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OTC · USD

MRMD

MARIMED INC.

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Tapewire entity
7423
SEC CIK
0001522767
Parsed reports
178

Last 12 months

Inside the activity.

5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2025 Filed Mar 11, 2025 21:13 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001522767-25-000020 · wk-form4_1741727623.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,797,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:11 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 23,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-25-000018 · wk-form4_1741727472.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,667

Underlying: Common Stock, par value $.001 per share · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on March 7, 2023 and vested as to one-third (1/3) on March 7, 2024 and one-sixth (1/6) on each of September 7, 2024 and March 7, 2025; the remaining RSUs will vest in two equal installments thereafter, on September 7, 2025 and March 7, 2026.

F4 · derivative.expiration_date: The RSUs were granted on March 7, 2023 and vested as to one-third (1/3) on March 7, 2024 and one-sixth (1/6) on each of September 7, 2024 and March 7, 2025; the remaining RSUs will vest in two equal installments thereafter, on September 7, 2025 and March 7, 2026.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:11 UTC
Levine Jon RDirector · President and CEO
Tax withholdingCommon stock 8,085 $0.11 $887.73
Disclosure

SEC source: 0001522767-25-000018 · wk-form4_1741727472.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,553,709

F2 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:11 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionCommon stock 23,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-25-000018 · wk-form4_1741727472.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,561,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 22:17 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 65,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-25-000006 · wk-form4_1741040214.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock, par value $.001 per share · 65,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on September 1, 2023 and vested one-third (1/3) on September 1, 2024 and one-sixth (1/6) on March 1, 2025; the remaining RSUs will vest in three equal installments thereafter, on September 1, 2025, March 1, 2026 and September 1, 2026.

F4 · derivative.expiration_date: The RSUs were granted on September 1, 2023 and vested one-third (1/3) on September 1, 2024 and one-sixth (1/6) on March 1, 2025; the remaining RSUs will vest in three equal installments thereafter, on September 1, 2025, March 1, 2026 and September 1, 2026.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 22:17 UTC
Shaw TimothyChief Operating Officer
Tax withholdingCommon stock 22,523 $0.11 $2,560.87
Disclosure

SEC source: 0001522767-25-000006 · wk-form4_1741040214.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,776,105

F2 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 22:17 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 65,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-25-000006 · wk-form4_1741040214.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,798,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:04 UTC
Pinho MarioChief Financial Officer
GrantRestricted Stock Units (RSU) · Derivative 214,286 $0.00 $0.00
Disclosure

SEC source: 0001522767-25-000004 · wk-form4_1740089092.xml · derivative · entry 1

Pinho Mario · CIK 0002032308 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,286

Underlying: Common Stock, par value $.001 per share · 214,286 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs will vest as follows: one-fourth (1/4) will vest on March 31, 2025 and one-fourth (1/4) will vest every three months thereafter for the following nine months in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs will vest as follows: one-fourth (1/4) will vest on March 31, 2025 and one-fourth (1/4) will vest every three months thereafter for the following nine months in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 22:05 UTC
Shaw TimothyChief Operating Officer
GrantRestricted Stock Units (RSU) · Derivative 243,750 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000100 · wk-form4_1733177113.xml · derivative · entry 3

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,750

Underlying: Common Stock, par value $.001 per share · 243,750 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest on the first anniversary of the date of grant and one-sixth (1/6) will vest every six months thereafter for the following two years in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest on the first anniversary of the date of grant and one-sixth (1/6) will vest every six months thereafter for the following two years in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
November 29, 2024 Filed Dec 2, 2024 22:03 UTC
Levine Jon RDirector · President and CEO
GrantRestricted Stock Units (RSU) · Derivative 281,250 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000099 · wk-form4_1733177018.xml · derivative · entry 3

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,250

Underlying: Common Stock, par value $.001 per share · 281,250 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest on the first anniversary of the date of grant and one-sixth (1/6) will vest every six months thereafter for the following two years in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest on the first anniversary of the date of grant and one-sixth (1/6) will vest every six months thereafter for the following two years in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 22:07 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000094 · wk-form4_1731103620.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock, par value $.001 per share · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on November 7, 2023 and vested as to one-third on November 7, 2024; the remaining two-thirds will vest in four equal installments thereafter, on May 7, 2025, November 7, 2025, May 7, 2026 and November 7, 2026.

F4 · derivative.expiration_date: The RSUs were granted on November 7, 2023 and vested as to one-third on November 7, 2024; the remaining two-thirds will vest in four equal installments thereafter, on May 7, 2025, November 7, 2025, May 7, 2026 and November 7, 2026.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 22:07 UTC
Levine Jon RDirector · President and CEO
Tax withholdingCommon stock 44,026 $0.15 $6,625.91
Disclosure

SEC source: 0001522767-24-000094 · wk-form4_1731103620.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,538,461

F2 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 22:07 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionCommon stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000094 · wk-form4_1731103620.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,582,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 21:06 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 111,111 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000083 · wk-form4_1730235962.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,223

Underlying: Common Stock, par value $.001 per share · 111,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on October 27, 2022 and vested as to one-sixth on each of April 27, 2023, October 27, 2023, April 27, 2024 and October 27, 2024; the remaining one-third will vest in two equal installments thereafter, on April 27, 2025 and October 27, 2025.

F4 · derivative.expiration_date: The RSUs were granted on October 27, 2022 and vested as to one-sixth on each of April 27, 2023, October 27, 2023, April 27, 2024 and October 27, 2024; the remaining one-third will vest in two equal installments thereafter, on April 27, 2025 and October 27, 2025.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 21:06 UTC
Shaw TimothyChief Operating Officer
Tax withholdingCommon stock 32,612 $0.17 $5,380.98
Disclosure

SEC source: 0001522767-24-000083 · wk-form4_1730235962.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,733,628

F2 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 21:06 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 111,111 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000083 · wk-form4_1730235962.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,766,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 21:05 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 138,889 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000081 · wk-form4_1730235894.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,777

Underlying: Common Stock, par value $.001 per share · 138,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on October 27, 2022 and vested as to one-sixth on each of April 27, 2023, October 27, 2023, April 27, 2024 and October 27, 2024; the remaining one-third will vest in two equal installments thereafter, on April 27, 2025 and October 27, 2025.

F4 · derivative.expiration_date: The RSUs were granted on October 27, 2022 and vested as to one-sixth on each of April 27, 2023, October 27, 2023, April 27, 2024 and October 27, 2024; the remaining one-third will vest in two equal installments thereafter, on April 27, 2025 and October 27, 2025.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 21:05 UTC
Levine Jon RDirector · President and CEO
Tax withholdingCommon stock 40,764 $0.17 $6,726.06
Disclosure

SEC source: 0001522767-24-000081 · wk-form4_1730235894.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,432,487

F2 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
October 27, 2024 Filed Oct 29, 2024 21:05 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionCommon stock 138,889 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000081 · wk-form4_1730235894.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,473,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
September 07, 2024 Filed Sep 10, 2024 21:16 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 21,667 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000078 · wk-form4_1726002982.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock, par value $.001 per share · 21,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on March 7, 2023 and vested as to one-third on March 7, 2024 and one-sixth on September 7, 2024; the remaining one-half will vest in three equal semi-annual installments thereafter, on each of March 7 and September 7, through March 7, 2026.

F4 · derivative.expiration_date: The RSUs were granted on March 7, 2023 and vested as to one-third on March 7, 2024 and one-sixth on September 7, 2024; the remaining one-half will vest in three equal semi-annual installments thereafter, on each of March 7 and September 7, through March 7, 2026.

Read SEC document
September 07, 2024 Filed Sep 10, 2024 21:16 UTC
Shaw TimothyChief Operating Officer
Tax withholdingCommon stock 6,360 $0.16 $1,036.04
Disclosure

SEC source: 0001522767-24-000078 · wk-form4_1726002982.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,655,129

F2 · acquired: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
September 07, 2024 Filed Sep 10, 2024 21:16 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 21,667 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000078 · wk-form4_1726002982.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,661,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
September 07, 2024 Filed Sep 10, 2024 21:14 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 23,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000076 · wk-form4_1726002893.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock, par value $.001 per share · 23,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on March 7, 2023 and vested as to one-third on March 7, 2024 and one-sixth on September 7, 2024; the remaining one-half will vest in three equal semi-annual installments thereafter, on each of March 7 and September 7, through March 7, 2026.

F4 · derivative.expiration_date: The RSUs were granted on March 7, 2023 and vested as to one-third on March 7, 2024 and one-sixth on September 7, 2024; the remaining one-half will vest in three equal semi-annual installments thereafter, on each of March 7 and September 7, through March 7, 2026.

Read SEC document
September 07, 2024 Filed Sep 10, 2024 21:14 UTC
Levine Jon RDirector · President and CEO
Tax withholdingCommon stock 6,849 $0.16 $1,115.70
Disclosure

SEC source: 0001522767-24-000076 · wk-form4_1726002893.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,334,362

F2 · acquired: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 07, 2024 Filed Sep 10, 2024 21:14 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionCommon stock 23,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000076 · wk-form4_1726002893.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,341,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 22:32 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 130,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000072 · wk-form4_1725485897.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock, par value $.001 per share · 130,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs were granted on September 1, 2023 and vested as to one-third on September 1, 2024; the remaining two-thirds will vest in four equal semi-annual installments thereafter through September 1, 2026.

F4 · derivative.expiration_date: The RSUs were granted on September 1, 2023 and vested as to one-third on September 1, 2024; the remaining two-thirds will vest in four equal semi-annual installments thereafter through September 1, 2026.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 22:32 UTC
Shaw TimothyChief Operating Officer
Tax withholdingCommon stock 38,156 $0.19 $7,077.94
Disclosure

SEC source: 0001522767-24-000072 · wk-form4_1725485897.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,639,822

F2 · shares: Reflects shares of common stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
September 01, 2024 Filed Sep 4, 2024 22:32 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 130,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000072 · wk-form4_1725485897.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,677,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 17:07 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000057 · wk-form4_1718053665.xml · derivative · entry 3

Tucker Kathleen · CIK 0001972688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 17:07 UTC Exercise / conversionCommon stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000057 · wk-form4_1718053665.xml · nonDerivative · entry 1

Tucker Kathleen · CIK 0001972688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 21:02 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000051 · wk-form4_1718053322.xml · derivative · entry 3

Allen David R · CIK 0001389440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 21:02 UTC Exercise / conversionCommon stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000051 · wk-form4_1718053322.xml · nonDerivative · entry 1

Allen David R · CIK 0001389440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 21:04 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000053 · wk-form4_1718053463.xml · derivative · entry 3

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 21:04 UTC Exercise / conversionCommon stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000053 · wk-form4_1718053463.xml · nonDerivative · entry 1

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 21:06 UTC Exercise / conversionRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000055 · wk-form4_1718053573.xml · derivative · entry 3

Selhub Eva M.D. · CIK 0001789639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs vested fully on the one-year anniversary of the June 8, 2023 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 08, 2024 Filed Jun 10, 2024 21:06 UTC Exercise / conversionCommon stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000055 · wk-form4_1718053573.xml · nonDerivative · entry 1

Selhub Eva M.D. · CIK 0001789639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 17:07 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000057 · wk-form4_1718053665.xml · derivative · entry 2

Tucker Kathleen · CIK 0001972688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 6. 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 6. 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 21:02 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000051 · wk-form4_1718053322.xml · derivative · entry 2

Allen David R · CIK 0001389440 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 21:04 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000053 · wk-form4_1718053463.xml · derivative · entry 2

Gildea Edward J · CIK 0001389445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 21:06 UTC GrantRestricted Stock Units (RSU) · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000055 · wk-form4_1718053573.xml · derivative · entry 2

Selhub Eva M.D. · CIK 0001789639 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock, par value $.001 per share · 75,000 shares

Expires not disclosed

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F2 · derivative.expiration_date: The RSUs vest fully on the one-year anniversary of the June 6, 2024 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 29, 2024 Filed Apr 29, 2024 23:07 UTC
Shaw TimothyChief Operating Officer
SaleCommon stock 40,205 $0.26 $10,264.34
Disclosure

SEC source: 0001522767-24-000033 · wk-form4_1714432043.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,547,978

F2 · shares: Reflects shares of common stock sold pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person on March 14, 2023 to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 29, 2024 Filed Apr 29, 2024 21:36 UTC
Levine Jon RDirector · President and CEO
SaleCommon stock 50,031 $0.26 $12,772.91
Disclosure

SEC source: 0001522767-24-000031 · wk-form4_1714426558.xml · nonDerivative · entry 2

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,317,878

F2 · acquired: Reflects shares of common stock sold pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person on March 10, 2023 to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document
April 27, 2024 Filed Apr 29, 2024 23:07 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 111,111 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000033 · wk-form4_1714432043.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 333,334

Underlying: Common Stock, par value $.001 per share · 111,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three-year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three-year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 27, 2024 Filed Apr 29, 2024 23:07 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionCommon stock 111,111 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000033 · wk-form4_1714432043.xml · nonDerivative · entry 1

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,588,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
April 27, 2024 Filed Apr 29, 2024 21:36 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionRestricted Stock Units (RSU) · Derivative 138,889 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000031 · wk-form4_1714426558.xml · derivative · entry 4

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 416,667

Underlying: Common Stock, par value $.001 per share · 138,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three-year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three-year period in equal one-sixth installments every six months following the October 27, 2022 grant date, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 27, 2024 Filed Apr 29, 2024 21:36 UTC
Levine Jon RDirector · President and CEO
Exercise / conversionCommon stock 138,889 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000031 · wk-form4_1714426558.xml · nonDerivative · entry 1

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,367,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: RSUs convert to shares of common stock on a one-for-one basis.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 21:10 UTC
Shaw TimothyChief Operating Officer
GrantRestricted Stock Units (RSU) · Derivative 59,895 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000019 · wk-form4_1712178610.xml · derivative · entry 3

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,895

Underlying: Common Stock, par value $.001 per share · 59,895 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest one year from the date of grant and one-sixth (1/6) will vest every six months thereafter, on October 2 and April 2, for the following two years through April 2, 2027 in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest one year from the date of grant and one-sixth (1/6) will vest every six months thereafter, on October 2 and April 2, for the following two years through April 2, 2027 in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
April 02, 2024 Filed Apr 3, 2024 21:08 UTC
Levine Jon RDirector · President and CEO
GrantRestricted Stock Units (RSU) · Derivative 69,110 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000017 · wk-form4_1712178486.xml · derivative · entry 3

Levine Jon R · CIK 0001789645 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,110

Underlying: Common Stock, par value $.001 per share · 69,110 shares

Expires not disclosed

F2 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest one year from the date of grant and one-sixth (1/6) will vest every six months thereafter, on October 2 and April 2, for the following two years through April 2, 2027 in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F3 · derivative.expiration_date: The RSUs will vest over a three-year period as follows: one-third (1/3) will vest one year from the date of grant and one-sixth (1/6) will vest every six months thereafter, on October 2 and April 2, for the following two years through April 2, 2027 in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:30 UTC
Shaw TimothyChief Operating Officer
Exercise / conversionRestricted Stock Units (RSU) · Derivative 43,333 $0.00 $0.00
Disclosure

SEC source: 0001522767-24-000013 · wk-form4_1710192624.xml · derivative · entry 4

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,667

Underlying: Common Stock, par value $.001 per share · 43,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSUs convert to shares of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vest over a three year period of which 43,333 RSUs vested on March 7, 2024 and thereafter, 21,667 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

F4 · derivative.expiration_date: The RSUs vest over a three year period of which 43,333 RSUs vested on March 7, 2024 and thereafter, 21,667 RSUs will vest every succeeding six (6) months through March 7, 2026, on each of September 7th and March 7th, in accordance with the terms of an award agreement between the Issuer and the Reporting Person.

Read SEC document
March 07, 2024 Filed Mar 11, 2024 21:30 UTC
Shaw TimothyChief Operating Officer
SaleCommon stock 15,348 $0.23 $3,603.71
Disclosure

SEC source: 0001522767-24-000013 · wk-form4_1710192624.xml · nonDerivative · entry 2

Shaw Timothy · CIK 0001866577 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,477,072

F2 · shares: Reflects shares of common stock sold pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person on March 10, 2023 to satisfy tax withholding obligations in connection with the vesting of RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.