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3M CO

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1275
SEC CIK
0000066740
Parsed reports
847

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 225 $247.76 $55,746.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 21

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,841.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 100 $247.75 $24,775.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 20

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,066.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 213 $247.74 $52,768.62
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 19

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,166.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 515 $247.71 $127,570.65
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 18

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,379.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 100 $247.70 $24,770.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 17

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,894.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 200 $247.69 $49,538.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 16

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,994.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 200 $247.68 $49,536.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 15

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,194.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 101 $247.67 $25,014.67
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 14

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,394.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 350 $247.64 $86,674.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 13

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,495.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 312 $247.54 $77,232.48
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 12

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,845.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 100 $247.53 $24,753.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 11

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,157.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 100 $247.53 $24,752.50
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 10

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,257.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 888 $247.50 $219,780.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 9

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 600 $247.43 $148,458.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 8

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,245.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 27 $247.40 $6,679.80
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 7

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,845.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 589 $247.36 $145,695.04
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 6

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,872.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 600 $247.28 $148,368.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 5

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,461.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 125 $247.25 $30,906.25
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 4

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,061.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 1,100 $247.22 $271,942.00
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 3

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,186.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
SaleCommon Stock 989 $246.84 $244,124.76
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 2

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,286.94

Read SEC document
February 02, 2018 Filed Feb 5, 2018 20:23 UTC
Bauman James LExecutive Vice President
Exercise / conversionCommon Stock 11,660 $54.11 $630,922.60
Disclosure

SEC source: 0001127602-18-003940 · form4.xml · nonDerivative · entry 1

Bauman James L · CIK 0001628097 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,275.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,458 $0.00 Strike: $77.18 $0.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · derivative · entry 13

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,458 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,146 $0.00 Strike: $77.18 $0.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · derivative · entry 12

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458

Underlying: Common Stock · 4,146 shares

Expires 2018-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
Exercise / conversionCommon Stock 2,458 $77.18 $189,708.44
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 11

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,520.159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 100 $246.69 $24,669.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 10

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 800 $246.66 $197,328.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 9

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,162.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 2,146 $246.66 $529,327.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 8

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,962.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 300 $246.65 $73,995.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 7

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,108.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 100 $246.64 $24,664.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 6

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,408.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 300 $246.63 $73,989.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 5

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,508.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 200 $246.62 $49,324.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 4

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,808.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 100 $246.61 $24,661.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 3

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,008.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
SaleCommon Stock 100 $246.59 $24,659.00
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,108.159

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 17:01 UTC
Roman Michael FExecutive Vice President
Exercise / conversionCommon Stock 4,146 $77.18 $319,988.28
Disclosure

SEC source: 0001127602-18-004239 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,208.159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This form is being filed to report the exercise of a 3M stock option by means of a cashless-sell-to-cover method (selling enough shares to cover option share purchase price, fee and taxes, then retaining the remaining shares).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,201 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · derivative · entry 12

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,201 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,043 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · derivative · entry 11

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,201

Underlying: Common Stock · 3,043 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,200 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · derivative · entry 10

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,244

Underlying: Common Stock · 3,200 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009).

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
Exercise / conversionCommon Stock 2,201 $54.11 $119,096.11
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 9

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,082.0099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

F2 · balance_after: Includes shares acquired pursuant to 3M's Dividend Reinvestment Plan.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 900 $247.05 $222,345.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 8

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,881.0099

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 1,500 $247.04 $370,552.50
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 7

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,781.0099

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 100 $247.03 $24,703.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 6

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,281.0099

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 100 $246.90 $24,690.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 5

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,381.0099

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 443 $246.89 $109,372.27
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 4

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,481.0099

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
Exercise / conversionCommon Stock 3,043 $54.11 $164,656.73
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 3

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,924.0099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
SaleCommon Stock 3,200 $246.98 $790,336.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,881.0099

Read SEC document
February 02, 2018 Filed Feb 6, 2018 16:48 UTC
Vale Michael G.Executive Vice President
Exercise / conversionCommon Stock 3,200 $54.11 $173,152.00
Disclosure

SEC source: 0001127602-18-004234 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,081.0099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:45 UTC
Banovetz John PatrickSr Vice President
Exercise / conversionRestricted Stock Units · Derivative 204 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004227 · form4.xml · derivative · entry 3

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock.

F3 · derivative.exercise_date: The Restricted Stock Units will vest on February 3, 2018.

F3 · derivative.expiration_date: The Restricted Stock Units will vest on February 3, 2018.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:45 UTC
Banovetz John PatrickSr Vice President
Tax withholdingCommon Stock 104 $245.17 $25,497.68
Disclosure

SEC source: 0001127602-18-004227 · form4.xml · nonDerivative · entry 2

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,928.4959

F1 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 15:45 UTC
Banovetz John PatrickSr Vice President
Exercise / conversionCommon Stock 204 $245.17 $50,014.68
Disclosure

SEC source: 0001127602-18-004227 · form4.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,032.4959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2018 Filed Feb 2, 2018 20:34 UTC
Keel Paul ASenior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 200 $0.00 Strike: $54.11 $0.00
Disclosure

SEC source: 0001127602-18-003611 · form4.xml · derivative · entry 21

Keel Paul A · CIK 0001626337 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200 shares

Expires 2019-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.