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Nasdaq · USD

MNKD

MANNKIND CORP

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Tapewire entity
4792
SEC CIK
0000899460
Parsed reports
450

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202505
Jan 202601
Feb 202600
Mar 202610
Apr 202600
May 202602
Jun 202600
Jul 202602
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 23, 2026 00:47 UTC
Kay SabrinaDirector
GrantRestricted Stock Unit · Derivative 82,781 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-237424 · ownership.xml · derivative · entry 2

Kay Sabrina · CIK 0001835895 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,781

Underlying: Common Stock, $0.01 Par Value · 82,781 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · kind: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F3 · derivative.exercise_date: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F3 · derivative.expiration_date: Restricted stock unit vested on May 20, 2026, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
May 12, 2026 Filed May 14, 2026 00:30 UTC SaleCommon Stock, $0.01 Par Value 16,940 $3.29 $55,732.60
Disclosure

SEC source: 0001193125-26-222311 · ownership.xml · nonDerivative · entry 2

Binder Steven B. · CIK 0001712601 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 808,008

F2 · kind: Transaction occurred pursuant to Rule 10B5-1 Plan established December 2, 2025.

F3 · price: The weighted average sales price of the reported transaction was $3.29 based on a range of prices between $3.25 and $3.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 12, 2026 Filed May 14, 2026 00:30 UTC
Thomson DavidEVP Genl Counsel & Secretary
SaleCommon Stock, $0.01 Par Value 3,033 $3.29 $9,978.57
Disclosure

SEC source: 0001193125-26-222310 · ownership.xml · nonDerivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 826,299

F2 · kind: Transaction occurred pursuant to Rule 10b5-1 Plan established August 27, 2025.

F3 · price: The weighted average sales price of the reported transaction was $3.29 based on a range of prices between $3.25 and $3.34. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

Read SEC document
May 11, 2026 Filed May 14, 2026 00:30 UTC
Tross Stuart AChief People & Workpl Officer
Tax withholdingCommon Stock, $0.01 Par Value 8,073 $3.52 $28,416.96
Disclosure

SEC source: 0001193125-26-222312 · ownership.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 992,224

F1 · shares: Represents shares withheld to pay tax withholding obligations due on the date of vesting of the Restricted Stock Units originally granted on May 10, 2022.

Read SEC document
May 11, 2026 Filed May 14, 2026 00:30 UTC Tax withholdingCommon Stock, $0.01 Par Value 5,560 $3.52 $19,571.20
Disclosure

SEC source: 0001193125-26-222311 · ownership.xml · nonDerivative · entry 1

Binder Steven B. · CIK 0001712601 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 824,948

F1 · shares: Represents shares withheld to pay tax withholding obligations due on the date of vesting of the Restricted Stock Units originally granted on May 10, 2022.

Read SEC document
May 11, 2026 Filed May 14, 2026 00:30 UTC
Castagna MichaelDirector · Chief Executive Officer
Tax withholdingCommon Stock, $0.01 Par Value 34,957 $3.52 $123,048.64
Disclosure

SEC source: 0001193125-26-222309 · ownership.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,442,310

F1 · shares: Represents shares withheld to pay tax withholding obligations due on the date of vesting of the Restricted Stock Units originally granted on May 10, 2022.

F2 · balance_after: Includes 1,356 shares acquired under the Issuer's Employee Stock Purchase Plan on December 31, 2025.

Read SEC document
May 11, 2026 Filed May 14, 2026 00:30 UTC
Thomson DavidEVP Genl Counsel & Secretary
Tax withholdingCommon Stock, $0.01 Par Value 12,387 $3.52 $43,602.24
Disclosure

SEC source: 0001193125-26-222310 · ownership.xml · nonDerivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 829,332

F1 · shares: Represents shares withheld to pay tax withholding obligations due on the date of vesting of the Restricted Stock Units originally granted on May 10, 2022.

Read SEC document
April 22, 2026 Filed Apr 25, 2026 01:30 UTC
Prentiss Christopher BChief Financial Officer
Tax withholdingCommon Stock, $0.01 Par Value 12,267 $2.74 $33,611.58
Disclosure

SEC source: 0001193125-26-178298 · ownership.xml · nonDerivative · entry 1

Prentiss Christopher B · CIK 0001717583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,924

F1 · shares: Represents shares withheld to pay tax withholding obligations due on the date of vesting of the Restricted Stock Units originally granted on May 15, 2024.

F2 · balance_after: Includes 2,337 shares acquired under the Issuer's Employee Stock Purchase Plan on December 31, 2025.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Prentiss Christopher BChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 217,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001193125-26-124726 · ownership.xml · derivative · entry 2

Prentiss Christopher B · CIK 0001717583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock, $0.01 Par Value · 217,000 shares

Expires 2036-03-23

F3 · derivative.exercise_date: 25% vesting on March 23, 2027 and thereafter 1/16th quarterly.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Prentiss Christopher BChief Financial Officer
GrantPerformance Restricted Stock Unit · Derivative 221,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-124726 · ownership.xml · derivative · entry 1

Prentiss Christopher B · CIK 0001717583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,000

Underlying: Common Stock, $0.01 Par Value · 221,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F2 · derivative.expiration_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 782,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001193125-26-124725 · ownership.xml · derivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,000

Underlying: Common Stock, $0.01 Par Value · 782,000 shares

Expires 2036-03-23

F3 · derivative.exercise_date: 25% vesting on March 23, 2027 and thereafter 1/16th quarterly.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantPerformance Restricted Stock Unit · Derivative 796,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-124725 · ownership.xml · derivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,000

Underlying: Common Stock, $0.01 Par Value · 796,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F2 · derivative.expiration_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Singh Sanjay REVP Technical Operations
GrantEmployee Stock Option (right to buy) · Derivative 217,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001193125-26-124724 · ownership.xml · derivative · entry 2

Singh Sanjay R · CIK 0001953423 · EVP Technical Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock, $0.01 Par Value · 217,000 shares

Expires 2036-03-23

F3 · derivative.exercise_date: 25% vesting on March 23, 2027 and thereafter 1/16th quarterly.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Singh Sanjay REVP Technical Operations
GrantPerformance Restricted Stock Unit · Derivative 221,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-124724 · ownership.xml · derivative · entry 1

Singh Sanjay R · CIK 0001953423 · EVP Technical Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,000

Underlying: Common Stock, $0.01 Par Value · 221,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F2 · derivative.expiration_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Tross Stuart AChief People & Workpl Officer
GrantEmployee Stock Option (right to buy) · Derivative 217,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001193125-26-124722 · ownership.xml · derivative · entry 2

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock, $0.01 Par Value · 217,000 shares

Expires 2036-03-23

F3 · derivative.exercise_date: 25% vesting on March 23, 2027 and thereafter 1/16th quarterly.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Tross Stuart AChief People & Workpl Officer
GrantPerformance Restricted Stock Unit · Derivative 221,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-124722 · ownership.xml · derivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,000

Underlying: Common Stock, $0.01 Par Value · 221,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F2 · derivative.expiration_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Ahuja AjayChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 217,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001193125-26-124723 · ownership.xml · derivative · entry 2

Ahuja Ajay · CIK 0002090878 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock, $0.01 Par Value · 217,000 shares

Expires 2036-03-23

F3 · derivative.exercise_date: 25% vesting on March 23, 2027 and thereafter 1/16th quarterly.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Ahuja AjayChief Medical Officer
GrantPerformance Restricted Stock Unit · Derivative 221,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-124723 · ownership.xml · derivative · entry 1

Ahuja Ajay · CIK 0002090878 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,000

Underlying: Common Stock, $0.01 Par Value · 221,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F2 · derivative.expiration_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 217,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0001193125-26-124721 · ownership.xml · derivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,000

Underlying: Common Stock, $0.01 Par Value · 217,000 shares

Expires 2036-03-23

F3 · derivative.exercise_date: 25% vesting on March 23, 2027 and thereafter 1/16th quarterly.

Read SEC document
March 23, 2026 Filed Mar 26, 2026 01:30 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantPerformance Restricted Stock Unit · Derivative 221,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-124721 · ownership.xml · derivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,000

Underlying: Common Stock, $0.01 Par Value · 221,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

F2 · derivative.expiration_date: The performance-based restricted stock unit will vest on January 15, 2029. The number of shares delivered on the vesting date, as a percentage of the target specified [in Box 5 above], is determined by the percentile ranking of MannKind total shareholder return (TSR) over the period from April 1, 2026 until December 31, 2028 relative to the TSR of the Russell 3000 Pharmaceutical & Biotechnology Index over the measurement period, as follows: less than 25th percentile=0% of target, 25th percentile=50% of target, 50th percentile=100% of target, 75th percentile=200% percent of target, 90th percentile or higher=300% maximum. Payout values will be interpolated between the percentile rankings above.

Read SEC document
March 10, 2026 Filed Mar 11, 2026 01:30 UTC
Castagna MichaelDirector · Chief Executive Officer
PurchaseCommon Stock, $0.01 Par Value 100,000 $2.59 $259,000.00
Disclosure

SEC source: 0001193125-26-100839 · ownership.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,575,911

F1 · price: The weighted average purchase price of the reported transaction was $2.59 based on a range of prices between $2.58 and $2.60. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price will be provided.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 02:50 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantCommon Stock, $0.01 Par Value 15,290 $3.27 $49,998.30
Disclosure

SEC source: 0001193125-26-086379 · ownership.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,475,911

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan effective May 13, 2023. The purchase was approved by the Company's Board of Directors on March 1, 2026.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 02:50 UTC
Tross Stuart AChief People & Workpl Officer
GrantCommon Stock, $0.01 Par Value 15,290 $3.27 $49,998.30
Disclosure

SEC source: 0001193125-26-086376 · ownership.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,297

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan effective May 13, 2023. The purchase was approved by the Company's Board of Directors on March 1, 2026.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:50 UTC GrantCommon Stock, $0.01 Par Value 12,000 $3.27 $39,240.00
Disclosure

SEC source: 0001193125-26-089613 · ownership.xml · nonDerivative · entry 1

Shannon James Samuel · CIK 0001485417 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,635

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan. The purchase was approved by the Company's Board of Directors on March 1, 2026.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:50 UTC GrantCommon Stock, $0.01 Par Value 35,000 $3.27 $114,450.00
Disclosure

SEC source: 0001193125-26-089612 · ownership.xml · nonDerivative · entry 1

HOOPER ANTHONY C · CIK 0001277244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,153

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan. The purchase was approved by the Company's Board of Directors on March 1, 2026.

Read SEC document
March 01, 2026 Filed Mar 4, 2026 02:50 UTC
Prentiss Christopher BChief Financial Officer
GrantCommon Stock, $0.01 Par Value 5,000 $3.27 $16,350.00
Disclosure

SEC source: 0001193125-26-089611 · ownership.xml · nonDerivative · entry 1

Prentiss Christopher B · CIK 0001717583 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,854

F1 · kind: The securities were purchased through the Issuer's Market Price Stock Purchase Plan. The purchase was approved by the Company's Board of Directors on March 1, 2026.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 02:50 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 37,525 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001193125-26-086379 · ownership.xml · derivative · entry 4

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,525

Underlying: Stock Options · 37,525 shares

Expires 2027-05-25

F4 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 02:50 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 57,750 $0.00 Strike: $1.52 $0.00
Disclosure

SEC source: 0001193125-26-086379 · ownership.xml · derivative · entry 3

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,750

Underlying: Stock Options · 57,750 shares

Expires 2027-05-29

F3 · kind: On May 29, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 02:50 UTC
Castagna MichaelDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-26-086379 · ownership.xml · derivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Stock Options · 50,000 shares

Expires 2026-05-19

F2 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

Read SEC document
February 26, 2026 Filed Mar 3, 2026 02:50 UTC GrantEmployee Stock Option (right to buy) · Derivative 45,025 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001193125-26-086378 · ownership.xml · derivative · entry 1

Binder Steven B. · CIK 0001712601 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,025

Underlying: Stock Options · 45,025 shares

Expires 2027-08-23

F1 · kind: On August 24, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

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February 26, 2026 Filed Mar 3, 2026 02:50 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 37,525 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001193125-26-086377 · ownership.xml · derivative · entry 2

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,525

Underlying: Stock Options · 37,525 shares

Expires 2027-05-25

F2 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

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February 26, 2026 Filed Mar 3, 2026 02:50 UTC
Thomson DavidEVP Genl Counsel & Secretary
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-26-086377 · ownership.xml · derivative · entry 1

Thomson David · CIK 0001297976 · EVP Genl Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Stock Options · 20,000 shares

Expires 2026-05-19

F1 · kind: On May 19, 2016, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

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February 26, 2026 Filed Mar 3, 2026 02:50 UTC
Tross Stuart AChief People & Workpl Officer
GrantEmployee Stock Option (right to buy) · Derivative 28,143 $0.00 Strike: $1.42 $0.00
Disclosure

SEC source: 0001193125-26-086376 · ownership.xml · derivative · entry 3

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,143

Underlying: Stock Options · 28,143 shares

Expires 2027-05-25

F3 · kind: On May 25, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

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February 26, 2026 Filed Mar 3, 2026 02:50 UTC
Tross Stuart AChief People & Workpl Officer
GrantEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-26-086376 · ownership.xml · derivative · entry 2

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Stock Options · 20,000 shares

Expires 2027-02-15

F2 · kind: On February 16, 2017, the reporting person was granted an option that vests upon the achievement of certain defined performance milestones. On February 26, 2026, one of the defined performance milestones was met, resulting in the partial vesting of the option.

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January 08, 2026 Filed Jan 10, 2026 01:30 UTC
Tross Stuart AChief People & Workpl Officer
SaleCommon Stock, $0.01 Par Value 47,006 $6.33 $297,547.98
Disclosure

SEC source: 0001193125-26-009297 · ownership.xml · nonDerivative · entry 1

Tross Stuart A · CIK 0001589641 · Chief People & Workpl Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 985,007

F1 · kind: Transaction occured pursuant to Rule 10B5-1 Plan established June 17, 2025.

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December 24, 2025 Filed Dec 30, 2025 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
GiftCommon Stock, $0.01 Par Value 44,171 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-335655 · ownership.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,460,621

F1 · kind: Shares gifted as a charitable donation.

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December 17, 2025 Filed Dec 20, 2025 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-25-327227 · ownership.xml · derivative · entry 4

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 50,000 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 20, 2025 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,804 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-25-327227 · ownership.xml · derivative · entry 3

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 15,804 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2025 Filed Dec 20, 2025 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $0.01 Par Value 65,804 $6.01 $395,482.04
Disclosure

SEC source: 0001193125-25-327227 · ownership.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,504,792

F1 · kind: Transaction occurred pursuant to Rule 10b5-1 Plan established August 8, 2025.

F2 · price: The weighted average sales price of the reported transaction was $6.01 based on a range of prices between $6.00 and $6.04. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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December 17, 2025 Filed Dec 20, 2025 01:00 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.01 Par Value 65,804 $4.55 $299,408.20
Disclosure

SEC source: 0001193125-25-327227 · ownership.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,570,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 01:15 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,310 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-25-321366 · ownership.xml · derivative · entry 7

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,804

Underlying: Common Stock, $0.01 Par Value · 21,310 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 01:15 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $0.01 Par Value 21,310 $6.00 $127,860.00
Disclosure

SEC source: 0001193125-25-321366 · ownership.xml · nonDerivative · entry 4

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,504,792

F1 · kind: Transaction occurred pursuant to Rule 10b5-1 Plan established August 8, 2025.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 01:15 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.01 Par Value 21,310 $4.55 $96,960.50
Disclosure

SEC source: 0001193125-25-321366 · ownership.xml · nonDerivative · entry 3

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,526,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2025 Filed Dec 17, 2025 01:15 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,886 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-25-321366 · ownership.xml · derivative · entry 6

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,114

Underlying: Common Stock, $0.01 Par Value · 12,886 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2025 Filed Dec 17, 2025 01:15 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,920 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-25-321366 · ownership.xml · derivative · entry 5

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 7,920 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2025 Filed Dec 17, 2025 01:15 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $0.01 Par Value 20,806 $6.00 $124,836.00
Disclosure

SEC source: 0001193125-25-321366 · ownership.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,504,792

F1 · kind: Transaction occurred pursuant to Rule 10b5-1 Plan established August 8, 2025.

Read SEC document
December 12, 2025 Filed Dec 17, 2025 01:15 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionCommon Stock, $0.01 Par Value 20,806 $4.55 $94,667.30
Disclosure

SEC source: 0001193125-25-321366 · ownership.xml · nonDerivative · entry 1

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,525,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2025 Filed Dec 5, 2025 00:32 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 42,080 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-25-308350 · ownership.xml · derivative · entry 4

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,920

Underlying: Common Stock, $0.01 Par Value · 42,080 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2025 Filed Dec 5, 2025 00:32 UTC
Castagna MichaelDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 65,840 $0.00 Strike: $4.55 $0.00
Disclosure

SEC source: 0001193125-25-308350 · ownership.xml · derivative · entry 3

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.01 Par Value · 65,840 shares

Expires 2026-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2025 Filed Dec 5, 2025 00:32 UTC
Castagna MichaelDirector · Chief Executive Officer
SaleCommon Stock, $0.01 Par Value 107,920 $5.57 $601,114.40
Disclosure

SEC source: 0001193125-25-308350 · ownership.xml · nonDerivative · entry 2

Castagna Michael · CIK 0001674282 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,504,792

F1 · kind: Transaction occurred pursuant to Rule 10b5-1 Plan established August 8, 2025.

F2 · price: The weighted average sales price of the reported transaction was $5.57 based on a range of prices between $5.50 and $5.63. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.