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MHLA

Maiden Holdings, Ltd.

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9531
SEC CIK
0001412100
Parsed reports
158

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2019 Filed Mar 29, 2019 16:09 UTC PurchaseCommon Shares 6,628 $0.81 $5,368.68
Disclosure

SEC source: 0001412100-19-000028 · wf-form4_155389017386525.xml · nonDerivative · entry 3

NEUBERGER YEHUDA · CIK 0001434377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,344

F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7757 to $0.84 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 27, 2019 Filed Mar 29, 2019 16:09 UTC PurchaseCommon Shares 41,616 $0.78 $32,460.48
Disclosure

SEC source: 0001412100-19-000028 · wf-form4_155389017386525.xml · nonDerivative · entry 2

NEUBERGER YEHUDA · CIK 0001434377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,716

F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7757 to $0.84 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 27, 2019 Filed Mar 29, 2019 16:09 UTC PurchaseCommon Shares 100 $0.84 $84.00
Disclosure

SEC source: 0001412100-19-000028 · wf-form4_155389017386525.xml · nonDerivative · entry 1

NEUBERGER YEHUDA · CIK 0001434377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,100

F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.7757 to $0.84 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 25, 2019 Filed Mar 26, 2019 16:31 UTC PurchaseCommon Shares 10,000 $0.75 $7,500.00
Disclosure

SEC source: 0001412100-19-000025 · wf-form4_155363226527728.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

Read SEC document
March 25, 2019 Filed Mar 26, 2019 16:31 UTC PurchaseCommon Shares 170,000 $0.75 $127,500.00
Disclosure

SEC source: 0001412100-19-000026 · wf-form4_155363230256414.xml · nonDerivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,500

F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.735 to $0.7799 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:47 UTC
METZ LAWRENCE F.PRESIDENT & CEO
Exercise / conversionCommon Shares 21,484 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000022 · wf-form4_155329125426729.xml · nonDerivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the full or partial vesting of performance based restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") on February 19, 2018, February 21, 2017 and February 15, 2016. Due to the transformation of the Company as more fully described in the Company's Annual Report on Form 10-K filed with the SEC on March 15, 2019, the Long Term Incentive Plan will be modified in 2019, which will be more fully described in the Company's upcoming filing of its Proxy Statement on Schedule 14A.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:47 UTC
METZ LAWRENCE F.PRESIDENT & CEO
GrantRestricted Common Shares 645,161 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000022 · wf-form4_155329125426729.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,296

F1 · shares: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan) and will vest 50% on the one year anniversary of the grant and 50% on the two year anniversary of the grant.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:47 UTC Exercise / conversionCommon Shares 23,560 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000021 · wf-form4_155329121715350.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the full or partial vesting of performance based restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") on February 19, 2018, February 21, 2017 and February 15, 2016. Due to the transformation of the Company as more fully described in the Company's Annual Report on Form 10-K filed with the SEC on March 15, 2019, the Long Term Incentive Plan will be modified in 2019, which will be more fully described in the Company's upcoming filing of its Proxy Statement on Schedule 14A.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 17:47 UTC GrantRestricted Common Shares 967,742 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000021 · wf-form4_155329121715350.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,578

F1 · shares: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan) and will vest 50% on the one year anniversary of the grant and 50% on the two year anniversary of the grant.

Read SEC document
March 20, 2019 Filed Aug 2, 2019 16:10 UTC Amendment
METZ LAWRENCE F.PRESIDENT & CEO
GrantRestricted Common Shares 328,257 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000057 · wf-form4a_156477659972104.xml · nonDerivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,257

F2 · balance_after: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") and will vest 50% on the one year anniversary of the grant and 50% on the two year anniversary of the grant. However, these shares have been granted contingent on Maiden Holdings, Ltd. obtaining shareholder approval to increase the size of the Plan's share authorization so that there will be sufficient number of shares to fund this grant. Absent such shareholder approval, this grant will be cancelled.

Read SEC document
March 20, 2019 Filed Aug 2, 2019 16:10 UTC Amendment
METZ LAWRENCE F.PRESIDENT & CEO
GrantRestricted Common Shares 316,904 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000057 · wf-form4a_156477659972104.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,039

F1 · shares: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") and will vest 50% on the one year anniversary of the grant and 50% on the two year anniversary of the grant.

Read SEC document
March 20, 2019 Filed Aug 2, 2019 16:09 UTC Amendment GrantRestricted Common Shares 492,386 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000056 · wf-form4a_156477658268560.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,386

F2 · balance_after: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") and will vest 50% on the one year anniversary of the grant and 50% on the two year anniversary of the grant. However, these shares have been granted contingent on Maiden Holdings, Ltd. obtaining shareholder approval to increase the size of the Plan's share authorization so that there will be sufficient number of shares to fund this grant. Absent such shareholder approval, this grant will be cancelled.

Read SEC document
March 20, 2019 Filed Aug 2, 2019 16:09 UTC Amendment GrantRestricted Common Shares 475,356 $0.00 $0.00
Disclosure

SEC source: 0001412100-19-000056 · wf-form4a_156477658268560.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,192

F1 · shares: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") and will vest 50% on the one year anniversary of grant, and 50% on the two year anniversary of grant.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 17:08 UTC
SCHMITT KARENEVP, Finance
SaleCommon Shares 11,500 $2.55 $29,325.00
Disclosure

SEC source: 0001412100-18-000069 · wf-form4_154283810551839.xml · nonDerivative · entry 3

SCHMITT KAREN · CIK 0001460634 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,748

F1 · shares: These common shares were sold for tax planning purposes.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 17:08 UTC
SCHMITT KARENEVP, Finance
SaleCommon Shares 13,500 $2.57 $34,695.00
Disclosure

SEC source: 0001412100-18-000069 · wf-form4_154283810551839.xml · nonDerivative · entry 2

SCHMITT KAREN · CIK 0001460634 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,248

F1 · shares: These common shares were sold for tax planning purposes.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 17:08 UTC
SCHMITT KARENEVP, Finance
SaleCommon Shares 6,500 $2.58 $16,770.00
Disclosure

SEC source: 0001412100-18-000069 · wf-form4_154283810551839.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,748

F1 · shares: These common shares were sold for tax planning purposes.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 16:07 UTC PurchaseCommon Shares 10,000 $2.42 $24,200.00
Disclosure

SEC source: 0001412100-18-000066 · wf-form4_154266163928830.xml · nonDerivative · entry 1

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,505

Read SEC document
November 16, 2018 Filed Nov 19, 2018 16:08 UTC PurchaseCommon Shares 5,000 $2.43 $12,150.00
Disclosure

SEC source: 0001412100-18-000067 · wf-form4_154266166053272.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Read SEC document
November 06, 2018 Filed Nov 8, 2018 16:24 UTC GrantRestricted Common Shares 111,836 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000056 · wf-form4_154171226177239.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,156

F1 · security: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan) and will vest 33 1/3% on the one year anniversary of the grant, 33 1/3% on the two year anniversary of the grant and 33 1/3% on the three year anniversary of the grant.

F2 · balance_after: 109,320 of these shares are unrestricted Common Shares held by the Reporting Person.

Read SEC document
August 16, 2018 Filed Aug 17, 2018 08:23 UTC
Highet ThomasSee Remarks
GrantCommon Shares 3,000 $3.93 $11,775.00
Disclosure

SEC source: 0001412100-18-000050 · wf-form4_153450862323629.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,799

Read SEC document
August 08, 2018 Filed Aug 10, 2018 19:31 UTC
METZ LAWRENCE F.See Remarks
GrantRestricted Common Shares 135,135 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000048 · wf-form4_153394387178672.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,431

F1 · security: These restricted shares were granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan) and will vest 33 1/3% on the one year anniversary of the grant, 33 1/3% on the two year anniversary of the grant and 33 1/3% on the three year anniversary of the grant.

F2 · balance_after: 25,296 of these shares are unrestricted Common Shares held by the Reporting Person.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:06 UTC GrantRestricted Share Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000041 · wf-form4_152814280049688.xml · derivative · entry 2

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued on June 1, 2018 pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:06 UTC Exercise / conversionCommon Shares 6,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000041 · wf-form4_152814280049688.xml · nonDerivative · entry 1

LYONS SIMCHA G · CIK 0001434373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Mr. Lyons on June 1, 2017.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:05 UTC GrantRestricted Share Units · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000039 · wf-form4_152814270560525.xml · derivative · entry 2

NIGRO STEVEN HAROLD · CIK 0001434374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Shares · 7,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued on June 1, 2018 pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:05 UTC Exercise / conversionCommon Shares 7,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000039 · wf-form4_152814270560525.xml · nonDerivative · entry 1

NIGRO STEVEN HAROLD · CIK 0001434374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Mr. Nigro on June 1, 2017.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:07 UTC GrantRestricted Share Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000042 · wf-form4_152814282382840.xml · derivative · entry 2

NEUBERGER YEHUDA · CIK 0001434377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued on June 1, 2018 pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:07 UTC Exercise / conversionCommon Shares 6,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000042 · wf-form4_152814282382840.xml · nonDerivative · entry 1

NEUBERGER YEHUDA · CIK 0001434377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Mr. Neuberger on June 1, 2018.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:06 UTC GrantRestricted Share Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000040 · wf-form4_152814272711903.xml · derivative · entry 2

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Shares · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued on June 1, 2018 pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and have a one year vesting period. Certain special terms apply in the event of death, disability or a change of control.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 16:06 UTC Exercise / conversionCommon Shares 6,000 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000040 · wf-form4_152814272711903.xml · nonDerivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Mr. Neff on June 1, 2017.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 18:29 UTC
METZ LAWRENCE F.See Remarks
Tax withholdingCommon Shares 3,226 $6.45 $20,807.70
Disclosure

SEC source: 0001412100-18-000022 · wf-form4_152106653710619.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,296

F1 · shares: These common shares were sold for tax planning purposes.

Read SEC document
March 13, 2018 Filed Mar 14, 2018 18:28 UTC
Highet ThomasSee Remarks
Tax withholdingCommon Shares 3,845 $6.45 $24,800.25
Disclosure

SEC source: 0001412100-18-000021 · wf-form4_152106651120067.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,799

F1 · shares: These common shares were sold for tax planning purposes.

Read SEC document
February 19, 2018 Filed Feb 20, 2018 17:53 UTC
METZ LAWRENCE F.See Remarks
GrantPerformance-based Restricted Share Units · Derivative 64,153 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000006 · wf-form4_151916717081463.xml · derivative · entry 2

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,153

Underlying: Common Shares · 64,153 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2018 to December 31, 2020, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 32,076 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 64,153 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

Read SEC document
February 19, 2018 Filed Feb 20, 2018 17:53 UTC
METZ LAWRENCE F.See Remarks
Exercise / conversionCommon Shares 9,417 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000006 · wf-form4_151916717081463.xml · nonDerivative · entry 1

METZ LAWRENCE F. · CIK 0001496992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") on February 21, 2015.

Read SEC document
February 19, 2018 Filed Feb 20, 2018 17:54 UTC
SCHMITT KARENChief Financial Officer
GrantPerformance-based Restricted Share Units · Derivative 108,333 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000009 · wf-form4_151916722630021.xml · derivative · entry 3

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,333

Underlying: Common Shares · 108,333 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F4 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F5 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2018 to December 31, 2020, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 54,167 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 108,333 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

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February 19, 2018 Filed Feb 20, 2018 17:54 UTC
SCHMITT KARENChief Financial Officer
Exercise / conversionCommon Shares 19,641 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000009 · wf-form4_151916722630021.xml · nonDerivative · entry 2

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Plan on February 21, 2015.

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February 19, 2018 Filed Feb 20, 2018 17:53 UTC GrantPerformance-based Restricted Share Units · Derivative 72,222 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000008 · wf-form4_151916720809507.xml · derivative · entry 3

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,222

Underlying: Common Shares · 72,222 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F4 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F5 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based (i) 50% upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2018 to December 31, 2020, and (ii) 50% upon individual performance as evaluated by the Compensation Committee. The recipient received a target award of 36,111 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 72,222 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

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February 19, 2018 Filed Feb 20, 2018 17:53 UTC Exercise / conversionCommon Shares 12,630 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000008 · wf-form4_151916720809507.xml · nonDerivative · entry 2

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Plan on February 21, 2015.

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February 19, 2018 Filed Feb 20, 2018 17:53 UTC
Highet ThomasSee Remarks
GrantPerformance-based Restricted Share Units · Derivative 65,278 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000007 · wf-form4_151916719042995.xml · derivative · entry 2

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,278

Underlying: Common Shares · 65,278 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted share units were issued pursuant to the Plan. Each restricted share unit represents a contingent right to receive one common share of the Registrant.

F3 · derivative.exercise_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F3 · derivative.expiration_date: The restricted share units shall be settled in common shares or, at the discretion of the Compensation Committee, an amount in cash equal to the fair market value of the shares, and shall be settled shortly after the Committee certifies the attainment of performance goals (the "settlement date"), but in no event later than 2 1/2 months after the expiration of the performance period. The units are forfeited if the reporting person's employment is terminated prior to the settlement date. Certain special terms apply in the event of death, disability or a change of control.

F4 · derivative.underlying_shares: The reporting person received restricted share units that shall vest based upon the achievement of performance criteria relating to return on equity, underwriting performance, revenue growth and operating expense during the performance period from January 1, 2018 to December 31, 2020. The recipient received a target award of 32,639 restricted share units, and 0 to 200% of such target award may vest depending upon the degree to which the performance targets are met. The 65,278 units reported represent 200% of the target award, which is the maximum number of units that may be earned.

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February 19, 2018 Filed Feb 20, 2018 17:53 UTC
Highet ThomasSee Remarks
Exercise / conversionCommon Shares 11,331 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000007 · wf-form4_151916719042995.xml · nonDerivative · entry 1

Highet Thomas · CIK 0001607654 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of performance based restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") on February 21, 2015.

Read SEC document
February 17, 2018 Filed Feb 20, 2018 17:54 UTC
SCHMITT KARENChief Financial Officer
Exercise / conversionCommon Shares 5,063 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000009 · wf-form4_151916722630021.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Ms. Schmitt in February 2015.

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February 17, 2018 Filed Feb 20, 2018 17:54 UTC
RASCHBAUM ARTURO MANUELPRESIDENT AND CEO
Exercise / conversionCommon Shares 21,599 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000010 · wf-form4_151916724371151.xml · nonDerivative · entry 2

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Plan to Mr. Raschbaum in February 2015.

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February 17, 2018 Filed Feb 20, 2018 17:53 UTC Exercise / conversionCommon Shares 3,163 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000008 · wf-form4_151916720809507.xml · nonDerivative · entry 1

Haveron Patrick J · CIK 0001396461 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Mr. Haveron in February 2015.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 17:54 UTC
RASCHBAUM ARTURO MANUELPRESIDENT AND CEO
Exercise / conversionCommon Shares 25,329 $0.00 $0.00
Disclosure

SEC source: 0001412100-18-000010 · wf-form4_151916724371151.xml · nonDerivative · entry 1

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Acquisition of common shares resulting from the vesting of one-third of the restricted share units granted pursuant to the Amended and Restated 2007 Share Incentive Plan (the "Plan") to Mr. Raschbaum in February 2016.

Read SEC document
January 18, 2018 Filed Mar 22, 2018 16:05 UTC
SCHMITT KARENChief Financial Officer
PurchaseCommon Shares 149 $7.56 $1,126.44
Disclosure

SEC source: 0001412100-18-000024 · wf-form4_152174909803717.xml · nonDerivative · entry 3

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,248

F2 · shares: This share dividend repurchase was mistakenly not reported at the time of purchase.

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November 13, 2017 Filed Nov 14, 2017 16:09 UTC PurchaseCommon Shares 46,500 $6.40 $297,600.00
Disclosure

SEC source: 0001412100-17-000088 · wf-form4_151069355957473.xml · nonDerivative · entry 1

NEFF RAYMOND MICHAEL · CIK 0001434371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,500

Read SEC document
October 18, 2017 Filed Mar 22, 2018 16:05 UTC
SCHMITT KARENChief Financial Officer
PurchaseCommon Shares 135 $8.35 $1,127.25
Disclosure

SEC source: 0001412100-18-000024 · wf-form4_152174909803717.xml · nonDerivative · entry 2

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,099

F2 · shares: This share dividend repurchase was mistakenly not reported at the time of purchase.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 17:30 UTC
SCHMITT KARENChief Financial Officer
GrantCommon Shares 10,000 $6.35 $63,500.00
Disclosure

SEC source: 0001412100-17-000080 · wf-form4_150490619707330.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,509

Read SEC document
August 17, 2017 Filed Mar 22, 2018 16:05 UTC
SCHMITT KARENChief Financial Officer
PurchaseCommon Shares 750 $7.13 $5,343.75
Disclosure

SEC source: 0001412100-18-000024 · wf-form4_152174909803717.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,964

F1 · shares: This transaction was mistakenly not reported at the time of purchase.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 06:07 UTC
SCHMITT KARENChief Financial Officer
GrantCommon Shares 24,800 $7.23 $179,304.00
Disclosure

SEC source: 0001412100-17-000071 · wf-form4_150270522045416.xml · nonDerivative · entry 1

SCHMITT KAREN · CIK 0001460634 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,509

F1 · price: The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.31 per share, inclusive. The Reporting Person undertakes to provide to Maiden Holdings, Ltd. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: This number corrects a scrivener's error in the Reporting Person's prior filed Form 4. This column now accurately reflects the correct amount of securities beneficially owned following the reported transaction by the Reporting Person.

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August 11, 2017 Filed Aug 14, 2017 06:08 UTC
RASCHBAUM ARTURO MANUELPRESIDENT AND CEO
GrantCommon Shares 6,400 $7.20 $46,080.00
Disclosure

SEC source: 0001412100-17-000075 · wf-form4_150270529594638.xml · nonDerivative · entry 4

RASCHBAUM ARTURO MANUEL · CIK 0001450447 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,243

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.