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MILESTONE SCIENTIFIC INC.

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7313
SEC CIK
0000855683
Parsed reports
197

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2021 Filed Jan 29, 2021 20:13 UTC
Trombetta GiandomenicoDirector · 10% owner
Exercise / conversionCommon Stock 132,780 $1.72 $228,381.60
Disclosure

SEC source: 0001437749-21-001573 · rdgdoc.xml · nonDerivative · entry 1

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,053,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2021 Filed Jan 29, 2021 20:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 86,650 $1.04 Strike: $1.04 $90,116.00
Disclosure

SEC source: 0001437749-21-001574 · rdgdoc.xml · derivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested over three equal installments over 3 years. Expiring January 18, 2021.

F2 · derivative.expiration_date: Options vested over three equal installments over 3 years. Expiring January 18, 2021.

Read SEC document
January 15, 2021 Filed Jan 29, 2021 20:14 UTC Exercise / conversionCommon Stock 86,650 $1.04 $90,116.00
Disclosure

SEC source: 0001437749-21-001574 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 13, 2021 Filed Jan 13, 2021 22:05 UTC SaleCommon Stock 80,000 $2.45 $196,000.00
Disclosure

SEC source: 0001437749-21-000657 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 11, 2021 Filed Jan 11, 2021 22:24 UTC SaleCommon Stock 20,000 $2.43 $48,600.00
Disclosure

SEC source: 0001437749-21-000494 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 11, 2021 Filed Apr 14, 2021 20:38 UTC GrantCommon Stock, Par Value $0.001 20,080 $2.49 $49,999.20
Disclosure

SEC source: 0001437749-21-008917 · rdgdoc.xml · nonDerivative · entry 2

Haverhals Jan Adriaan · CIK 0001856473 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,557

F1 · balance_after: 45,557 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 08, 2021 Filed Jan 8, 2021 22:05 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 21,591 $2.31 $49,875.21
Disclosure

SEC source: 0001437749-21-000426 · rdgdoc.xml · nonDerivative · entry 3

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994,557

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 08, 2021 Filed Jan 8, 2021 22:05 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 18,409 $2.35 $43,261.15
Disclosure

SEC source: 0001437749-21-000426 · rdgdoc.xml · nonDerivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016,148

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 22:24 UTC SaleCommon Stock 20,000 $2.30 $46,000.00
Disclosure

SEC source: 0001437749-21-000494 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:05 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 45,240 $2.20 $99,528.00
Disclosure

SEC source: 0001437749-21-000426 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,034,557

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 19:25 UTC SaleCommon Stock 20,000 $2.21 $44,200.00
Disclosure

SEC source: 0001437749-21-000354 · rdgdoc.xml · nonDerivative · entry 3

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 06, 2021 Filed Jan 7, 2021 15:37 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 10,760 $2.22 $23,887.20
Disclosure

SEC source: 0001437749-21-000323 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079,797

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 05, 2021 Filed Jan 6, 2021 21:18 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 59,668 $2.25 $134,253.00
Disclosure

SEC source: 0001437749-21-000262 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,090,557

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 05, 2021 Filed Jan 7, 2021 19:25 UTC SaleCommon Stock 10,000 $2.24 $22,400.00
Disclosure

SEC source: 0001437749-21-000354 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 05, 2021 Filed Jan 7, 2021 17:40 UTC GrantCommon Stock, Par Value $0.001 1,415 $2.12 $2,999.80
Disclosure

SEC source: 0001437749-21-000337 · rdgdoc.xml · nonDerivative · entry 3

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827,719

Read SEC document
January 05, 2021 Filed Jan 7, 2021 17:40 UTC GrantCommon Stock, Par Value $0.001 1,786 $1.68 $3,000.48
Disclosure

SEC source: 0001437749-21-000337 · rdgdoc.xml · nonDerivative · entry 2

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,304

Read SEC document
January 05, 2021 Filed Jan 7, 2021 17:40 UTC GrantCommon Stock, Par Value $0.001 1,948 $1.54 $2,999.92
Disclosure

SEC source: 0001437749-21-000337 · rdgdoc.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,518

Read SEC document
January 05, 2021 Filed Jan 7, 2021 15:39 UTC GrantCommon Stock, Par Value $0.001 943 $2.12 $1,999.16
Disclosure

SEC source: 0001437749-21-000325 · rdgdoc.xml · nonDerivative · entry 3

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,902

Read SEC document
January 05, 2021 Filed Jan 7, 2021 15:39 UTC GrantCommon Stock, Par Value $0.001 1,190 $1.68 $1,999.20
Disclosure

SEC source: 0001437749-21-000325 · rdgdoc.xml · nonDerivative · entry 2

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,959

Read SEC document
January 05, 2021 Filed Jan 7, 2021 15:39 UTC GrantCommon Stock, Par Value $0.001 1,299 $1.54 $2,000.46
Disclosure

SEC source: 0001437749-21-000325 · rdgdoc.xml · nonDerivative · entry 1

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,769

Read SEC document
January 05, 2021 Filed Jan 7, 2021 15:38 UTC
Trombetta GiandomenicoDirector · 10% owner
GrantCommon Stock, Par Value $0.001 1,415 $2.12 $2,999.80
Disclosure

SEC source: 0001437749-21-000324 · rdgdoc.xml · nonDerivative · entry 3

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,921,039

Read SEC document
January 05, 2021 Filed Jan 7, 2021 15:38 UTC
Trombetta GiandomenicoDirector · 10% owner
GrantCommon Stock, Par Value $0.001 1,786 $1.68 $3,000.48
Disclosure

SEC source: 0001437749-21-000324 · rdgdoc.xml · nonDerivative · entry 2

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,919,624

Read SEC document
January 05, 2021 Filed Jan 7, 2021 15:38 UTC
Trombetta GiandomenicoDirector · 10% owner
GrantCommon Stock, Par Value $0.001 1,948 $1.54 $2,999.92
Disclosure

SEC source: 0001437749-21-000324 · rdgdoc.xml · nonDerivative · entry 1

Trombetta Giandomenico · CIK 0001606650 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,917,838

Read SEC document
January 05, 2021 Filed Jan 8, 2021 18:20 UTC GrantCommon Stock, Par Value $0.001 1,415 $2.12 $2,999.80
Disclosure

SEC source: 0001437749-21-000394 · rdgdoc.xml · nonDerivative · entry 3

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,550

Read SEC document
January 05, 2021 Filed Jan 8, 2021 18:20 UTC GrantCommon Stock, Par Value $0.001 1,786 $1.68 $3,000.48
Disclosure

SEC source: 0001437749-21-000394 · rdgdoc.xml · nonDerivative · entry 2

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,135

Read SEC document
January 05, 2021 Filed Jan 8, 2021 18:20 UTC GrantCommon Stock, Par Value $0.001 1,948 $1.54 $2,999.92
Disclosure

SEC source: 0001437749-21-000394 · rdgdoc.xml · nonDerivative · entry 1

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,349

Read SEC document
January 04, 2021 Filed Jan 4, 2021 22:27 UTC
OSSER LEONARDDirector · Interim CEO
Exercise / conversionStock Option (Right yo Buy) · Derivative 82,988 $0.00 Strike: $1.72 $0.00
Disclosure

SEC source: 0001437749-21-000067 · rdgdoc.xml · derivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested over three equal installments over 3 years. Expiring February 4, 2021.

F2 · derivative.expiration_date: Options vested over three equal installments over 3 years. Expiring February 4, 2021.

Read SEC document
January 04, 2021 Filed Jan 4, 2021 22:27 UTC
OSSER LEONARDDirector · Interim CEO
Exercise / conversionCommon Stock, Par Value $0.001 82,988 $1.72 $142,739.36
Disclosure

SEC source: 0001437749-21-000067 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,222,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:07 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 71,886 $2.30 $165,337.80
Disclosure

SEC source: 0001437749-21-000109 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150,225

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 19:25 UTC SaleCommon Stock 20,000 $2.20 $44,000.00
Disclosure

SEC source: 0001437749-21-000354 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,053,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
January 04, 2021 Filed Feb 10, 2021 21:31 UTC Amendment
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 31,378 $2.30 $72,169.40
Disclosure

SEC source: 0001437749-21-002458 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,190,733

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 22:11 UTC SaleCommon Stock 10,000 $1.96 $19,600.00
Disclosure

SEC source: 0001437749-20-026168 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,073,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 29, 2020 Filed Dec 30, 2020 22:10 UTC GrantCommon Stock, Par Value $0.001 10,000 $1.96 $19,600.00
Disclosure

SEC source: 0001437749-20-026167 · rdgdoc.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,570

Read SEC document
December 29, 2020 Filed Dec 30, 2020 22:10 UTC GrantCommon Stock, Par Value $0.001 10,000 $1.96 $19,600.00
Disclosure

SEC source: 0001437749-20-026166 · rdgdoc.xml · nonDerivative · entry 1

SCHILLER LEONARD M · CIK 0001201808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,470

Read SEC document
December 29, 2020 Filed Dec 30, 2020 22:09 UTC GrantCommon Stock, Par Value $0.001 15,000 $1.96 $29,400.00
Disclosure

SEC source: 0001437749-20-026165 · rdgdoc.xml · nonDerivative · entry 1

Bernhard Leslie · CIK 0001333581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Read SEC document
December 29, 2020 Filed Dec 30, 2020 22:09 UTC GrantCommon Stock, Par Value $0.001 10,000 $1.96 $19,600.00
Disclosure

SEC source: 0001437749-20-026164 · rdgdoc.xml · nonDerivative · entry 1

McGeehan Michael · CIK 0001768936 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,401

Read SEC document
December 28, 2020 Filed Dec 30, 2020 22:11 UTC SaleCommon Stock 20,000 $1.97 $39,400.00
Disclosure

SEC source: 0001437749-20-026168 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 22, 2020 Filed Dec 22, 2020 22:34 UTC SaleCommon Stock 10,000 $2.06 $20,600.00
Disclosure

SEC source: 0001437749-20-025809 · rdgdoc.xml · nonDerivative · entry 3

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,013,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 21, 2020 Filed Dec 22, 2020 22:34 UTC SaleCommon Stock 10,000 $2.13 $21,300.00
Disclosure

SEC source: 0001437749-20-025809 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 18, 2020 Filed Dec 21, 2020 20:18 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 54,400 $2.17 $118,211.20
Disclosure

SEC source: 0001437749-20-025704 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,139,123

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 22:34 UTC SaleCommon Stock 10,000 $2.09 $20,900.00
Disclosure

SEC source: 0001437749-20-025809 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,123,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 17, 2020 Filed Dec 18, 2020 15:52 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 16,300 $2.24 $36,512.00
Disclosure

SEC source: 0001437749-20-025601 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,193,523

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 19:41 UTC SaleCommon Stock 10,000 $2.04 $20,400.00
Disclosure

SEC source: 0001437749-20-025473 · rdgdoc.xml · nonDerivative · entry 4

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 16, 2020 Filed Dec 17, 2020 21:23 UTC
OSSER LEONARDDirector · Interim CEO
SaleCommon Stock, Par Value $0.001 72,500 $2.13 $154,425.00
Disclosure

SEC source: 0001437749-20-025546 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,209,823

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 22:27 UTC
OSSER LEONARDDirector · Interim CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 336,970 $0.00 Strike: $1.14 $0.00
Disclosure

SEC source: 0001437749-20-025412 · rdgdoc.xml · derivative · entry 2

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 336,970 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested over three equal installments over 3 years. Expiring January 8, 2021.

F2 · derivative.expiration_date: Options vested over three equal installments over 3 years. Expiring January 8, 2021.

Read SEC document
December 15, 2020 Filed Dec 15, 2020 22:27 UTC
OSSER LEONARDDirector · Interim CEO
Exercise / conversionCommon Stock, Par Value $0.001 336,970 $1.14 $384,145.80
Disclosure

SEC source: 0001437749-20-025412 · rdgdoc.xml · nonDerivative · entry 1

OSSER LEONARD · CIK 0001188354 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,282,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 1,492,354 of these shares are issuable to the reporting person at the termination of employment.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 19:41 UTC SaleCommon Stock 10,000 $2.02 $20,200.00
Disclosure

SEC source: 0001437749-20-025473 · rdgdoc.xml · nonDerivative · entry 3

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,143,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:41 UTC SaleCommon Stock 10,000 $1.92 $19,200.00
Disclosure

SEC source: 0001437749-20-025473 · rdgdoc.xml · nonDerivative · entry 2

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 11, 2020 Filed Dec 16, 2020 19:41 UTC SaleCommon Stock 10,000 $1.86 $18,600.00
Disclosure

SEC source: 0001437749-20-025473 · rdgdoc.xml · nonDerivative · entry 1

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,163,587

F1 · balance_after: 402,450 of these shares are issuable to the reporting person at the termination of employment

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:21 UTC SaleCommon Stock 10,000 $1.88 $18,800.00
Disclosure

SEC source: 0001437749-20-025202 · rdgdoc.xml · nonDerivative · entry 3

D'Agostino Joseph · CIK 0001425478 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,173,587

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.