Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 15 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2016 Filed Dec 21, 2016 01:40 UTC |
Winzeler Jeffrey GChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 24,313 | Not disclosed Strike: $6.63 | Not disclosed |
DisclosureSEC source: 0001209191-16-156218 · doc4.xml · derivative · entry 2 Winzeler Jeffrey G · CIK 0001312143 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,313 Underlying: Common Stock · 24,313 shares Expires 2026-07-11 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:40 UTC |
Winzeler Jeffrey GChief Financial Officer
|
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 24,313 | Not disclosed Strike: $15.86 | Not disclosed |
DisclosureSEC source: 0001209191-16-156218 · doc4.xml · derivative · entry 1 Winzeler Jeffrey G · CIK 0001312143 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,313 shares Expires 2026-07-11 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:34 UTC |
TATE GEOFFREYDirector
|
GrantNonqualified Stock Option (Right to Buy) · Derivative | 16,250 | Not disclosed Strike: $6.63 | Not disclosed |
DisclosureSEC source: 0001209191-16-156214 · doc4.xml · derivative · entry 2 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Underlying: Common Stock · 16,250 shares Expires 2026-07-11 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:34 UTC |
TATE GEOFFREYDirector
|
Disposition to issuerNonqualified Stock Option (Right to Buy) · Derivative | 16,250 | Not disclosed Strike: $15.86 | Not disclosed |
DisclosureSEC source: 0001209191-16-156214 · doc4.xml · derivative · entry 1 TATE GEOFFREY · CIK 0001192512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,250 shares Expires 2026-07-11 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:33 UTC |
FOSTER RONALD CDirector
|
GrantNonqualified Stock Option (Right to Buy) · Derivative | 16,250 | Not disclosed Strike: $6.63 | Not disclosed |
DisclosureSEC source: 0001209191-16-156213 · doc4.xml · derivative · entry 2 FOSTER RONALD C · CIK 0001222896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,250 Underlying: Common Stock · 16,250 shares Expires 2026-07-11 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016. Read SEC document |
| December 16, 2016 Filed Dec 21, 2016 01:33 UTC |
FOSTER RONALD CDirector
|
Disposition to issuerNonqualified Stock Option (Right to Buy) · Derivative | 16,250 | Not disclosed Strike: $15.86 | Not disclosed |
DisclosureSEC source: 0001209191-16-156213 · doc4.xml · derivative · entry 1 FOSTER RONALD C · CIK 0001222896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,250 shares Expires 2026-07-11 F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016. F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016. F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $174,057.17 |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 9 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,464 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · reported_value: The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016. F4 · derivative.exercise_date: The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016. F4 · derivative.expiration_date: The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $248,653.00 |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 8 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,219 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · reported_value: The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016. F3 · derivative.exercise_date: The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016. F3 · derivative.expiration_date: The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
ConversionSeries B Preferred Stock · Derivative | 36,215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 7 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
ConversionSeries A Preferred Stock · Derivative | 67,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 6 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
PurchaseCommon Stock | 41,961 | $8.00 | $335,688.00 |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 5 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 41,961 F2 · ownership.nature: The shares are held by the Lawrence G and Janice C. Finch Revocable Trust, of which the reporting person is trustee. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
ConversionCommon Stock | 27,464 | $6.40 | $175,769.60 |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 4 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
ConversionCommon Stock | 40,219 | $6.40 | $257,401.60 |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 3 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
ConversionCommon Stock | 36,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 2 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:30 UTC |
FINCH LAWRENCE GDirector
|
ConversionCommon Stock | 67,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 1 FINCH LAWRENCE G · CIK 0000901762 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,232 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $696,228.00 |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 9 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 109,857 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · reported_value: The notes were issued in the original principal amount of $668,066.03 to Sigma Partners 8, L.P., $21,114.74 to Sigma Associates 8, L.P. and $7,048.07 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The note had accrued interest of $6,589.14 to Sigma Partners 8, L.P., $208.25 to Sigma Associates 8, L.P. and $69.52 to Sigma Investors 8, L.P. through October 12, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F9 · derivative.exercise_date: The notes were issued in the original principal amount of $668,066.03 to Sigma Partners 8, L.P., $21,114.74 to Sigma Associates 8, L.P. and $7,048.07 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The note had accrued interest of $6,589.14 to Sigma Partners 8, L.P., $208.25 to Sigma Associates 8, L.P. and $69.52 to Sigma Investors 8, L.P. through October 12, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F9 · derivative.expiration_date: The notes were issued in the original principal amount of $668,066.03 to Sigma Partners 8, L.P., $21,114.74 to Sigma Associates 8, L.P. and $7,048.07 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The note had accrued interest of $6,589.14 to Sigma Partners 8, L.P., $208.25 to Sigma Associates 8, L.P. and $69.52 to Sigma Investors 8, L.P. through October 12, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $994,612.00 |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 8 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 160,878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · reported_value: The notes were issued in the original principal amount of $954,379.44 to Sigma Partners 8, L.P., $30,163.90 to Sigma Associates 8, L.P. and $10,068.66 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $33,599.39 to Sigma Partners 8, L.P., $1,061.93 to Sigma Associates 8, L.P. and $354.47 to Sigma Investors 8, L.P. through October 2, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F8 · derivative.exercise_date: The notes were issued in the original principal amount of $954,379.44 to Sigma Partners 8, L.P., $30,163.90 to Sigma Associates 8, L.P. and $10,068.66 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $33,599.39 to Sigma Partners 8, L.P., $1,061.93 to Sigma Associates 8, L.P. and $354.47 to Sigma Investors 8, L.P. through October 2, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F8 · derivative.expiration_date: The notes were issued in the original principal amount of $954,379.44 to Sigma Partners 8, L.P., $30,163.90 to Sigma Associates 8, L.P. and $10,068.66 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $33,599.39 to Sigma Partners 8, L.P., $1,061.93 to Sigma Associates 8, L.P. and $354.47 to Sigma Investors 8, L.P. through October 2, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
ConversionSeries B Preferred Stock · Derivative | 144,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 7 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 144,863 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
ConversionSeries A Preferrd Stock · Derivative | 268,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 6 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 268,599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
PurchaseCommon Stock | 167,841 | $8.00 | $1,342,728.00 |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 5 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 1,240,366 F7 · shares: Includes 161,052 shares held by Sigma Partners 8, L.P., 5,090 shares held by Sigma Associates 8, L.P. and 1,699 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
ConversionCommon Stock | 109,857 | $6.40 | $703,084.80 |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 4 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,072,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Includes 105,414 shares held by Sigma Partners 8, L.P., 3,331 shares held by Sigma Associates 8, L.P. and 1,112 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
ConversionCommon Stock | 160,878 | $6.40 | $1,029,619.20 |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 3 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 962,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Includes 154,371 shares held by Sigma Partners 8, L.P., 4,879 shares held by Sigma Associates 8, L.P. and 1,628 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
ConversionCommon Stock | 144,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 2 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 801,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Includes 138,948 shares held by Sigma Partners 8, L.P., 4,439 shares held by Sigma Associates 8, L.P. and 1,476 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F2 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:58 UTC |
Sigma Partners 8 LP10% owner
Sigma Associates 8, L.P.10% owner
Sigma Investors 8, L.P.10% owner
Sigma Management 8, L.L.C.10% owner
|
ConversionCommon Stock | 268,599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 1 Sigma Partners 8 LP · CIK 0001412394 · 10% owner Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 656,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes 256,176 shares held by Sigma Partners 8, L.P., 9,582 shares held by Sigma Associates 8, L.P. and 2,841 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. F2 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $1,305,429.91 |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 9 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 205,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · reported_value: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. F11 · derivative.exercise_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. F11 · derivative.expiration_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. F11 · ownership.nature: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $1,864,899.00 |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 8 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 301,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · reported_value: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. F10 · derivative.exercise_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. F10 · derivative.expiration_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. F10 · ownership.nature: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
ConversionSeries B Preferred Stock · Derivative | 271,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 7 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 271,619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares were held as follows: 236,191 by NV IV and 35,428 by NV IVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
ConversionSeries A Preferred Stock · Derivative | 503,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 6 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 503,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The shares were held as follows: 437,935 by NV IV and 65,690 by NV IVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
PurchaseCommon Stock | 250,000 | $8.00 | $2,000,000.00 |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 5 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,260,991 F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein. F7 · ownership.nature: The shares are held as follows: 1,966,081 by NV IV and 294,910 by NVIVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
ConversionCommon Stock | 205,984 | $6.40 | $1,318,297.60 |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 4 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,010,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein. F6 · ownership.nature: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NVIVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
ConversionCommon Stock | 301,648 | $6.40 | $1,930,547.20 |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 3 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,805,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein. F5 · ownership.nature: The shares are held as follows: 1,569,573 by NV IV and 235,434 by NVIVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
ConversionCommon Stock | 271,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 2 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,503,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein. F4 · ownership.nature: The shares are held as follows: 1,307,270 by NV IV and 196,089 by NVIVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:45 UTC |
NVPG IV, LLC10% owner
NV PARTNERS IV L P10% owner
NV PARTNERS IV C L P10% owner
GARMAN ANDREW10% owner
UHLMAN THOMAS M10% owner
|
ConversionCommon Stock | 503,625 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 1 NVPG IV, LLC · CIK 0001686431 · 10% owner NV PARTNERS IV L P · CIK 0001350135 · 10% owner NV PARTNERS IV C L P · CIK 0001350134 · 10% owner GARMAN ANDREW · CIK 0001260347 · 10% owner UHLMAN THOMAS M · CIK 0001245101 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,231,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: The shares are held as follows: 1,071,079 by NV Partners IV, L.P. ("NV IV") and 160,661 by NV Partners IVC,L.P. ("NVI VC"). F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $570,037.52 |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 9 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 89,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · reported_value: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. F12 · derivative.exercise_date: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. F12 · derivative.expiration_date: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. F12 · ownership.nature: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $814,399.00 |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 8 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 131,719 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · reported_value: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. F11 · derivative.exercise_date: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. F11 · derivative.expiration_date: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. F11 · ownership.nature: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
ConversionSeries B Preferred Stock · Derivative | 118,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 7 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 118,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F10 · ownership.nature: The shares were held as follows: 113,833 by LV II and 4,773 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
ConversionSeries A Preferred Stock · Derivative | 219,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 6 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 219,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares were held as follows: 211,065 by LV II and 8,851 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
PurchaseCommon Stock | 137,420 | $8.00 | $1,099,360.00 |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 5 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,015,550 F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F8 · ownership.nature: The shares are held as follows: 974,678 by LV II and 40,872 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
ConversionCommon Stock | 89,946 | $6.40 | $575,654.40 |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 4 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 878,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F7 · ownership.nature: The shares are held as follows: 842,789 by LV II and 35,341 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
ConversionCommon Stock | 131,719 | $6.40 | $843,001.60 |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 3 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 788,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F6 · ownership.nature: The shares are held as follows: 756,463 by LV II and 31,721 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
ConversionCommon Stock | 118,606 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 2 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 656,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F5 · ownership.nature: The shares are held as follows: 630,045 by LV II and 26,420 by Sidecar. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 16:26 UTC |
Hebert PeterDirector
|
ConversionCommon Stock | 219,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 1 Hebert Peter · CIK 0001683771 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 537,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F2 · ownership.nature: The shares are held as follows: 516,212 by Lux Ventures II, L.P. ("LVII") and 21,647 by Lux Ventures II Sidecar, L.P. ("Sidecar"). F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC. F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $1,305,429.91 |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 9 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 205,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · reported_value: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. F11 · derivative.exercise_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. F11 · derivative.expiration_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. F11 · ownership.nature: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
Conversion5% Convertible Subordinated Promissory Note · Derivative | Not disclosed | $0.00 Strike: $6.40 | $1,864,899.00 |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 8 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 301,648 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · reported_value: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. F10 · derivative.exercise_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. F10 · derivative.expiration_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. F10 · ownership.nature: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
ConversionSeries B Preferred Stock · Derivative | 271,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 7 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 271,619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F9 · ownership.nature: The shares were held as follows: 236,191 by NV IV and 35,428 by NV IVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 503,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 6 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 503,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F8 · ownership.nature: The shares were held as follows: 437,935 by NV IV and 65,690 by NV IVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
PurchaseCommon Stock | 250,000 | $8.00 | $2,000,000.00 |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 5 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,260,991 F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F7 · ownership.nature: The shares are held as follows: 1,966,081 by NV IV and 294,910 by NVIVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
ConversionCommon Stock | 205,984 | $6.40 | $1,318,297.60 |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 4 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,010,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F6 · ownership.nature: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NVIVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
|
ConversionCommon Stock | 301,648 | $6.40 | $1,930,547.20 |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 3 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,805,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F5 · ownership.nature: The shares are held as follows: 1,569,573 by NV IV and 235,434 by NVIVC. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 20:47 UTC |
Socolof StephenDirector · 10% owner
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ConversionCommon Stock | 271,619 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 2 Socolof Stephen · CIK 0001350862 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,503,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein. F4 · ownership.nature: The shares are held as follows: 1,307,270 by NV IV and 196,089 by NVIVC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.