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Nasdaq · USD

MGPI

MGP INGREDIENTS INC

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5779
SEC CIK
0000835011
Parsed reports
659

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202509
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202600
Aug 202601
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2017 Filed Jun 15, 2017 21:18 UTC GrantCommon Stock 379 $49.35 $18,703.65
Disclosure

SEC source: 0001628280-17-006487 · wf-form4_149756147601361.xml · nonDerivative · entry 1

Foglio Anthony P. · CIK 0001609232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,618

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 21:16 UTC
COLO DAVIDDirector
GrantCommon Stock 415 $49.35 $20,480.25
Disclosure

SEC source: 0001628280-17-006484 · wf-form4_149756136016728.xml · nonDerivative · entry 1

COLO DAVID · CIK 0001563683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,044

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

Read SEC document
June 09, 2017 Filed Aug 31, 2017 20:51 UTC
Pigott, Thomas K.Vice President and CFO
PurchaseCommon Stock 4.411 $49.88 $220.02
Disclosure

SEC source: 0001628280-17-009023 · wf-form4_150421266324529.xml · nonDerivative · entry 1

Thomas K. Pigott · CIK 0001653231 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,727.411

Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:19 UTC GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006232 · wf-form4_149676593996829.xml · nonDerivative · entry 1

SCHALLER DARYL · CIK 0001258273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,851.196

F1 · shares: Represents annual award of unrestricted shares.

F2 · balance_after: This reflects an additional 2.315 shares presented to the ESPP in 2016/7.

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June 02, 2017 Filed Jun 6, 2017 16:32 UTC GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006242 · wf-form4_149676676118309.xml · nonDerivative · entry 1

DUNN TERRENCE P · CIK 0001201328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591

F1 · shares: Represents annual award of unrestricted shares.

F2 · balance_after: Transferred 1,409 directly-owned shares to revocable trust in 2016/7.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:35 UTC GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006244 · wf-form4_149676693293035.xml · nonDerivative · entry 1

STRANDJORD M JEANNINE · CIK 0001193824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591

F1 · shares: Represents annual award of unrestricted shares.

F2 · balance_after: Transferred 4,332 directly-owned shares to revocable trust in 2016/7.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:23 UTC GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006236 · wf-form4_149676617497794.xml · nonDerivative · entry 1

Page George W Jr · CIK 0001609156 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591

F1 · shares: Represents annual award of unrestricted shares.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:30 UTC GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006239 · wf-form4_149676660170126.xml · nonDerivative · entry 1

BAREUTHER JAMES L · CIK 0001257385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163

F1 · shares: Represents annual award of unrestricted shares.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:21 UTC GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006234 · wf-form4_149676606804916.xml · nonDerivative · entry 1

Foglio Anthony P. · CIK 0001609232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,239

F1 · shares: Represents annual award of unrestricted shares.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:17 UTC
COLO DAVIDDirector
GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006230 · wf-form4_149676582122435.xml · nonDerivative · entry 1

COLO DAVID · CIK 0001563683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,629

F1 · shares: Represents annual award of unrestricted shares.

Read SEC document
June 02, 2017 Filed Jun 6, 2017 16:14 UTC GrantCommon Stock 591 $50.71 $29,969.61
Disclosure

SEC source: 0001628280-17-006228 · wf-form4_149676568222508.xml · nonDerivative · entry 1

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,591

F1 · shares: Represents annual award of unrestricted shares.

Read SEC document
May 30, 2017 Filed Jun 20, 2017 22:36 UTC PurchaseCommon Stock 484 $53.78 $26,029.52
Disclosure

SEC source: 0001628280-17-006607 · wf-form4_149799818561858.xml · nonDerivative · entry 1

Buttshaw Michael Rodger · CIK 0001629948 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 484

Read SEC document
May 04, 2017 Filed May 8, 2017 22:31 UTC SaleCommon Stock 5,235 $56.73 $296,981.55
Disclosure

SEC source: 0001628280-17-005182 · wf-form4_149428265140429.xml · nonDerivative · entry 1

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cray MGP Holdings LP

Disclosed balance after: 2,487,319

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.67 to $57.07, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

Read SEC document
May 04, 2017 Filed May 26, 2020 17:12 UTC Amendment SaleCommon Stock 86 $55.81 $4,799.99
Disclosure

SEC source: 0001628280-20-008369 · wf-form4a_159051312888354.xml · nonDerivative · entry 2

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust for MH

Disclosed balance after: 35,568

Read SEC document
May 04, 2017 Filed May 26, 2020 17:12 UTC Amendment SaleCommon Stock 86 $55.81 $4,799.99
Disclosure

SEC source: 0001628280-20-008369 · wf-form4a_159051312888354.xml · nonDerivative · entry 1

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust for LM

Disclosed balance after: 35,568

Read SEC document
April 26, 2017 Filed Apr 28, 2017 21:44 UTC SaleCommon Stock 4,629 $54.00 $249,966.00
Disclosure

SEC source: 0001628280-17-004511 · wf-form4_149341585156643.xml · nonDerivative · entry 1

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cray MGP Holdings LP

Disclosed balance after: 2,492,554

F1 · shares: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.05, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

Read SEC document
April 11, 2017 Filed Jun 16, 2017 21:48 UTC
RINDOM DAVID EVice President
SaleCommon Stock 0.199 $53.12 $10.57
Disclosure

SEC source: 0001628280-17-006557 · wf-form4_149764969526698.xml · nonDerivative · entry 1

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,154

F1 · balance_after: Transferred 9 directly-owned shares to trust in 2017.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 22:50 UTC SaleCommon Stock 5,762 $53.80 $309,995.60
Disclosure

SEC source: 0001628280-17-003527 · wf-form4_149186459529574.xml · nonDerivative · entry 3

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Cray MGP Holdings LP

Disclosed balance after: 2,497,183

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 22:50 UTC SaleCommon Stock 520 $53.80 $27,976.00
Disclosure

SEC source: 0001628280-17-003527 · wf-form4_149186459529574.xml · nonDerivative · entry 2

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 212,318

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016.

Read SEC document
April 06, 2017 Filed Apr 10, 2017 22:50 UTC SaleCommon Stock 785 $53.80 $42,233.00
Disclosure

SEC source: 0001628280-17-003527 · wf-form4_149186459529574.xml · nonDerivative · entry 1

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 610,284

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2016.

Read SEC document
March 24, 2017 Filed Apr 10, 2017 22:47 UTC
RINDOM DAVID EVice President
PurchaseCommon Stock 9.199 $53.73 $494.26
Disclosure

SEC source: 0001628280-17-003525 · wf-form4_149186445212333.xml · nonDerivative · entry 1

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,163.199

F1 · shares: This transaction reflects an ESPP account dividend reinvestment.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:20 UTC
RINDOM DAVID EVice President
SaleCommon Stock 9,697 $54.51 $528,583.47
Disclosure

SEC source: 0001628280-17-002756 · wf-form4_149013484216507.xml · nonDerivative · entry 1

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 64,689

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.50 to $54.60, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 22:19 UTC
DYKSTRA DAVID EVice President
SaleCommon Stock 5,353 $55.34 $296,235.02
Disclosure

SEC source: 0001628280-17-002754 · wf-form4_149013476036025.xml · nonDerivative · entry 1

DYKSTRA DAVID E · CIK 0001528937 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,798

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.42, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 23:40 UTC
RINDOM DAVID EVice President
SaleCommon Stock 9,413 $51.51 $484,863.63
Disclosure

SEC source: 0001628280-17-002611 · wf-form4_148962123141815.xml · nonDerivative · entry 2

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 74,386

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.50 to $51.55, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 2.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:59 UTC GrantCommon Stock 372 $50.98 $18,964.56
Disclosure

SEC source: 0001628280-17-002664 · wf-form4_148970875385391.xml · nonDerivative · entry 1

DUNN TERRENCE P · CIK 0001201328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:56 UTC GrantCommon Stock 84 $50.98 $4,282.32
Disclosure

SEC source: 0001628280-17-002662 · wf-form4_148970857616470.xml · nonDerivative · entry 1

BAREUTHER JAMES L · CIK 0001257385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:50 UTC
COLO DAVIDDirector
GrantCommon Stock 372 $50.98 $18,964.56
Disclosure

SEC source: 0001628280-17-002660 · wf-form4_148970823622797.xml · nonDerivative · entry 1

COLO DAVID · CIK 0001563683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 23:47 UTC GrantCommon Stock 338 $50.98 $17,231.24
Disclosure

SEC source: 0001628280-17-002658 · wf-form4_148970803995188.xml · nonDerivative · entry 1

Foglio Anthony P. · CIK 0001609232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,648

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 22:43 UTC
Glaser Stephen JVice President
PurchaseCommon Stock 281 $49.61 $13,940.41
Disclosure

SEC source: 0001628280-17-002585 · wf-form4_148953137044176.xml · nonDerivative · entry 1

Glaser Stephen J · CIK 0001656097 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,809.12

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $49.59 to $50.62, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

Read SEC document
March 13, 2017 Filed Mar 15, 2017 23:40 UTC
RINDOM DAVID EVice President
SaleCommon Stock 12,800 $50.71 $649,088.00
Disclosure

SEC source: 0001628280-17-002611 · wf-form4_148962123141815.xml · nonDerivative · entry 1

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 83,799

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.50 to $51.50, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 22:41 UTC SaleCommon Stock 4,000 $50.00 $200,000.00
Disclosure

SEC source: 0001628280-17-002583 · wf-form4_148953126412370.xml · nonDerivative · entry 1

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 611,069

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.03, inclusive. The reporting person undertakes to provide to MGP Ingredients, Inc., any security holder of MGP Ingredients, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this footnote 1.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:13 UTC
RINDOM DAVID EVice President
Exercise / conversionRestricted Stock Units · Derivative 18,250 $44.23 $807,197.50
Disclosure

SEC source: 0001628280-17-002126 · wf-form4_148849640518830.xml · derivative · entry 4

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 1, 2012, the reporting person was granted 18,250 restricted stock units, cliff vesting 5 years from the date of grant.

F3 · derivative.exercise_date: This date was originally reported as 3/1/2017, but should have been 2/28/2017, 5 years after the 3/1/2012 award date. The share close price on 2/28/2017 was the conversion price of the derivative security.

F2 · derivative.expiration_date: On March 1, 2012, the reporting person was granted 18,250 restricted stock units, cliff vesting 5 years from the date of grant.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:13 UTC
RINDOM DAVID EVice President
Tax withholdingCommon Stock 5,894 $44.23 $260,691.62
Disclosure

SEC source: 0001628280-17-002126 · wf-form4_148849640518830.xml · nonDerivative · entry 2

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,154

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:13 UTC
RINDOM DAVID EVice President
Exercise / conversionCommon Stock 18,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-002126 · wf-form4_148849640518830.xml · nonDerivative · entry 1

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:10 UTC
DYKSTRA DAVID EVice President
Exercise / conversionRestricted Stock Units · Derivative 13,250 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002124 · wf-form4_148849623747346.xml · derivative · entry 3

DYKSTRA DAVID E · CIK 0001528937 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 1, 2012, the reporting person was granted 13,250 restricted stock units, cliff vesting 5 years from the date of grant.

F3 · derivative.exercise_date: This date was originally reported as 3/1/2017, but should have been 2/28/2017, 5 years after the 3/1/2012 award date. The share close price on 2/28/2017 was the conversion price of the derivative security.

F2 · derivative.expiration_date: On March 1, 2012, the reporting person was granted 13,250 restricted stock units, cliff vesting 5 years from the date of grant.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:10 UTC
DYKSTRA DAVID EVice President
Tax withholdingCommon Stock 4,307 $44.23 $190,498.61
Disclosure

SEC source: 0001628280-17-002124 · wf-form4_148849623747346.xml · nonDerivative · entry 2

DYKSTRA DAVID E · CIK 0001528937 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,151

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:10 UTC
DYKSTRA DAVID EVice President
Exercise / conversionCommon Stock 13,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-17-002124 · wf-form4_148849623747346.xml · nonDerivative · entry 1

DYKSTRA DAVID E · CIK 0001528937 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 23:08 UTC
Glaser Stephen JVice President
Tax withholdingCommon Stock 1,205 $44.23 $53,297.15
Disclosure

SEC source: 0001628280-17-002121 · wf-form4_148849608380821.xml · nonDerivative · entry 1

Glaser Stephen J · CIK 0001656097 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,528.12

F1 · shares: In connection with the restricted stock unit vesting and conversion on 2/28/2017, 1,205 shares were withheld for payment of the resulting tax liability.

Read SEC document
February 28, 2017 Filed Mar 13, 2017 22:01 UTC GiftCommon Stock 71,308 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-002536 · wf-form4_148944247974208.xml · nonDerivative · entry 10

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse's trust

Disclosed balance after: 615,069

Read SEC document
February 28, 2017 Filed May 26, 2020 17:11 UTC Amendment GiftCommon Stock 35,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-008368 · wf-form4a_159051305984994.xml · nonDerivative · entry 2

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust for MH

Disclosed balance after: 35,654

F1 · shares: This transaction involved a gift of securities by the reporting person's spouse' trust to two trusts, each of which was for the benefit of one of her daughters. The reporting person is the trustee under her spouse' trust and the trust for each of her daughters. The reporting person disclaims beneficial ownership of the shares held by the trusts for the benefit of her daughters, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose. The original Form 4 reported the gift from her spouse's trust but did not report the contribution of the shares to the trusts for the benefit of her daughters.

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February 28, 2017 Filed May 26, 2020 17:11 UTC Amendment GiftCommon Stock 35,654 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-008368 · wf-form4a_159051305984994.xml · nonDerivative · entry 1

Seaberg Karen · CIK 0001471262 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust for LM

Disclosed balance after: 35,654

F1 · shares: This transaction involved a gift of securities by the reporting person's spouse' trust to two trusts, each of which was for the benefit of one of her daughters. The reporting person is the trustee under her spouse' trust and the trust for each of her daughters. The reporting person disclaims beneficial ownership of the shares held by the trusts for the benefit of her daughters, and this report should not be deemed an admission that the reporting person is the beneficial owner of these shares for the purposes of Section 16 or for any other purpose. The original Form 4 reported the gift from her spouse's trust but did not report the contribution of the shares to the trusts for the benefit of her daughters.

Read SEC document
February 15, 2017 Filed Feb 25, 2017 00:27 UTC
DYKSTRA DAVID EVice President
GrantCommon Stock 2,716 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001744 · wf-form4_148798244644594.xml · nonDerivative · entry 1

DYKSTRA DAVID E · CIK 0001528937 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,208

F1 · shares: Performance-based restricted stock unit award which will vest on February 14, 2020.

Read SEC document
February 15, 2017 Filed Feb 25, 2017 00:36 UTC
RINDOM DAVID EVice President
GrantCommon Stock 3,031 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001752 · wf-form4_148798296905779.xml · nonDerivative · entry 1

RINDOM DAVID E · CIK 0001258271 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,798

F1 · shares: Performance-based restricted stock unit award which will vest on February 14, 2020.

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February 15, 2017 Filed Feb 25, 2017 00:34 UTC
Mansinne Andrew PVice President
GrantCommon Stock 317 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001750 · wf-form4_148798284097287.xml · nonDerivative · entry 1

Mansinne Andrew P · CIK 0001690071 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,817

F1 · shares: Performance-based restricted stock unit award which will vest on February 14, 2020.

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February 15, 2017 Filed Feb 25, 2017 00:31 UTC
Griffin Augustus C.Director · President and CEO
GrantCommon Stock 9,586 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001748 · wf-form4_148798269032117.xml · nonDerivative · entry 1

Griffin Augustus C. · CIK 0001615589 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,326.788

F1 · shares: Performance-based restricted stock unit award which will vest on February 14, 2020.

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February 15, 2017 Filed Feb 25, 2017 00:30 UTC
Glaser Stephen JVice President
GrantCommon Stock 2,584 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001746 · wf-form4_148798259964356.xml · nonDerivative · entry 1

Glaser Stephen J · CIK 0001656097 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,733.12

F1 · shares: Performance-based restricted stock unit award which will vest on February 14, 2020.

F2 · balance_after: This reflects an additional 31.132 shares presented to the ESPP in 2016.

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February 15, 2017 Filed Feb 25, 2017 00:25 UTC GrantCommon Stock 2,584 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001742 · wf-form4_148798233980099.xml · nonDerivative · entry 1

Buttshaw Michael Rodger · CIK 0001629948 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,143

F1 · shares: Performance-based restricted stock unit award which will vest on February 14, 2020.

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February 15, 2017 Filed Feb 25, 2017 00:24 UTC
Pigott, Thomas K.Vice President and CFO
GrantCommon Stock 13,424 $0.00 $0.00
Disclosure

SEC source: 0001628280-17-001740 · wf-form4_148798222939991.xml · nonDerivative · entry 1

Thomas K. Pigott · CIK 0001653231 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,723

F1 · shares: 3,424 is a performance-based restricted stock unit award which will vest on February 14, 2020. 10,000 is a service-based restricted stock unit award which will vest on February 14, 2022.

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January 19, 2017 Filed Jan 23, 2017 22:56 UTC
COLO DAVIDDirector
GrantCommon Stock 492 $44.65 $21,967.80
Disclosure

SEC source: 0001628280-17-000347 · wf-form4_148521215420273.xml · nonDerivative · entry 1

COLO DAVID · CIK 0001563683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,666

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

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January 19, 2017 Filed Jan 23, 2017 23:02 UTC GrantCommon Stock 113 $44.65 $5,045.45
Disclosure

SEC source: 0001628280-17-000353 · wf-form4_148521252144365.xml · nonDerivative · entry 1

BAREUTHER JAMES L · CIK 0001257385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488

F1 · shares: Represents award of unrestricted shares in lieu of cash retainer and meeting fees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.