Last 12 months
Inside the activity.
2 purchase rows · 80 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 23 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 11 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 2 | 10 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 6 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 4 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2023 Filed Aug 11, 2023 23:11 UTC |
Rodman David MalcomChief Medical Officer
|
Exercise / conversionCommon Stock | 80,909 | $0.54 | $43,690.86 |
DisclosureSEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 3 Rodman David Malcom · CIK 0001672659 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2023 Filed Aug 11, 2023 23:11 UTC |
Congleton JonDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,000 | $12.89 | $25,780.00 |
DisclosureSEC source: 0001933414-23-000061 · wf-form4_169179546088184.xml · nonDerivative · entry 1 Congleton Jon · CIK 0001644975 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,040,318 F1 · price: The price reported is the weighted-average purchase price, purchased in multiple transactions at prices ranging from $12.8522 to $12.9257. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:11 UTC |
Rodman David MalcomChief Medical Officer
|
Exercise / conversionStock Option · Derivative | 74,625 | $0.00 Strike: $0.54 | $0.00 |
DisclosureSEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · derivative · entry 7 Rodman David Malcom · CIK 0001672659 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,202 Underlying: Common Stock · 74,625 shares Expires 2031-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Due to a rounding error, the exercise price for this stock option was originally reported as $0.53 per share on the Reporting Person's Form 3 filed on February 9, 2023. F4 · derivative.exercise_date: The stock option vested with respect to 25% of the underlying shares on March 12, 2022, and vests with respect to the remaining shares in 36 substantially equal monthly installments thereafter. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:11 UTC |
Rodman David MalcomChief Medical Officer
|
SaleCommon Stock | 74,625 | $13.16 | $982,065.00 |
DisclosureSEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 2 Rodman David Malcom · CIK 0001672659 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is the weighted-average sales price, sold in multiple transactions at prices ranging from $13.00 to $13.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| August 10, 2023 Filed Aug 11, 2023 23:11 UTC |
Rodman David MalcomChief Medical Officer
|
Exercise / conversionCommon Stock | 74,625 | $0.54 | $40,297.50 |
DisclosureSEC source: 0001933414-23-000062 · wf-form4_169179547763057.xml · nonDerivative · entry 1 Rodman David Malcom · CIK 0001672659 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 08:55 UTC |
Slingsby Brian TaylorDirector · 10% owner
Catalys Pacific Fund, LP10% owner
|
OtherStock Option · Derivative | 88,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001933414-23-000043 · wf-form4_168933930313513.xml · derivative · entry 2 Slingsby Brian Taylor · CIK 0001963901 · Director · 10% owner Catalys Pacific Fund, LP · CIK 0001746274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires 2033-02-09 F3 · kind: Represents stock options transferred pursuant to option transfer agreements between Catalys Pacific Fund, LP and each of Brian Taylor Slingsby and Takeshi Takahashi. F2 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. F4 · ownership.nature: Represents securities held directly by Catalys Pacific Fund, LP. The general partner of Catalys Pacific Fund, LP is Catalys Pacific Fund GP, LP. Brian Taylor Slingsby is the managing partner of Catalys Pacific, LLC, which is the general partner of Catalys Pacific Fund GP, LP. Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby may be deemed to have voting and investment power over the shares held of record by Catalys Pacific Fund, LP. Each of Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 08:55 UTC |
Slingsby Brian TaylorDirector · 10% owner
Catalys Pacific Fund, LP10% owner
|
OtherStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001933414-23-000043 · wf-form4_168933930313513.xml · derivative · entry 1 Slingsby Brian Taylor · CIK 0001963901 · Director · 10% owner Catalys Pacific Fund, LP · CIK 0001746274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · kind: Represents stock options transferred pursuant to an option transfer agreement between Brian Taylor Slingsby and Catalys Pacific Fund, LP. F2 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| July 12, 2023 Filed Jul 14, 2023 12:55 UTC |
Takahashi TakeshiDirector
|
OtherStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001933414-23-000044 · wf-form4_168933932048702.xml · derivative · entry 1 Takahashi Takeshi · CIK 0001963933 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · kind: Represents stock options transferred pursuant to an option transfer agreement between the Reporting Person and Catalys Pacific Fund, LP. F2 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| April 27, 2023 Filed May 1, 2023 20:06 UTC |
Litzka OlivierDirector
|
OtherStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001933414-23-000026 · wf-form4_168297155965134.xml · derivative · entry 1 Litzka Olivier · CIK 0001963940 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · kind: Represents stock options transferred pursuant to an option transfer agreement between the Reporting Person and BioDiscovery 6 FCPI. F2 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 18:47 UTC |
Levy Adam ScottCFO and Secretary
|
GrantStock Option · Derivative | 20,000 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0001933414-23-000020 · wf-form4_167943885949772.xml · derivative · entry 1 Levy Adam Scott · CIK 0001693134 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-03-17 F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 22:48 UTC |
Rodman David MalcomChief Medical Officer
|
GrantStock Option · Derivative | 20,000 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0001933414-23-000022 · wf-form4_167943889214123.xml · derivative · entry 1 Rodman David Malcom · CIK 0001672659 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2033-03-17 F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 22:48 UTC |
Congleton JonDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 99,800 | $0.00 Strike: $15.44 | $0.00 |
DisclosureSEC source: 0001933414-23-000021 · wf-form4_167943887821849.xml · derivative · entry 1 Congleton Jon · CIK 0001644975 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,800 Underlying: Common Stock · 99,800 shares Expires 2033-03-17 F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:54 UTC |
Levy Adam ScottCFO, Chief Bus. Off. and Secy.
|
PurchaseCommon Stock | 6,250 | $16.00 | $100,000.00 |
DisclosureSEC source: 0001628280-23-003924 · wf-form4_167658446540333.xml · nonDerivative · entry 1 Levy Adam Scott · CIK 0001693134 · CFO, Chief Bus. Off. and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,811 Read SEC document |
| February 14, 2023 Filed Feb 17, 2023 02:00 UTC | ConversionSeries B Preferred Stock · Derivative | 10,411,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022971 · tm235636-2_4seq1.xml · derivative · entry 5 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 964,238 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series B Preferred Stock had no expiration date. F2 · derivative.exercise_date: Upon the closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series B Preferred Stock had no expiration date. F2 · derivative.expiration_date: Upon the closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series B Preferred Stock had no expiration date. Read SEC document |
|
| February 14, 2023 Filed Feb 17, 2023 02:00 UTC | ConversionSeries A Preferred Stock · Derivative | 20,962,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022971 · tm235636-2_4seq1.xml · derivative · entry 4 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,941,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series A Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series A Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series A Preferred Stock had no expiration date. Read SEC document |
|
| February 14, 2023 Filed Feb 17, 2023 02:00 UTC | PurchaseCommon Stock | 312,500 | $16.00 | $5,000,000.00 |
DisclosureSEC source: 0001104659-23-022971 · tm235636-2_4seq1.xml · nonDerivative · entry 3 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,218,106 Read SEC document |
|
| February 14, 2023 Filed Feb 17, 2023 02:00 UTC | ConversionCommon Stock | 964,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-022971 · tm235636-2_4seq1.xml · nonDerivative · entry 2 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the Issuer's IPO, each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series B Preferred Stock had no expiration date. Read SEC document |
|
| February 14, 2023 Filed Feb 17, 2023 02:00 UTC | ConversionCommon Stock | 1,941,368 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-022971 · tm235636-2_4seq1.xml · nonDerivative · entry 1 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,941,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series A Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into Common Stock. These shares of Series A Preferred Stock had no expiration date. Read SEC document |
|
| February 14, 2023 Filed Feb 16, 2023 21:54 UTC |
AKKARAJU SRINIVASDirector · 10% owner
Samsara BioCapital, L.P.10% owner
|
ConversionSeries B Preferred Stock · Derivative | 1,446,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003923 · wf-form4_167658444611991.xml · derivative · entry 4 AKKARAJU SRINIVAS · CIK 0001253170 · Director · 10% owner Samsara BioCapital, L.P. · CIK 0001699737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,446,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · ownership.nature: Represents securities held directly by Samsara BioCapital, L.P. Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara BioCapital, L.P. ("Samsara LP") and may be deemed to beneficially own the shares held by Samsara LP. Dr. Akkaraju has voting and investment power over the shares held by Samsara LP and, accordingly, may be deemed to beneficially own the shares held by Samsara LP. Each of Samsara LLC and Dr. Akkaraju disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:54 UTC |
AKKARAJU SRINIVASDirector · 10% owner
Samsara BioCapital, L.P.10% owner
|
ConversionSeries A Preferred Stock · Derivative | 2,135,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003923 · wf-form4_167658444611991.xml · derivative · entry 3 AKKARAJU SRINIVAS · CIK 0001253170 · Director · 10% owner Samsara BioCapital, L.P. · CIK 0001699737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,135,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · ownership.nature: Represents securities held directly by Samsara BioCapital, L.P. Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara BioCapital, L.P. ("Samsara LP") and may be deemed to beneficially own the shares held by Samsara LP. Dr. Akkaraju has voting and investment power over the shares held by Samsara LP and, accordingly, may be deemed to beneficially own the shares held by Samsara LP. Each of Samsara LLC and Dr. Akkaraju disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:54 UTC |
AKKARAJU SRINIVASDirector · 10% owner
Samsara BioCapital, L.P.10% owner
|
PurchaseCommon Stock | 937,500 | $16.00 | $15,000,000.00 |
DisclosureSEC source: 0001628280-23-003923 · wf-form4_167658444611991.xml · nonDerivative · entry 2 AKKARAJU SRINIVAS · CIK 0001253170 · Director · 10% owner Samsara BioCapital, L.P. · CIK 0001699737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,519,361 F2 · ownership.nature: Represents securities held directly by Samsara BioCapital, L.P. Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara BioCapital, L.P. ("Samsara LP") and may be deemed to beneficially own the shares held by Samsara LP. Dr. Akkaraju has voting and investment power over the shares held by Samsara LP and, accordingly, may be deemed to beneficially own the shares held by Samsara LP. Each of Samsara LLC and Dr. Akkaraju disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 21:54 UTC |
AKKARAJU SRINIVASDirector · 10% owner
Samsara BioCapital, L.P.10% owner
|
ConversionCommon Stock | 3,581,861 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003923 · wf-form4_167658444611991.xml · nonDerivative · entry 1 AKKARAJU SRINIVAS · CIK 0001253170 · Director · 10% owner Samsara BioCapital, L.P. · CIK 0001699737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,581,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · ownership.nature: Represents securities held directly by Samsara BioCapital, L.P. Samsara BioCapital GP, LLC ("Samsara LLC") is the general partner of Samsara BioCapital, L.P. ("Samsara LP") and may be deemed to beneficially own the shares held by Samsara LP. Dr. Akkaraju has voting and investment power over the shares held by Samsara LP and, accordingly, may be deemed to beneficially own the shares held by Samsara LP. Each of Samsara LLC and Dr. Akkaraju disclaims beneficial ownership in these shares except to the extent of his or its respective pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:04 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
ConversionSeries B Preferred Stock · Derivative | 192,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022868 · tm237178-1_4.xml · derivative · entry 6 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 192,847 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and Nexus Fund III. The general partner of RA Capital Management, L.P. is RA Capital Management GP, LLC (the "Adviser GP"), of which Peter Kolchinsky, Ph.D. and Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah may be deemed to have voting and investment power over the shares held of record by the Fund and Nexus Fund III. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Shares are held directly by the Fund. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:04 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
ConversionSeries B Preferred Stock · Derivative | 1,735,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022868 · tm237178-1_4.xml · derivative · entry 5 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,735,629 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · ownership.nature: Shares are held directly by RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and Nexus Fund III. The general partner of RA Capital Management, L.P. is RA Capital Management GP, LLC (the "Adviser GP"), of which Peter Kolchinsky, Ph.D. and Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah may be deemed to have voting and investment power over the shares held of record by the Fund and Nexus Fund III. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:04 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
PurchaseCommon Stock | 1,118,400 | $16.00 | $17,894,400.00 |
DisclosureSEC source: 0001104659-23-022868 · tm237178-1_4.xml · nonDerivative · entry 4 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,311,247 F4 · balance_after: Shares are held directly by the Fund. F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and Nexus Fund III. The general partner of RA Capital Management, L.P. is RA Capital Management GP, LLC (the "Adviser GP"), of which Peter Kolchinsky, Ph.D. and Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah may be deemed to have voting and investment power over the shares held of record by the Fund and Nexus Fund III. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Shares are held directly by the Fund. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:04 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
ConversionCommon Stock | 192,847 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-022868 · tm237178-1_4.xml · nonDerivative · entry 3 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 192,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F4 · balance_after: Shares are held directly by the Fund. F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and Nexus Fund III. The general partner of RA Capital Management, L.P. is RA Capital Management GP, LLC (the "Adviser GP"), of which Peter Kolchinsky, Ph.D. and Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah may be deemed to have voting and investment power over the shares held of record by the Fund and Nexus Fund III. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Shares are held directly by the Fund. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:04 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
PurchaseCommon Stock | 131,600 | $16.00 | $2,105,600.00 |
DisclosureSEC source: 0001104659-23-022868 · tm237178-1_4.xml · nonDerivative · entry 2 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,867,229 F2 · balance_after: Shares are held directly by RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"). F2 · ownership.nature: Shares are held directly by RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and Nexus Fund III. The general partner of RA Capital Management, L.P. is RA Capital Management GP, LLC (the "Adviser GP"), of which Peter Kolchinsky, Ph.D. and Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah may be deemed to have voting and investment power over the shares held of record by the Fund and Nexus Fund III. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 22:04 UTC |
RA CAPITAL MANAGEMENT, L.P.Director
RA Capital Healthcare Fund LPDirector
RA Capital Nexus Fund III, L.P.Director
Kolchinsky PeterDirector
Shah Rajeev M.Director
|
ConversionCommon Stock | 1,735,629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-022868 · tm237178-1_4.xml · nonDerivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director RA Capital Healthcare Fund LP · CIK 0001315082 · Director RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director Kolchinsky Peter · CIK 0001384859 · Director Shah Rajeev M. · CIK 0001619841 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,735,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · balance_after: Shares are held directly by RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"). F2 · ownership.nature: Shares are held directly by RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"). F3 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and Nexus Fund III. The general partner of RA Capital Management, L.P. is RA Capital Management GP, LLC (the "Adviser GP"), of which Peter Kolchinsky, Ph.D. and Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah may be deemed to have voting and investment power over the shares held of record by the Fund and Nexus Fund III. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:54 UTC |
Slingsby Brian TaylorDirector · 10% owner
Catalys Pacific Fund, LP10% owner
|
ConversionSeries B Preferred Stock · Derivative | 2,142,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003922 · wf-form4_167658442850041.xml · derivative · entry 4 Slingsby Brian Taylor · CIK 0001963901 · Director · 10% owner Catalys Pacific Fund, LP · CIK 0001746274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,142,751 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · ownership.nature: Represents securities held directly by Catalys Pacific Fund, LP. The general partner of Catalys Pacific Fund, LP is Catalys Pacific Fund GP, LP. Brian Taylor Slingsby is the managing partner of Catalys Pacific, LLC, the general partner of the General Partner. Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby may be deemed to have voting and investment power over the shares held of record by Catalys Pacific Fund, LP. Each of Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:54 UTC |
Slingsby Brian TaylorDirector · 10% owner
Catalys Pacific Fund, LP10% owner
|
ConversionSeries A Preferred Stock · Derivative | 2,171,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003922 · wf-form4_167658442850041.xml · derivative · entry 3 Slingsby Brian Taylor · CIK 0001963901 · Director · 10% owner Catalys Pacific Fund, LP · CIK 0001746274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,171,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · ownership.nature: Represents securities held directly by Catalys Pacific Fund, LP. The general partner of Catalys Pacific Fund, LP is Catalys Pacific Fund GP, LP. Brian Taylor Slingsby is the managing partner of Catalys Pacific, LLC, the general partner of the General Partner. Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby may be deemed to have voting and investment power over the shares held of record by Catalys Pacific Fund, LP. Each of Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:54 UTC |
Slingsby Brian TaylorDirector · 10% owner
Catalys Pacific Fund, LP10% owner
|
PurchaseCommon Stock | 250,000 | $16.00 | $4,000,000.00 |
DisclosureSEC source: 0001628280-23-003922 · wf-form4_167658442850041.xml · nonDerivative · entry 2 Slingsby Brian Taylor · CIK 0001963901 · Director · 10% owner Catalys Pacific Fund, LP · CIK 0001746274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,194,579 F2 · ownership.nature: Represents securities held directly by Catalys Pacific Fund, LP. The general partner of Catalys Pacific Fund, LP is Catalys Pacific Fund GP, LP. Brian Taylor Slingsby is the managing partner of Catalys Pacific, LLC, the general partner of the General Partner. Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby may be deemed to have voting and investment power over the shares held of record by Catalys Pacific Fund, LP. Each of Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:54 UTC |
Slingsby Brian TaylorDirector · 10% owner
Catalys Pacific Fund, LP10% owner
|
ConversionCommon Stock | 4,314,093 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-003922 · wf-form4_167658442850041.xml · nonDerivative · entry 1 Slingsby Brian Taylor · CIK 0001963901 · Director · 10% owner Catalys Pacific Fund, LP · CIK 0001746274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,944,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of preferred stock of the Issuer automatically converted into shares of common stock on a 10.798-for-one basis (which reflects the reverse stock split effected by the Issuer on February 1, 2023) upon closing of the Issuer's initial public offering. F2 · ownership.nature: Represents securities held directly by Catalys Pacific Fund, LP. The general partner of Catalys Pacific Fund, LP is Catalys Pacific Fund GP, LP. Brian Taylor Slingsby is the managing partner of Catalys Pacific, LLC, the general partner of the General Partner. Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby may be deemed to have voting and investment power over the shares held of record by Catalys Pacific Fund, LP. Each of Catalys Pacific, LLC, Catalys Pacific Fund GP, LP and Brian Taylor Slingsby disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:01 UTC |
Levy Adam ScottCFO, Chief Bus. Off. and Secy.
|
GrantStock Option · Derivative | 97,518 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003424 · wf-form4_167634007134725.xml · derivative · entry 1 Levy Adam Scott · CIK 0001693134 · CFO, Chief Bus. Off. and Secy. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,518 Underlying: Common Stock · 97,518 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:01 UTC |
Rodman David MalcomChief Medical Officer
|
GrantStock Option · Derivative | 104,186 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003423 · wf-form4_167634004383047.xml · derivative · entry 1 Rodman David Malcom · CIK 0001672659 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,186 Underlying: Common Stock · 104,186 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:02 UTC |
AKKARAJU SRINIVASDirector · 10% owner
Samsara BioCapital, L.P.10% owner
|
GrantStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003427 · wf-form4_167634012632329.xml · derivative · entry 1 AKKARAJU SRINIVAS · CIK 0001253170 · Director · 10% owner Samsara BioCapital, L.P. · CIK 0001699737 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:13 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund III, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001104659-23-020187 · tm236718-1_4.xml · derivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund III, L.P. · CIK 0001883840 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2023-02-09 F1 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. F2 · ownership.nature: The option was awarded to Dr. Derek DiRocco in connection with his service as a director of the Issuer. Dr. DiRocco is a Partner of RA Capital Management, L.P. (the "Adviser") and, under his arrangement with the Adviser, Dr. DiRocco holds the option for the benefit of RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund III, L.P. (the "Nexus Fund III"). Dr. DiRocco is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund and Nexus Fund III to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock. F3 · ownership.nature: The Adviser is the investment manager for the Fund and Nexus Fund III. The general partner of the Fund is RA Capital Management GP, LLC (the "Adviser GP"), of which Peter Kolchinsky, Ph.D. and Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah may be deemed to have voting and investment power over the shares held of record by the Fund and Nexus Funds III. The Adviser, the Adviser GP, Dr. Kolchinsky and Mr. Shah disclaim beneficial ownership of such shares, except to the extent of any pecuniary interest therein. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:01 UTC |
Congleton JonDirector · Chief Executive Officer
|
GrantStock Option · Derivative | 250,046 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003425 · wf-form4_167634009091121.xml · derivative · entry 1 Congleton Jon · CIK 0001644975 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,046 Underlying: Common Stock · 250,046 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests as to 25% of the total number of shares of Common Stock subject to the option on the first anniversary of the grant date, and as to 1/48th of the total number of shares of Common Stock subject to the option on each monthly anniversary thereafter. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:03 UTC |
Slingsby Brian TaylorDirector · 10% owner
Catalys Pacific Fund, LP10% owner
|
GrantStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003431 · wf-form4_167634020870900.xml · derivative · entry 1 Slingsby Brian Taylor · CIK 0001963901 · Director · 10% owner Catalys Pacific Fund, LP · CIK 0001746274 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:03 UTC |
DiRocco DerekDirector
|
GrantCommon Stock · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003430 · wf-form4_167634018923335.xml · derivative · entry 1 DiRocco Derek · CIK 0001792061 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 21:02 UTC |
Asam AlexanderDirector
|
GrantStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003426 · wf-form4_167634010800773.xml · derivative · entry 1 Asam Alexander · CIK 0001801066 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:02 UTC |
Litzka OlivierDirector
|
GrantStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003428 · wf-form4_167634014769384.xml · derivative · entry 1 Litzka Olivier · CIK 0001963940 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
| February 09, 2023 Filed Feb 14, 2023 02:03 UTC |
Takahashi TakeshiDirector
|
GrantStock Option · Derivative | 44,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001628280-23-003429 · wf-form4_167634016642512.xml · derivative · entry 1 Takahashi Takeshi · CIK 0001963933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,000 Underlying: Common Stock · 44,000 shares Expires 2033-02-09 F1 · derivative.exercise_date: The stock option vests in 36 monthly installments beginning on March 9, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.