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MMI

Marcus & Millichap, Inc.

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4846
SEC CIK
0001578732
Parsed reports
448

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2020 Filed May 7, 2020 21:24 UTC
MARCUS GEORGE MDirector · 10% owner
GrantCommon Stock 2,788 $26.90 $74,997.20
Disclosure

SEC source: 0001209191-20-027752 · doc4.xml · nonDerivative · entry 1

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,566

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:28 UTC GrantCommon Stock 2,788 $26.90 $74,997.20
Disclosure

SEC source: 0001209191-20-027757 · doc4.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,052

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:36 UTC GrantCommon Stock 2,788 $26.90 $74,997.20
Disclosure

SEC source: 0001209191-20-027763 · doc4.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,235

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 17:34 UTC GrantCommon Stock 2,788 $26.90 $74,997.20
Disclosure

SEC source: 0001209191-20-027762 · doc4.xml · nonDerivative · entry 1

MILLICHAP WILLIAM A · CIK 0001194685 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,324

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:39 UTC GrantCommon Stock 2,788 $26.90 $74,997.20
Disclosure

SEC source: 0001209191-20-027764 · doc4.xml · nonDerivative · entry 1

Watters Don C. · CIK 0001588453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,566

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:31 UTC GrantCommon Stock 2,788 $26.90 $74,997.20
Disclosure

SEC source: 0001209191-20-027761 · doc4.xml · nonDerivative · entry 1

McClanahan Nicholas F. · CIK 0001588281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,610

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:21 UTC GrantCommon Stock 2,788 $26.90 $74,997.20
Disclosure

SEC source: 0001209191-20-027750 · doc4.xml · nonDerivative · entry 1

Lawrence Norma J. · CIK 0001588559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,324

F1 · shares: The shares shall vest on the first anniversary of the date of grant.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:19 UTC
LaBerge Gregory A.Chief Administrative Officer
GrantRestricted Stock Units · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-027748 · doc4.xml · derivative · entry 1

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning June 10, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning June 10, 2021.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:57 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024495 · doc4.xml · derivative · entry 3

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning April 10, 2019.

F3 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning April 10, 2019.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:57 UTC
Nadji HessamDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,488 $29.43 $43,791.84
Disclosure

SEC source: 0001209191-20-024495 · doc4.xml · nonDerivative · entry 2

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,619

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.

Read SEC document
April 13, 2020 Filed Apr 15, 2020 20:57 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-024495 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 11, 2020 Filed Mar 11, 2021 23:54 UTC
MARCUS GEORGE MDirector · 10% owner
SaleCommon Stock 60,000 $34.24 $2,054,190.00
Disclosure

SEC source: 0001209191-21-019941 · doc4.xml · nonDerivative · entry 3

MARCUS GEORGE M · CIK 0000939706 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 14,645,287

F4 · price: The range of prices for the shares of Common Stock is from $34.00 to $34.43. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.

F2 · ownership.nature: Mr. Marcus is the sole member and manager of Ionian Investments Manager LLC, which is the non-member manager of Phoenix, and beneficially owns 98.9% of its membership interests. Mr. Marcus has voting and investment power with respect to the shares held by Phoenix. Mr. Marcus disclaims beneficial ownership of shares held by Phoenix except to the extent of his pecuniary interest therein.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 23:06 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 391 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018633 · doc4.xml · derivative · entry 6

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The Reporting Person was granted 1,956 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

F4 · derivative.expiration_date: The Reporting Person was granted 1,956 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 23:06 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 498 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018633 · doc4.xml · derivative · entry 5

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501

Underlying: Common Stock · 498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Reporting Person was granted 2,497 restricted stock units, which vest in five equal annual installments beginning March 10, 2019.

F3 · derivative.expiration_date: The Reporting Person was granted 2,497 restricted stock units, which vest in five equal annual installments beginning March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 23:06 UTC
LaBerge Gregory A.Chief Administrative Officer
Tax withholdingCommon Stock 136 $28.90 $3,930.40
Disclosure

SEC source: 0001209191-20-018633 · doc4.xml · nonDerivative · entry 4

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,644

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 23:06 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionCommon Stock 391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-018633 · doc4.xml · nonDerivative · entry 3

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 23:06 UTC
LaBerge Gregory A.Chief Administrative Officer
Tax withholdingCommon Stock 173 $28.90 $4,999.70
Disclosure

SEC source: 0001209191-20-018633 · doc4.xml · nonDerivative · entry 2

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,389

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 23:06 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionCommon Stock 498 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-018633 · doc4.xml · nonDerivative · entry 1

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:09 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 404 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018617 · doc4.xml · derivative · entry 6

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622

Underlying: Common Stock · 404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The Reporting Person was granted 2,026 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

F5 · derivative.expiration_date: The Reporting Person was granted 2,026 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:09 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018617 · doc4.xml · derivative · entry 5

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

Underlying: Common Stock · 128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The Reporting Person was granted 642 restricted stock units, which vest in five equal annual installments beginning March 10, 2019.

F4 · derivative.expiration_date: The Reporting Person was granted 642 restricted stock units, which vest in five equal annual installments beginning March 10, 2019.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:09 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 140 $28.90 $4,046.00
Disclosure

SEC source: 0001209191-20-018617 · doc4.xml · nonDerivative · entry 4

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,153

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is held by the Reporting Person, as one of the trustees.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:09 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 404 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-018617 · doc4.xml · nonDerivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 4,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is held by the Reporting Person, as one of the trustees.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:09 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 44 $28.90 $1,271.60
Disclosure

SEC source: 0001209191-20-018617 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,889

F3 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2020.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is held by the Reporting Person, as one of the trustees.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:09 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 128 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-018617 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is held by the Reporting Person, as one of the trustees.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:07 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 18,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-018616 · doc4.xml · derivative · entry 3

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,600

Underlying: Common Stock · 18,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Reporting Person was granted 92,000 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

F3 · derivative.expiration_date: The Reporting Person was granted 92,000 restricted stock units, which vest in five equal annual installments beginning March 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:07 UTC
Nadji HessamDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,123 $28.90 $263,654.70
Disclosure

SEC source: 0001209191-20-018616 · doc4.xml · nonDerivative · entry 2

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,107

F2 · price: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2020.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 22:07 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,400 $274,230.00 $5,045,832,000.00
Disclosure

SEC source: 0001209191-20-018616 · doc4.xml · nonDerivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:54 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013285 · doc4.xml · derivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186

Underlying: Common Stock · 186 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 25, 2017.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 25, 2017.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:54 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 63 $33.26 $2,095.38
Disclosure

SEC source: 0001209191-20-013285 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,805

F3 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 25, 2020.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:54 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 186 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013285 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:51 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013283 · doc4.xml · derivative · entry 3

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in two equal annual installments beginning February 25, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in two equal annual installments beginning February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:51 UTC
LaBerge Gregory A.Chief Administrative Officer
Tax withholdingCommon Stock 1,384 $33.26 $46,031.84
Disclosure

SEC source: 0001209191-20-013283 · doc4.xml · nonDerivative · entry 2

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,064

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 25, 2020.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 01:51 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-013283 · doc4.xml · nonDerivative · entry 1

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 01:33 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 127 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010840 · doc4.xml · derivative · entry 3

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

F5 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning February 16, 2018.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 01:33 UTC
Schwarz Kurt HenryChief Accounting Officer
Tax withholdingCommon Stock 45 $37.33 $1,679.85
Disclosure

SEC source: 0001209191-20-010840 · doc4.xml · nonDerivative · entry 2

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,682

F4 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 18, 2020.

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 01:33 UTC
Schwarz Kurt HenryChief Accounting Officer
Exercise / conversionCommon Stock 127 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010840 · doc4.xml · nonDerivative · entry 1

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Includes 163 shares purchased on November 15, 2019 pursuant to the Company's Employee Stock Purchase Plan.

F3 · ownership.nature: Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:59 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010816 · doc4.xml · derivative · entry 3

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873

Underlying: Common Stock · 436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 16, 2020.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 16, 2020.

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February 16, 2020 Filed Feb 20, 2020 00:59 UTC
LaBerge Gregory A.Chief Administrative Officer
Tax withholdingCommon Stock 152 $37.33 $5,674.16
Disclosure

SEC source: 0001209191-20-010816 · doc4.xml · nonDerivative · entry 2

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,448

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sale price on February 18, 2020.

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February 16, 2020 Filed Feb 20, 2020 00:59 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionCommon Stock 436 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-010816 · doc4.xml · nonDerivative · entry 1

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:05 UTC
Nadji HessamDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 92,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009312 · doc4.xml · derivative · entry 1

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Underlying: Common Stock · 92,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:06 UTC
Louie Martin E.Chief Financial Officer
GrantRestricted Stock Units · Derivative 2,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009314 · doc4.xml · derivative · entry 1

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,510

Underlying: Common Stock · 2,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:04 UTC
LaBerge Gregory A.Chief Administrative Officer
GrantRestricted Stock Units · Derivative 3,051 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-009308 · doc4.xml · derivative · entry 1

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,051

Underlying: Common Stock · 3,051 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

F2 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
February 11, 2020 Filed Mar 12, 2021 22:48 UTC
Schwarz Kurt HenryChief Accounting Officer
GrantRestricted Stock Units · Derivative 735 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020258 · doc4.xml · derivative · entry 7

Schwarz Kurt Henry · CIK 0001606972 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735

Underlying: Common Stock · 735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

F4 · derivative.expiration_date: The restricted stock units vest in five equal annual installments beginning March 10, 2021.

Read SEC document
January 05, 2020 Filed Jan 8, 2020 00:37 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002407 · doc4.xml · derivative · entry 3

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vested on January 5, 2020.

F3 · derivative.expiration_date: The restricted stock units vested on January 5, 2020.

Read SEC document
January 05, 2020 Filed Jan 8, 2020 00:37 UTC
LaBerge Gregory A.Chief Administrative Officer
Tax withholdingCommon Stock 818 $38.02 $31,100.36
Disclosure

SEC source: 0001209191-20-002407 · doc4.xml · nonDerivative · entry 2

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,164

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.

Read SEC document
January 05, 2020 Filed Jan 8, 2020 00:37 UTC
LaBerge Gregory A.Chief Administrative Officer
Exercise / conversionCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-002407 · doc4.xml · nonDerivative · entry 1

LaBerge Gregory A. · CIK 0001776283 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 05, 2020 Filed Jan 8, 2020 00:36 UTC
Louie Martin E.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002406 · doc4.xml · derivative · entry 6

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016.

F3 · derivative.expiration_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016.

Read SEC document
January 05, 2020 Filed Jan 8, 2020 00:36 UTC
Louie Martin E.Chief Financial Officer
Tax withholdingCommon Stock 1,605 $38.02 $61,022.10
Disclosure

SEC source: 0001209191-20-002406 · doc4.xml · nonDerivative · entry 4

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,740

F2 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. The amount of shares withheld is based on the closing sales price on the date of settlement.

Read SEC document
January 05, 2020 Filed Jan 8, 2020 00:36 UTC
Louie Martin E.Chief Financial Officer
Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-002406 · doc4.xml · nonDerivative · entry 3

Louie Martin E. · CIK 0001588207 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 05, 2020 Filed Jan 8, 2020 00:34 UTC
Nadji HessamDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002405 · doc4.xml · derivative · entry 6

Nadji Hessam · CIK 0001588276 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016.

F3 · derivative.expiration_date: The restricted stock units vested in five equal annual installments beginning January 5, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.