872 shares

Expires 2024-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 74,656 $105.44 $7,871,728.64
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 7

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,380

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 75,931 $105.21 $7,988,700.51
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 6

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 621,036

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 82,275 $105.20 $8,655,330.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 5

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 696,967

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 97,319 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 4

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 2, 2020 Mr. Beshar exercised 113,872 options that were granted to him in 2014, 99,207 options that were granted to him in 2015 and 97,319 options that were granted to him in 2016 and thereby increased his net ownership of MMC common stock by 77,536 from 468,844 to 546,380 shares. 82,275 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2014, 75,931 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2015 and 74,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2016 in exempt transactions.

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November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 99,207 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 2, 2020 Mr. Beshar exercised 113,872 options that were granted to him in 2014, 99,207 options that were granted to him in 2015 and 97,319 options that were granted to him in 2016 and thereby increased his net ownership of MMC common stock by 77,536 from 468,844 to 546,380 shares. 82,275 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2014, 75,931 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2015 and 74,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2016 in exempt transactions.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 113,872 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 2, 2020 Mr. Beshar exercised 113,872 options that were granted to him in 2014, 99,207 options that were granted to him in 2015 and 97,319 options that were granted to him in 2016 and thereby increased his net ownership of MMC common stock by 77,536 from 468,844 to 546,380 shares. 82,275 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2014, 75,931 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2015 and 74,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2016 in exempt transactions.

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August 25, 2020 Filed Aug 26, 2020 20:00 UTC
Ferland MartinePresident and CEO, Mercer
SaleCommon Stock 2,940 $112.90 $331,920.12
Disclosure

SEC source: 0001127602-20-024273 · form4.xml · nonDerivative · entry 1

Ferland Martine · CIK 0001769136 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

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August 18, 2020 Filed Nov 4, 2020 21:01 UTC
Beshar Peter JEVP and General Counsel
GiftCommon Stock 8,584 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,844

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:18 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 288.67 $116.92 $33,749.85
Disclosure

SEC source: 0001127602-20-023810 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,269.68

Underlying: Common Stock · 288.67 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

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August 15, 2020 Filed Aug 18, 2020 20:16 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 256.6 $116.92 $30,000.39
Disclosure

SEC source: 0001127602-20-023807 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,821.4

Underlying: Common Stock · 256.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
August 15, 2020 Filed Aug 18, 2020 20:10 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 256.6 $116.92 $30,000.39
Disclosure

SEC source: 0001127602-20-023797 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,206.92

Underlying: Common Stock · 256.6 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

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August 15, 2020 Filed Aug 18, 2020 20:05 UTC GrantCommon Stock 310 $116.92 $36,243.65
Disclosure

SEC source: 0001127602-20-023784 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,040.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

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August 15, 2020 Filed Aug 18, 2020 20:03 UTC
FANJUL OSCARDirector
GrantCommon Stock 288.67 $116.92 $33,749.85
Disclosure

SEC source: 0001127602-20-023780 · form4.xml · nonDerivative · entry 1

FANJUL OSCAR · CIK 0001194447 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,961.362

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F2 · balance_after: Includes a total of 51.068 shares acquired pursuant to the Marsh & McLennan dividend reinvestment plan on August 14, 2020.

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August 15, 2020 Filed Aug 18, 2020 20:01 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionRestricted Stock Units · Derivative 12,739 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023778 · form4.xml · derivative · entry 3

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,851

Underlying: Common Stock · 12,739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 12,739 shares underlying restricted stock units of which 6,239 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on August 1, 2017.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

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August 15, 2020 Filed Aug 18, 2020 20:01 UTC
Doyle John QPresident and CEO, Marsh
Tax withholdingCommon Stock 6,239 $116.92 $729,432.69
Disclosure

SEC source: 0001127602-20-023778 · form4.xml · nonDerivative · entry 2

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,033.0205

F1 · kind: Vesting and distribution to reporting person of 12,739 shares underlying restricted stock units of which 6,239 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on August 1, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.