Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2021 Filed Jun 9, 2021 21:38 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 5,040 | $15.01 | $75,650.40 |
DisclosureSEC source: 0001179110-21-006522 · edgar.xml · nonDerivative · entry 2 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,017 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.08, inclusive. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:38 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 5,667 | $15.03 | $85,175.01 |
DisclosureSEC source: 0001179110-21-006523 · edgar.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,315,114 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.09, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 21:38 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 1,042 | $15.02 | $15,650.84 |
DisclosureSEC source: 0001179110-21-006522 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,057 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.09, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 22:28 UTC Amendment |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 741 | $15.01 | $11,122.41 |
DisclosureSEC source: 0001179110-21-004738 · edgar.xml · nonDerivative · entry 3 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,099 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F6 · shares: This Form 4 is being amended to reflect that the transaction reported for April 30, 2021 represented the disposition of 741 shares. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.03, inclusive. Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 22:03 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 741 | $15.01 | $11,122.41 |
DisclosureSEC source: 0001179110-21-004736 · edgar.xml · nonDerivative · entry 3 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,099 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.03, inclusive. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 22:28 UTC Amendment |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 1,405 | $15.02 | $21,103.10 |
DisclosureSEC source: 0001179110-21-004738 · edgar.xml · nonDerivative · entry 2 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,840 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.05, inclusive. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 22:03 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 1,405 | $15.02 | $21,103.10 |
DisclosureSEC source: 0001179110-21-004736 · edgar.xml · nonDerivative · entry 2 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,840 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.05, inclusive. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:28 UTC Amendment |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 3,772 | $15.14 | $57,108.08 |
DisclosureSEC source: 0001179110-21-004738 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,245 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.39, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:03 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 3,772 | $15.14 | $57,108.08 |
DisclosureSEC source: 0001179110-21-004736 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,245 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.39, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:45 UTC |
MARCUS JOEL SDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,882 | $0.00 Strike: $7.72 | $0.00 |
DisclosureSEC source: 0001179110-21-003566 · edgar.xml · derivative · entry 4 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 12,882 shares Expires 2026-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option fully vested with respect to half of the total grant on March 4, 2016 and as to the remainder of the grant on March 4, 2017. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:45 UTC |
MARCUS JOEL SDirector
|
Exercise / conversionOrdinary Shares | 12,882 | $7.72 | $99,449.04 |
DisclosureSEC source: 0001179110-21-003566 · edgar.xml · nonDerivative · entry 1 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2021 Filed Jun 9, 2021 21:38 UTC |
Forbes AlexandriaDirector · President and CEO
|
GiftOrindary Shares | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-006523 · edgar.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320,781 Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 22:23 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 15,000 | $15.57 | $233,550.00 |
DisclosureSEC source: 0001179110-21-001877 · edgar.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.32 to $15.91, inclusive. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:23 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 15,000 | $15.60 | $234,000.00 |
DisclosureSEC source: 0001179110-21-001877 · edgar.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,336,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.30 to $15.87, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:14 UTC |
Wollin Robert JGeneral Counsel and Secretary
|
GrantRestricted Share Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000701 · edgar.xml · derivative · entry 2 Wollin Robert J · CIK 0001815161 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares · 20,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:14 UTC |
Wollin Robert JGeneral Counsel and Secretary
|
GrantStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.43 | $0.00 |
DisclosureSEC source: 0001179110-21-000701 · edgar.xml · derivative · entry 1 Wollin Robert J · CIK 0001815161 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Ordinary Shares · 30,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: The option vests as to one quarter of the total grant on January 14, 2022 and vests as to the remainder in 36 equal monthly installments thereafter. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:12 UTC |
Zeldin Robert KChief Medical Officer
|
GrantRestricted Share Units · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000700 · edgar.xml · derivative · entry 2 Zeldin Robert K · CIK 0001745347 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Ordinary Shares · 150,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:12 UTC |
Zeldin Robert KChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $16.43 | $0.00 |
DisclosureSEC source: 0001179110-21-000700 · edgar.xml · derivative · entry 1 Zeldin Robert K · CIK 0001745347 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Ordinary Shares · 40,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: The option vests as to one quarter of the total grant on January 14, 2022 and vests as to the remainder in 36 equal monthly installments thereafter. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:09 UTC |
Naylor StuartChief Development Officer
|
GrantRestricted Share Units · Derivative | 95,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000698 · edgar.xml · derivative · entry 2 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Ordinary Shares · 95,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:09 UTC |
Naylor StuartChief Development Officer
|
GrantStock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $16.43 | $0.00 |
DisclosureSEC source: 0001179110-21-000698 · edgar.xml · derivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Ordinary Shares · 35,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: The option vests as to one quarter of the total grant on January 14, 2022 and vests as to the remainder in 36 equal monthly installments thereafter. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:08 UTC |
Giroux RichardCFO & COO
|
GrantRestricted Share Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000697 · edgar.xml · derivative · entry 2 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Ordinary Shares · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:08 UTC |
Giroux RichardCFO & COO
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $16.43 | $0.00 |
DisclosureSEC source: 0001179110-21-000697 · edgar.xml · derivative · entry 1 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Ordinary Shares · 40,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: The option vests as to one quarter of the total grant on January 14, 2022 and vests as to the remainder in 36 equal monthly installments thereafter. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:08 UTC |
Forbes AlexandriaDirector · President and CEO
|
GrantRestricted Share Units · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000696 · edgar.xml · derivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Ordinary Shares · 120,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. F3 · derivative.expiration_date: Fifty percent of the restricted share unit award will vest on the second anniversary of the grant date and twenty-five percent of the restricted share unit award will vest on each of the third and fourth anniversaries of the grant date. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 22:08 UTC |
Forbes AlexandriaDirector · President and CEO
|
GrantStock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $16.43 | $0.00 |
DisclosureSEC source: 0001179110-21-000696 · edgar.xml · derivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Ordinary Shares · 65,000 shares Expires 2031-01-13 F1 · derivative.exercise_date: The option vests as to one quarter of the total grant on January 14, 2022 and vests as to the remainder in 36 equal monthly installments thereafter. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 00:09 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 6,000 | $15.34 | $92,040.00 |
DisclosureSEC source: 0001179110-21-000370 · edgar.xml · nonDerivative · entry 2 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,017 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.17 to $15.53, inclusive. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:09 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 6,000 | $15.40 | $92,400.00 |
DisclosureSEC source: 0001179110-21-000370 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,017 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.02 to $15.65, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 22:08 UTC |
Giroux RichardCFO & COO
|
SaleOrdinary Shares | 18,000 | $16.00 | $288,000.00 |
DisclosureSEC source: 0001179110-20-012133 · edgar.xml · nonDerivative · entry 2 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,518 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2020. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.015, inclusive. F4 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 17, 2020 Filed Dec 21, 2020 22:06 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 13,390 | $15.00 | $200,850.00 |
DisclosureSEC source: 0001179110-20-012132 · edgar.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,355,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. Read SEC document |
| December 17, 2020 Filed Jan 7, 2021 00:15 UTC |
Giroux RichardCFO & COO
|
GiftOrdinary Shares | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000376 · edgar.xml · nonDerivative · entry 2 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841,218 Read SEC document |
| December 16, 2020 Filed Jan 7, 2021 00:15 UTC |
Giroux RichardCFO & COO
|
GiftOrdinary Shares | 4,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000376 · edgar.xml · nonDerivative · entry 1 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,218 Read SEC document |
| December 16, 2020 Filed Jan 7, 2021 00:12 UTC |
Forbes AlexandriaDirector · President and CEO
|
GiftOrdinary Shares | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-000374 · edgar.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351,781 Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 13:00 UTC |
PERCEPTIVE ADVISORS LLCDirector · 10% owner
EDELMAN JOSEPHDirector
|
PurchaseOrdinary Shares | 500,000 | $12.85 | $6,425,000.00 |
DisclosureSEC source: 0000899243-20-032016 · doc4.xml · nonDerivative · entry 1 PERCEPTIVE ADVISORS LLC · CIK 0001224962 · Director · 10% owner PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · Director EDELMAN JOSEPH · CIK 0001164426 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,933,277 F1 · ownership.nature: The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 00:26 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 1,610 | $15.05 | $24,230.50 |
DisclosureSEC source: 0001179110-20-011245 · edgar.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,369,171 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.12, inclusive. Read SEC document |
| November 17, 2020 Filed Nov 20, 2020 00:26 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 15,000 | $15.17 | $227,550.00 |
DisclosureSEC source: 0001179110-20-011245 · edgar.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,370,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.45, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 12, 2020 Filed Nov 12, 2020 22:12 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 7,851 | $15.01 | $117,843.51 |
DisclosureSEC source: 0001179110-20-011052 · edgar.xml · nonDerivative · entry 3 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388,748 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.02, inclusive. Read SEC document |
| November 12, 2020 Filed Nov 20, 2020 00:24 UTC Amendment |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 8,891 | $15.01 | $133,453.91 |
DisclosureSEC source: 0001179110-20-011244 · edgar.xml · nonDerivative · entry 3 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,385,781 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F6 · shares: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on each transaction date. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F5 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.02, inclusive. F6 · balance_after: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on each transaction date. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 22:12 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 2,498 | $15.02 | $37,519.96 |
DisclosureSEC source: 0001179110-20-011052 · edgar.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396,599 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30, inclusive. Read SEC document |
| November 11, 2020 Filed Nov 20, 2020 00:24 UTC Amendment |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 2,698 | $15.02 | $40,523.96 |
DisclosureSEC source: 0001179110-20-011244 · edgar.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,394,672 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F6 · shares: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on each transaction date. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.30, inclusive. F6 · balance_after: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on each transaction date. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:12 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 12,703 | $15.05 | $191,180.15 |
DisclosureSEC source: 0001179110-20-011052 · edgar.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,399,097 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.16, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 22:13 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 3,739 | $15.00 | $56,085.00 |
DisclosureSEC source: 0001179110-20-011053 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,129 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.01, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 10, 2020 Filed Nov 20, 2020 00:24 UTC Amendment |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 14,430 | $15.05 | $217,171.50 |
DisclosureSEC source: 0001179110-20-011244 · edgar.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397,370 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F6 · shares: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on each transaction date. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.16, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F6 · balance_after: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on each transaction date. Read SEC document |
| November 10, 2020 Filed Jan 7, 2021 00:06 UTC Amendment |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 4,851 | $15.00 | $72,765.00 |
DisclosureSEC source: 0001179110-21-000368 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,017 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F4 · shares: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on the transaction date. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.01, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Due to a reporting error by the reporting person's brokerage firm, this Form 4 is being amended to reflect the correct number of shares sold by the reporting person on the transaction date. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 22:35 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 512 | $15.00 | $7,680.00 |
DisclosureSEC source: 0001179110-20-010934 · edgar.xml · nonDerivative · entry 2 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,868 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 22:35 UTC |
Forbes AlexandriaDirector · President and CEO
|
SaleOrdinary Shares | 3,981 | $15.03 | $59,834.43 |
DisclosureSEC source: 0001179110-20-010933 · edgar.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,411,800 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.11, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 22:35 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 8,282 | $15.02 | $124,395.64 |
DisclosureSEC source: 0001179110-20-010934 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,380 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.00 to $15.11, inclusive. F3 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 20:55 UTC |
Naylor StuartChief Development Officer
|
SaleOrdinary Shares | 301 | $15.00 | $4,515.00 |
DisclosureSEC source: 0001179110-20-010337 · edgar.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · Chief Development Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,662 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2019. Read SEC document |
| August 12, 2020 Filed Aug 12, 2020 21:49 UTC |
MARCUS JOEL SDirector
|
SaleOrdinary Shares | 7,959 | $14.15 | $112,619.85 |
DisclosureSEC source: 0000899243-20-022166 · doc4.xml · nonDerivative · entry 3 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. F3 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $13.93 to $14.32, inclusive. Read SEC document |
| August 11, 2020 Filed Aug 12, 2020 21:49 UTC |
MARCUS JOEL SDirector
|
SaleOrdinary Shares | 7,500 | $13.86 | $103,950.00 |
DisclosureSEC source: 0000899243-20-022166 · doc4.xml · nonDerivative · entry 2 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,959 F1 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $13.535 to $14.18, inclusive. F2 · price: The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:49 UTC |
MARCUS JOEL SDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,459 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0000899243-20-022166 · doc4.xml · derivative · entry 6 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 15,459 shares Expires 2028-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested and became exercisable on January 10, 2019. Read SEC document |
| August 10, 2020 Filed Aug 12, 2020 21:49 UTC |
MARCUS JOEL SDirector
|
Exercise / conversionOrdinary Shares | 15,459 | $5.63 | $87,034.17 |
DisclosureSEC source: 0000899243-20-022166 · doc4.xml · nonDerivative · entry 1 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.