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OTC · USD

MITI

Mitesco, Inc.

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8540
SEC CIK
0000802257
Parsed reports
119

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2022 Filed Dec 6, 2022 21:51 UTC PurchaseCommon Stock Purchase Warrant · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-001393 · ownership.xml · derivative · entry 1

Schweitzer Sheila · CIK 0001868635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-11-29

F1 · derivative.exercise_price: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Sheila Schweitzer. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Ms. Schweitzer on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

F1 · shares: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Sheila Schweitzer. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Ms. Schweitzer on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

Read SEC document
November 29, 2022 Filed Dec 6, 2022 18:38 UTC
Naqvi FarazDirector
PurchaseCommon Stock Purchase Warrant · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-001391 · ownership.xml · derivative · entry 1

Naqvi Faraz · CIK 0001839105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-11-29

F1 · derivative.exercise_price: 1. On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Naqvi Faraz. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Naqvi Faraz on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

F1 · shares: 1. On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Naqvi Faraz. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Naqvi Faraz on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

Read SEC document
November 29, 2022 Filed Dec 6, 2022 16:13 UTC PurchaseCommon Stock Purchase Warrant · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-001389 · ownership.xml · derivative · entry 1

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-11-29

F1 · derivative.exercise_price: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Juan Carlos Iturregui. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Iturregui on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

F1 · shares: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Juan Carlos Iturregui. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Iturregui on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

Read SEC document
November 29, 2022 Filed Dec 6, 2022 16:09 UTC
Brodmerkel ThomasDirector · Chief Financial Officer
PurchaseCommon Stock Purchase Warrant · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-001387 · ownership.xml · derivative · entry 1

Brodmerkel Thomas · CIK 0001817747 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-11-29

F1 · derivative.exercise_price: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Thomas Brodmerkel. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Brodmerkel on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

F1 · shares: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Thomas Brodmerkel. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Brodmerkel on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

Read SEC document
November 29, 2022 Filed Dec 6, 2022 15:56 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-001385 · ownership.xml · derivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-11-29

F1 · derivative.exercise_price: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Larry Diamond. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Diamond on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

F1 · shares: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Larry Diamond. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Mr. Diamond on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

Read SEC document
November 29, 2022 Filed Dec 6, 2022 15:20 UTC
Lindstrom Ingrid JennyChief Legal Officer
PurchaseCommon Stock Purchase Warrant · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-001383 · ownership.xml · derivative · entry 1

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2027-11-29

F1 · derivative.exercise_price: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Jenny Lindstrom. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Ms. Lindstrom on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

F1 · shares: On November 29, 2022, Mitesco, Inc. (the "Company") issued a 10% promissory note (the "Note") to Jenny Lindstrom. The principal amount of the Note is $18,750 and carries a 10% interest rate per annum. 37,500 Common Stock Purchase Warrants were granted to Ms. Lindstrom on November 29, 2022, pursuant to the Note at an exercise price priced at the same price as included in an offering in conjunction with listing at the Nasdaq Global Market. The Warrants are exercisable at any time on or after May 29, 2023, and on or before the November 29, 2027.

Read SEC document
July 21, 2022 Filed Jul 27, 2022 19:34 UTC PurchaseCommon Stock Purchase Warrant · Derivative 12,059 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000860 · ownership.xml · derivative · entry 2

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,059

Underlying: Common Stock · 12,059 shares

Expires 2027-07-21

F3 · shares: 12,059 Common Stock Purchase Warrants at an exercise price of $0.50 (the "Warrants") were granted to Mr. Iturregui on July 21, 2022, pursuant to the Note. The Warrants are exercisable at any time on or after January 21, 2023, and on or before the July 21, 2027.

Read SEC document
July 21, 2022 Filed Jul 27, 2022 19:34 UTC OtherCommon Stock, par value $0.01 12,059 $0.25 $3,014.75
Disclosure

SEC source: 0001185185-22-000860 · ownership.xml · nonDerivative · entry 1

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,112,059

F1 · kind: On July 21, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Juan Carlos Iturregui. The principal amount of the Note is $29,412.00, carries a 10% interest rate per annum, payable on the earlier of (i) January 21, 2023, or (ii) if the Company successfully lists its shares of common stock on the NYSE or the Nasdaq Markets, five business days after the date of such listing.

F2 · shares: In connection with the Note, on July 21, 2022, the Company issued 12,059 commitment fee shares of the Company's common stock to Mr. Iturregui.

F1 · price: On July 21, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Juan Carlos Iturregui. The principal amount of the Note is $29,412.00, carries a 10% interest rate per annum, payable on the earlier of (i) January 21, 2023, or (ii) if the Company successfully lists its shares of common stock on the NYSE or the Nasdaq Markets, five business days after the date of such listing.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 22:14 UTC
Diamond Lawrence M.Director · Chief Executive Officer
OtherCommon Stock, par value $0.01 13,143 $0.16 $2,102.88
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · nonDerivative · entry 3

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900,824

F4 · kind: The Company issued 13,143 shares of Restricted Common Stock at a price of $0.16 per share, as dividend for Mr. Diamond's ownership of Series X Preferred for the months of January 2022 through May 2022.

F4 · price: The Company issued 13,143 shares of Restricted Common Stock at a price of $0.16 per share, as dividend for Mr. Diamond's ownership of Series X Preferred for the months of January 2022 through May 2022.

Read SEC document
June 07, 2022 Filed Jun 7, 2022 22:14 UTC
Diamond Lawrence M.Director · Chief Executive Officer
OtherCommon Stock, par value $0.01 20,306 $0.26 $5,279.56
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · nonDerivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,887,681

F3 · kind: The Company issued 20,306 shares of Restricted Common Stock at a price of $0.26 per share, as dividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock ("Series X Preferred") for the year 2021.

F3 · price: The Company issued 20,306 shares of Restricted Common Stock at a price of $0.26 per share, as dividend for Mr. Diamond's ownership of Series X Perpetual Preferred Stock ("Series X Preferred") for the year 2021.

Read SEC document
May 26, 2022 Filed Jun 3, 2022 00:02 UTC
Lindstrom Ingrid JennyChief Legal Officer
PurchaseCommon Stock Purchase Warrant · Derivative 16,882 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000726 · ownership.xml · derivative · entry 2

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,882

Underlying: Common Stock · 16,882 shares

Expires 2027-05-26

F3 · shares: 16,882 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Ms. Lindstrom on May 26, 2022, pursuant to the Note. The Warrants are exercisable at any time on or after November 26, 2022, and on or before the May 26, 2027.

Read SEC document
May 26, 2022 Filed Jun 3, 2022 00:02 UTC
Lindstrom Ingrid JennyChief Legal Officer
OtherCommon Stock, par value $0.01 16,882 $0.25 $4,220.50
Disclosure

SEC source: 0001185185-22-000726 · ownership.xml · nonDerivative · entry 1

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,132

F1 · kind: On May 26, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Jenny Lindstrom. The principal amount of the Note is $41,176.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · shares: In connection with the Note, on May 26, 2022, the Company issued 16,882 commitment fee shares of the Company's common stock to Ms. Lindstrom.

F1 · price: On May 26, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Jenny Lindstrom. The principal amount of the Note is $41,176.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · balance_after: In connection with the Note, on May 26, 2022, the Company issued 16,882 commitment fee shares of the Company's common stock to Ms. Lindstrom.

Read SEC document
May 26, 2022 Filed Jun 7, 2022 22:14 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 24,118 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · derivative · entry 4

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,118

Underlying: Common Stock · 24,118 shares

Expires 2027-05-26

F5 · shares: 24,118 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on May 26, 2022, pursuant to the Note. The Warrants are exercisable at any time on or after November 26, 2022, and on or before the May 26, 2027.

Read SEC document
May 26, 2022 Filed Jun 7, 2022 22:14 UTC
Diamond Lawrence M.Director · Chief Executive Officer
OtherCommon Stock, par value $0.01 24,118 $0.25 $6,029.50
Disclosure

SEC source: 0001185185-22-000730 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,867,375

F1 · kind: On May 26, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $58,824.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · shares: In connection with the Note, on May 26, 2022, the Company issued 24,118 commitment fee shares of the Company's common stock to Mr. Diamond.

F1 · price: On May 26, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $58,824.00, carries a 10% interest rate per annum, payable in monthly installments.

F6 · balance_after: The 6,867,375 is the correct amount of securities beneficially owned following the reported transaction. The Form 4 filed on August 18, 2021, should have amended the Form 4 filed on June 3, 2021, but erroneously re-filed the Form 4 and duplicated the amount of securities beneficially owned by Lawrence Diamond by 1,500,000 shares. Therefore, each Form 4 thereafter erroneously overstated the amount of securities beneficially owned by Lawrence Diamond by 1,500,000 shares.

Read SEC document
May 23, 2022 Filed May 24, 2022 20:30 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 10,000 $0.18 $1,801.00
Disclosure

SEC source: 0001185185-22-000690 · ownership.xml · nonDerivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343,257

Read SEC document
May 20, 2022 Filed May 24, 2022 20:30 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 20,000 $0.19 $3,706.00
Disclosure

SEC source: 0001185185-22-000690 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333,257

Read SEC document
May 18, 2022 Filed May 20, 2022 17:21 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 19,294 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000669 · ownership.xml · derivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,294

Underlying: Common Stock · 19,294 shares

Expires 2027-05-18

F3 · shares: 19,294 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on May 18, 2022, pursuant to the Note. The Warrants are exercisable at any time on or after November 18, 2022, and on or before the May 18, 2027

Read SEC document
May 18, 2022 Filed May 20, 2022 17:21 UTC
Diamond Lawrence M.Director · Chief Executive Officer
OtherCommon Stock, par value $0.01 19,294 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000669 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313,257

F1 · kind: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · shares: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond.

F1 · price: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · balance_after: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond.

Read SEC document
May 18, 2022 Filed May 27, 2022 22:33 UTC Amendment
Diamond Lawrence M.Director · Chief Executive Officer
OtherCommon Stock, par value $0.01 19,294 $0.25 $4,823.50
Disclosure

SEC source: 0001185185-22-000710 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313,257

F1 · kind: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · shares: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond at a price of $0.25 per share.

F1 · price: On May 18, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note (the "Note") to Lawrence Diamond. The principal amount of the Note is $47,059.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · balance_after: In connection with the Note, on May 18, 2022, the Company issued 19,294 commitment fee shares of the Company's common stock to Mr. Diamond at a price of $0.25 per share.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 367,500 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 5

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-04-27

F6 · shares: 367,500 Common Stock Purchase Warrants at an exercise price of $0.75 were granted to Mr. Diamond on April 27, 2022, pursuant to a Promissory Note issued by the Company to Mr. Diamond on February 15. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 96,471 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 4

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,442

Underlying: Common Stock · 96,471 shares

Expires 2027-04-27

F5 · shares: 96,471 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on April 27, 2022 pursuant to the Note. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 96,471 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 3

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,971

Underlying: Common Stock · 96,471 shares

Expires 2027-04-27

F4 · shares: 96,471 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on April 27, 2022, pursuant to a Promissory Note issued by the Company to Mr. Diamond on March 18. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock Purchase Warrant · Derivative 367,500 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · derivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-04-27

F3 · shares: 367,500 Common Stock Purchase Warrants at an exercise price of $0.50 were granted to Mr. Diamond on April 27, 2022, pursuant to a Promissory Note issued by the Company to Mr. Diamond on February 15. The Warrants are exercisable at any time on or after October 27, 2022, and on or before the April 27, 2027.

Read SEC document
April 27, 2022 Filed May 3, 2022 20:34 UTC
Diamond Lawrence M.Director · Chief Executive Officer
OtherCommon Stock, par value $0.01 96,471 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000542 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,293,963

F1 · kind: On April 27, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note due October 27, 2022 (the "Note") to Lawrence Diamond. The principal amount of the Note is $235,294.00, carries a 10% interest rate per annum, payable in monthly installments.

F1 · price: On April 27, 2022, Mitesco, Inc. (the "Company") issued a 10% Promissory Note due October 27, 2022 (the "Note") to Lawrence Diamond. The principal amount of the Note is $235,294.00, carries a 10% interest rate per annum, payable in monthly installments.

F2 · balance_after: In connection with the Note, on April 27, 2022, the Company issued 96,471 commitment fee shares of the Company's common stock to Mr. Diamond.

Read SEC document
April 14, 2022 Filed Apr 20, 2022 01:03 UTC
Diamond Lawrence M.Director · Chief Executive Officer
OtherCommon Stock, par value $0.01 168,221 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000472 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,197,492

F1 · kind: On March 18, 2022, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with AJB Capital Investments, LLC (the "Investor"). Pursuant to the Purchase Agreement, the Company issued certain commitment fee shares to Investor. Pursuant to a most favored nations clause in a Promissory Note with Mr. Diamond, on April 14, 2022, the Company issued 168,221 commitment fee shares of the Company's common stock to Mr. Diamond to fulfill its obligations under the most favored nations clause.

F1 · price: On March 18, 2022, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with AJB Capital Investments, LLC (the "Investor"). Pursuant to the Purchase Agreement, the Company issued certain commitment fee shares to Investor. Pursuant to a most favored nations clause in a Promissory Note with Mr. Diamond, on April 14, 2022, the Company issued 168,221 commitment fee shares of the Company's common stock to Mr. Diamond to fulfill its obligations under the most favored nations clause.

F1 · balance_after: On March 18, 2022, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with AJB Capital Investments, LLC (the "Investor"). Pursuant to the Purchase Agreement, the Company issued certain commitment fee shares to Investor. Pursuant to a most favored nations clause in a Promissory Note with Mr. Diamond, on April 14, 2022, the Company issued 168,221 commitment fee shares of the Company's common stock to Mr. Diamond to fulfill its obligations under the most favored nations clause.

Read SEC document
March 22, 2022 Filed Mar 25, 2022 23:11 UTC
Lindstrom Ingrid JennyChief Legal Officer
OtherCommon Stock 10,250 $0.00 $0.00
Disclosure

SEC source: 0001185185-22-000331 · ownership.xml · nonDerivative · entry 1

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

F1 · kind: Represents the issuance of Common Stock to holders (the "Holders") of Series D Convertible Preferred Stock investors in connection with obtaining of consents from Holders of Series D Convertible Preferred Stock for the Issuer to enter into a Securities Purchase Agreement entered into on March 22, 2022.

F1 · shares: Represents the issuance of Common Stock to holders (the "Holders") of Series D Convertible Preferred Stock investors in connection with obtaining of consents from Holders of Series D Convertible Preferred Stock for the Issuer to enter into a Securities Purchase Agreement entered into on March 22, 2022.

Read SEC document
February 14, 2022 Filed Feb 24, 2022 21:12 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseWarrants to purchase Common Stock · Derivative 367,500 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001185185-22-000222 · ownership.xml · derivative · entry 2

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-02-14

F1 · kind: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

F1 · price: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

Read SEC document
February 14, 2022 Filed Feb 24, 2022 21:12 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseWarrants to purchase Common Stock · Derivative 367,500 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001185185-22-000222 · ownership.xml · derivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,500

Underlying: Common Stock · 367,500 shares

Expires 2027-02-14

F1 · kind: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

F1 · price: A 10% Promissory Note due August 14, 2022 (the "Note"), dated February 14, 2022 was issued to Lawrence Diamond (the "Lender") in the principal amount of $175,000, and has a maturity date that is the earlier of (i) six (6) months from the date of execution, or (ii) the date on which the Company successfully lists its shares of common stock on Nasdaq or NYSE. The purchase price of the Note payable to the Company for the Note was $148,750 and was funded on February 14, 2022. The amount payable at maturity will be $175,000 plus 10% of that amount plus accrued and unpaid interest. In addition to the Note, the Lender will be issued 367,500 5-year warrants that may be exercised at $.50 per share and 367,500 5-year warrants that may be exercised at $.75 per share.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:41 UTC
KELLER PHILLIP JChief Financial Officer
PurchaseCommon Stock 20,000 $0.16 $3,200.00
Disclosure

SEC source: 0001185185-21-001840 · ownership.xml · nonDerivative · entry 1

KELLER PHILLIP J · CIK 0001253880 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770,000

Read SEC document
December 06, 2021 Filed Dec 9, 2021 00:17 UTC
Diamond Lawrence M.Director · Chief Executive Officer
PurchaseCommon Stock 21,000 $0.17 $3,570.00
Disclosure

SEC source: 0001185185-21-001816 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,029,271

Read SEC document
October 18, 2021 Filed Oct 27, 2021 14:20 UTC
Lindstrom Ingrid JennyChief Legal Officer
PurchaseSeries B Warrant to purchase Common Stock · Derivative 25,000 Not disclosed Strike: $0.75 Not disclosed
Disclosure

SEC source: 0001185185-21-001526 · ownership.xml · derivative · entry 3

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2026-10-18

F5 · security: Each Series B Warrant represents the right to purchase 2.1 shares of Common Stock at an exercise price of $0.75 per share and was issued as part of the Offering by the Issuer. The Series B Warrants are exercisable only for whole numbers of shares of Common Stock.

F3 · derivative.exercise_price: The securities were issued to Ms. Lindstrom in a private placement offering (the "Offering") pursuant to a securities purchase agreement, dated October 18, 2021, by and between the Issuer and Ms. Lindstrom, whereby the Issuer sold to Ms. Lindstrom, for a purchase price of $25,000.00, 25,000 units (the "Units"), with each Unit consisting of (a) one share of Series D Preferred Stock, (b) one warrant (the "Series A Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.50 per whole share of Common Stock, and (c) one warrant (the "Series B Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.75 per whole share.

F5 · derivative.exercise_price: Each Series B Warrant represents the right to purchase 2.1 shares of Common Stock at an exercise price of $0.75 per share and was issued as part of the Offering by the Issuer. The Series B Warrants are exercisable only for whole numbers of shares of Common Stock.

F3 · price: The securities were issued to Ms. Lindstrom in a private placement offering (the "Offering") pursuant to a securities purchase agreement, dated October 18, 2021, by and between the Issuer and Ms. Lindstrom, whereby the Issuer sold to Ms. Lindstrom, for a purchase price of $25,000.00, 25,000 units (the "Units"), with each Unit consisting of (a) one share of Series D Preferred Stock, (b) one warrant (the "Series A Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.50 per whole share of Common Stock, and (c) one warrant (the "Series B Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.75 per whole share.

Read SEC document
October 18, 2021 Filed Oct 27, 2021 14:20 UTC
Lindstrom Ingrid JennyChief Legal Officer
PurchaseSeries A Warrant to purchase Common Stock · Derivative 25,000 Not disclosed Strike: $0.50 Not disclosed
Disclosure

SEC source: 0001185185-21-001526 · ownership.xml · derivative · entry 2

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 52,500 shares

Expires 2026-10-18

F4 · security: Each Series A Warrant represents the right to purchase 2.1 shares of Common Stock at an exercise price of $0.50 per share and was issued as part of the Offering by the Issuer. The Series A Warrants are exercisable only for whole numbers of shares of Common Stock.

F3 · derivative.exercise_price: The securities were issued to Ms. Lindstrom in a private placement offering (the "Offering") pursuant to a securities purchase agreement, dated October 18, 2021, by and between the Issuer and Ms. Lindstrom, whereby the Issuer sold to Ms. Lindstrom, for a purchase price of $25,000.00, 25,000 units (the "Units"), with each Unit consisting of (a) one share of Series D Preferred Stock, (b) one warrant (the "Series A Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.50 per whole share of Common Stock, and (c) one warrant (the "Series B Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.75 per whole share.

F4 · derivative.exercise_price: Each Series A Warrant represents the right to purchase 2.1 shares of Common Stock at an exercise price of $0.50 per share and was issued as part of the Offering by the Issuer. The Series A Warrants are exercisable only for whole numbers of shares of Common Stock.

F3 · price: The securities were issued to Ms. Lindstrom in a private placement offering (the "Offering") pursuant to a securities purchase agreement, dated October 18, 2021, by and between the Issuer and Ms. Lindstrom, whereby the Issuer sold to Ms. Lindstrom, for a purchase price of $25,000.00, 25,000 units (the "Units"), with each Unit consisting of (a) one share of Series D Preferred Stock, (b) one warrant (the "Series A Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.50 per whole share of Common Stock, and (c) one warrant (the "Series B Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.75 per whole share.

Read SEC document
October 18, 2021 Filed Oct 27, 2021 14:20 UTC
Lindstrom Ingrid JennyChief Legal Officer
PurchaseSeries D Convertible Preferred Stock · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-21-001526 · ownership.xml · derivative · entry 1

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 105,000 shares

Expires not disclosed

F1 · security: The Series D Convertible Preferred Stock (the "Series D Preferred") ranks senior to all other preferred stock of the Issuer except in relation to the Issuer's Series X Cumulative Redeemable Perpetual Preferred Stock and the Series C Convertible Preferred Stock, which ranks pari passu to the Series D Preferred, with respect to the preferences as to dividends, distributions and payments upon the liquidation, dissolution and winding up of the Issuer. The Series D Preferred accrues dividends on a quarterly basis in arrears, at the rate of 6% per annum plus accrued and unpaid dividends.

F2 · derivative.exercise_price: The number of shares of common Stock of the Issuer, par value $0.01 per share (the "Common Stock") issuable upon the conversion of each share of Series D Preferred Stock is calculated by dividing the Conversion Amount (defined in the COD as the Stated Value, $1.05 per share, plus accrued and unpaid dividends) by the $0.25 conversion price (the "Conversion Price"). The shares of Series D Preferred Stock may, at any time, at the option of the holder, be converted into fully paid and non-assessable shares of Common Stock.

F3 · derivative.exercise_price: The securities were issued to Ms. Lindstrom in a private placement offering (the "Offering") pursuant to a securities purchase agreement, dated October 18, 2021, by and between the Issuer and Ms. Lindstrom, whereby the Issuer sold to Ms. Lindstrom, for a purchase price of $25,000.00, 25,000 units (the "Units"), with each Unit consisting of (a) one share of Series D Preferred Stock, (b) one warrant (the "Series A Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.50 per whole share of Common Stock, and (c) one warrant (the "Series B Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.75 per whole share.

F3 · price: The securities were issued to Ms. Lindstrom in a private placement offering (the "Offering") pursuant to a securities purchase agreement, dated October 18, 2021, by and between the Issuer and Ms. Lindstrom, whereby the Issuer sold to Ms. Lindstrom, for a purchase price of $25,000.00, 25,000 units (the "Units"), with each Unit consisting of (a) one share of Series D Preferred Stock, (b) one warrant (the "Series A Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.50 per whole share of Common Stock, and (c) one warrant (the "Series B Warrants") to purchase 2.1 shares of Common Stock at a purchase price of $0.75 per whole share.

F2 · derivative.exercise_date: The number of shares of common Stock of the Issuer, par value $0.01 per share (the "Common Stock") issuable upon the conversion of each share of Series D Preferred Stock is calculated by dividing the Conversion Amount (defined in the COD as the Stated Value, $1.05 per share, plus accrued and unpaid dividends) by the $0.25 conversion price (the "Conversion Price"). The shares of Series D Preferred Stock may, at any time, at the option of the holder, be converted into fully paid and non-assessable shares of Common Stock.

F2 · derivative.expiration_date: The number of shares of common Stock of the Issuer, par value $0.01 per share (the "Common Stock") issuable upon the conversion of each share of Series D Preferred Stock is calculated by dividing the Conversion Amount (defined in the COD as the Stated Value, $1.05 per share, plus accrued and unpaid dividends) by the $0.25 conversion price (the "Conversion Price"). The shares of Series D Preferred Stock may, at any time, at the option of the holder, be converted into fully paid and non-assessable shares of Common Stock.

F2 · derivative.underlying_shares: The number of shares of common Stock of the Issuer, par value $0.01 per share (the "Common Stock") issuable upon the conversion of each share of Series D Preferred Stock is calculated by dividing the Conversion Amount (defined in the COD as the Stated Value, $1.05 per share, plus accrued and unpaid dividends) by the $0.25 conversion price (the "Conversion Price"). The shares of Series D Preferred Stock may, at any time, at the option of the holder, be converted into fully paid and non-assessable shares of Common Stock.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 16:19 UTC
Diamond Lawrence M.Director · Chief Executive Officer
GrantCommon Stock 312,800 $0.25 $78,200.00
Disclosure

SEC source: 0001185185-21-001214 · ownership.xml · nonDerivative · entry 1

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,008,271

F1 · shares: Represents a grant of restricted stock priced at $0.25 per share in lieu of cash compensation owed to Mr. Diamond for services rendered to the Company prior to 2020.

Read SEC document
July 21, 2021 Filed Aug 19, 2021 14:19 UTC
Lindstrom Ingrid JennyChief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 750,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001185185-21-001159 · ownership.xml · derivative · entry 1

Lindstrom Ingrid Jenny · CIK 0001855620 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2031-07-20

F1 · derivative.exercise_date: The option becomes exercisable, if at all, upon achievement of a total of $30 million of revenue of Mitesco, Inc. over four consecutive quarters.

Read SEC document
July 21, 2021 Filed Aug 19, 2021 14:17 UTC
KELLER PHILLIP JChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 750,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001185185-21-001157 · ownership.xml · derivative · entry 1

KELLER PHILLIP J · CIK 0001253880 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2031-07-20

F1 · derivative.exercise_date: The option becomes exercisable, if at all, upon achievement of a total of $30 million of revenue of Mitesco, Inc. over four consecutive quarters.

Read SEC document
July 21, 2021 Filed Aug 19, 2021 14:12 UTC
Diamond Lawrence M.Director · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,500,000 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001185185-21-001153 · ownership.xml · derivative · entry 3

Diamond Lawrence M. · CIK 0001791232 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2031-07-20

F1 · derivative.exercise_date: The option becomes exercisable, if at all, upon achievement of a total of $30 million of revenue of Mitesco, Inc. over four consecutive quarters.

Read SEC document
June 11, 2021 Filed Jun 22, 2021 19:03 UTC Exercise / conversionStock Option · Derivative 416,667 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-000845 · ownership.xml · derivative · entry 2

Brodmerkel Thomas · CIK 0001817747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,666

Underlying: Common Stock · 416,667 shares

Expires 2030-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 22, 2021 19:03 UTC Exercise / conversionCommon Stock 416,667 $0.03 $12,500.01
Disclosure

SEC source: 0001185185-21-000845 · ownership.xml · nonDerivative · entry 1

Brodmerkel Thomas · CIK 0001817747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:21 UTC
Naqvi FarazDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001161 · ownership.xml · derivative · entry 6

Naqvi Faraz · CIK 0001839105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2030-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:21 UTC
Naqvi FarazDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 666,667 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001161 · ownership.xml · derivative · entry 5

Naqvi Faraz · CIK 0001839105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 666,667 shares

Expires 2030-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:21 UTC
Naqvi FarazDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 333,333 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001161 · ownership.xml · derivative · entry 4

Naqvi Faraz · CIK 0001839105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 333,333 shares

Expires 2030-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:21 UTC
Naqvi FarazDirector
Exercise / conversionCommon Stock 100,000 $0.03 $3,000.00
Disclosure

SEC source: 0001185185-21-001161 · ownership.xml · nonDerivative · entry 3

Naqvi Faraz · CIK 0001839105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:21 UTC
Naqvi FarazDirector
Exercise / conversionCommon Stock 666,667 $0.03 $20,000.01
Disclosure

SEC source: 0001185185-21-001161 · ownership.xml · nonDerivative · entry 2

Naqvi Faraz · CIK 0001839105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:21 UTC
Naqvi FarazDirector
Exercise / conversionCommon Stock 333,333 $0.03 $9,999.99
Disclosure

SEC source: 0001185185-21-001161 · ownership.xml · nonDerivative · entry 1

Naqvi Faraz · CIK 0001839105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:15 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001155 · ownership.xml · derivative · entry 6

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2030-12-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:15 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 833,333 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001155 · ownership.xml · derivative · entry 5

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 833,333 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:15 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 166,667 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001185185-21-001155 · ownership.xml · derivative · entry 4

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 166,667 shares

Expires 2030-07-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:15 UTC Exercise / conversionCommon Stock 100,000 $0.03 $3,000.00
Disclosure

SEC source: 0001185185-21-001155 · ownership.xml · nonDerivative · entry 3

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Aug 19, 2021 14:15 UTC Exercise / conversionCommon Stock 833,333 $0.03 $24,999.99
Disclosure

SEC source: 0001185185-21-001155 · ownership.xml · nonDerivative · entry 2

Iturregui Juan Carlos · CIK 0001824497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.