Tapewire

Nasdaq · USD

MRNA

Moderna, Inc.

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Tapewire entity
2025
SEC CIK
0001682852
Parsed reports
1,064

Last 12 months

Inside the activity.

0 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202603
Jun 202602
Jul 202601
Aug 202604
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 3, 2025 21:46 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionCommon Stock 233 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007548 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:41 UTC
Hoge StephenPresident
Exercise / conversionRestricted Stock Units · Derivative 611 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007545 · form4.xml · derivative · entry 8

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,884

Underlying: Common Stock · 611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F5 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:41 UTC
Hoge StephenPresident
Exercise / conversionRestricted Stock Units · Derivative 652 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007545 · form4.xml · derivative · entry 7

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,607

Underlying: Common Stock · 652 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:41 UTC
Hoge StephenPresident
Tax withholdingCommon Stock 296 $31.09 $9,202.64
Disclosure

SEC source: 0001127602-25-007545 · form4.xml · nonDerivative · entry 4

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450,727

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:41 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 611 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007545 · form4.xml · nonDerivative · entry 3

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,451,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:41 UTC
Hoge StephenPresident
Tax withholdingCommon Stock 316 $31.09 $9,824.44
Disclosure

SEC source: 0001127602-25-007545 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450,412

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:41 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 652 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007545 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:49 UTC
Mock James MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:49 UTC
Mock James MChief Financial Officer
Tax withholdingCommon Stock 160 $31.09 $4,974.40
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,874

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:49 UTC
Mock James MChief Financial Officer
Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,653 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · derivative · entry 6

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,653 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

F5 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 3,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · derivative · entry 5

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,283

Underlying: Common Stock · 3,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC
Klinger Shannon ThymeChief Legal Officer
Tax withholdingCommon Stock 1,283 $33.58 $43,083.14
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · nonDerivative · entry 4

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,735

F3 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionCommon Stock 2,653 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · nonDerivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC
Klinger Shannon ThymeChief Legal Officer
Tax withholdingCommon Stock 1,496 $33.58 $50,235.68
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,365

F3 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:25 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionCommon Stock 3,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007265 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 342 shares acquired under the Moderna, Inc. 2018 Employee Stock Purchase Plan on December 13, 2024.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:21 UTC
Hoge StephenPresident
Exercise / conversionRestricted Stock Units · Derivative 5,746 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007252 · form4.xml · derivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,241

Underlying: Common Stock · 5,746 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:21 UTC
Hoge StephenPresident
Tax withholdingCommon Stock 2,779 $33.58 $93,318.82
Disclosure

SEC source: 0001127602-25-007252 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,450,076

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:21 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 5,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007252 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,452,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · derivative · entry 9

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

F7 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · derivative · entry 8

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,283

Underlying: Common Stock · 3,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F6 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · derivative · entry 7

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units convert into common stock on a one-for-one basis.

F1 · kind: Performance stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: 25% of the shares subject to this performance stock unit award vested on May 31, 2024 upon determination of achievement of the performance criteria, with the remainder vesting in three (3) equal installments on August 27, 2024, November 27, 2024 and February 27, 2025.

F5 · derivative.expiration_date: 25% of the shares subject to this performance stock unit award vested on May 31, 2024 upon determination of achievement of the performance criteria, with the remainder vesting in three (3) equal installments on August 27, 2024, November 27, 2024 and February 27, 2025.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Tax withholdingCommon Stock 642 $33.58 $21,558.36
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,705

F4 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Exercise / conversionCommon Stock 1,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Tax withholdingCommon Stock 1,496 $33.58 $50,235.68
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,021

F4 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Exercise / conversionCommon Stock 3,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Tax withholdingCommon Stock 642 $33.58 $21,558.36
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,423

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of performance stock stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC
Mock James MChief Financial Officer
Exercise / conversionCommon Stock 1,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Performance stock units convert into common stock on a one-for-one basis.

F1 · price: Performance stock units convert into common stock on a one-for-one basis.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:15 UTC
Klinger Shannon ThymeChief Legal Officer
Tax withholdingCommon Stock 1,068 $30.93 $33,033.24
Disclosure

SEC source: 0001127602-25-004913 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,425

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vesting of the 2022 PSUs.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:15 UTC
Klinger Shannon ThymeChief Legal Officer
GrantCommon Stock 2,047 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004913 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,493

F1 · kind: The reported transaction is the vesting of performance-based restricted stock units granted to the reporting person on March 1, 2022 (the "2022 PSUs").

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:12 UTC
Hoge StephenPresident
Tax withholdingCommon Stock 2,771 $30.93 $85,707.03
Disclosure

SEC source: 0001127602-25-004900 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,447,109

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vesting of the 2022 PSUs.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:12 UTC
Hoge StephenPresident
GrantCommon Stock 5,734 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004900 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,449,880

F1 · kind: The reported transaction is the vesting of performance-based restricted stock units granted to the reporting person on March 1, 2022 (the "2022 PSUs").

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:06 UTC
Bancel StephaneDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,400 $30.93 $197,952.00
Disclosure

SEC source: 0001127602-25-004871 · form4.xml · nonDerivative · entry 2

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,493,897

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vesting of the 2022 PSUs.

Read SEC document
February 12, 2025 Filed Feb 14, 2025 21:06 UTC
Bancel StephaneDirector · Chief Executive Officer
GrantCommon Stock 13,233 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004871 · form4.xml · nonDerivative · entry 1

Bancel Stephane · CIK 0001443340 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500,297

F1 · kind: The reported transaction is the vesting of performance-based restricted stock units granted to the reporting person on March 1, 2022 (the "2022 PSUs").

Read SEC document
February 07, 2025 Filed Feb 10, 2025 21:28 UTC
Hoge StephenPresident
Exercise / conversionRestricted Stock Units · Derivative 523 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-003835 · form4.xml · derivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 9, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter. This restricted stock unit award is fully vested as of February 7, 2025.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 9, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter. This restricted stock unit award is fully vested as of February 7, 2025.

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February 07, 2025 Filed Feb 10, 2025 21:28 UTC
Hoge StephenPresident
Tax withholdingCommon Stock 281 $33.61 $9,444.41
Disclosure

SEC source: 0001127602-25-003835 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,444,146

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

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February 07, 2025 Filed Feb 10, 2025 21:28 UTC
Hoge StephenPresident
Exercise / conversionCommon Stock 523 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-003835 · form4.xml · nonDerivative · entry 1

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,444,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:38 UTC
Mock James MChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,453 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-000785 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,169

Underlying: Common Stock · 1,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

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January 03, 2025 Filed Jan 6, 2025 21:38 UTC
Mock James MChief Financial Officer
Tax withholdingCommon Stock 780 $42.00 $32,760.00
Disclosure

SEC source: 0001127602-25-000785 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,739

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:38 UTC
Mock James MChief Financial Officer
Exercise / conversionCommon Stock 1,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-000785 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:08 UTC
Klinger Shannon ThymeChief Legal Officer
SaleCommon Stock 529 $44.68 $23,637.31
Disclosure

SEC source: 0001127602-24-028963 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,446

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 21:08 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,138 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028963 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,278

Underlying: Common Stock · 1,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on June 7, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on June 7, 2022 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 06, 2024 Filed Dec 10, 2024 21:08 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionCommon Stock 1,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-028963 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:51 UTC
Klinger Shannon ThymeChief Legal Officer
GrantRestricted Stock Units · Derivative 188,761 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028774 · form4.xml · derivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,761

Underlying: Common Stock · 188,761 shares

Expires not disclosed

F1 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F1 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:55 UTC
Mock James MChief Financial Officer
GrantRestricted Stock Units · Derivative 188,761 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028780 · form4.xml · derivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,761

Underlying: Common Stock · 188,761 shares

Expires not disclosed

F1 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F1 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:11 UTC
Klinger Shannon ThymeChief Legal Officer
SaleCommon Stock 112 $43.30 $4,849.28
Disclosure

SEC source: 0001127602-24-028668 · form4.xml · nonDerivative · entry 2

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,837

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 22:08 UTC
Hoge StephenPresident
SaleCommon Stock 314 $43.30 $13,595.29
Disclosure

SEC source: 0001127602-24-028663 · form4.xml · nonDerivative · entry 2

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,443,904

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:11 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 232 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028668 · form4.xml · derivative · entry 3

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,164

Underlying: Common Stock · 232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:11 UTC
Klinger Shannon ThymeChief Legal Officer
Exercise / conversionCommon Stock 232 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-028668 · form4.xml · nonDerivative · entry 1

Klinger Shannon Thyme · CIK 0001866132 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 22:08 UTC
Hoge StephenPresident
Exercise / conversionRestricted Stock Units · Derivative 651 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-028663 · form4.xml · derivative · entry 5

Hoge Stephen · CIK 0001760669 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,259

Underlying: Common Stock · 651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.