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MILESTONE SCIENTIFIC INC.

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7313
SEC CIK
0000855683
Parsed reports
197

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2020 Filed Jun 22, 2020 21:28 UTC GrantCommon Stock, Par Value $0.001 1,439 $1.39 $2,000.21
Disclosure

SEC source: 0001437749-20-013573 · rdgdoc.xml · nonDerivative · entry 3

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,704

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:28 UTC GrantCommon Stock, Par Value $0.001 1,538 $1.30 $1,999.40
Disclosure

SEC source: 0001437749-20-013573 · rdgdoc.xml · nonDerivative · entry 2

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,265

Read SEC document
June 18, 2020 Filed Jun 22, 2020 21:28 UTC GrantCommon Stock, Par Value $0.001 1,942 $1.03 $2,000.26
Disclosure

SEC source: 0001437749-20-013573 · rdgdoc.xml · nonDerivative · entry 1

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,727

Read SEC document
June 15, 2020 Filed Oct 21, 2020 18:53 UTC
Trombetta GiandomenicoDirector · 10% owner
GrantCommon Stock, Par Value $0.001 86,538 $1.61 $139,326.18
Disclosure

SEC source: 0001437749-20-021399 · rdgdoc.xml · nonDerivative · entry 3

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,906,008

Read SEC document
June 15, 2020 Filed Oct 21, 2020 18:53 UTC
Trombetta GiandomenicoDirector · 10% owner
GrantCommon Stock, Par Value $0.001 49,689 $1.04 $51,676.56
Disclosure

SEC source: 0001437749-20-021399 · rdgdoc.xml · nonDerivative · entry 2

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,857,350

Read SEC document
June 15, 2020 Filed Oct 21, 2020 18:53 UTC
Trombetta GiandomenicoDirector · 10% owner
GrantCommon Stock, Par Value $0.001 66,390 $2.41 $159,999.90
Disclosure

SEC source: 0001437749-20-021399 · rdgdoc.xml · nonDerivative · entry 1

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,770,895

Read SEC document
June 01, 2020 Filed Jun 10, 2020 20:04 UTC SaleCommon Stock, Par Value $0.001 18,000 $1.84 $33,120.00
Disclosure

SEC source: 0001437749-20-012830 · rdgdoc.xml · nonDerivative · entry 3

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226,997

Read SEC document
May 20, 2020 Filed Jun 12, 2020 20:01 UTC GrantCommon Stock 57,143 $1.75 $100,000.25
Disclosure

SEC source: 0001437749-20-013024 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,688

F1 · balance_after: 401,123 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
May 20, 2020 Filed Jul 28, 2020 20:09 UTC GrantCommon Stock 57,143 $1.75 $100,000.25
Disclosure

SEC source: 0001437749-20-015866 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
May 13, 2020 Filed Jul 28, 2020 15:56 UTC
OSSER LEONARDDirector · Interim Chief Executive · 10% owner
GrantCommon Stock 94,340 $1.59 $150,000.60
Disclosure

SEC source: 0001437749-20-015834 · rdgdoc.xml · nonDerivative · entry 5

OSSER LEONARD · CIK 0001188354 · Director · Interim Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,984,137

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
April 17, 2020 Filed Jun 12, 2020 20:01 UTC GrantCommon Stock 30,120 $1.66 $49,999.20
Disclosure

SEC source: 0001437749-20-013024 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,111

F1 · balance_after: 401,123 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
April 17, 2020 Filed Jul 28, 2020 20:09 UTC GrantCommon Stock 31,447 $1.59 $50,000.73
Disclosure

SEC source: 0001437749-20-015866 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258,444

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
March 31, 2020 Filed Jul 17, 2020 14:48 UTC GrantCommon Stock, Par Value $0.001 9,542 $1.31 $12,500.02
Disclosure

SEC source: 0001437749-20-015325 · rdgdoc.xml · nonDerivative · entry 3

Johnston Brent W · CIK 0001787558 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,659

Read SEC document
February 06, 2020 Filed Jul 28, 2020 15:56 UTC
OSSER LEONARDDirector · Interim Chief Executive · 10% owner
GrantCommon Stock 79,787 $1.88 $149,999.56
Disclosure

SEC source: 0001437749-20-015834 · rdgdoc.xml · nonDerivative · entry 4

OSSER LEONARD · CIK 0001188354 · Director · Interim Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,904,350

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
February 06, 2020 Filed Jul 28, 2020 15:56 UTC
OSSER LEONARDDirector · Interim Chief Executive · 10% owner
GrantCommon Stock 79,787 $1.88 $149,999.56
Disclosure

SEC source: 0001437749-20-015834 · rdgdoc.xml · nonDerivative · entry 3

OSSER LEONARD · CIK 0001188354 · Director · Interim Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,810,010

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
February 06, 2020 Filed Jul 28, 2020 15:56 UTC
OSSER LEONARDDirector · Interim Chief Executive · 10% owner
GrantCommon Stock 53,191 $1.88 $99,999.08
Disclosure

SEC source: 0001437749-20-015834 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director · Interim Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,730,223

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
February 06, 2020 Filed Jul 28, 2020 15:56 UTC
OSSER LEONARDDirector · Interim Chief Executive · 10% owner
GrantCommon Stock 53,191 $1.88 $99,999.08
Disclosure

SEC source: 0001437749-20-015834 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim Chief Executive · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,677,032

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 09, 2020 Filed Jun 10, 2020 20:04 UTC GrantCommon Stock 79,545 $2.20 $174,999.00
Disclosure

SEC source: 0001437749-20-012830 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244,997

F2 · balance_after: 313,860 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 31, 2019 Filed Jul 17, 2020 14:48 UTC GrantCommon Stock, Par Value $0.001 8,865 $1.41 $12,499.65
Disclosure

SEC source: 0001437749-20-015325 · rdgdoc.xml · nonDerivative · entry 2

Johnston Brent W · CIK 0001787558 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,117

Read SEC document
December 31, 2019 Filed Jul 17, 2020 14:48 UTC GrantCommon Stock, Par Value $0.001 4,252 $0.98 $4,166.96
Disclosure

SEC source: 0001437749-20-015325 · rdgdoc.xml · nonDerivative · entry 1

Johnston Brent W · CIK 0001787558 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,252

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 2,406 $0.83 $1,996.98
Disclosure

SEC source: 0001437749-19-023443 · rdgdoc.xml · nonDerivative · entry 3

Zelnick Edward J. · CIK 0001633907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,252

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 2,128 $0.94 $2,000.32
Disclosure

SEC source: 0001437749-19-023443 · rdgdoc.xml · nonDerivative · entry 2

Zelnick Edward J. · CIK 0001633907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,846

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 4,348 $0.46 $2,000.08
Disclosure

SEC source: 0001437749-19-023443 · rdgdoc.xml · nonDerivative · entry 1

Zelnick Edward J. · CIK 0001633907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,718

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 3,609 $0.83 $2,995.47
Disclosure

SEC source: 0001437749-19-023442 · rdgdoc.xml · nonDerivative · entry 3

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,248

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 3,191 $0.94 $2,999.54
Disclosure

SEC source: 0001437749-19-023442 · rdgdoc.xml · nonDerivative · entry 2

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,639

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 6,522 $0.46 $3,000.12
Disclosure

SEC source: 0001437749-19-023442 · rdgdoc.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,448

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 3,609 $0.83 $2,995.47
Disclosure

SEC source: 0001437749-19-023441 · rdgdoc.xml · nonDerivative · entry 3

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,878

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 3,191 $0.94 $2,999.54
Disclosure

SEC source: 0001437749-19-023441 · rdgdoc.xml · nonDerivative · entry 2

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,269

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:05 UTC GrantCommon Stock, Par Value $0.001 6,522 $0.46 $3,000.12
Disclosure

SEC source: 0001437749-19-023441 · rdgdoc.xml · nonDerivative · entry 1

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,078

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:04 UTC GrantCommon Stock, Par Value $0.001 2,406 $0.83 $1,996.98
Disclosure

SEC source: 0001437749-19-023440 · rdgdoc.xml · nonDerivative · entry 3

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,785

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:04 UTC GrantCommon Stock, Par Value $0.001 2,128 $0.94 $2,000.32
Disclosure

SEC source: 0001437749-19-023440 · rdgdoc.xml · nonDerivative · entry 2

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,379

Read SEC document
November 21, 2019 Filed Nov 22, 2019 20:04 UTC GrantCommon Stock, Par Value $0.001 4,348 $0.46 $2,000.08
Disclosure

SEC source: 0001437749-19-023440 · rdgdoc.xml · nonDerivative · entry 1

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,251

Read SEC document
August 22, 2019 Filed Aug 29, 2019 20:28 UTC GrantCommon Stock, Par Value $0.001 16,488 $0.37 $6,100.56
Disclosure

SEC source: 0001437749-19-017645 · rdgdoc.xml · nonDerivative · entry 1

Zelnick Edward J. · CIK 0001633907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,370

Read SEC document
August 22, 2019 Filed Aug 29, 2019 17:24 UTC GrantCommon Stock, Par Value $0.001 24,733 $0.37 $9,151.21
Disclosure

SEC source: 0001437749-19-017613 · rdgdoc.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,926

Read SEC document
August 22, 2019 Filed Aug 29, 2019 17:23 UTC GrantCommon Stock, Par Value $0.001 24,733 $0.37 $9,151.21
Disclosure

SEC source: 0001437749-19-017612 · rdgdoc.xml · nonDerivative · entry 1

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,557

Read SEC document
August 22, 2019 Filed Aug 29, 2019 14:01 UTC GrantCommon Stock, Par Value $0.001 16,488 $0.37 $6,100.56
Disclosure

SEC source: 0001437749-19-017601 · rdgdoc.xml · nonDerivative · entry 2

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,903

Read SEC document
May 15, 2019 Filed May 17, 2019 14:39 UTC
Trombetta GiandomenicoDirector · See Remarks · 10% owner
ConversionSeries A Convertible Preferred Stock, Par Value $0.001 · Derivative 7,000 $1,000.00 $7,000,000.00
Disclosure

SEC source: 0001437749-19-010327 · rdgdoc.xml · derivative · entry 2

Trombetta Giandomenico · CIK 0001606650 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Series A Convertible Preferred Stock has a stated value of $1,000 (the "Stated Value"), and is initially convertible at any time at the holder's election into such number of shares of Common Stock determined by dividing the Stated Value by $2.545 and, if not earlier converted, is mandatorily convertible into Common Stock at the end of five years at $2.545 per share, or $1.50 per share if certain conditions have not been met, all subject to anti-dilution adjustments.

F2 · derivative.exercise_date: Each share of Series A Convertible Preferred Stock has a stated value of $1,000 (the "Stated Value"), and is initially convertible at any time at the holder's election into such number of shares of Common Stock determined by dividing the Stated Value by $2.545 and, if not earlier converted, is mandatorily convertible into Common Stock at the end of five years at $2.545 per share, or $1.50 per share if certain conditions have not been met, all subject to anti-dilution adjustments.

F2 · derivative.expiration_date: Each share of Series A Convertible Preferred Stock has a stated value of $1,000 (the "Stated Value"), and is initially convertible at any time at the holder's election into such number of shares of Common Stock determined by dividing the Stated Value by $2.545 and, if not earlier converted, is mandatorily convertible into Common Stock at the end of five years at $2.545 per share, or $1.50 per share if certain conditions have not been met, all subject to anti-dilution adjustments.

F2 · derivative.underlying_shares: Each share of Series A Convertible Preferred Stock has a stated value of $1,000 (the "Stated Value"), and is initially convertible at any time at the holder's election into such number of shares of Common Stock determined by dividing the Stated Value by $2.545 and, if not earlier converted, is mandatorily convertible into Common Stock at the end of five years at $2.545 per share, or $1.50 per share if certain conditions have not been met, all subject to anti-dilution adjustments.

F1 · ownership.nature: These securities are held directly by BP4 S.r.l. Innovest S.p.A. is the controlling shareholder of BP4 S.r.l. Mr. Trombetta is a shareholder and director of each of BP4 S.r.l. and Innovest S.p.A., and may be deemed to have voting and investment power over the securities held by BP4 S.r.l. Mr. Trombetta disclaims beneficial ownership of all securities held by BP4 S.r.l., except to the extent of his pecuniary interest therein, if any.

Read SEC document
May 15, 2019 Filed May 17, 2019 14:39 UTC
Trombetta GiandomenicoDirector · See Remarks · 10% owner
ConversionCommon Stock, Par Value $0.001 5,982,906 $1.17 $7,000,000.02
Disclosure

SEC source: 0001437749-19-010327 · rdgdoc.xml · nonDerivative · entry 1

Trombetta Giandomenico · CIK 0001606650 · Director · See Remarks · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote.

Disclosed balance after: 9,697,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These securities are held directly by BP4 S.r.l. Innovest S.p.A. is the controlling shareholder of BP4 S.r.l. Mr. Trombetta is a shareholder and director of each of BP4 S.r.l. and Innovest S.p.A., and may be deemed to have voting and investment power over the securities held by BP4 S.r.l. Mr. Trombetta disclaims beneficial ownership of all securities held by BP4 S.r.l., except to the extent of his pecuniary interest therein, if any.

Read SEC document
April 22, 2019 Filed Aug 29, 2019 14:01 UTC GrantCommon Stock, Par Value $0.001 5,882 $0.34 $1,999.88
Disclosure

SEC source: 0001437749-19-017601 · rdgdoc.xml · nonDerivative · entry 1

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,415

Read SEC document
April 05, 2019 Filed Apr 11, 2019 19:06 UTC GrantCommon Stock, Par Value $0.001 8,824 $0.34 $3,000.16
Disclosure

SEC source: 0001437749-19-006968 · rdgdoc.xml · nonDerivative · entry 1

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,824

Read SEC document
April 05, 2019 Filed Apr 11, 2019 15:53 UTC GrantCommon Stock, Par Value $0.001 5,882 $0.34 $1,999.88
Disclosure

SEC source: 0001437749-19-006943 · rdgdoc.xml · nonDerivative · entry 1

Zelnick Edward J. · CIK 0001633907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,882

Read SEC document
February 08, 2019 Filed Feb 26, 2019 22:17 UTC
Trombetta GiandomenicoDirector · See Remarks
PurchaseWarrants (right to buy) · Derivative 178,571 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001437749-19-003425 · rdgdoc.xml · derivative · entry 2

Trombetta Giandomenico · CIK 0001606650 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 178,571

Underlying: Common Stock · 178,571 shares

Expires 2024-02-08

F2 · price: $0.000001

F1 · ownership.nature: These securities are held directly by BP4 S.r.l. Innovest S.p.A. is the controlling shareholder of BP4 S.r.l. Mr. Trombetta is a shareholder and director of each of BP4 S.r.l. and Innovest S.p.A., and may be deemed to have voting and investment power over the securities held by BP4 S.r.l. Mr. Trombetta disclaims beneficial ownership of all securities held by BP4 S.r.l., except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 08, 2019 Filed Feb 26, 2019 22:17 UTC
Trombetta GiandomenicoDirector · See Remarks
PurchaseCommon Stock, Par Value $0.001 714,286 $0.35 $250,000.10
Disclosure

SEC source: 0001437749-19-003425 · rdgdoc.xml · nonDerivative · entry 1

Trombetta Giandomenico · CIK 0001606650 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,714,286

F1 · ownership.nature: These securities are held directly by BP4 S.r.l. Innovest S.p.A. is the controlling shareholder of BP4 S.r.l. Mr. Trombetta is a shareholder and director of each of BP4 S.r.l. and Innovest S.p.A., and may be deemed to have voting and investment power over the securities held by BP4 S.r.l. Mr. Trombetta disclaims beneficial ownership of all securities held by BP4 S.r.l., except to the extent of his pecuniary interest therein, if any.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:36 UTC
OSSER LEONARDDirector · Chief Executive Officer · 10% owner
PurchaseWarrants (right to buy) · Derivative 71,250 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001437749-19-002118 · rdgdoc.xml · derivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,574

Underlying: Common Stock · 71,250 shares

Expires 2024-02-06

F1 · price: $0.000001

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:36 UTC
OSSER LEONARDDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock, Par Value $0.001 285,000 $0.35 $99,750.00
Disclosure

SEC source: 0001437749-19-002118 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624,056

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:35 UTC PurchaseWarrants (right to buy) · Derivative 3,750 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001437749-19-002117 · rdgdoc.xml · derivative · entry 2

Zelnick Edward J. · CIK 0001633907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 3,750 shares

Expires 2024-02-06

F1 · price: $0.000001

Read SEC document
February 06, 2019 Filed Feb 8, 2019 17:35 UTC PurchaseCommon Stock, Par Value $0.001 15,000 $0.35 $5,250.00
Disclosure

SEC source: 0001437749-19-002117 · rdgdoc.xml · nonDerivative · entry 1

Zelnick Edward J. · CIK 0001633907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Read SEC document
February 06, 2019 Filed Feb 26, 2019 22:17 UTC PurchaseWarrants (right to buy) · Derivative 21,250 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001437749-19-003424 · rdgdoc.xml · derivative · entry 2

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 21,250 shares

Expires 2024-02-06

F1 · price: $0.000001

Read SEC document
February 06, 2019 Filed Feb 26, 2019 22:17 UTC PurchaseCommon Stock, Par Value $0.001 85,000 $0.35 $29,750.00
Disclosure

SEC source: 0001437749-19-003424 · rdgdoc.xml · nonDerivative · entry 1

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

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January 19, 2018 Filed Jun 10, 2020 20:04 UTC GrantCommon Stock 11,269 $1.04 $11,719.76
Disclosure

SEC source: 0001437749-20-012830 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165,452

F1 · balance_after: 234,315 of these shares are issuable to the reporting person at the termination of employment. Adjustment of 32,000 Shares overstated previously filing

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.