Last 12 months
Inside the activity.
0 purchase rows · 51 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 11 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 11 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2020 Filed May 20, 2020 23:28 UTC |
Filip EveSee remarks
|
SaleCommon Stock | 3,551 | $5.43 | $19,281.93 |
DisclosureSEC source: 0001595974-20-000062 · wf-form4_159001728373414.xml · nonDerivative · entry 1 Filip Eve · CIK 0001745181 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,054 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Adjusted to reflect the acquisition of 1204 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| May 18, 2020 Filed Jun 5, 2020 20:51 UTC Amendment |
BARRETT MICHAEL G.Director · CEO
|
SaleCommon Stock | 41,409 | $5.43 | $224,850.87 |
DisclosureSEC source: 0001595974-20-000080 · wf-form4a_159139027395107.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,747,858 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Adjusted to reflect the acquisition of 3090 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on May 15, 2020 Read SEC document |
| May 18, 2020 Filed Jun 5, 2020 16:52 UTC Amendment |
Prusz Joseph RGlobal Chief Revenue Officer
|
SaleCommon Stock | 8,586 | $5.43 | $46,621.98 |
DisclosureSEC source: 0001595974-20-000084 · wf-form4a_159139036003402.xml · nonDerivative · entry 1 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431,649 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to 5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2020 Filed Jun 5, 2020 16:52 UTC Amendment |
Kershaw ThomasChief Technology Officer
|
SaleCommon Stock | 16,122 | $5.43 | $87,542.46 |
DisclosureSEC source: 0001595974-20-000083 · wf-form4a_159139033844899.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,772 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2020 Filed Jun 5, 2020 16:53 UTC Amendment |
Tuller BlimaChief Accounting Officer
|
SaleCommon Stock | 4,099 | $5.43 | $22,257.57 |
DisclosureSEC source: 0001595974-20-000085 · wf-form4a_159139038096742.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,602 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2020 Filed Jun 5, 2020 20:52 UTC Amendment |
Filip EveSee remarks
|
SaleCommon Stock | 3,551 | $5.43 | $19,281.93 |
DisclosureSEC source: 0001595974-20-000082 · wf-form4a_159139031687957.xml · nonDerivative · entry 1 Filip Eve · CIK 0001745181 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,054 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Adjusted to reflect the acquisition of 1204 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| May 18, 2020 Filed Jun 5, 2020 20:51 UTC Amendment |
Day DavidCFO
|
SaleCommon Stock | 11,146 | $5.43 | $60,522.78 |
DisclosureSEC source: 0001595974-20-000081 · wf-form4a_159139029507069.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,720 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| May 18, 2020 Filed Jun 5, 2020 20:43 UTC Amendment |
Soroca Adam LeeHead of Global Buyer Team
|
SaleCommon Stock | 8,317 | $5.43 | $45,161.31 |
DisclosureSEC source: 0001595974-20-000079 · wf-form4a_159138980160064.xml · nonDerivative · entry 1 Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,983 F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantStock Option (Right to Buy) · Derivative | 30,876 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 8 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,876 Underlying: Common Stock · 30,876 shares Expires 2030-04-01 F8 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on April 1, 2021 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantStock Option (Right to Buy) · Derivative | 27,447 | $0.00 Strike: $5.16 | $0.00 |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 7 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,447 Underlying: Common Stock · 27,447 shares Expires 2029-02-28 F7 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantStock Option (Right to Buy) · Derivative | 56,137 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 6 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,137 Underlying: Common Stock · 56,137 shares Expires 2028-02-27 F6 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantStock Option (Right to Buy) · Derivative | 5,410 | $0.00 Strike: $7.74 | $0.00 |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 5 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,410 Underlying: Common Stock · 5,410 shares Expires 2023-07-31 F5 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantStock Option (Right to Buy) · Derivative | 28,852 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 4 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,852 Underlying: Common Stock · 28,852 shares Expires 2023-03-05 F5 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantCommon Stock | 73,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · nonDerivative · entry 3 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,927 F4 · shares: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to 50% on April 1, 2021 and 50% on April 1, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. F4 · price: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to 50% on April 1, 2021 and 50% on April 1, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantCommon Stock | 41,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · nonDerivative · entry 2 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,597 F3 · shares: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to (i) 11,122 shares on May 15, 2021, (ii) 2,566 shares on each February 15, May 15, August 15 and November 15 thereafter until February 15, 2024 and (iii) 1,717 shares on May 15, 2024, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. F3 · price: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to (i) 11,122 shares on May 15, 2021, (ii) 2,566 shares on each February 15, May 15, August 15 and November 15 thereafter until February 15, 2024 and (iii) 1,717 shares on May 15, 2024, provided the Reporting Person continues to provide services to the Issuer on each such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:11 UTC |
Saltz AaronGeneral Counsel & Secy
|
GrantCommon Stock | 241,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023281 · doc4.xml · nonDerivative · entry 1 Saltz Aaron · CIK 0001807986 · General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,532 F1 · kind: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units at an exchange ratio of 1.082. F1 · shares: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units at an exchange ratio of 1.082. F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units at an exchange ratio of 1.082. F2 · balance_after: Includes (i) 27,050 shares underlying restricted stock units (the "RSUs"), which will vest on February 14, 2021; (ii) 13,871 shares underlying RSUs, which will vest 50% on February 14, 2021 and 50% on February 14, 2022; and (iii) 31,266 shares underlying RSUs, which will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, in each case, subject to continued service as of such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:00 UTC |
BARRETT MICHAEL G.Director · CEO
|
GrantPerformance Stock Units · Derivative | 146,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000041 · wf-form4_158594761206259.xml · derivative · entry 3 BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,341 Underlying: Common Stock · 146,341 shares Expires not disclosed F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the issuer's common stock. F2 · price: Granted as compensation for services. F5 · derivative.exercise_date: Vesting of the PSU will be determined based on the issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs. F5 · derivative.expiration_date: Vesting of the PSU will be determined based on the issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:00 UTC |
BARRETT MICHAEL G.Director · CEO
|
GrantStock Option (right to buy) · Derivative | 231,568 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001595974-20-000041 · wf-form4_158594761206259.xml · derivative · entry 2 BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,568 Underlying: Common Stock · 231,568 shares Expires 2030-04-01 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:00 UTC |
BARRETT MICHAEL G.Director · CEO
|
GrantCommon Stock | 175,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000041 · wf-form4_158594761206259.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786,177 F1 · shares: Represents restricted stock units that vest as follows: 47,664 on May 15, 2021, 11,000 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 7,328 on May 15, 2024. F2 · price: Granted as compensation for services. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:02 UTC |
Prusz Joseph RGlobal Chief Revenue Officer
|
GrantStock Option (right to buy) · Derivative | 84,908 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001595974-20-000045 · wf-form4_158594770798153.xml · derivative · entry 2 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,908 Underlying: Common Stock · 84,908 shares Expires 2030-04-01 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:02 UTC |
Prusz Joseph RGlobal Chief Revenue Officer
|
GrantCommon Stock | 112,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000045 · wf-form4_158594770798153.xml · nonDerivative · entry 1 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,235 F1 · shares: Represents restricted stock units that vest as follows: 30,585 on May 15, 2021, 7,058 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 4,705 on May 15, 2024. F2 · price: Granted as compensation for services. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:01 UTC |
Kershaw ThomasChief Technology Officer
|
GrantStock Option (right to buy) · Derivative | 115,784 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001595974-20-000044 · wf-form4_158594768586266.xml · derivative · entry 2 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,784 Underlying: Common Stock · 115,784 shares Expires 2030-04-01 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 17:01 UTC |
Kershaw ThomasChief Technology Officer
|
GrantCommon Stock | 153,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000044 · wf-form4_158594768586266.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,894 F1 · shares: Represents restricted stock units that vest as follows: 41,706 on May 15, 2021, 9,625 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 6,412 on May 15, 2024. F2 · price: Granted as compensation for services. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:08 UTC |
Caine PaulDirector
|
GrantCommon Stock | 186,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023272 · doc4.xml · nonDerivative · entry 1 Caine Paul · CIK 0001411765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,172 F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:10 UTC |
Rossman JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 36,066 | $0.00 Strike: $4.64 | $0.00 |
DisclosureSEC source: 0001209191-20-023279 · doc4.xml · derivative · entry 3 Rossman James · CIK 0001296625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,066 Underlying: Common Stock · 36,066 shares Expires 2022-08-06 F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:10 UTC |
Rossman JamesDirector
|
GrantStock Option (Right to Buy) · Derivative | 112,087 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0001209191-20-023279 · doc4.xml · derivative · entry 2 Rossman James · CIK 0001296625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,087 Underlying: Common Stock · 112,087 shares Expires 2021-01-19 F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:10 UTC |
Rossman JamesDirector
|
GrantCommon Stock | 180,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023279 · doc4.xml · nonDerivative · entry 1 Rossman James · CIK 0001296625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,038 F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:09 UTC |
Knopper Douglas SDirector
|
GrantCommon Stock | 102,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023274 · doc4.xml · nonDerivative · entry 1 Knopper Douglas S · CIK 0001350876 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,884 F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:00 UTC |
Day DavidCFO
|
GrantStock Option (right to buy) · Derivative | 115,784 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001595974-20-000042 · wf-form4_158594763586041.xml · derivative · entry 2 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,784 Underlying: Common Stock · 115,784 shares Expires 2030-04-01 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:00 UTC |
Day DavidCFO
|
GrantCommon Stock | 153,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000042 · wf-form4_158594763586041.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,866 F1 · shares: Represents restricted stock units that vest as follows: 41,706 on May 15, 2021, 9,625 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 6,412 on May 15, 2024. F2 · price: Granted as compensation for services. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:09 UTC |
Lam RachelDirector
|
GrantCommon Stock | 167,641 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023275 · doc4.xml · nonDerivative · entry 1 Lam Rachel · CIK 0001579232 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,891 F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:12 UTC |
Zagorski MarkPresident & COO
|
GrantStock Option (Right to Buy) · Derivative | 486,900 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 6 Zagorski Mark · CIK 0001709574 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,900 Underlying: Common Stock · 486,900 shares Expires 2027-07-10 F7 · derivative.exercise_date: The shares underlying this option are fully vested. 50% of the shares underlying the option are currently exercisable and 50% of the shares underlying the option will be exercisable in September 2020, subject to continued service to the Issuer Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:12 UTC |
Zagorski MarkPresident & COO
|
GrantStock Option (Right to Buy) · Derivative | 486,900 | $0.00 Strike: $2.19 | $0.00 |
DisclosureSEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 5 Zagorski Mark · CIK 0001709574 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,900 Underlying: Common Stock · 486,900 shares Expires 2027-07-10 F6 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on July 10, 2018 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 10, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:12 UTC |
Zagorski MarkPresident & COO
|
GrantStock Option (Right to Buy) · Derivative | 73,192 | $0.00 Strike: $5.16 | $0.00 |
DisclosureSEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 4 Zagorski Mark · CIK 0001709574 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,192 Underlying: Common Stock · 73,192 shares Expires 2029-02-28 F5 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service on the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:12 UTC |
Zagorski MarkPresident & COO
|
GrantStock Option (Right to Buy) · Derivative | 168,412 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 3 Zagorski Mark · CIK 0001709574 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,412 Underlying: Common Stock · 168,412 shares Expires 2028-02-27 F4 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until full vested. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:12 UTC |
Zagorski MarkPresident & COO
|
GrantCommon Stock | 87,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023285 · doc4.xml · nonDerivative · entry 2 Zagorski Mark · CIK 0001709574 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,917 F3 · shares: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date. F3 · price: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:12 UTC |
Zagorski MarkPresident & COO
|
GrantCommon Stock | 348,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-023285 · doc4.xml · nonDerivative · entry 1 Zagorski Mark · CIK 0001709574 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,921 F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units (the "RSUs") at an exchange ratio of 1.082. F2 · balance_after: Includes (i) 90,629 shares underlying RSUs that vested on the Effective Date in connection with the merger, (ii) 50,432 RSUs that will vest on July 10, 2021; (iii) 20,806 RSUs that will vest on February 14, 2022, (iv) 19,390 RSUs that will vest on February 14, 2022, and (v) 19,391 RSUs that will vest on February 14, 2023, in each case subject to the Reporting Person providing Continuous Service to the Issuer on each such date. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:02 UTC |
Soroca Adam LeeHead of Global Buyer Team
|
GrantStock Option (right to buy) · Derivative | 84,908 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001595974-20-000046 · wf-form4_158594772974306.xml · derivative · entry 2 Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,908 Underlying: Common Stock · 84,908 shares Expires 2030-04-01 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:02 UTC |
Soroca Adam LeeHead of Global Buyer Team
|
GrantCommon Stock | 112,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000046 · wf-form4_158594772974306.xml · nonDerivative · entry 1 Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,300 F1 · shares: Represents restricted stock units that vest as follows: 30,585 on May 15, 2021, 7,058 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 4,705 on May 15, 2024. F2 · price: Granted as compensation for services. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:01 UTC |
Filip EveSee remarks
|
GrantStock Option (right to buy) · Derivative | 36,665 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001595974-20-000043 · wf-form4_158594766127791.xml · derivative · entry 2 Filip Eve · CIK 0001745181 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,665 Underlying: Common Stock · 36,665 shares Expires 2030-04-01 F2 · price: Granted as compensation for services. F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 21:01 UTC |
Filip EveSee remarks
|
GrantCommon Stock | 48,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000043 · wf-form4_158594766127791.xml · nonDerivative · entry 1 Filip Eve · CIK 0001745181 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,401 F1 · shares: Represents restricted stock units that vest as follows: 13,207 on May 15, 2021, 3,048 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 2,029 on May 15, 2024. F2 · price: Granted as compensation for services. Read SEC document |
| April 01, 2020 Filed Apr 20, 2020 17:39 UTC |
Tuller BlimaChief Accounting Officer
|
GrantCommon Stock | 43,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001595974-20-000048 · wf-form4_158741877416528.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,701 F1 · shares: Represents restricted stock units that vest as follows: 11,916 on May 15, 2021, 2,750 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 1,832 on May 15, 2024. F2 · price: Granted as compensation for services. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 23:24 UTC |
ADDANTE FRANKDirector
|
SaleCommon Stock | 25,000 | $5.04 | $126,000.00 |
DisclosureSEC source: 0001595974-20-000028 · wf-form4_158448746010404.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,134,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.79 to $5.32, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 23:00 UTC |
ADDANTE FRANKDirector
|
SaleCommon Stock | 25,000 | $11.70 | $292,500.00 |
DisclosureSEC source: 0001595974-20-000020 · wf-form4_158223959038367.xml · nonDerivative · entry 1 ADDANTE FRANK · CIK 0001603807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,819 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.92, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 00:12 UTC |
BARRETT MICHAEL G.Director · President and CEO
|
Tax withholdingCommon Stock | 30,274 | $10.45 | $316,363.30 |
DisclosureSEC source: 0001595974-20-000011 · wf-form4_157965193235135.xml · nonDerivative · entry 1 BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,610,185 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 19:14 UTC |
Prusz Joseph RGlobal Chief Revenue Officer
|
Tax withholdingCommon Stock | 17,972 | $10.45 | $187,807.40 |
DisclosureSEC source: 0001595974-20-000016 · wf-form4_157965204239433.xml · nonDerivative · entry 1 Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,307 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 19:13 UTC |
Kershaw ThomasChief Technology Officer
|
Tax withholdingCommon Stock | 50,237 | $10.45 | $524,976.65 |
DisclosureSEC source: 0001595974-20-000015 · wf-form4_157965201938085.xml · nonDerivative · entry 1 Kershaw Thomas · CIK 0001686179 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,901 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 19:15 UTC |
Tuller BlimaChief Accounting Officer
|
Tax withholdingCommon Stock | 9,327 | $10.45 | $97,467.15 |
DisclosureSEC source: 0001595974-20-000018 · wf-form4_157965208567645.xml · nonDerivative · entry 1 Tuller Blima · CIK 0001412316 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,703 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 00:12 UTC |
Day DavidCFO
|
SaleCommon Stock | 24,547 | $10.41 | $255,534.27 |
DisclosureSEC source: 0001595974-20-000012 · wf-form4_157965195536695.xml · nonDerivative · entry 2 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,873 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.51, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 16, 2020 Filed Jan 22, 2020 00:12 UTC |
Day DavidCFO
|
Tax withholdingCommon Stock | 25,453 | $10.45 | $265,983.85 |
DisclosureSEC source: 0001595974-20-000012 · wf-form4_157965195536695.xml · nonDerivative · entry 1 Day David · CIK 0001523288 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,420 F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.