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MMI

Marcus & Millichap, Inc.

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4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2018 Filed Mar 12, 2018 22:22 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 15,196 $34.00 $516,664.00
Disclosure

SEC source: 0001209191-18-018946 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,296

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

Read SEC document
February 26, 2018 Filed Jun 5, 2018 17:17 UTC
LaBar Mitchell RExecutive VP and COO
GrantRestricted Stock Units · Derivative 7,807 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035811 · doc4.xml · derivative · entry 1

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,807

Underlying: Common Stock · 7,807 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 26, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 26, 2019.

Read SEC document
February 26, 2018 Filed Mar 13, 2019 01:06 UTC
Schwarz Kurt HenryChief Accounting Officer
GrantRestricted Stock Units · Derivative 642 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-019038 · doc4.xml · derivative · entry 7

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642

Underlying: Common Stock · 642 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F7 · derivative.exercise_date: Twenty percent will vest on each of the first five anniversaries commencing on the tenth (10th) day of the month following the Grant Date, subject to the recipient remaining a Service Provider through each such vesting date.

F7 · derivative.expiration_date: Twenty percent will vest on each of the first five anniversaries commencing on the tenth (10th) day of the month following the Grant Date, subject to the recipient remaining a Service Provider through each such vesting date.

Read SEC document
February 25, 2018 Filed Feb 28, 2018 00:58 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014277 · doc4.xml · derivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558

Underlying: Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 25, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 25, 2017.

Read SEC document
February 25, 2018 Filed Feb 28, 2018 00:58 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 77 $32.02 $2,465.54
Disclosure

SEC source: 0001209191-18-014277 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,145

F3 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 25, 2018 Filed Feb 28, 2018 00:58 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 186 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-014277 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 18:12 UTC
LaBar Mitchell RExecutive VP and COO
Exercise / conversionRestricted Stock Units · Derivative 7,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011510 · doc4.xml · derivative · entry 3

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,091

Underlying: Common Stock · 7,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 18:12 UTC
LaBar Mitchell RExecutive VP and COO
Tax withholdingCommon Stock 2,623 $31.78 $83,358.94
Disclosure

SEC source: 0001209191-18-011510 · doc4.xml · nonDerivative · entry 2

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,394

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

Read SEC document
February 16, 2018 Filed Feb 20, 2018 18:12 UTC
LaBar Mitchell RExecutive VP and COO
Exercise / conversionCommon Stock 7,272 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011510 · doc4.xml · nonDerivative · entry 1

LaBar Mitchell R · CIK 0001669426 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 01:02 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 127 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011626 · doc4.xml · derivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 01:02 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 52 $31.78 $1,652.56
Disclosure

SEC source: 0001209191-18-011626 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,036

F4 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price of the date of settlement.

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 01:02 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 127 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011626 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 463 shares acquired under the Issuer's Employee Stock Purchase Plan on May 15, 2017 and November 15, 2017.

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 06, 2018 Filed Feb 13, 2018 22:47 UTC
Louie Martin E.Chief Financial Officer
SaleCommon Stock 7,800 $28.90 $225,450.42
Disclosure

SEC source: 0001209191-18-009695 · doc4.xml · nonDerivative · entry 1

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,966

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $28.89 to $29.35. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:07 UTC
Louie Martin E.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002976 · doc4.xml · derivative · entry 3

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:07 UTC
Louie Martin E.Chief Financial Officer
Tax withholdingCommon Stock 1,752 $32.02 $56,099.04
Disclosure

SEC source: 0001209191-18-002976 · doc4.xml · nonDerivative · entry 2

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,766

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:07 UTC
Louie Martin E.Chief Financial Officer
Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-002976 · doc4.xml · nonDerivative · entry 1

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:08 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-002977 · doc4.xml · derivative · entry 3

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning January 5, 2016.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:08 UTC
Nadji HessamDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,235 $32.02 $103,584.70
Disclosure

SEC source: 0001209191-18-002977 · doc4.xml · nonDerivative · entry 2

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,492

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:08 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-002977 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 23:18 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 15,196 $32.39 $492,251.63
Disclosure

SEC source: 0001209191-18-001261 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,727

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $32.00 to $32.57. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 22:41 UTC
Louie Martin E.Chief Financial Officer
SaleCommon Stock 13,000 $32.00 $416,000.00
Disclosure

SEC source: 0001209191-18-002128 · doc4.xml · nonDerivative · entry 1

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,518

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:55 UTC
MARCUS GEORGE MDirector · 10% owner
GiftCommon Stock 96,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063237 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,879

F3 · kind: Gift of shares to charitable foundation.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:55 UTC
MARCUS GEORGE MDirector · 10% owner
OtherCommon Stock 96,763 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063237 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,642

F1 · kind: Pro rata distribution by Phoenix Investments Holdings LLC, to unitholders, including Mr. Marcus.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:55 UTC
MARCUS GEORGE MDirector · 10% owner
OtherCommon Stock 98,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063237 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,514,405

F1 · kind: Pro rata distribution by Phoenix Investments Holdings LLC, to unitholders, including Mr. Marcus.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 21:54 UTC OtherCommon Stock 98,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-063236 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,514,405

F1 · kind: PRO RATA DISTRIBUTION BY PHOENIX INVESTMENTS HOLDINGS LLC TO UNITHOLDERS.

Read SEC document
November 22, 2017 Filed Nov 28, 2017 00:38 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 50,839 $30.75 $1,563,548.36
Disclosure

SEC source: 0001209191-17-062635 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,612,767

F1 · price: The range of prices for the shares of Common Stock is from $30.365 to $31.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2017 Filed Nov 28, 2017 00:37 UTC SaleCommon Stock 50,839 $30.75 $1,563,548.36
Disclosure

SEC source: 0001209191-17-062634 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,612,767

F1 · price: The range of prices for the shares of Common Stock is from $30.365 to $31.10. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 01:02 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 136,363 $31.00 $4,227,375.73
Disclosure

SEC source: 0001209191-17-062222 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,663,606

F4 · price: The range of prices for the shares of Common Stock is from $30.84 to $31.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 01:01 UTC SaleCommon Stock 136,363 $31.00 $4,227,375.73
Disclosure

SEC source: 0001209191-17-062221 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,663,606

F3 · price: The range of prices for the shares of Common Stock is from $30.84 to $31.08. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 01:02 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 188,826 $30.52 $5,763,743.71
Disclosure

SEC source: 0001209191-17-062222 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,799,969

F3 · price: The range of prices for the shares of Common Stock is from $30.50 to $30.645. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 01:01 UTC SaleCommon Stock 188,826 $30.52 $5,763,743.71
Disclosure

SEC source: 0001209191-17-062221 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,799,969

F2 · price: The range of prices for the shares of Common Stock is from $30.50 to $30.645. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 01:02 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 243,898 $30.50 $7,438,328.03
Disclosure

SEC source: 0001209191-17-062222 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 18,988,795

F1 · price: The range of prices for the shares of Common Stock is from $30.40 to $30.625. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2017 Filed Nov 22, 2017 01:01 UTC SaleCommon Stock 243,898 $30.50 $7,438,328.03
Disclosure

SEC source: 0001209191-17-062221 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,988,795

F1 · price: The range of prices for the shares of Common Stock is from $30.40 to $30.625. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 16, 2017 23:24 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 100,000 $30.54 $3,054,460.00
Disclosure

SEC source: 0001209191-17-061293 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,232,693

F4 · price: The range of prices for the shares of Common Stock is from $30.43 to $30.7225. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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November 16, 2017 Filed Nov 16, 2017 23:22 UTC SaleCommon Stock 100,000 $30.54 $3,054,460.00
Disclosure

SEC source: 0001209191-17-061292 · doc4.xml · nonDerivative · entry 3

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,232,693

F3 · price: The range of prices for the shares of Common Stock is from $30.43 to $30.7225. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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November 15, 2017 Filed Nov 16, 2017 23:24 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 141,101 $30.35 $4,282,189.59
Disclosure

SEC source: 0001209191-17-061293 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,332,693

F3 · price: The range of prices for the shares of Common Stock is from $30.02 to $30.5075. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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November 15, 2017 Filed Nov 16, 2017 23:22 UTC SaleCommon Stock 141,101 $30.35 $4,282,189.59
Disclosure

SEC source: 0001209191-17-061292 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,332,693

F2 · price: The range of prices for the shares of Common Stock is from $30.02 to $30.5075. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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November 14, 2017 Filed Nov 16, 2017 23:24 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 132,606 $30.70 $4,070,460.52
Disclosure

SEC source: 0001209191-17-061293 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,473,794

F1 · price: The range of prices for the shares of Common Stock is from $30.44 to $31.28. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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November 14, 2017 Filed Nov 16, 2017 23:22 UTC SaleCommon Stock 132,606 $30.70 $4,070,460.52
Disclosure

SEC source: 0001209191-17-061292 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,473,794

F1 · price: The range of prices for the shares of Common Stock is from $30.44 to $31.28. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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November 13, 2017 Filed Nov 14, 2017 01:22 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 26,138 $29.97 $783,350.63
Disclosure

SEC source: 0001209191-17-060484 · doc4.xml · nonDerivative · entry 2

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,606,400

F3 · price: The range of prices for the shares of Common Stock is from $29.90 to $30.085. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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November 13, 2017 Filed Nov 14, 2017 01:21 UTC SaleCommon Stock 26,138 $29.97 $783,350.63
Disclosure

SEC source: 0001209191-17-060483 · doc4.xml · nonDerivative · entry 2

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,606,400

F2 · price: The range of prices for the shares of Common Stock is from $29.90 to $30.085. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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November 10, 2017 Filed Nov 14, 2017 01:22 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 16,819 $30.34 $510,369.19
Disclosure

SEC source: 0001209191-17-060484 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 19,632,538

F1 · price: The range of prices for the shares of Common Stock is from $30.25 to $30.595. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: THE SHARES ARE BEING SOLD BY PHOENIX INVESTMENTS HOLDINGS LLC ("PHOENIX") AND NOT BY MR. MARCUS. Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.4% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

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November 10, 2017 Filed Nov 14, 2017 01:21 UTC SaleCommon Stock 16,819 $30.34 $510,369.19
Disclosure

SEC source: 0001209191-17-060483 · doc4.xml · nonDerivative · entry 1

Phoenix Investments Holdings LLC · CIK 0001589464 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,632,538

F1 · price: The range of prices for the shares of Common Stock is from $30.25 to $30.595. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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November 08, 2017 Filed Nov 13, 2017 22:36 UTC
Nadji HessamDirector · Chief Executive Officer
SaleCommon Stock 18,500 $30.40 $562,416.65
Disclosure

SEC source: 0001209191-17-060404 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,923

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $30.00 to $30.80. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

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November 08, 2017 Filed Nov 13, 2017 22:35 UTC
Hughes William E.SVP Marcus & Millichap Capital
SaleCommon Stock 6,840 $30.05 $205,532.42
Disclosure

SEC source: 0001209191-17-060401 · doc4.xml · nonDerivative · entry 1

Hughes William E. · CIK 0001588435 · SVP Marcus & Millichap Capital

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 111,417

F1 · kind: SALE EFFECTED UNDER SALES PLAN PURSUANT TO RULE 10B5-1(C)(1) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.

F2 · price: The range of prices for the shares of Common Stock is from $29.98 to $30.30. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F3 · ownership.nature: Voting and investment power over the shares held by The William E. Hughes, Jr. Revocable Trust Dated August 26, 2005 is exercised by Mr. William E. Hughes, Jr., its trustee.

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November 06, 2017 Filed Nov 8, 2017 19:31 UTC Exercise / conversionDeferred Stock Unit · Derivative 16,667 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059850 · doc4.xml · derivative · entry 2

MILLICHAP WILLIAM A · CIK 0001194685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Underlying: Common Stock · 16,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

F2 · derivative.exercise_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

F2 · derivative.expiration_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

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November 06, 2017 Filed Nov 8, 2017 19:31 UTC Exercise / conversionCommon Stock 16,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059850 · doc4.xml · nonDerivative · entry 1

MILLICHAP WILLIAM A · CIK 0001194685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

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November 06, 2017 Filed Nov 9, 2017 00:33 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Unit · Derivative 34,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059851 · doc4.xml · derivative · entry 3

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,410

Underlying: Common Stock · 34,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

F3 · derivative.exercise_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

F3 · derivative.expiration_date: The deferred stock units vest immediately. The deferred stock units will be settled in the Issuer stock at a rate of 20% per year beginning one year from the date of the grant.

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November 06, 2017 Filed Nov 9, 2017 00:33 UTC
Nadji HessamDirector · Chief Executive Officer
Tax withholdingCommon Stock 17,146 $29.00 $497,234.00
Disclosure

SEC source: 0001209191-17-059851 · doc4.xml · nonDerivative · entry 2

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,423

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of DSUs. The amount of shares withheld is based on the closing sales prices on the date of settlement.

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November 06, 2017 Filed Nov 9, 2017 00:33 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionCommon Stock 34,408 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059851 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 339,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each deferred stock unit represents a contingent right to receive one share of the Issuer common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.