Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2023 Filed Jan 18, 2023 21:59 UTC |
Giroux RichardCFO & COO
|
Tax withholdingOrdinary Shares | 26,438 | $6.99 | $184,801.62 |
DisclosureSEC source: 0001415889-23-001082 · form4-01182023_090144.xml · nonDerivative · entry 2 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,994 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 21:59 UTC |
Giroux RichardCFO & COO
|
Exercise / conversionOrdinary Shares | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-001082 · form4-01182023_090144.xml · nonDerivative · entry 1 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-half of restricted share units granted on January 14, 2021. F2 · price: Each restricted share unit converts into one ordinary share upon vesting. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 22:05 UTC |
Zeldin Robert KCHIEF MEDICAL OFFICER
|
Exercise / conversionRestricted Share Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001091 · form4-01182023_100114.xml · derivative · entry 3 Zeldin Robert K · CIK 0001745347 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Ordinary Shares · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F1 · derivative.exercise_date: Represents vesting of one-half of restricted share units granted on January 14, 2021. F1 · derivative.expiration_date: Represents vesting of one-half of restricted share units granted on January 14, 2021. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 22:05 UTC |
Zeldin Robert KCHIEF MEDICAL OFFICER
|
Tax withholdingOrdinary Shares | 29,513 | $6.99 | $206,295.87 |
DisclosureSEC source: 0001415889-23-001091 · form4-01182023_100114.xml · nonDerivative · entry 2 Zeldin Robert K · CIK 0001745347 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,487 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 22:05 UTC |
Zeldin Robert KCHIEF MEDICAL OFFICER
|
Exercise / conversionOrdinary Shares | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-001091 · form4-01182023_100114.xml · nonDerivative · entry 1 Zeldin Robert K · CIK 0001745347 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-half of restricted share units granted on January 14, 2021. F2 · price: Each restricted share unit converts into one ordinary share upon vesting. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 22:01 UTC |
Naylor StuartCHIEF DEV. OFFICER
|
Exercise / conversionRestricted Share Units · Derivative | 47,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001085 · form4-01182023_100103.xml · derivative · entry 3 Naylor Stuart · CIK 0001742771 · CHIEF DEV. OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,500 Underlying: Ordinary Shares · 47,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F1 · derivative.exercise_date: Represents vesting of one-half of restricted share units granted on January 14, 2021. F1 · derivative.expiration_date: Represents vesting of one-half of restricted share units granted on January 14, 2021. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 22:01 UTC |
Naylor StuartCHIEF DEV. OFFICER
|
Tax withholdingOrdinary Shares | 22,325 | $6.99 | $156,051.75 |
DisclosureSEC source: 0001415889-23-001085 · form4-01182023_100103.xml · nonDerivative · entry 2 Naylor Stuart · CIK 0001742771 · CHIEF DEV. OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,792 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 22:01 UTC |
Naylor StuartCHIEF DEV. OFFICER
|
Exercise / conversionOrdinary Shares | 47,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-001085 · form4-01182023_100103.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · CHIEF DEV. OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,117 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-half of restricted share units granted on January 14, 2021. F2 · price: Each restricted share unit converts into one ordinary share upon vesting. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 21:58 UTC |
Forbes AlexandriaDirector · PRESIDENT & CEO
|
Exercise / conversionRestricted Share Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-001079 · form4-01182023_090116.xml · derivative · entry 5 Forbes Alexandria · CIK 0001678604 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Ordinary Shares · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F1 · derivative.exercise_date: Represents vesting of one-half of restricted share units granted on January 14, 2021. F1 · derivative.expiration_date: Represents vesting of one-half of restricted share units granted on January 14, 2021. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 21:58 UTC |
Forbes AlexandriaDirector · PRESIDENT & CEO
|
Tax withholdingOrdinary Shares | 31,726 | $6.99 | $221,764.74 |
DisclosureSEC source: 0001415889-23-001079 · form4-01182023_090116.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,106,450 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| January 14, 2023 Filed Jan 18, 2023 21:58 UTC |
Forbes AlexandriaDirector · PRESIDENT & CEO
|
Exercise / conversionOrdinary Shares | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-001079 · form4-01182023_090116.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-half of restricted share units granted on January 14, 2021. F2 · price: Each restricted share unit converts into one ordinary share upon vesting. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:27 UTC |
Naylor StuartCHIEF DEV. OFFICER
|
Exercise / conversionRestricted Share Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000743 · form4-01102023_100125.xml · derivative · entry 3 Naylor Stuart · CIK 0001742771 · CHIEF DEV. OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Ordinary Shares · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:27 UTC |
Naylor StuartCHIEF DEV. OFFICER
|
Tax withholdingOrdinary Shares | 18,800 | $6.60 | $124,080.00 |
DisclosureSEC source: 0001415889-23-000743 · form4-01102023_100125.xml · nonDerivative · entry 2 Naylor Stuart · CIK 0001742771 · CHIEF DEV. OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,617 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:27 UTC |
Naylor StuartCHIEF DEV. OFFICER
|
Exercise / conversionOrdinary Shares | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-000743 · form4-01102023_100125.xml · nonDerivative · entry 1 Naylor Stuart · CIK 0001742771 · CHIEF DEV. OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. F2 · price: Each restricted share unit converts into one ordinary share upon vesting. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:25 UTC |
Giroux RichardCFO & COO
|
Exercise / conversionRestricted Share Units · Derivative | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000742 · form4-01102023_100150.xml · derivative · entry 6 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Ordinary Shares · 37,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:25 UTC |
Giroux RichardCFO & COO
|
Tax withholdingOrdinary Shares | 19,829 | $6.60 | $130,871.40 |
DisclosureSEC source: 0001415889-23-000742 · form4-01102023_100150.xml · nonDerivative · entry 2 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,432 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:25 UTC |
Giroux RichardCFO & COO
|
Exercise / conversionOrdinary Shares | 37,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-000742 · form4-01102023_100150.xml · nonDerivative · entry 1 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 771,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. F2 · price: Each restricted share unit converts into one ordinary share upon vesting. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:20 UTC |
Forbes AlexandriaDirector · PRESIDENT & CEO
|
Exercise / conversionRestricted Share Units · Derivative | 48,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000741 · form4-01102023_100140.xml · derivative · entry 5 Forbes Alexandria · CIK 0001678604 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,750 Underlying: Ordinary Shares · 48,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:20 UTC |
Forbes AlexandriaDirector · PRESIDENT & CEO
|
Tax withholdingOrdinary Shares | 25,777 | $6.60 | $170,128.20 |
DisclosureSEC source: 0001415889-23-000741 · form4-01102023_100140.xml · nonDerivative · entry 2 Forbes Alexandria · CIK 0001678604 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,078,176 F3 · shares: Shares withheld for payment of taxes upon vesting of award. Read SEC document |
| January 08, 2023 Filed Jan 10, 2023 22:20 UTC |
Forbes AlexandriaDirector · PRESIDENT & CEO
|
Exercise / conversionOrdinary Shares | 48,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-23-000741 · form4-01102023_100140.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted share units granted on January 8, 2020. F2 · price: Each restricted share unit converts into one ordinary share upon vesting. Read SEC document |
| December 23, 2022 Filed Jan 10, 2023 22:14 UTC |
Giroux RichardCFO & COO
|
GiftOrdinary Shares | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000737 · form5-01102023_100151.xml · nonDerivative · entry 4 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,761 Read SEC document |
| August 02, 2022 Filed Apr 24, 2026 00:59 UTC |
PERCEPTIVE ADVISORS LLCDirector · 10% owner
EDELMAN JOSEPHDirector · 10% owner
PERCEPTIVE LIFE SCIENCES MASTER FUND LTDDirector · 10% owner
|
GrantWarrant (Right to Buy) · Derivative | 300,000 | Not disclosed Strike: $20.00 | Not disclosed |
DisclosureSEC source: 0001193125-26-174407 · ownership.xml · derivative · entry 3 PERCEPTIVE ADVISORS LLC · CIK 0001224962 · Director · 10% owner EDELMAN JOSEPH · CIK 0001164426 · Director · 10% owner PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 300,000 Underlying: Ordinary Shares · 300,000 shares Expires 2027-08-02 F2 · price: Issued to Perceptive Credit Holdings III, LP ("Credit Fund III") in connection with the senior secured financing arrangement (the "Financing Agreement") by and among the Issuer, PCH III, and the other parties thereto. Perceptive Credit Advisors LLC ("Perceptive Credit Advisors") serves as the investment advisor to Credit Fund III and as a relying advisor under the Advisor. Mr. Edelman is the managing member of Perceptive Credit Advisors. Each of Perceptive Credit Advisors, the Advisor and Mr. Edelman disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of Perceptive Credit Advisors, the Advisor and Mr. Edelman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F2 · ownership.nature: Issued to Perceptive Credit Holdings III, LP ("Credit Fund III") in connection with the senior secured financing arrangement (the "Financing Agreement") by and among the Issuer, PCH III, and the other parties thereto. Perceptive Credit Advisors LLC ("Perceptive Credit Advisors") serves as the investment advisor to Credit Fund III and as a relying advisor under the Advisor. Mr. Edelman is the managing member of Perceptive Credit Advisors. Each of Perceptive Credit Advisors, the Advisor and Mr. Edelman disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of Perceptive Credit Advisors, the Advisor and Mr. Edelman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| August 02, 2022 Filed Apr 24, 2026 00:59 UTC |
PERCEPTIVE ADVISORS LLCDirector · 10% owner
EDELMAN JOSEPHDirector · 10% owner
PERCEPTIVE LIFE SCIENCES MASTER FUND LTDDirector · 10% owner
|
GrantWarrant (Right to Buy) · Derivative | 400,000 | Not disclosed Strike: $15.00 | Not disclosed |
DisclosureSEC source: 0001193125-26-174407 · ownership.xml · derivative · entry 2 PERCEPTIVE ADVISORS LLC · CIK 0001224962 · Director · 10% owner EDELMAN JOSEPH · CIK 0001164426 · Director · 10% owner PERCEPTIVE LIFE SCIENCES MASTER FUND LTD · CIK 0001249675 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 400,000 Underlying: Ordinary Shares · 400,000 shares Expires 2027-08-02 F2 · price: Issued to Perceptive Credit Holdings III, LP ("Credit Fund III") in connection with the senior secured financing arrangement (the "Financing Agreement") by and among the Issuer, PCH III, and the other parties thereto. Perceptive Credit Advisors LLC ("Perceptive Credit Advisors") serves as the investment advisor to Credit Fund III and as a relying advisor under the Advisor. Mr. Edelman is the managing member of Perceptive Credit Advisors. Each of Perceptive Credit Advisors, the Advisor and Mr. Edelman disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of Perceptive Credit Advisors, the Advisor and Mr. Edelman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. F2 · ownership.nature: Issued to Perceptive Credit Holdings III, LP ("Credit Fund III") in connection with the senior secured financing arrangement (the "Financing Agreement") by and among the Issuer, PCH III, and the other parties thereto. Perceptive Credit Advisors LLC ("Perceptive Credit Advisors") serves as the investment advisor to Credit Fund III and as a relying advisor under the Advisor. Mr. Edelman is the managing member of Perceptive Credit Advisors. Each of Perceptive Credit Advisors, the Advisor and Mr. Edelman disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that any of Perceptive Credit Advisors, the Advisor and Mr. Edelman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:57 UTC |
LEVINE ARNOLD JDirector
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006386 · form4-06092022_010640.xml · derivative · entry 2 LEVINE ARNOLD J · CIK 0001124164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon settlement. The reporting person elected to have the restricted share units become settleable when the reporting person ceases to be a director. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:57 UTC |
LEVINE ARNOLD JDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006386 · form4-06092022_010640.xml · derivative · entry 1 LEVINE ARNOLD J · CIK 0001124164 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:58 UTC |
Mendoza NeilDirector
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006387 · form4-06092022_010628.xml · derivative · entry 2 Mendoza Neil · CIK 0001742502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon settlement. The reporting person elected to have the restricted share units become settleable when the reporting person ceases to be a director. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:58 UTC |
Mendoza NeilDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006387 · form4-06092022_010628.xml · derivative · entry 1 Mendoza Neil · CIK 0001742502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:01 UTC |
SHENK THOMAS EDirector
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006390 · form4-06092022_020647.xml · derivative · entry 2 SHENK THOMAS E · CIK 0001204362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon settlement. The reporting person elected to have the restricted share units become settleable when the reporting person ceases to be a director. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:01 UTC |
SHENK THOMAS EDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006390 · form4-06092022_020647.xml · derivative · entry 1 SHENK THOMAS E · CIK 0001204362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:00 UTC |
Seligman NicoleDirector
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006389 · form4-06092022_020605.xml · derivative · entry 2 Seligman Nicole · CIK 0001683100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon settlement. The reporting person elected to have the restricted share units become settleable when the reporting person ceases to be a director. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 21:00 UTC |
Seligman NicoleDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006389 · form4-06092022_020605.xml · derivative · entry 1 Seligman Nicole · CIK 0001683100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:57 UTC |
Indyk MartinDirector
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006385 · form4-06092022_010655.xml · derivative · entry 2 Indyk Martin · CIK 0001766997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:57 UTC |
Indyk MartinDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006385 · form4-06092022_010655.xml · derivative · entry 1 Indyk Martin · CIK 0001766997 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:56 UTC |
Harris Keith R.Director
|
GrantRestricted Share Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006384 · form4-06092022_010654.xml · derivative · entry 2 Harris Keith R. · CIK 0001742703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares · 20,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:56 UTC |
Harris Keith R.Director
|
GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006384 · form4-06092022_010654.xml · derivative · entry 1 Harris Keith R. · CIK 0001742703 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Ordinary Shares · 20,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:53 UTC |
MARCUS JOEL SDirector
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006383 · form4-06092022_010625.xml · derivative · entry 2 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:53 UTC |
MARCUS JOEL SDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006383 · form4-06092022_010625.xml · derivative · entry 1 MARCUS JOEL S · CIK 0001216955 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:51 UTC |
Hukkelhoven EllenDirector
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-006382 · form4-06092022_010612.xml · derivative · entry 2 Hukkelhoven Ellen · CIK 0001743337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon settlement. The reporting person elected to have the restricted share units become settleable when the reporting person ceases to be a director. F3 · derivative.exercise_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · derivative.expiration_date: The restricted share units shall vest in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 9, 2022 20:51 UTC |
Hukkelhoven EllenDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001415889-22-006382 · form4-06092022_010612.xml · derivative · entry 1 Hukkelhoven Ellen · CIK 0001743337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earlier of (i) June 7, 2023 or (ii) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. Read SEC document |
| June 07, 2022 Filed Jun 13, 2022 22:11 UTC |
PERCEPTIVE ADVISORS LLCDirector · 10% owner
EDELMAN JOSEPHDirector · 10% owner
|
GrantRestricted Share Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-014818 · form4.xml · derivative · entry 2 PERCEPTIVE ADVISORS LLC · CIK 0001224962 · Director · 10% owner EDELMAN JOSEPH · CIK 0001164426 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted share unit converts into one ordinary share of the Issuer upon settlement. The restricted share units become settlable when Ellen Hukkelhoven ceases to be a director of the Issuer. Ms. Hukkelhoven is a Managing Director of Perceptive Advisors, LLC (the "Advisor"). The restricted share units shall vest in a single annual installment upon the earlier of (1) June 7, 2023 or (2) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F2 · derivative.exercise_date: Each restricted share unit converts into one ordinary share of the Issuer upon settlement. The restricted share units become settlable when Ellen Hukkelhoven ceases to be a director of the Issuer. Ms. Hukkelhoven is a Managing Director of Perceptive Advisors, LLC (the "Advisor"). The restricted share units shall vest in a single annual installment upon the earlier of (1) June 7, 2023 or (2) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F2 · derivative.expiration_date: Each restricted share unit converts into one ordinary share of the Issuer upon settlement. The restricted share units become settlable when Ellen Hukkelhoven ceases to be a director of the Issuer. Ms. Hukkelhoven is a Managing Director of Perceptive Advisors, LLC (the "Advisor"). The restricted share units shall vest in a single annual installment upon the earlier of (1) June 7, 2023 or (2) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · ownership.nature: The Advisor may be deemed to have an indirect pecuniary interest in the securities reported herein because the Advisor has the right to receive the director compensation provided in respect of Ms. Hukkelhoven's board service through a partial management fee offset. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 07, 2022 Filed Jun 13, 2022 22:11 UTC |
PERCEPTIVE ADVISORS LLCDirector · 10% owner
EDELMAN JOSEPHDirector · 10% owner
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001062993-22-014818 · form4.xml · derivative · entry 1 PERCEPTIVE ADVISORS LLC · CIK 0001224962 · Director · 10% owner EDELMAN JOSEPH · CIK 0001164426 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,000 Underlying: Ordinary Shares · 15,000 shares Expires 2032-06-07 F1 · derivative.exercise_date: The option shall vest and become exercisable in a single annual installment upon the earliest of (1) June 7, 2023 or (2) the day immediately prior to the date of the Issuer's annual meeting of shareholders in 2023. F3 · ownership.nature: The Advisor may be deemed to have an indirect pecuniary interest in the securities reported herein because the Advisor has the right to receive the director compensation provided in respect of Ms. Hukkelhoven's board service through a partial management fee offset. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 07, 2022 Filed Jan 10, 2023 22:14 UTC |
Giroux RichardCFO & COO
|
GiftOrdinary Shares | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000737 · form5-01102023_100151.xml · nonDerivative · entry 3 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 739,261 F1 · kind: Gift to irrevocable trust. Read SEC document |
| June 06, 2022 Filed Jan 10, 2023 22:14 UTC |
Giroux RichardCFO & COO
|
GiftOrdinary Shares | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000737 · form5-01102023_100151.xml · nonDerivative · entry 2 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,261 Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 11:46 UTC |
Zeldin Robert KCHIEF MEDICAL OFFICER
|
PurchaseOrdinary Shares | 6 | $7.89 | $47.34 |
DisclosureSEC source: 0001415889-22-006135 · form4-06062022_040613.xml · nonDerivative · entry 2 Zeldin Robert K · CIK 0001745347 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| June 03, 2022 Filed Jun 6, 2022 11:46 UTC |
Zeldin Robert KCHIEF MEDICAL OFFICER
|
PurchaseOrdinary Shares | 4,994 | $7.90 | $39,452.60 |
DisclosureSEC source: 0001415889-22-006135 · form4-06062022_040613.xml · nonDerivative · entry 1 Zeldin Robert K · CIK 0001745347 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,994 Read SEC document |
| May 25, 2022 Filed May 26, 2022 20:42 UTC |
Wollin Robert JGENERAL COUNSEL AND SECRETARY
|
PurchaseOrdinary Shares | 1,000 | $7.94 | $7,940.00 |
DisclosureSEC source: 0001415889-22-005699 · form4-05262022_010530.xml · nonDerivative · entry 1 Wollin Robert J · CIK 0001815161 · GENERAL COUNSEL AND SECRETARY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| May 18, 2022 Filed Jan 10, 2023 22:04 UTC |
Forbes AlexandriaDirector · PRESIDENT & CEO
|
GiftOrdinary Shares | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000735 · form5-01102023_100132.xml · nonDerivative · entry 1 Forbes Alexandria · CIK 0001678604 · Director · PRESIDENT & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,203 F1 · balance_after: On July 14, 2022, in a transaction exempt from Section 16 (including the reporting requirements) by virtue of Rule 16a-13, the reporting person received 122,976 ordinary shares as an annuity payment from a grantor retained annuity trust ("GRAT") and now reports "direct" beneficial ownership of those shares. F2 · balance_after: On August 11, 2022, in a transaction exempt from Section 16 (including the reporting requirements) by virtue of Rule 16a-13, the reporting person contributed 175,000 ordinary shares of the issuer to a new GRAT. Read SEC document |
| April 25, 2022 Filed Apr 27, 2022 21:03 UTC |
Yu DebraDirector
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $12.85 | $0.00 |
DisclosureSEC source: 0001415889-22-004286 · form4-04272022_020422.xml · derivative · entry 1 Yu Debra · CIK 0001869480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares · 50,000 shares Expires 2032-04-25 F1 · derivative.exercise_date: The option vests in 36 equal monthly installments following the date of grant. Read SEC document |
| March 28, 2022 Filed Jan 10, 2023 22:14 UTC |
Giroux RichardCFO & COO
|
GiftOrdinary Shares | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-000737 · form5-01102023_100151.xml · nonDerivative · entry 1 Giroux Richard · CIK 0001742734 · CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,261 Read SEC document |
| January 08, 2022 Filed Jan 11, 2022 22:25 UTC |
Forbes AlexandriaDirector · President and CEO
|
Exercise / conversionRestricted Share Units · Derivative | 97,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000414 · edgar.xml · derivative · entry 5 Forbes Alexandria · CIK 0001678604 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,500 Underlying: Ordinary Shares · 97,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted share unit converts into one ordinary share upon vesting. F1 · derivative.exercise_date: Represents vesting of one-half of restricted share units granted on January 8, 2020. F1 · derivative.expiration_date: Represents vesting of one-half of restricted share units granted on January 8, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.