Tapewire

Nasdaq · USD

MRAM

EVERSPIN TECHNOLOGIES INC.

Export transactions ↓
Tapewire entity
5701
SEC CIK
0001438423
Parsed reports
350

Last 12 months

Inside the activity.

0 purchase rows · 32 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202602
Feb 202600
Mar 202600
Apr 202604
May 2026015
Jun 202600
Jul 202606
Aug 202600
Sep 202600
Oct 202603

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2016 Filed Dec 21, 2016 01:40 UTC
Winzeler Jeffrey GChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 24,313 Not disclosed Strike: $6.63 Not disclosed
Disclosure

SEC source: 0001209191-16-156218 · doc4.xml · derivative · entry 2

Winzeler Jeffrey G · CIK 0001312143 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,313

Underlying: Common Stock · 24,313 shares

Expires 2026-07-11

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 01:40 UTC
Winzeler Jeffrey GChief Financial Officer
Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative 24,313 Not disclosed Strike: $15.86 Not disclosed
Disclosure

SEC source: 0001209191-16-156218 · doc4.xml · derivative · entry 1

Winzeler Jeffrey G · CIK 0001312143 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,313 shares

Expires 2026-07-11

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/4th of the shares subject to the option on April 26, 2017 and 1/36th of the remaining shares in successive equal monthly installments thereafter.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 01:34 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 16,250 Not disclosed Strike: $6.63 Not disclosed
Disclosure

SEC source: 0001209191-16-156214 · doc4.xml · derivative · entry 2

TATE GEOFFREY · CIK 0001192512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2026-07-11

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 01:34 UTC Disposition to issuerNonqualified Stock Option (Right to Buy) · Derivative 16,250 Not disclosed Strike: $15.86 Not disclosed
Disclosure

SEC source: 0001209191-16-156214 · doc4.xml · derivative · entry 1

TATE GEOFFREY · CIK 0001192512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,250 shares

Expires 2026-07-11

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 9, 2016.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 01:33 UTC GrantNonqualified Stock Option (Right to Buy) · Derivative 16,250 Not disclosed Strike: $6.63 Not disclosed
Disclosure

SEC source: 0001209191-16-156213 · doc4.xml · derivative · entry 2

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 16,250 shares

Expires 2026-07-11

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016.

Read SEC document
December 16, 2016 Filed Dec 21, 2016 01:33 UTC Disposition to issuerNonqualified Stock Option (Right to Buy) · Derivative 16,250 Not disclosed Strike: $15.86 Not disclosed
Disclosure

SEC source: 0001209191-16-156213 · doc4.xml · derivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,250 shares

Expires 2026-07-11

F1 · kind: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016.

F1 · price: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016.

F1 · derivative.exercise_date: The two reported transactions involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on July 12, 2016 and provides for vesting of 1/12th of the shares subject to the option in successive equal monthly installments measured from May 10, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $174,057.17
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 9

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,464 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · reported_value: The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016.

F4 · derivative.exercise_date: The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016.

F4 · derivative.expiration_date: The note was issued in the original principal amount of $174,057.17. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $1,716.73 through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $248,653.00
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 8

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · reported_value: The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016.

F3 · derivative.exercise_date: The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016.

F3 · derivative.expiration_date: The note was issued in the original principal amount of $248,653. The outstanding principal and accrued interest on such note automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The note bore interest at a rate of 5% per annum. The note had accrued interest of $8,753.95 through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC ConversionSeries B Preferred Stock · Derivative 36,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 7

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC ConversionSeries A Preferred Stock · Derivative 67,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · derivative · entry 6

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC PurchaseCommon Stock 41,961 $8.00 $335,688.00
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 5

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 41,961

F2 · ownership.nature: The shares are held by the Lawrence G and Janice C. Finch Revocable Trust, of which the reporting person is trustee.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC ConversionCommon Stock 27,464 $6.40 $175,769.60
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 4

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC ConversionCommon Stock 40,219 $6.40 $257,401.60
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 3

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC ConversionCommon Stock 36,215 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 2

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:30 UTC ConversionCommon Stock 67,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146051 · doc4.xml · nonDerivative · entry 1

FINCH LAWRENCE G · CIK 0000901762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $696,228.00
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 9

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 109,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · reported_value: The notes were issued in the original principal amount of $668,066.03 to Sigma Partners 8, L.P., $21,114.74 to Sigma Associates 8, L.P. and $7,048.07 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The note had accrued interest of $6,589.14 to Sigma Partners 8, L.P., $208.25 to Sigma Associates 8, L.P. and $69.52 to Sigma Investors 8, L.P. through October 12, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F9 · derivative.exercise_date: The notes were issued in the original principal amount of $668,066.03 to Sigma Partners 8, L.P., $21,114.74 to Sigma Associates 8, L.P. and $7,048.07 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The note had accrued interest of $6,589.14 to Sigma Partners 8, L.P., $208.25 to Sigma Associates 8, L.P. and $69.52 to Sigma Investors 8, L.P. through October 12, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F9 · derivative.expiration_date: The notes were issued in the original principal amount of $668,066.03 to Sigma Partners 8, L.P., $21,114.74 to Sigma Associates 8, L.P. and $7,048.07 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The note had accrued interest of $6,589.14 to Sigma Partners 8, L.P., $208.25 to Sigma Associates 8, L.P. and $69.52 to Sigma Investors 8, L.P. through October 12, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $994,612.00
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 8

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 160,878 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · reported_value: The notes were issued in the original principal amount of $954,379.44 to Sigma Partners 8, L.P., $30,163.90 to Sigma Associates 8, L.P. and $10,068.66 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $33,599.39 to Sigma Partners 8, L.P., $1,061.93 to Sigma Associates 8, L.P. and $354.47 to Sigma Investors 8, L.P. through October 2, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F8 · derivative.exercise_date: The notes were issued in the original principal amount of $954,379.44 to Sigma Partners 8, L.P., $30,163.90 to Sigma Associates 8, L.P. and $10,068.66 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $33,599.39 to Sigma Partners 8, L.P., $1,061.93 to Sigma Associates 8, L.P. and $354.47 to Sigma Investors 8, L.P. through October 2, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F8 · derivative.expiration_date: The notes were issued in the original principal amount of $954,379.44 to Sigma Partners 8, L.P., $30,163.90 to Sigma Associates 8, L.P. and $10,068.66 to Sigma Investors 8, L.P. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $33,599.39 to Sigma Partners 8, L.P., $1,061.93 to Sigma Associates 8, L.P. and $354.47 to Sigma Investors 8, L.P. through October 2, 2016. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC ConversionSeries B Preferred Stock · Derivative 144,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 7

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 144,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC ConversionSeries A Preferrd Stock · Derivative 268,599 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · derivative · entry 6

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 268,599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC PurchaseCommon Stock 167,841 $8.00 $1,342,728.00
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 5

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 1,240,366

F7 · shares: Includes 161,052 shares held by Sigma Partners 8, L.P., 5,090 shares held by Sigma Associates 8, L.P. and 1,699 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC ConversionCommon Stock 109,857 $6.40 $703,084.80
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 4

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,072,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Includes 105,414 shares held by Sigma Partners 8, L.P., 3,331 shares held by Sigma Associates 8, L.P. and 1,112 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC ConversionCommon Stock 160,878 $6.40 $1,029,619.20
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 3

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 962,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Includes 154,371 shares held by Sigma Partners 8, L.P., 4,879 shares held by Sigma Associates 8, L.P. and 1,628 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC ConversionCommon Stock 144,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 2

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 801,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Includes 138,948 shares held by Sigma Partners 8, L.P., 4,439 shares held by Sigma Associates 8, L.P. and 1,476 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F2 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 18:58 UTC ConversionCommon Stock 268,599 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146097 · doc4.xml · nonDerivative · entry 1

Sigma Partners 8 LP · CIK 0001412394 · 10% owner

Sigma Associates 8, L.P. · CIK 0001686299 · 10% owner

Sigma Investors 8, L.P. · CIK 0001686298 · 10% owner

Sigma Management 8, L.L.C. · CIK 0001686297 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 656,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Includes 256,176 shares held by Sigma Partners 8, L.P., 9,582 shares held by Sigma Associates 8, L.P. and 2,841 shares held by Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

F2 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: The shares held by Sigma Partners 8, L.P., Sigma Associates 8, L.P. and Sigma Investors 8, L.P. Sigma Management 8, L.L.C. is the general partner of Sigma Associates 8, L.P., Sigma Investors 8, L.P. and Sigma Partners 8, L.P. (collectively, the "Sigma Funds"). Sigma Management 8, L.L.C. has sole voting and investment power. Robert Davoli, Fahri Diner, Paul Flanagan, Gregory Gretsch, John Mandile, Peter Solvik, Robert Spinner and Wade Woodson, as managing members of Sigma Management 8, L.L.C., share this power.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $1,305,429.91
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 9

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 205,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · reported_value: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · derivative.exercise_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · derivative.expiration_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · ownership.nature: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $1,864,899.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 8

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 301,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · reported_value: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · derivative.exercise_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · derivative.expiration_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · ownership.nature: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
ConversionSeries B Preferred Stock · Derivative 271,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 7

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 271,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F9 · ownership.nature: The shares were held as follows: 236,191 by NV IV and 35,428 by NV IVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
ConversionSeries A Preferred Stock · Derivative 503,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · derivative · entry 6

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 503,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F8 · ownership.nature: The shares were held as follows: 437,935 by NV IV and 65,690 by NV IVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
PurchaseCommon Stock 250,000 $8.00 $2,000,000.00
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 5

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,260,991

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F7 · ownership.nature: The shares are held as follows: 1,966,081 by NV IV and 294,910 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
ConversionCommon Stock 205,984 $6.40 $1,318,297.60
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 4

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,010,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F6 · ownership.nature: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
ConversionCommon Stock 301,648 $6.40 $1,930,547.20
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 3

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,805,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F5 · ownership.nature: The shares are held as follows: 1,569,573 by NV IV and 235,434 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
ConversionCommon Stock 271,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 2

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,503,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

F4 · ownership.nature: The shares are held as follows: 1,307,270 by NV IV and 196,089 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:45 UTC
NVPG IV, LLC10% owner
GARMAN ANDREW10% owner
ConversionCommon Stock 503,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146058 · doc4.xml · nonDerivative · entry 1

NVPG IV, LLC · CIK 0001686431 · 10% owner

NV PARTNERS IV L P · CIK 0001350135 · 10% owner

NV PARTNERS IV C L P · CIK 0001350134 · 10% owner

GARMAN ANDREW · CIK 0001260347 · 10% owner

UHLMAN THOMAS M · CIK 0001245101 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,231,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: The shares are held as follows: 1,071,079 by NV Partners IV, L.P. ("NV IV") and 160,661 by NV Partners IVC,L.P. ("NVI VC").

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Garman and Mr. Uhlman are individual managing members of NVPG. Each disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his or its proportionate pecuniary interest therein.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $570,037.52
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 9

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 89,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · reported_value: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016.

F12 · derivative.exercise_date: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016.

F12 · derivative.expiration_date: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016.

F12 · ownership.nature: The notes were issued in the original principal amount of $547,094.52 to LVII and $22,943.00 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $5,396.00 for LVII and $226.29 for Sidecar through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $814,399.00
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 8

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 131,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · reported_value: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016.

F11 · derivative.exercise_date: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016.

F11 · derivative.expiration_date: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016.

F11 · ownership.nature: The notes were issued in the original principal amount of $781,563.56 to LVII and $32,775.44 to Sidecar. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $27,515.32 for LVII and $1,153.88 for Sidecar through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
ConversionSeries B Preferred Stock · Derivative 118,606 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 7

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 118,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F10 · ownership.nature: The shares were held as follows: 113,833 by LV II and 4,773 by Sidecar.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
ConversionSeries A Preferred Stock · Derivative 219,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · derivative · entry 6

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 219,916 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F9 · ownership.nature: The shares were held as follows: 211,065 by LV II and 8,851 by Sidecar.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
PurchaseCommon Stock 137,420 $8.00 $1,099,360.00
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 5

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,015,550

F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC.

F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F8 · ownership.nature: The shares are held as follows: 974,678 by LV II and 40,872 by Sidecar.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
ConversionCommon Stock 89,946 $6.40 $575,654.40
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 4

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 878,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC.

F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F7 · ownership.nature: The shares are held as follows: 842,789 by LV II and 35,341 by Sidecar.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
ConversionCommon Stock 131,719 $6.40 $843,001.60
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 3

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 788,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC.

F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: The shares are held as follows: 756,463 by LV II and 31,721 by Sidecar.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
ConversionCommon Stock 118,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 2

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 656,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC.

F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F5 · ownership.nature: The shares are held as follows: 630,045 by LV II and 26,420 by Sidecar.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 16:26 UTC
Hebert PeterDirector
ConversionCommon Stock 219,916 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146045 · doc4.xml · nonDerivative · entry 1

Hebert Peter · CIK 0001683771 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 537,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F2 · ownership.nature: The shares are held as follows: 516,212 by Lux Ventures II, L.P. ("LVII") and 21,647 by Lux Ventures II Sidecar, L.P. ("Sidecar").

F3 · ownership.nature: Lux Venture Partners II, L.P. ("LVPII") is the general partner of LVII and Sidecar. Lux Venture Associates II, LLC ("LVAII") is the general partner of LVPII and Lux Capital Management, LLC ("LCM LLC") is the sole member of LVAII. Mr. Hebert is an individual manager of LCM LLC.

F4 · ownership.nature: LCM LLC, as sole member of LVAII, may be deemed to share voting and investment powers for the shares held by LVII and Sidecar. Mr. Hebert disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $1,305,429.91
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 9

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 205,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · reported_value: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · derivative.exercise_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · derivative.expiration_date: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

F11 · ownership.nature: The notes were issued in the original principal amount of $1,135,156.42 to NV IV and $170,273.49 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $11,196.06 for NV IV and $1,679.41 for NV IVC through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
Conversion5% Convertible Subordinated Promissory Note · Derivative Not disclosed $0.00 Strike: $6.40 $1,864,899.00
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 8

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 301,648 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · reported_value: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · derivative.exercise_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · derivative.expiration_date: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

F10 · ownership.nature: The notes were issued in the original principal amount of $1,621,651.27 to NV IV and $243,247.73 to NV IVC. The outstanding principal and accrued interest on such notes automatically converted into shares of common stock of the Issuer immediately prior to the closing of the Issuer's initial public offering at a conversion rate equal to 80% of the initial public offering price. The notes bore interest at a rate of 5% per annum. The notes had accrued interest of $57,091.01 for NV IV and $8,563.65 for NV IVC through October 12, 2016.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
ConversionSeries B Preferred Stock · Derivative 271,619 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 7

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 271,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F9 · ownership.nature: The shares were held as follows: 236,191 by NV IV and 35,428 by NV IVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
ConversionSeries A Preferred Stock · Derivative 503,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · derivative · entry 6

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 503,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F8 · ownership.nature: The shares were held as follows: 437,935 by NV IV and 65,690 by NV IVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
PurchaseCommon Stock 250,000 $8.00 $2,000,000.00
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 5

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,260,991

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F7 · ownership.nature: The shares are held as follows: 1,966,081 by NV IV and 294,910 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
ConversionCommon Stock 205,984 $6.40 $1,318,297.60
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 4

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,010,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F6 · ownership.nature: The shares are held as follows: 1,748,690 by NV IV and 262,301 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
ConversionCommon Stock 301,648 $6.40 $1,930,547.20
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 3

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,805,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F5 · ownership.nature: The shares are held as follows: 1,569,573 by NV IV and 235,434 by NVIVC.

Read SEC document
October 13, 2016 Filed Oct 17, 2016 20:47 UTC
Socolof StephenDirector · 10% owner
ConversionCommon Stock 271,619 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-146060 · doc4.xml · nonDerivative · entry 2

Socolof Stephen · CIK 0001350862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,503,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported securities converted into shares of the Issuer's common stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F3 · ownership.nature: NVPG IV LLC ("NVPG") is the general partner of NV IV and NV IVC. Mr. Socolof is an individual managing member of NVPG. Mr. Socolof disclaims beneficial ownership over the shares reported herein, and this report shall not be deemed an admission of beneficial ownership for the purposes of Section 16 or for any other purpose, except to the extent of his proportionate pecuniary interest therein.

F4 · ownership.nature: The shares are held as follows: 1,307,270 by NV IV and 196,089 by NVIVC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.