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MMI

Marcus & Millichap, Inc.

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Tapewire entity
4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2017 Filed Nov 9, 2017 00:30 UTC
Louie Martin E.Chief Financial Officer
Exercise / conversionDeferred Stock Units · Derivative 51,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059849 · doc4.xml · derivative · entry 3

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,917

Underlying: Common Stock · 51,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

F3 · derivative.exercise_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

F3 · derivative.expiration_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

Read SEC document
November 06, 2017 Filed Nov 9, 2017 00:30 UTC
Louie Martin E.Chief Financial Officer
Tax withholdingCommon Stock 23,751 $29.00 $688,779.00
Disclosure

SEC source: 0001209191-17-059849 · doc4.xml · nonDerivative · entry 2

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,518

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.

Read SEC document
November 06, 2017 Filed Nov 9, 2017 00:30 UTC
Louie Martin E.Chief Financial Officer
Exercise / conversionCommon Stock 51,919 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059849 · doc4.xml · nonDerivative · entry 1

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

Read SEC document
November 06, 2017 Filed Nov 9, 2017 00:29 UTC
Hughes William E.SVP Marcus & Millichap Capital
Exercise / conversionDeferred Stock Unit · Derivative 35,067 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059848 · doc4.xml · derivative · entry 4

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,068

Underlying: Common Stock · 35,067 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

F4 · derivative.exercise_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

F4 · derivative.expiration_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

Read SEC document
November 06, 2017 Filed Nov 9, 2017 00:29 UTC
Hughes William E.SVP Marcus & Millichap Capital
Tax withholdingCommon Stock 13,906 $29.00 $403,274.00
Disclosure

SEC source: 0001209191-17-059848 · doc4.xml · nonDerivative · entry 2

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,701

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.

Read SEC document
November 06, 2017 Filed Nov 9, 2017 00:29 UTC
Hughes William E.SVP Marcus & Millichap Capital
Exercise / conversionCommon Stock 35,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059848 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

Read SEC document
October 11, 2017 Filed Oct 11, 2017 23:21 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 3,801 $28.00 $106,440.54
Disclosure

SEC source: 0001209191-17-056690 · doc4.xml · nonDerivative · entry 2

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 118,257

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $27.98 to $28.06. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 23:21 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 2,199 $27.99 $61,553.53
Disclosure

SEC source: 0001209191-17-056690 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 122,058

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $27.98 to $28.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 00:30 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 466 $26.99 $12,575.66
Disclosure

SEC source: 0001209191-17-054784 · doc4.xml · nonDerivative · entry 2

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 124,257

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $26.98 to $27.01. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 00:30 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 5,534 $26.99 $149,341.08
Disclosure

SEC source: 0001209191-17-054784 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 124,723

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $26.98 to $27.00. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:56 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 5,000 $26.34 $131,692.50
Disclosure

SEC source: 0001209191-17-051079 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 130,257

F1 · price: The range of prices for the shares of Common Stock is from $26.24 to $26.42. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

Read SEC document
August 04, 2017 Filed Dec 18, 2017 23:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 386 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066209 · doc4.xml · derivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

Underlying: Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning August 4, 2016.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning August 4, 2016.

Read SEC document
August 04, 2017 Filed Dec 18, 2017 23:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 146 $25.38 $3,705.48
Disclosure

SEC source: 0001209191-17-066209 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,961

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
August 04, 2017 Filed Dec 18, 2017 23:32 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066209 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 463 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2017 and November 15, 2017.

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 23:15 UTC
MARCUS GEORGE MDirector · 10% owner
GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047983 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,879

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 23:29 UTC GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047996 · doc4.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,548

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 19:26 UTC GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047994 · doc4.xml · nonDerivative · entry 1

MILLICHAP WILLIAM A · CIK 0001194685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,880

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 19:17 UTC GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047988 · doc4.xml · nonDerivative · entry 1

MILLICHAP WILLIAM A · CIK 0001194685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,880

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 23:30 UTC GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047997 · doc4.xml · nonDerivative · entry 1

Watters Don C. · CIK 0001588453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,879

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 23:16 UTC GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047985 · doc4.xml · nonDerivative · entry 1

McClanahan Nicholas F. · CIK 0001588281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
August 03, 2017 Filed Aug 7, 2017 23:12 UTC GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047980 · doc4.xml · nonDerivative · entry 1

Lawrence Norma J. · CIK 0001588559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 25, 2017 Filed May 26, 2017 23:13 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 8,500 $24.41 $207,487.55
Disclosure

SEC source: 0001209191-17-036031 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,161

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $24.36 to $24.48. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
May 04, 2017 Filed May 9, 2017 00:33 UTC
MARCUS GEORGE MDirector · 10% owner
GrantCommon Stock 2,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030730 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,287

F1 · shares: The shares shall vest 33-1/3rd per year on the first, second and third anniversary of the date of grant.

Read SEC document
May 04, 2017 Filed May 8, 2017 20:34 UTC GrantCommon Stock 2,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030732 · doc4.xml · nonDerivative · entry 1

MILLICHAP WILLIAM A · CIK 0001194685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,288

F1 · shares: The shares shall vest 33-1/3rd per year on the first, second and third anniversary of the date of grant.

Read SEC document
May 04, 2017 Filed May 9, 2017 00:35 UTC GrantCommon Stock 2,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030733 · doc4.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,956

F1 · shares: The shares shall vest 33-1/3rd per year on the first, second and third anniversary of the date of grant.

Read SEC document
May 04, 2017 Filed May 9, 2017 00:33 UTC GrantCommon Stock 2,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030729 · doc4.xml · nonDerivative · entry 1

Lawrence Norma J. · CIK 0001588559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

F1 · shares: The shares shall vest 33-1/3rd per year on the first, second and third anniversary of the date of grant.

Read SEC document
May 04, 2017 Filed May 9, 2017 00:34 UTC GrantCommon Stock 2,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030731 · doc4.xml · nonDerivative · entry 1

McClanahan Nicholas F. · CIK 0001588281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

F1 · shares: The shares shall vest 33-1/3rd per year on the first, second and third anniversary of the date of grant.

Read SEC document
May 04, 2017 Filed May 9, 2017 00:35 UTC GrantCommon Stock 2,331 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-030734 · doc4.xml · nonDerivative · entry 1

Watters Don C. · CIK 0001588453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,287

F1 · shares: The shares shall vest 33-1/3rd per year on the first, second and third anniversary of the date of grant.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:59 UTC
LaBar Mitchell RExecutive VP and COO
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025205 · doc4.xml · derivative · entry 3

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 31, 2017.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 31, 2017.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:59 UTC
LaBar Mitchell RExecutive VP and COO
Tax withholdingCommon Stock 2,255 $24.58 $55,427.90
Disclosure

SEC source: 0001209191-17-025205 · doc4.xml · nonDerivative · entry 2

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,745

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:59 UTC
LaBar Mitchell RExecutive VP and COO
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-025205 · doc4.xml · nonDerivative · entry 1

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 24, 2017 Filed Mar 24, 2017 23:02 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 4,500 $23.74 $106,841.70
Disclosure

SEC source: 0001209191-17-022853 · doc4.xml · nonDerivative · entry 2

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,661

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $23.49 to $24.05 The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 23, 2017 Filed Mar 24, 2017 23:02 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 4,500 $24.60 $110,687.40
Disclosure

SEC source: 0001209191-17-022853 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,161

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $24.31 to $24.83 The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 22, 2017 Filed Mar 23, 2017 00:04 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 4,500 $24.80 $111,597.30
Disclosure

SEC source: 0001209191-17-022448 · doc4.xml · nonDerivative · entry 3

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,661

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F4 · price: The range of prices for the shares of Common Stock is from $24.66 to $25.03 The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 00:04 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 4,500 $24.97 $112,358.25
Disclosure

SEC source: 0001209191-17-022448 · doc4.xml · nonDerivative · entry 2

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,161

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F3 · price: The range of prices for the shares of Common Stock is from $24.87 to $25.25 The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 20, 2017 Filed Mar 23, 2017 00:07 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 512,643 $24.50 $12,559,753.50
Disclosure

SEC source: 0001209191-17-022451 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,649,357

F1 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
March 20, 2017 Filed Mar 23, 2017 00:06 UTC SaleCommon Stock 512,643 $24.50 $12,559,753.50
Disclosure

SEC source: 0001209191-17-022449 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,649,357

Read SEC document
March 20, 2017 Filed Mar 23, 2017 00:04 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 4,500 $25.85 $116,309.25
Disclosure

SEC source: 0001209191-17-022448 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,661

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $25.76 to $26.01 The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 23:52 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 500 $28.02 $14,007.50
Disclosure

SEC source: 0001209191-17-018017 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 135,257

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $28.00 to $28.045. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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February 27, 2017 Filed Mar 1, 2017 01:25 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 82 $27.41 $2,247.62
Disclosure

SEC source: 0001209191-17-015547 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,258

F4 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

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February 25, 2017 Filed Mar 1, 2017 01:25 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015547 · doc4.xml · derivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

Underlying: Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 25, 2017.

F5 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 25, 2017.

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February 25, 2017 Filed Mar 1, 2017 01:25 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-015547 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 428 shares acquired under the Issuer's Employee Stock Purchase Plan on May 16, 2016 and November 16, 2016.

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

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February 23, 2017 Filed Feb 28, 2017 01:03 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 1,200 $28.14 $33,767.52
Disclosure

SEC source: 0001209191-17-015044 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 135,757

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $28.00 to $28.53. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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February 22, 2017 Filed Feb 23, 2017 23:39 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 6,100 $28.03 $170,962.26
Disclosure

SEC source: 0001209191-17-014014 · doc4.xml · nonDerivative · entry 2

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 136,957

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $28.00 to $28.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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February 21, 2017 Filed Feb 23, 2017 23:39 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 441 $27.55 $12,148.80
Disclosure

SEC source: 0001209191-17-014014 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 143,057

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $27.51 to $27.58. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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February 16, 2017 Filed Feb 21, 2017 17:07 UTC
LaBar Mitchell RExecutive VP and COO
GrantRestricted Stock Units · Derivative 36,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012776 · doc4.xml · derivative · entry 1

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common Stock · 36,363 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

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February 16, 2017 Filed Feb 21, 2017 22:08 UTC
Schwarz Kurt HenryChief Accounting Officer
GrantRestricted Stock Units · Derivative 638 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-012779 · doc4.xml · derivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638

Underlying: Common Stock · 638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

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February 16, 2017 Filed Feb 21, 2017 22:07 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 8,534 $27.51 $234,798.50
Disclosure

SEC source: 0001209191-17-012775 · doc4.xml · nonDerivative · entry 2

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 143,498

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F4 · price: The range of prices for the shares of Common Stock is from $27.50 to $27.54. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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February 16, 2017 Filed Feb 21, 2017 22:07 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 6,025 $27.51 $165,721.24
Disclosure

SEC source: 0001209191-17-012775 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 152,032

F1 · kind: Shares sold through sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: The range of prices for the shares of Common Stock is from $27.50 to $27.56. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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January 05, 2017 Filed Jan 6, 2017 02:17 UTC
Louie Martin E.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002448 · doc4.xml · derivative · entry 4

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016.

F6 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.