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NYSE · USD

MHO

M/I HOMES, INC.

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Tapewire entity
4094
SEC CIK
0000799292
Parsed reports
290

Last 12 months

Inside the activity.

0 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 2026020
Mar 202600
Apr 202600
May 202609
Jun 202600
Jul 202601
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2024 Filed Aug 2, 2024 20:12 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
SaleCommon Shares 89 $165.46 $14,725.94
Disclosure

SEC source: 0000799292-24-000076 · wk-form4_1722629554.xml · nonDerivative · entry 5

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,351

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:12 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
SaleCommon Shares 200 $165.29 $33,058.00
Disclosure

SEC source: 0000799292-24-000076 · wk-form4_1722629554.xml · nonDerivative · entry 4

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,440

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:12 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
SaleCommon Shares 400 $165.24 $66,096.00
Disclosure

SEC source: 0000799292-24-000076 · wk-form4_1722629554.xml · nonDerivative · entry 3

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,640

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:12 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
Exercise / conversionCommon Shares 2,089 $42.23 $88,218.47
Disclosure

SEC source: 0000799292-24-000076 · wk-form4_1722629554.xml · nonDerivative · entry 2

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:12 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
GiftCommon Shares 35,000 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000076 · wk-form4_1722629554.xml · nonDerivative · entry 1

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 415,400

F1 · balance_after: The Spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F2 · ownership.nature: The common shares are beneficially owned by IES Family Holdings No. 2, LLC, an Ohio limited liability company, and Robert H. Schottenstein is the sole manager of IES Family Holdings No.2, LLC.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 500 $0.00 Strike: $58.73 $0.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · derivative · entry 11

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,800

Underlying: Common Shares · 500 shares

Expires 2033-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options described on this line vested on 02/15/2024.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 500 $0.00 Strike: $47.59 $0.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · derivative · entry 10

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Shares · 500 shares

Expires 2032-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options described on this line vested on 02/17/2024.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 500 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · derivative · entry 9

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Shares · 500 shares

Expires 2031-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options described on this line vested on 02/16/2024.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 500 $0.00 Strike: $42.23 $0.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · derivative · entry 8

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200

Underlying: Common Shares · 500 shares

Expires 2030-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options described on this line vested on 02/18/2024

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 500 $0.00 Strike: $27.62 $0.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · derivative · entry 7

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 500 shares

Expires 2029-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options described on this line vested on 02/19/2024.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 2,500 $168.03 $420,075.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · nonDerivative · entry 6

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,303

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionCommon Shares 500 $58.73 $29,365.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · nonDerivative · entry 5

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionCommon Shares 500 $47.59 $23,795.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · nonDerivative · entry 4

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionCommon Shares 500 $51.82 $25,910.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · nonDerivative · entry 3

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionCommon Shares 500 $42.23 $21,115.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · nonDerivative · entry 2

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 20:07 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionCommon Shares 500 $27.62 $13,810.00
Disclosure

SEC source: 0000799292-24-000072 · wk-form4_1722629257.xml · nonDerivative · entry 1

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:11 UTC GrantRestricted Share Units · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000059 · wk-form4_1715803850.xml · derivative · entry 1

BOHM FRIEDRICH KM · CIK 0001204738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,997

Underlying: Common Shares · 1,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of M/I Homes, Inc. (The "Company").

F2 · derivative.exercise_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

F2 · derivative.expiration_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:09 UTC GrantRestricted Share Units · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000058 · wk-form4_1715803772.xml · derivative · entry 1

TRAEGER NORMAN L · CIK 0001204736 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,997

Underlying: Common Shares · 1,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of M/I Homes, Inc. (The "Company").

F2 · derivative.exercise_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

F2 · derivative.expiration_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:08 UTC GrantRestricted Share Units · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000057 · wk-form4_1715803666.xml · derivative · entry 1

GLIMCHER MICHAEL P · CIK 0001176223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,997

Underlying: Common Shares · 1,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of M/I Homes, Inc. (The "Company").

F2 · derivative.exercise_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

F2 · derivative.expiration_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:06 UTC GrantRestricted Share Units · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000056 · wk-form4_1715803589.xml · derivative · entry 1

KRAMER NANCY J · CIK 0001191893 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,997

Underlying: Common Shares · 1,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of M/I Homes, Inc. (The "Company").

F2 · derivative.exercise_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

F2 · derivative.expiration_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:05 UTC GrantRestricted Share Units · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000055 · wk-form4_1715803511.xml · derivative · entry 1

Ingram Elizabeth K · CIK 0001767282 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,997

Underlying: Common Shares · 1,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of M/I Homes, Inc. (The "Company").

F2 · derivative.exercise_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

F2 · derivative.expiration_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:04 UTC GrantRestricted Share Units · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000054 · wk-form4_1715803434.xml · derivative · entry 1

Walker Kumi D · CIK 0001820791 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,997

Underlying: Common Shares · 1,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of M/I Homes, Inc. (The "Company").

F2 · derivative.exercise_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

F2 · derivative.expiration_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:02 UTC
SOLL BRUCE ADirector
GrantRestricted Share Units · Derivative 1,622 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000053 · wk-form4_1715803344.xml · derivative · entry 2

SOLL BRUCE A · CIK 0001168368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,714

Underlying: Common Shares · 1,622 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted share unit represents a contingent right to receive one common share of M/I Homes, Inc. (The "Company").

F5 · derivative.exercise_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

F5 · derivative.expiration_date: The restricted share units were granted under the M/I Homes, Inc. 2018 Long-Term Incentive Plan, as amended, and vest on the earlier of (i) the date of the next annual meeting of shareholders of M/I Homes, Inc. (provided that such annual meeting of shareholders is at least 50 weeks after May 13, 2024) or (ii) May 13, 2025, subject to the reporting person continuing to serve as a director of M/I Homes, Inc. on such date. Vested restricted share units will be settled in common shares of M/I Homes, Inc. within 60 days following the reporting person's separation from service as a director.

Read SEC document
May 13, 2024 Filed May 15, 2024 20:02 UTC
SOLL BRUCE ADirector
GrantPhantom Stock · Derivative 233 $0.00 $0.00
Disclosure

SEC source: 0000799292-24-000053 · wk-form4_1715803344.xml · derivative · entry 1

SOLL BRUCE A · CIK 0001168368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,355

Underlying: Common Shares · 233 shares

Expires not disclosed

F1 · security: The Phantom Stock Units were granted as payment for serving as a member of the Board of Directors pursuant to the M/I Homes, Inc. Director Deferral Plan (the "Plan).

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: The Phantom Stock units accrue under the Plan and are to be settled in Common Shares upon the earlier of (i) the date speciated by the reporting person in his deferral notice, or (ii) the date of the reporting person's termination of service as a director.

F3 · derivative.expiration_date: The Phantom Stock units accrue under the Plan and are to be settled in Common Shares upon the earlier of (i) the date speciated by the reporting person in his deferral notice, or (ii) the date of the reporting person's termination of service as a director.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 20:14 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
Exercise / conversionOption to Purchase Common Shares · Derivative 19,200 $0.00 Strike: $27.62 $0.00
Disclosure

SEC source: 0000799292-24-000043 · wk-form4_1714508030.xml · derivative · entry 3

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,200 shares

Expires 2029-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options described on this line vested on February 19, 2024.

F1 · ownership.direct: The reporting person also indirectly owns 450,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 20:14 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
SaleCommon Shares 19,200 $122.00 $2,342,400.00
Disclosure

SEC source: 0000799292-24-000043 · wk-form4_1714508030.xml · nonDerivative · entry 2

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,951

F1 · ownership.direct: The reporting person also indirectly owns 450,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
April 29, 2024 Filed Apr 30, 2024 20:14 UTC
SCHOTTENSTEIN ROBERT HDirector · Chairman, CEO & President
Exercise / conversionCommon Shares 19,200 $27.62 $530,304.00
Disclosure

SEC source: 0000799292-24-000043 · wk-form4_1714508030.xml · nonDerivative · entry 1

SCHOTTENSTEIN ROBERT H · CIK 0001204731 · Director · Chairman, CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: The reporting person also indirectly owns 450,400 common shares as sole member of IES Family Holdings No. 2, LLC, an Ohio limited liability company. The Spouse of the reporting person beneficially owns 10,000 common shares of which the reporting person disclaims beneficial ownership, and this report shall not be deemed as admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC
Krohne Susan EChief Legal Officer, Secretary
Exercise / conversionOption to Purchase Common Shares · Derivative 3,500 $0.00 Strike: $58.73 $0.00
Disclosure

SEC source: 0000799292-24-000041 · wk-form4_1714421934.xml · derivative · entry 7

Krohne Susan E · CIK 0001866225 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Shares · 3,500 shares

Expires 2033-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options described on this line vested on February 15, 2024.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC
Krohne Susan EChief Legal Officer, Secretary
Exercise / conversionOption to Purchase Common Shares · Derivative 3,000 $0.00 Strike: $47.59 $0.00
Disclosure

SEC source: 0000799292-24-000041 · wk-form4_1714421934.xml · derivative · entry 6

Krohne Susan E · CIK 0001866225 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 3,000 shares

Expires 2032-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options described on this line vested on February 17, 2024.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC
Krohne Susan EChief Legal Officer, Secretary
Exercise / conversionOption to Purchase Common Shares · Derivative 2,500 $0.00 Strike: $63.40 $0.00
Disclosure

SEC source: 0000799292-24-000041 · wk-form4_1714421934.xml · derivative · entry 5

Krohne Susan E · CIK 0001866225 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Shares · 2,500 shares

Expires 2031-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options described on this line vested on August 20, 2023.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC
Krohne Susan EChief Legal Officer, Secretary
SaleCommon Shares 9,000 $122.00 $1,098,000.00
Disclosure

SEC source: 0000799292-24-000041 · wk-form4_1714421934.xml · nonDerivative · entry 4

Krohne Susan E · CIK 0001866225 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,609

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC
Krohne Susan EChief Legal Officer, Secretary
Exercise / conversionCommon Shares 3,500 $58.73 $205,555.00
Disclosure

SEC source: 0000799292-24-000041 · wk-form4_1714421934.xml · nonDerivative · entry 3

Krohne Susan E · CIK 0001866225 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC
Krohne Susan EChief Legal Officer, Secretary
Exercise / conversionCommon Shares 3,000 $47.59 $142,770.00
Disclosure

SEC source: 0000799292-24-000041 · wk-form4_1714421934.xml · nonDerivative · entry 2

Krohne Susan E · CIK 0001866225 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 20:19 UTC
Krohne Susan EChief Legal Officer, Secretary
Exercise / conversionCommon Shares 2,500 $63.40 $158,500.00
Disclosure

SEC source: 0000799292-24-000041 · wk-form4_1714421934.xml · nonDerivative · entry 1

Krohne Susan E · CIK 0001866225 · Chief Legal Officer, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $130.03 $13,003.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 9

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,303

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 200 $130.00 $26,000.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 8

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,403

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $129.85 $12,985.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 7

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,603

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $129.78 $12,978.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 6

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,703

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $129.70 $12,970.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 5

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 139 $129.65 $18,021.35
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 4

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,903

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $129.50 $12,950.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 3

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,042

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $129.48 $12,948.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 2

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,142

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:05 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $129.20 $12,920.00
Disclosure

SEC source: 0000799292-24-000034 · wk-form4_1709931915.xml · nonDerivative · entry 1

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,242

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:04 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 700 $0.00 Strike: $58.73 $0.00
Disclosure

SEC source: 0000799292-24-000033 · wk-form4_1709931866.xml · derivative · entry 35

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Shares · 700 shares

Expires 2033-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options described on this line vested on February 15, 2024.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:04 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 700 $0.00 Strike: $47.59 $0.00
Disclosure

SEC source: 0000799292-24-000033 · wk-form4_1709931866.xml · derivative · entry 34

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,100

Underlying: Common Shares · 700 shares

Expires 2032-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options described on this line vested on February 17, 2024.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:04 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 700 $0.00 Strike: $51.82 $0.00
Disclosure

SEC source: 0000799292-24-000033 · wk-form4_1709931866.xml · derivative · entry 33

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Shares · 700 shares

Expires 2031-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options described on this line vested on February 16, 2024.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:04 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 700 $0.00 Strike: $42.23 $0.00
Disclosure

SEC source: 0000799292-24-000033 · wk-form4_1709931866.xml · derivative · entry 32

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,700

Underlying: Common Shares · 700 shares

Expires 2030-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options described on this line vested on February 18, 2024.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:04 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
Exercise / conversionOption to Purchase Common Shares · Derivative 700 $0.00 Strike: $27.62 $0.00
Disclosure

SEC source: 0000799292-24-000033 · wk-form4_1709931866.xml · derivative · entry 31

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Shares · 700 shares

Expires 2029-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options described on this line vested on February 19, 2024.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:04 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $129.05 $12,905.00
Disclosure

SEC source: 0000799292-24-000033 · wk-form4_1709931866.xml · nonDerivative · entry 30

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,342

Read SEC document
March 07, 2024 Filed Mar 8, 2024 21:04 UTC
HUNKER ANN MARIEPrincipal Accounting Officer
SaleCommon Shares 100 $128.91 $12,891.00
Disclosure

SEC source: 0000799292-24-000033 · wk-form4_1709931866.xml · nonDerivative · entry 29

HUNKER ANN MARIE · CIK 0001265128 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,442

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.