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MOBQ

Mobiquity Technologies, Inc.

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7618
SEC CIK
0001084267
Parsed reports
116

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2025 Filed Jan 2, 2026 22:24 UTC
Trepeta SeanDirector · Pres of Mobiquity Networks
GrantCommon Stock Options · Derivative 100,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000043 · ownership.xml · derivative · entry 1

Trepeta Sean · CIK 0001538450 · Director · Pres of Mobiquity Networks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,117

Underlying: Common Stock · 100,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 22:24 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock Options · Derivative 250,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000041 · ownership.xml · derivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761,544

Underlying: Common Stock · 250,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

F2 · balance_after: Includes (i) 59,211 shares underlying warrants exercisable at $60 per share, (ii) 2,333 shares underlying options exercisable at $68.48 per share, (iii) 100,000 shares underlying options exercisable at $.20 per share, (iv)100,000 shares underlying a convertible note at $1.00 per share, (v) options to purchase 250,000 shares exercisable at $2.45 per share, and (vi) options to purchase 250,000 exercisable at $1.10 per share.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 22:23 UTC GrantCommon Stock Options · Derivative 50,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000039 · ownership.xml · derivative · entry 1

Provost Anne Schmidt · CIK 0001919163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,667

Underlying: Common Stock · 50,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 22:23 UTC GrantCommon Stock Options · Derivative 100,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000038 · ownership.xml · derivative · entry 1

McDonnell Sean · CIK 0001318020 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,867

Underlying: Common Stock · 100,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 22:23 UTC
Knight NateDirector
GrantCommon Stock Options · Derivative 50,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000037 · ownership.xml · derivative · entry 1

Knight Nate · CIK 0001584877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,667

Underlying: Common Stock · 50,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 22:22 UTC
Julia Dean L.Director · CEO
GrantCommon Stock Options · Derivative 350,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000035 · ownership.xml · derivative · entry 1

Julia Dean L. · CIK 0001317363 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,775,817

Underlying: Common Stock · 350,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 22:22 UTC GrantCommon Stock Options · Derivative 50,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000034 · ownership.xml · derivative · entry 1

Booker Stuart Byron · CIK 0001972532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,667

Underlying: Common Stock · 50,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

Read SEC document
December 31, 2025 Filed Jan 2, 2026 22:22 UTC
Bauersfeld PaulChief Technology Officer
GrantCommon Stock Options · Derivative 100,000 Not disclosed Strike: $1.10 Not disclosed
Disclosure

SEC source: 0001683168-26-000033 · ownership.xml · derivative · entry 1

Bauersfeld Paul · CIK 0001629264 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,183

Underlying: Common Stock · 100,000 shares

Expires 2030-12-31

F1 · price: Not applicable.

Read SEC document
September 15, 2025 Filed Sep 19, 2025 21:00 UTC
Salkind GeneDirector · 10% owner
GrantConvertible notes · Derivative 100,000 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0001683168-25-007156 · ownership.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511,544

Underlying: Common Stock · 100,000 shares

Expires 2025-10-17

F2 · security: The securities listed in Table I and Table II are securities owned directly by Dr. Salkind and his wife and by a family trust.

F3 · price: Not applicable.

F4 · balance_after: Includes (i) 59,211 shares underlying warrants exercisable at $60 per share, (ii) 2,333 shares underlying options exercisable at $68.48 per share, (iii) 100,000 shares underlying options exercisable at $.20 per share, (iv)100,000 shares underlying a convertible note at $1.00 per share and (v) options to purchase 250,000 shares exercisable at $2.45 per share.

Read SEC document
September 15, 2025 Filed Sep 19, 2025 21:00 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock 25,000 $1.00 $25,000.00
Disclosure

SEC source: 0001683168-25-007156 · ownership.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,668,695

F1 · security: Represents interest paid on a convertible note

F2 · balance_after: The securities listed in Table I and Table II are securities owned directly by Dr. Salkind and his wife and by a family trust.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 21:05 UTC
Salkind GeneDirector · 10% owner
OtherConvertible notes · Derivative 210,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001683168-25-000023 · ownership.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,544

Underlying: Common Stock · 420,000 shares

Expires 2024-12-31

F2 · security: The securities listed in Table I and Table II are securities owned directly by Dr. Salkind and his wife and by a family trust.

F1 · price: Not applicable.

F3 · balance_after: Includes (i) 59,211 shares underlying warrants exercisable at $60 per share, (ii) 2,333 shares underlying options exercisable at $68.48 per share, (iii) 100,000 shares underlying options exercisable at $.20 per share and (v) options to purchase 250,000 shares exercisable at $2.45 per share.

Read SEC document
December 30, 2024 Filed Jan 2, 2025 21:05 UTC
Salkind GeneDirector · 10% owner
OtherCommon Stock 420,000 $0.50 $210,000.00
Disclosure

SEC source: 0001683168-25-000023 · ownership.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,643,695

F2 · balance_after: The securities listed in Table I and Table II are securities owned directly by Dr. Salkind and his wife and by a family trust.

Read SEC document
October 08, 2024 Filed Oct 22, 2024 01:59 UTC
Bauersfeld PaulChief Technology Officer
GrantCommon Stock Options · Derivative 150,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007279 · ownership.xml · derivative · entry 1

Bauersfeld Paul · CIK 0001629264 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,183

Underlying: Common Stock · 150,000 shares

Expires 2029-10-08

F1 · price: Not applicable

Read SEC document
October 08, 2024 Filed Oct 22, 2024 01:59 UTC
Julia Dean L.Director · CEO
GrantCommon Stock Options · Derivative 450,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007277 · ownership.xml · derivative · entry 1

Julia Dean L. · CIK 0001317363 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,425,817

Underlying: Common Stock · 450,000 shares

Expires 2029-10-08

F1 · price: Not applicable

Read SEC document
October 08, 2024 Filed Oct 22, 2024 01:47 UTC GrantCommon stock options · Derivative 50,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007275 · ownership.xml · derivative · entry 1

Provost Anne Schmidt · CIK 0001919163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,667

Underlying: Common stock · 50,000 shares

Expires 2029-10-08

F1 · price: Not applicable.

Read SEC document
October 08, 2024 Filed Oct 22, 2024 01:46 UTC
Knight NateDirector
GrantCommon stock options · Derivative 50,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007274 · ownership.xml · derivative · entry 1

Knight Nate · CIK 0001584877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,667

Underlying: Common stock · 50,000 shares

Expires 2029-10-08

F1 · price: Not applicable.

Read SEC document
October 08, 2024 Filed Oct 22, 2024 01:44 UTC GrantCommon Stock Options · Derivative 50,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007271 · ownership.xml · derivative · entry 1

McDonnell Sean · CIK 0001318020 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,867

Underlying: Common Stock · 50,000 shares

Expires 2029-10-08

F1 · price: Not applicable

Read SEC document
October 08, 2024 Filed Oct 22, 2024 01:39 UTC
Trepeta SeanDirector · Pres of Mobiquity Networks
GrantCommon Stock Options · Derivative 100,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007269 · ownership.xml · derivative · entry 1

Trepeta Sean · CIK 0001538450 · Director · Pres of Mobiquity Networks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,117

Underlying: Common Stock · 100,000 shares

Expires 2029-10-08

F1 · price: Not applicable

Read SEC document
October 08, 2024 Filed Oct 21, 2024 23:53 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock Options · Derivative 250,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007267 · ownership.xml · derivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 831,544

Underlying: Common Stock · 250,000 shares

Expires 2029-10-08

F2 · security: The securities listed in Table II are securities owned directly by Dr. Salkind and his wife and by a family trust.

F1 · price: Not applicable.

F3 · balance_after: Includes (i) 420,000 common shares underlying convertible notes, (ii) 59,211 shares underlying warrants exercisable at $60 per share, (iii) 2,333 shares underlying options exercisable at $68.48 per share, (iv) 100,000 shares underlying options exercisable at $.20 per share and (v) options to purchase 250,000 shares exercisable at $2.45 per share.

Read SEC document
October 08, 2024 Filed Oct 21, 2024 23:53 UTC GrantCommon stock options · Derivative 50,000 Not disclosed Strike: $2.45 Not disclosed
Disclosure

SEC source: 0001683168-24-007266 · ownership.xml · derivative · entry 1

Booker Stuart Byron · CIK 0001972532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,667

Underlying: Common stock · 50,000 shares

Expires 2029-10-08

F1 · price: Not applicable.

Read SEC document
August 06, 2024 Filed Aug 9, 2024 00:19 UTC
Salkind GeneDirector · 10% owner
ConversionSeries H Preferred Stock · Derivative 751,973 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-24-005385 · ownership.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,201

Underlying: Common Stock · 7,519,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The securities listed in Table I and II are securities owned directly by Dr. Salkind and his wife and by a family trust.

F1 · derivative.expiration_date: Not applicable.

Read SEC document
August 06, 2024 Filed Aug 9, 2024 00:19 UTC
Salkind GeneDirector · 10% owner
ConversionCommon Stock 7,675,160 $0.20 $1,535,032.00
Disclosure

SEC source: 0001683168-24-005385 · ownership.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,223,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Includes dividend shares issued upon conversion.

F2 · ownership.direct: The securities listed in Table I and II are securities owned directly by Dr. Salkind and his wife and by a family trust.

Read SEC document
August 06, 2024 Filed Aug 22, 2024 20:00 UTC Amendment
Salkind GeneDirector · 10% owner
ConversionSeries H Preferred Stock · Derivative 751,973 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-24-005963 · salkind_f4.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,544

Underlying: Common Stock · 7,519,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The securities listed in Table I and II are securities owned directly by Dr. Salkind and his wife and by a family trust.

F1 · derivative.expiration_date: Not applicable.

F4 · balance_after: Includes (i) 420,000 common shares underlying convertible notes, (ii) 59,211 shares underlying warrants exercisable at $60 per share, (iii) 2,333 shares underlying options exercisable at $68.48 per share and (iv) 100,000 shares underlying options exercisable at $.20 per share.

Read SEC document
August 06, 2024 Filed Aug 22, 2024 20:00 UTC Amendment
Salkind GeneDirector · 10% owner
ConversionCommon Stock 7,675,160 $0.20 $1,535,032.00
Disclosure

SEC source: 0001683168-24-005963 · salkind_f4.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,223,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Includes dividend shares issued upon conversion.

F2 · ownership.direct: The securities listed in Table I and II are securities owned directly by Dr. Salkind and his wife and by a family trust.

Read SEC document
July 25, 2024 Filed Jul 30, 2024 01:38 UTC
Salkind GeneDirector · 10% owner
GrantConvertible Promissory Notes · Derivative 50,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001683168-24-005116 · ownership.xml · derivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,135,931

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F2 · price: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by a family trust.

F1 · derivative.expiration_date: Not applicable.

Read SEC document
June 27, 2024 Filed Jul 2, 2024 01:30 UTC
Salkind GeneDirector · 10% owner
GrantConvertible Promissory Notes · Derivative 160,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001683168-24-004578 · ownership.xml · derivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,035,931

Underlying: Common Stock · 320,000 shares

Expires not disclosed

F2 · price: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by a family trust.

F1 · derivative.expiration_date: Not applicable.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 00:08 UTC
Trepeta SeanDirector · Pres of Mobiquity Networks
GrantCommon Stock Options · Derivative 50,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008977 · ownership.xml · derivative · entry 1

Trepeta Sean · CIK 0001538450 · Director · Pres of Mobiquity Networks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,117

Underlying: Common Stock · 50,000 shares

Expires 2028-12-19

F1 · price: Not applicable

Read SEC document
December 19, 2023 Filed Dec 20, 2023 00:08 UTC GrantCommon Stock Options · Derivative 50,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008976 · ownership.xml · derivative · entry 1

McDonnell Sean · CIK 0001318020 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,867

Underlying: Common Stock · 50,000 shares

Expires 2028-12-19

F1 · price: Not applicable

Read SEC document
December 19, 2023 Filed Dec 19, 2023 23:08 UTC
Bauersfeld PaulChief Technology Officer
GrantCommon Stock Options · Derivative 150,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008974 · ownership.xml · derivative · entry 1

Bauersfeld Paul · CIK 0001629264 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,183

Underlying: Common Stock · 150,000 shares

Expires 2028-12-19

F1 · price: Not applicable

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:28 UTC
Julia Dean L.Director · CEO
GrantCommon Stock Options · Derivative 950,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008973 · ownership.xml · derivative · entry 1

Julia Dean L. · CIK 0001317363 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,817

Underlying: Common Stock · 950,000 shares

Expires 2028-12-19

F1 · price: Not applicable

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:12 UTC GrantCommon stock options · Derivative 50,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008969 · ownership.xml · derivative · entry 1

Booker Stuart Byron · CIK 0001972532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,667

Underlying: Common stock · 50,000 shares

Expires 2028-12-19

F1 · price: Not applicable.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:12 UTC GrantCommon stock options · Derivative 50,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008971 · ownership.xml · derivative · entry 1

Provost Anne Schmidt · CIK 0001919163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,667

Underlying: Common stock · 50,000 shares

Expires 2028-12-19

F1 · price: Not applicable.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:11 UTC
Knight NateDirector
GrantCommon stock options · Derivative 50,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008967 · ownership.xml · derivative · entry 1

Knight Nate · CIK 0001584877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,667

Underlying: Common stock · 50,000 shares

Expires 2028-12-19

F1 · price: Not applicable.

Read SEC document
December 19, 2023 Filed Dec 19, 2023 22:00 UTC
Salkind GeneDirector · 10% owner
GrantCommon stock options · Derivative 100,000 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008965 · ownership.xml · derivative · entry 3

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,715,931

Underlying: Common Stock · 100,000 shares

Expires 2028-12-19

F2 · price: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by a family trust. Salkind and the trust exchanged Series G preferred stock for series H preferred Stock with an issue value of $1,503,495.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:00 UTC
Salkind GeneDirector · 10% owner
Disposition to issuerPreferred Stock Series H · Derivative 751,973 Not disclosed Strike: $0.20 Not disclosed
Disclosure

SEC source: 0001683168-23-008965 · ownership.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,615,931

Underlying: Common Stock · 7,519,730 shares

Expires not disclosed

F2 · price: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by a family trust. Salkind and the trust exchanged Series G preferred stock for series H preferred Stock with an issue value of $1,503,495.

F1 · derivative.expiration_date: Not applicable.

F2 · balance_after: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by a family trust. Salkind and the trust exchanged Series G preferred stock for series H preferred Stock with an issue value of $1,503,495.

Read SEC document
December 15, 2023 Filed Dec 19, 2023 22:00 UTC
Salkind GeneDirector · 10% owner
GrantPreferred Stock Series G · Derivative 300,789 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001683168-23-008965 · ownership.xml · derivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,103,990

Underlying: Common Stock · 3,007,789 shares

Expires not disclosed

F2 · price: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by a family trust. Salkind and the trust exchanged Series G preferred stock for series H preferred Stock with an issue value of $1,503,495.

F1 · derivative.expiration_date: Not applicable.

F2 · balance_after: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by a family trust. Salkind and the trust exchanged Series G preferred stock for series H preferred Stock with an issue value of $1,503,495.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 19:41 UTC
Salkind GeneDirector · 10% owner
GrantPreferred Stock · Derivative 300,789 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001683168-23-007787 · ownership.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,103,990

Underlying: Common Stock · 3,007,890 shares

Expires not disclosed

F3 · security: Salkind and his trust invested an additional $1,200,000 plus converted the $300,000 principal loan plus interest of $3,495 (totaling$1,503,495) into shares of Series G Preferred Stock, convertible at holders option at any time into common stock at an effective price of $.50 per share.

F3 · price: Salkind and his trust invested an additional $1,200,000 plus converted the $300,000 principal loan plus interest of $3,495 (totaling$1,503,495) into shares of Series G Preferred Stock, convertible at holders option at any time into common stock at an effective price of $.50 per share.

F1 · derivative.expiration_date: Not applicable.

Read SEC document
November 07, 2023 Filed Nov 9, 2023 19:41 UTC
Salkind GeneDirector · 10% owner
Exercise / conversionCommon Stock · Derivative Not disclosed Not disclosed Strike: $0.70 $300,000.00
Disclosure

SEC source: 0001683168-23-007787 · ownership.xml · derivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,100

Underlying: Common Stock · 428,571 shares

Expires 2023-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Salkind and his trust invested an additional $1,200,000 plus converted the $300,000 principal loan plus interest of $3,495 (totaling$1,503,495) into shares of Series G Preferred Stock, convertible at holders option at any time into common stock at an effective price of $.50 per share.

F2 · balance_after: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by the trust. Salkind has the right to convert $300,000 loan into common stock at $.70 per share or into the terms of a financing completed before November 30, 2023.

Read SEC document
October 06, 2023 Filed Oct 11, 2023 00:18 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock 150,000 $0.65 $97,500.00
Disclosure

SEC source: 0001683168-23-007040 · ownership.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,535

F1 · security: The 448,535 common shares includes shares owned directly by Dr. Salkind, the doctor and his wife and through a trust in which Dr. Salkind is the trustee.

Read SEC document
October 06, 2023 Filed Nov 9, 2023 19:40 UTC Amendment
Salkind GeneDirector · 10% owner
GrantCommon Stock · Derivative Not disclosed Not disclosed Strike: $0.70 $300,000.00
Disclosure

SEC source: 0001683168-23-007786 · ownership.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 524,671

Underlying: Common Stock · 428,571 shares

Expires 2023-11-30

F3 · price: Not applicable.

F2 · balance_after: The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by the trust. Salkind has the right to convert $300,000 loan into common stock at $.70 per share or into the terms of a financing completed before November 30, 2023.

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October 06, 2023 Filed Nov 9, 2023 19:40 UTC Amendment
Salkind GeneDirector · 10% owner
GrantCommon Stock 150,000 $0.65 $97,500.00
Disclosure

SEC source: 0001683168-23-007786 · ownership.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,535

F1 · security: The 448,535 common shares includes shares owned directly by Dr. Salkind, the doctor and his wife and through a trust in which Dr. Salkind is the trustee.

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April 12, 2023 Filed Apr 14, 2023 00:42 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock 1,385,663 $0.17 $235,562.71
Disclosure

SEC source: 0001683168-23-002368 · ownership.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,478,017

F1 · security: The 4,478,017 common shares includes shares owned directly by Dr. Salkind, the doctor and his wife and through a trust in which Dr. Salkind is the trustee.

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April 06, 2023 Filed Apr 6, 2023 20:53 UTC GrantCommon Stock 50,000 $0.17 $8,350.00
Disclosure

SEC source: 0001683168-23-002210 · ownership.xml · nonDerivative · entry 1

Provost Anne Schmidt · CIK 0001919163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

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April 06, 2023 Filed Apr 6, 2023 20:44 UTC
Julia Dean L.Director · CEO
GrantCommon Stock 50,000 $0.17 $8,350.00
Disclosure

SEC source: 0001683168-23-002204 · ownership.xml · nonDerivative · entry 1

Julia Dean L. · CIK 0001317363 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,884

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April 06, 2023 Filed Apr 6, 2023 20:43 UTC
Salkind GeneDirector · 10% owner
GrantCommon Stock 130,000 $0.17 $21,710.00
Disclosure

SEC source: 0001683168-23-002202 · ownership.xml · nonDerivative · entry 1

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,092,354

F1 · security: The 3,092,354 common shares includes shares owned directly by Dr. Salkind, the doctor and his wife and through a trust in which Dr. Salkind is the trustee.

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April 04, 2023 Filed Apr 5, 2023 20:15 UTC GrantCommon Stock · Derivative 25,000 Not disclosed Strike: $0.22 Not disclosed
Disclosure

SEC source: 0001683168-23-002165 · ownership.xml · derivative · entry 1

Booker Stuart Byron · CIK 0001972532 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-04-04

F1 · price: Not applicable.

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April 03, 2023 Filed Apr 6, 2023 20:44 UTC
Julia Dean L.Director · CEO
GrantCommon Stock Options · Derivative 12,500 Not disclosed Strike: $0.16 Not disclosed
Disclosure

SEC source: 0001683168-23-002204 · ownership.xml · derivative · entry 2

Julia Dean L. · CIK 0001317363 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,250

Underlying: Common Stock · 12,500 shares

Expires 2033-04-01

F1 · price: Not applicable

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March 21, 2023 Filed Apr 4, 2023 18:14 UTC
Knight NateDirector
GrantCommon Stock · Derivative 25,000 Not disclosed Strike: $0.22 Not disclosed
Disclosure

SEC source: 0001683168-23-002131 · ownership.xml · derivative · entry 1

Knight Nate · CIK 0001584877 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-03-21

F1 · price: Not applicable.

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June 30, 2022 Filed Jul 6, 2022 01:34 UTC
Salkind GeneDirector · 10% owner
ConversionWarrants · Derivative 204,000 Not disclosed Strike: $4.00 Not disclosed
Disclosure

SEC source: 0001683168-22-004784 · ownership.xml · derivative · entry 3

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,441,500

Underlying: Common Stock · 204,000 shares

Expires 2029-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The 2,992,354 common shares includes shares owned directly by Dr. Salkind, the doctor and his wife and through a trust in which Dr. Salkind is the trustee. The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by the trust.

F2 · security: The board of directors of the issuer accepted Dr. Salkind's offer to convert $510,000 of convertible notes at a reduced conversion price of $1.25 per share into 408,000 common shares and warrants to purchase 204,000 shares at an exercise price of $4.00 per share through September 30, 2029.

F3 · price: Not applicable.

F5 · balance_after: 1,441,500 derivative securities include the following: (i) 390,625 common stock purchase warrants exercisable at $4.00 per share through September 2023; (ii) 10-year options to purchase 35,000 shares granted on December 8, 2021; and (iii) warrants to purchase 1,015,875 shares exercisable through September 30, 2029 which were issuable on June 30, 2022 as a result of the note conversion.

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June 30, 2022 Filed Jul 6, 2022 01:34 UTC
Salkind GeneDirector · 10% owner
ConversionNotes · Derivative 510,000 Not disclosed Strike: $1.25 Not disclosed
Disclosure

SEC source: 0001683168-22-004784 · ownership.xml · derivative · entry 2

Salkind Gene · CIK 0001592481 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 510,000 shares

Expires 2029-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The 2,992,354 common shares includes shares owned directly by Dr. Salkind, the doctor and his wife and through a trust in which Dr. Salkind is the trustee. The derivative securities listed in Table II are derivative securities owned directly by Dr. Salkind and his wife and by the trust.

F2 · security: The board of directors of the issuer accepted Dr. Salkind's offer to convert $510,000 of convertible notes at a reduced conversion price of $1.25 per share into 408,000 common shares and warrants to purchase 204,000 shares at an exercise price of $4.00 per share through September 30, 2029.

F3 · price: Not applicable.

F4 · balance_after: Left blank intentionally.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.