Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 08, 2025 Filed Feb 12, 2025 01:20 UTC |
Spitznagel ThomasSr VP, Technical Ops
|
Exercise / conversionCommon Stock | 9,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125345-25-000013 · wk-form4_1739323240.xml · nonDerivative · entry 1 Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 8, 2024 the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis. Read SEC document |
| February 08, 2025 Filed Feb 12, 2025 01:19 UTC |
Peters Jeffrey StuartSenior VP and General Counsel
|
Exercise / conversionRestricted Stock Unit · Derivative | 9,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000012 · wk-form4_1739323154.xml · derivative · entry 5 Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,999 Underlying: Common Stock · 9,001 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 8, 2024, the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis. F1 · derivative.exercise_date: On February 8, 2024, the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis. F1 · derivative.expiration_date: On February 8, 2024, the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis. Read SEC document |
| February 08, 2025 Filed Feb 12, 2025 01:19 UTC |
Peters Jeffrey StuartSenior VP and General Counsel
|
Tax withholdingCommon Stock | 3,475 | $2.60 | $9,035.00 |
DisclosureSEC source: 0001125345-25-000012 · wk-form4_1739323154.xml · nonDerivative · entry 2 Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,526 Read SEC document |
| February 08, 2025 Filed Feb 12, 2025 01:19 UTC |
Peters Jeffrey StuartSenior VP and General Counsel
|
Exercise / conversionCommon Stock | 9,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125345-25-000012 · wk-form4_1739323154.xml · nonDerivative · entry 1 Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 8, 2024, the reporting person was granted 27,000 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:34 UTC |
Eck Stephen L.Chief Medical Officer
|
GrantRestricted Stock Unit · Derivative | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000020 · wk-form4_1739324076.xml · derivative · entry 4 Eck Stephen L. · CIK 0001669041 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires not disclosed F1 · derivative.exercise_price: On February 8, 2024 the reporting person was granted 33,500 restricted stock units, 33% of which vested on February 8, 2025 and 33% of which will vest each year thereafter. Restricted stock units convert into the Company's stock on a one-for-one basis. F3 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:34 UTC |
Eck Stephen L.Chief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 113,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001125345-25-000020 · wk-form4_1739324076.xml · derivative · entry 3 Eck Stephen L. · CIK 0001669041 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,000 Underlying: Common Stock · 113,000 shares Expires 2035-02-07 F2 · derivative.exercise_date: 12.5% of the shares underlying the grant become exercisable 6 months after the date of grant and an additional 6.25% of the shares underlying the grant become exercisable on the first day of each three-month period thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:33 UTC |
Bonvini EzioSr VP, Research & CSO
|
GrantRestricted Stock Unit · Derivative | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000019 · wk-form4_1739324028.xml · derivative · entry 4 Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 21,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:33 UTC |
Bonvini EzioSr VP, Research & CSO
|
GrantEmployee Stock Option (right to buy) · Derivative | 128,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001125345-25-000019 · wk-form4_1739324028.xml · derivative · entry 3 Bonvini Ezio · CIK 0001588365 · Sr VP, Research & CSO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,000 Underlying: Common Stock · 128,000 shares Expires 2035-02-07 F2 · derivative.exercise_date: 12.5% of the shares underlying the grant become exercisable 6 months after the date of grant and an additional 6.25% of the shares underlying the grant become exercisable on the first day of each three-month period thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:33 UTC |
Risser Eric BlasiusChief Operating Officer
|
GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000018 · wk-form4_1739323980.xml · derivative · entry 4 Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:33 UTC |
Risser Eric BlasiusChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001125345-25-000018 · wk-form4_1739323980.xml · derivative · entry 3 Risser Eric Blasius · CIK 0001587774 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2035-02-07 F2 · derivative.exercise_date: 12.5% of the shares underlying the grant become exercisable 6 months after the date of grant and an additional 6.25% of the shares underlying the grant become exercisable on the first day of each three-month period thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:30 UTC |
Karrels JamesSVP, CFO and Secretary
|
GrantRestricted Stock Unit · Derivative | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000017 · wk-form4_1739323818.xml · derivative · entry 4 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F4 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F4 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:30 UTC |
Karrels JamesSVP, CFO and Secretary
|
GrantEmployee Stock Option (right to buy) · Derivative | 113,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001125345-25-000017 · wk-form4_1739323818.xml · derivative · entry 3 Karrels James · CIK 0001587477 · SVP, CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,000 Underlying: Common Stock · 113,000 shares Expires 2035-02-07 F3 · derivative.exercise_date: 12.5% of the shares underlying the grant become exercisable 6 months after the date of grant and an additional 6.25% of the shares underlying the grant become exercisable on the first day of each three-month period thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:29 UTC |
Smith Beth AnnVP, Controller & Treasurer
|
GrantRestricted Stock Unit · Derivative | 7,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000016 · wk-form4_1739323737.xml · derivative · entry 4 Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,850 Underlying: Common Stock · 7,850 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:29 UTC |
Smith Beth AnnVP, Controller & Treasurer
|
GrantEmployee Stock Option (right to buy) · Derivative | 47,050 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001125345-25-000016 · wk-form4_1739323737.xml · derivative · entry 3 Smith Beth Ann · CIK 0002051299 · VP, Controller & Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,050 Underlying: Common Stock · 47,050 shares Expires 2035-02-07 F2 · derivative.exercise_date: 12.5% of the shares underlying the grant become exercisable 6 months after the date of grant and an additional 6.25% of the shares underlying the grant become exercisable on the first day of each three-month period thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:20 UTC |
Spitznagel ThomasSr VP, Technical Ops
|
GrantRestricted Stock Unit · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000013 · wk-form4_1739323240.xml · derivative · entry 4 Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:20 UTC |
Spitznagel ThomasSr VP, Technical Ops
|
GrantEmployee Stock Option (right to buy) · Derivative | 105,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001125345-25-000013 · wk-form4_1739323240.xml · derivative · entry 3 Spitznagel Thomas · CIK 0001675464 · Sr VP, Technical Ops 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2035-02-07 F2 · derivative.exercise_date: 12.5% of the shares underlying the grant become exercisable 6 months after the date of grant and an additional 6.25% of the shares underlying the grant become exercisable on the first day of each three-month period thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:19 UTC |
Peters Jeffrey StuartSenior VP and General Counsel
|
GrantRestricted Stock Unit · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-25-000012 · wk-form4_1739323154.xml · derivative · entry 4 Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.exercise_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. F3 · derivative.expiration_date: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest as to 33% of the total shares one year after the date of grant and 33% each year thereafter. Read SEC document |
| February 07, 2025 Filed Feb 12, 2025 01:19 UTC |
Peters Jeffrey StuartSenior VP and General Counsel
|
GrantEmployee Stock Option (right to buy) · Derivative | 105,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001125345-25-000012 · wk-form4_1739323154.xml · derivative · entry 3 Peters Jeffrey Stuart · CIK 0001706903 · Senior VP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,000 Underlying: Common Stock · 105,000 shares Expires 2035-02-07 F2 · derivative.exercise_date: 12.5% of the shares underlying the grant become exercisable 6 months after the date of grant and an additional 6.25% of the shares underlying the grant become exercisable on the first day of each three-month period thereafter. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:26 UTC |
Koenig ScottDirector · President and CEO
|
GiftCommon Stock | 53,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125345-24-000155 · wk-form4_1728505591.xml · nonDerivative · entry 2 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · The Koenig 2024 Irrevocable Trust Disclosed balance after: 427,480 F1 · price: Transfer is a gift which the reporting person believes was, in whole or in part, exempted by Rule 16a-13 as a change in form of beneficial ownership and the reporting person disclaims beneficial ownership of shares held by the irrevocable trust except to the extent of his pecuniary interest therein. Read SEC document |
| October 07, 2024 Filed Oct 9, 2024 20:26 UTC |
Koenig ScottDirector · President and CEO
|
GiftCommon Stock | 53,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125345-24-000155 · wk-form4_1728505591.xml · nonDerivative · entry 1 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: Transfer is a gift which the reporting person believes was, in whole or in part, exempted by Rule 16a-13 as a change in form of beneficial ownership and the reporting person disclaims beneficial ownership of shares held by the irrevocable trust except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:35 UTC |
Koenig ScottDirector · President and CEO
|
GiftCommon Stock | 374,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125345-24-000153 · wk-form4_1727296509.xml · nonDerivative · entry 2 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · The Koenig 2024 Irrevocable Trust Disclosed balance after: 374,215 F1 · price: Transfer is a gift which the reporting person believes was, in whole or in part, exempted by Rule 16a-13 as a change in form of beneficial ownership, and the reporting person disclaims beneficial ownership of shares held by the irrevocable trust except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2024 Filed Sep 25, 2024 20:35 UTC |
Koenig ScottDirector · President and CEO
|
GiftCommon Stock | 374,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001125345-24-000153 · wk-form4_1727296509.xml · nonDerivative · entry 1 Koenig Scott · CIK 0001587514 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 703,413 F1 · price: Transfer is a gift which the reporting person believes was, in whole or in part, exempted by Rule 16a-13 as a change in form of beneficial ownership, and the reporting person disclaims beneficial ownership of shares held by the irrevocable trust except to the extent of his pecuniary interest therein. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:18 UTC |
SIEGEL JAY PHILIPDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000134 · wk-form4_1716499104.xml · derivative · entry 2 SIEGEL JAY PHILIP · CIK 0001722857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:18 UTC |
SIEGEL JAY PHILIPDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000134 · wk-form4_1716499104.xml · derivative · entry 1 SIEGEL JAY PHILIP · CIK 0001722857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:18 UTC |
Chhabra MeenuDirector
|
GrantStock Option (right to buy) · Derivative | 17,077 | $3.66 Strike: $4.26 | $62,501.82 |
DisclosureSEC source: 0001125345-24-000133 · wk-form4_1716499080.xml · derivative · entry 3 Chhabra Meenu · CIK 0001534200 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,577 Underlying: Common Stock · 17,077 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. F4 · derivative.underlying_shares: At the election of the filing person, the option grant is issued in lieu of direct cash compensation of such person's annual retainer through the Company's non-employee director compensation program and will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards to whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:18 UTC |
Chhabra MeenuDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000133 · wk-form4_1716499080.xml · derivative · entry 2 Chhabra Meenu · CIK 0001534200 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:18 UTC |
Chhabra MeenuDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000133 · wk-form4_1716499080.xml · derivative · entry 1 Chhabra Meenu · CIK 0001534200 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:17 UTC |
O'Brien Federica F.Director
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000132 · wk-form4_1716499067.xml · derivative · entry 2 O'Brien Federica F. · CIK 0001140119 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:17 UTC |
O'Brien Federica F.Director
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000132 · wk-form4_1716499067.xml · derivative · entry 1 O'Brien Federica F. · CIK 0001140119 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:17 UTC |
Liu MargaretDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000131 · wk-form4_1716499040.xml · derivative · entry 3 Liu Margaret · CIK 0001324059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:17 UTC |
Liu MargaretDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000131 · wk-form4_1716499040.xml · derivative · entry 2 Liu Margaret · CIK 0001324059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F3 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:17 UTC |
Liu MargaretDirector
|
GrantEmployee Stock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000131 · wk-form4_1716499040.xml · derivative · entry 1 Liu Margaret · CIK 0001324059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F1 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:17 UTC |
Ferrante Karen JeanDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000130 · wk-form4_1716499019.xml · derivative · entry 2 Ferrante Karen Jean · CIK 0001598502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:17 UTC |
Ferrante Karen JeanDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000130 · wk-form4_1716499019.xml · derivative · entry 1 Ferrante Karen Jean · CIK 0001598502 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
STUMP DAVID CDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000129 · wk-form4_1716499006.xml · derivative · entry 2 STUMP DAVID C · CIK 0001191235 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
STUMP DAVID CDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000129 · wk-form4_1716499006.xml · derivative · entry 1 STUMP DAVID C · CIK 0001191235 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
HEIDEN WILLIAM KDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000128 · wk-form4_1716498992.xml · derivative · entry 2 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
HEIDEN WILLIAM KDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000128 · wk-form4_1716498992.xml · derivative · entry 1 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
HURWITZ EDWARDDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000127 · wk-form4_1716498965.xml · derivative · entry 2 HURWITZ EDWARD · CIK 0001211840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
HURWITZ EDWARDDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000127 · wk-form4_1716498965.xml · derivative · entry 1 HURWITZ EDWARD · CIK 0001211840 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
Jackson Scott ThomasDirector
|
GrantStock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000126 · wk-form4_1716498951.xml · derivative · entry 2 Jackson Scott Thomas · CIK 0001566617 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F3 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 21, 2024 Filed May 23, 2024 21:16 UTC |
Jackson Scott ThomasDirector
|
GrantRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000126 · wk-form4_1716498951.xml · derivative · entry 1 Jackson Scott Thomas · CIK 0001566617 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 6,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier F2 · derivative.expiration_date: The RSUs will vest one year after the date of grant, or the day prior to the next annual meeting, if earlier Read SEC document |
| May 21, 2024 Filed May 24, 2024 21:08 UTC Amendment |
Liu MargaretDirector
|
GrantEmployee Stock Option (right to buy) · Derivative | 16,500 | $0.00 Strike: $4.26 | $0.00 |
DisclosureSEC source: 0001125345-24-000136 · wk-form4a_1716584891.xml · derivative · entry 1 Liu Margaret · CIK 0001324059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,500 Underlying: Common Stock · 16,500 shares Expires 2034-05-21 F1 · security: This transaction was inadvertently included on a previously filed Form 4 and should be deleted. F2 · derivative.exercise_date: The option will vest and become exercisable in monthly, cumulative 1/12th increments (rounded upwards for whole shares) beginning one month from the date of grant. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:34 UTC |
SIEGEL JAY PHILIPDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000109 · wk-form4_1716410067.xml · derivative · entry 2 SIEGEL JAY PHILIP · CIK 0001722857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock unit (RSU) grant was approved by the Board of Directors on May 31, 2023. Each RSU represents a contingent right to receive one share of the Issuer Common Stock. F2 · derivative.exercise_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. F2 · derivative.expiration_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:34 UTC |
SIEGEL JAY PHILIPDirector
|
Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000109 · wk-form4_1716410067.xml · nonDerivative · entry 1 SIEGEL JAY PHILIP · CIK 0001722857 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock unit (RSU) grant was approved by the Board of Directors on May 31, 2023. Each RSU represents a contingent right to receive one share of the Issuer Common Stock. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:34 UTC |
HEIDEN WILLIAM KDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000108 · wk-form4_1716410055.xml · derivative · entry 2 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock unit (RSU) grant was approved by the Board of Directors on May 31, 2023. Each RSU represents a contingent right to receive one share of the Issuer Common Stock. F2 · derivative.exercise_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. F2 · derivative.expiration_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:34 UTC |
HEIDEN WILLIAM KDirector
|
Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000108 · wk-form4_1716410055.xml · nonDerivative · entry 1 HEIDEN WILLIAM K · CIK 0001214939 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock unit (RSU) grant was approved by the Board of Directors on May 31, 2023. Each RSU represents a contingent right to receive one share of the Issuer Common Stock. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:34 UTC |
Jackson Scott ThomasDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000107 · wk-form4_1716410040.xml · derivative · entry 2 Jackson Scott Thomas · CIK 0001566617 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock unit (RSU) grant was approved by the Board of Directors on May 31, 2023. Each RSU represents a contingent right to receive one share of the Issuer Common Stock. F2 · derivative.exercise_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. F2 · derivative.expiration_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:34 UTC |
Jackson Scott ThomasDirector
|
Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000107 · wk-form4_1716410040.xml · nonDerivative · entry 1 Jackson Scott Thomas · CIK 0001566617 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock unit (RSU) grant was approved by the Board of Directors on May 31, 2023. Each RSU represents a contingent right to receive one share of the Issuer Common Stock. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:33 UTC |
STUMP DAVID CDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001125345-24-000106 · wk-form4_1716410028.xml · derivative · entry 2 STUMP DAVID C · CIK 0001191235 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock unit (RSU) grant was approved by the Board of Directors on May 31, 2023. Each RSU represents a contingent right to receive one share of the Issuer Common Stock. F2 · derivative.exercise_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. F2 · derivative.expiration_date: The RSUs vested on May 20, 2024, which was one day prior to the Issuer's 2024 Annual Meeting of Stockholders held on May 21, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.