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MGNI

MAGNITE, INC.

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2049
SEC CIK
0001595974
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687

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202504
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 2026011
Jul 202605
Aug 2026016
Sep 2026011
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 20, 2020 23:28 UTC
Filip EveSee remarks
SaleCommon Stock 3,551 $5.43 $19,281.93
Disclosure

SEC source: 0001595974-20-000062 · wf-form4_159001728373414.xml · nonDerivative · entry 1

Filip Eve · CIK 0001745181 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,054

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Adjusted to reflect the acquisition of 1204 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
May 18, 2020 Filed Jun 5, 2020 20:51 UTC Amendment
BARRETT MICHAEL G.Director · CEO
SaleCommon Stock 41,409 $5.43 $224,850.87
Disclosure

SEC source: 0001595974-20-000080 · wf-form4a_159139027395107.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,747,858

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Adjusted to reflect the acquisition of 3090 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on May 15, 2020

Read SEC document
May 18, 2020 Filed Jun 5, 2020 16:52 UTC Amendment
Prusz Joseph RGlobal Chief Revenue Officer
SaleCommon Stock 8,586 $5.43 $46,621.98
Disclosure

SEC source: 0001595974-20-000084 · wf-form4a_159139036003402.xml · nonDerivative · entry 1

Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,649

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to 5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2020 Filed Jun 5, 2020 16:52 UTC Amendment
Kershaw ThomasChief Technology Officer
SaleCommon Stock 16,122 $5.43 $87,542.46
Disclosure

SEC source: 0001595974-20-000083 · wf-form4a_159139033844899.xml · nonDerivative · entry 1

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,772

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2020 Filed Jun 5, 2020 16:53 UTC Amendment
Tuller BlimaChief Accounting Officer
SaleCommon Stock 4,099 $5.43 $22,257.57
Disclosure

SEC source: 0001595974-20-000085 · wf-form4a_159139038096742.xml · nonDerivative · entry 1

Tuller Blima · CIK 0001412316 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,602

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 18, 2020 Filed Jun 5, 2020 20:52 UTC Amendment
Filip EveSee remarks
SaleCommon Stock 3,551 $5.43 $19,281.93
Disclosure

SEC source: 0001595974-20-000082 · wf-form4a_159139031687957.xml · nonDerivative · entry 1

Filip Eve · CIK 0001745181 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,054

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Adjusted to reflect the acquisition of 1204 shares under The Rubicon Project, Inc. 2014 Employee Stock Purchase Plan on November 15, 2019.

Read SEC document
May 18, 2020 Filed Jun 5, 2020 20:51 UTC Amendment SaleCommon Stock 11,146 $5.43 $60,522.78
Disclosure

SEC source: 0001595974-20-000081 · wf-form4a_159139029507069.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,720

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Read SEC document
May 18, 2020 Filed Jun 5, 2020 20:43 UTC Amendment
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 8,317 $5.43 $45,161.31
Disclosure

SEC source: 0001595974-20-000079 · wf-form4a_159138980160064.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,983

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.63, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantStock Option (Right to Buy) · Derivative 30,876 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 8

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,876

Underlying: Common Stock · 30,876 shares

Expires 2030-04-01

F8 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on April 1, 2021 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantStock Option (Right to Buy) · Derivative 27,447 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 7

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,447

Underlying: Common Stock · 27,447 shares

Expires 2029-02-28

F7 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantStock Option (Right to Buy) · Derivative 56,137 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 6

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,137

Underlying: Common Stock · 56,137 shares

Expires 2028-02-27

F6 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantStock Option (Right to Buy) · Derivative 5,410 $0.00 Strike: $7.74 $0.00
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 5

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,410

Underlying: Common Stock · 5,410 shares

Expires 2023-07-31

F5 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantStock Option (Right to Buy) · Derivative 28,852 $0.00 Strike: $5.46 $0.00
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · derivative · entry 4

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,852

Underlying: Common Stock · 28,852 shares

Expires 2023-03-05

F5 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantCommon Stock 73,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · nonDerivative · entry 3

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,927

F4 · shares: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to 50% on April 1, 2021 and 50% on April 1, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date.

F4 · price: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to 50% on April 1, 2021 and 50% on April 1, 2022, provided the Reporting Person continues to provide services to the Issuer on each such vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantCommon Stock 41,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · nonDerivative · entry 2

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,597

F3 · shares: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to (i) 11,122 shares on May 15, 2021, (ii) 2,566 shares on each February 15, May 15, August 15 and November 15 thereafter until February 15, 2024 and (iii) 1,717 shares on May 15, 2024, provided the Reporting Person continues to provide services to the Issuer on each such vesting date.

F3 · price: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest as to (i) 11,122 shares on May 15, 2021, (ii) 2,566 shares on each February 15, May 15, August 15 and November 15 thereafter until February 15, 2024 and (iii) 1,717 shares on May 15, 2024, provided the Reporting Person continues to provide services to the Issuer on each such vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:11 UTC
Saltz AaronGeneral Counsel & Secy
GrantCommon Stock 241,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023281 · doc4.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,532

F1 · kind: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units at an exchange ratio of 1.082.

F1 · shares: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units at an exchange ratio of 1.082.

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units at an exchange ratio of 1.082.

F2 · balance_after: Includes (i) 27,050 shares underlying restricted stock units (the "RSUs"), which will vest on February 14, 2021; (ii) 13,871 shares underlying RSUs, which will vest 50% on February 14, 2021 and 50% on February 14, 2022; and (iii) 31,266 shares underlying RSUs, which will vest in three equal installments on each of February 14, 2021, February 14, 2022 and February 14, 2023, in each case, subject to continued service as of such vesting date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:00 UTC
BARRETT MICHAEL G.Director · CEO
GrantPerformance Stock Units · Derivative 146,341 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000041 · wf-form4_158594761206259.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,341

Underlying: Common Stock · 146,341 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the issuer's common stock.

F2 · price: Granted as compensation for services.

F5 · derivative.exercise_date: Vesting of the PSU will be determined based on the issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

F5 · derivative.expiration_date: Vesting of the PSU will be determined based on the issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:00 UTC
BARRETT MICHAEL G.Director · CEO
GrantStock Option (right to buy) · Derivative 231,568 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001595974-20-000041 · wf-form4_158594761206259.xml · derivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,568

Underlying: Common Stock · 231,568 shares

Expires 2030-04-01

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:00 UTC
BARRETT MICHAEL G.Director · CEO
GrantCommon Stock 175,992 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000041 · wf-form4_158594761206259.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786,177

F1 · shares: Represents restricted stock units that vest as follows: 47,664 on May 15, 2021, 11,000 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 7,328 on May 15, 2024.

F2 · price: Granted as compensation for services.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:02 UTC
Prusz Joseph RGlobal Chief Revenue Officer
GrantStock Option (right to buy) · Derivative 84,908 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001595974-20-000045 · wf-form4_158594770798153.xml · derivative · entry 2

Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,908

Underlying: Common Stock · 84,908 shares

Expires 2030-04-01

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:02 UTC
Prusz Joseph RGlobal Chief Revenue Officer
GrantCommon Stock 112,928 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000045 · wf-form4_158594770798153.xml · nonDerivative · entry 1

Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,235

F1 · shares: Represents restricted stock units that vest as follows: 30,585 on May 15, 2021, 7,058 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 4,705 on May 15, 2024.

F2 · price: Granted as compensation for services.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:01 UTC
Kershaw ThomasChief Technology Officer
GrantStock Option (right to buy) · Derivative 115,784 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001595974-20-000044 · wf-form4_158594768586266.xml · derivative · entry 2

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,784

Underlying: Common Stock · 115,784 shares

Expires 2030-04-01

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:01 UTC
Kershaw ThomasChief Technology Officer
GrantCommon Stock 153,993 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000044 · wf-form4_158594768586266.xml · nonDerivative · entry 1

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,894

F1 · shares: Represents restricted stock units that vest as follows: 41,706 on May 15, 2021, 9,625 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 6,412 on May 15, 2024.

F2 · price: Granted as compensation for services.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:08 UTC
Caine PaulDirector
GrantCommon Stock 186,172 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023272 · doc4.xml · nonDerivative · entry 1

Caine Paul · CIK 0001411765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,172

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:10 UTC GrantStock Option (Right to Buy) · Derivative 36,066 $0.00 Strike: $4.64 $0.00
Disclosure

SEC source: 0001209191-20-023279 · doc4.xml · derivative · entry 3

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,066

Underlying: Common Stock · 36,066 shares

Expires 2022-08-06

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:10 UTC GrantStock Option (Right to Buy) · Derivative 112,087 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-20-023279 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,087

Underlying: Common Stock · 112,087 shares

Expires 2021-01-19

F2 · derivative.exercise_date: Immediately exercisable.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:10 UTC GrantCommon Stock 180,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023279 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,038

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:09 UTC GrantCommon Stock 102,884 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023274 · doc4.xml · nonDerivative · entry 1

Knopper Douglas S · CIK 0001350876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,884

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:00 UTC GrantStock Option (right to buy) · Derivative 115,784 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001595974-20-000042 · wf-form4_158594763586041.xml · derivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,784

Underlying: Common Stock · 115,784 shares

Expires 2030-04-01

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:00 UTC GrantCommon Stock 153,993 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000042 · wf-form4_158594763586041.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,866

F1 · shares: Represents restricted stock units that vest as follows: 41,706 on May 15, 2021, 9,625 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 6,412 on May 15, 2024.

F2 · price: Granted as compensation for services.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:09 UTC
Lam RachelDirector
GrantCommon Stock 167,641 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023275 · doc4.xml · nonDerivative · entry 1

Lam Rachel · CIK 0001579232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,891

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria") pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019 (the "Merger Agreement") at a rate of 1.082 shares of the Issuer's common stock for (i) each share of previously held Telaria common stock, and (ii) each share underlying previously held Telaria restricted stock units that vested on the Effective Date.

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April 01, 2020 Filed Apr 3, 2020 21:12 UTC
Zagorski MarkPresident & COO
GrantStock Option (Right to Buy) · Derivative 486,900 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 6

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,900

Underlying: Common Stock · 486,900 shares

Expires 2027-07-10

F7 · derivative.exercise_date: The shares underlying this option are fully vested. 50% of the shares underlying the option are currently exercisable and 50% of the shares underlying the option will be exercisable in September 2020, subject to continued service to the Issuer

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April 01, 2020 Filed Apr 3, 2020 21:12 UTC
Zagorski MarkPresident & COO
GrantStock Option (Right to Buy) · Derivative 486,900 $0.00 Strike: $2.19 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 5

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,900

Underlying: Common Stock · 486,900 shares

Expires 2027-07-10

F6 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on July 10, 2018 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 10, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

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April 01, 2020 Filed Apr 3, 2020 21:12 UTC
Zagorski MarkPresident & COO
GrantStock Option (Right to Buy) · Derivative 73,192 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 4

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,192

Underlying: Common Stock · 73,192 shares

Expires 2029-02-28

F5 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2020 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service on the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until fully vested.

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April 01, 2020 Filed Apr 3, 2020 21:12 UTC
Zagorski MarkPresident & COO
GrantStock Option (Right to Buy) · Derivative 168,412 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · derivative · entry 3

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,412

Underlying: Common Stock · 168,412 shares

Expires 2028-02-27

F4 · derivative.exercise_date: 25% of the total number of shares underlying this option vested on February 14, 2019 and the remaining shares were scheduled to vest 1/48 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. In connection with the merger, vesting was partially accelerated so that on the Effective Date, the Reporting Person immediately vested in that number of shares underlying the option as if he had provided an additional 12 months of continuous service as of the Effective Date. Commencing on April 14, 2021, subject to continuous service, the shares underlying the options will continue to vest 1/48 per month until full vested.

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April 01, 2020 Filed Apr 3, 2020 21:12 UTC
Zagorski MarkPresident & COO
GrantCommon Stock 87,996 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · nonDerivative · entry 2

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,917

F3 · shares: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

F3 · price: Grant to the Reporting Person of an RSU. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The shares underlying the RSU will vest in full on October 1, 2020, provided the Reporting Person continues to provide services to the Issuer on such vesting date.

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April 01, 2020 Filed Apr 3, 2020 21:12 UTC
Zagorski MarkPresident & COO
GrantCommon Stock 348,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-023285 · doc4.xml · nonDerivative · entry 1

Zagorski Mark · CIK 0001709574 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,921

F1 · price: Received on April 1, 2020, the effective date (the "Effective Date") of the merger between the Issuer and Telaria, Inc. ("Telaria"), pursuant to that certain Agreement and Plan of Merger, dated as of December 19, 2019. At the closing of the merger, Telaria common stock and restricted stock units were converted to Issuer common stock and Issuer restricted stock units (the "RSUs") at an exchange ratio of 1.082.

F2 · balance_after: Includes (i) 90,629 shares underlying RSUs that vested on the Effective Date in connection with the merger, (ii) 50,432 RSUs that will vest on July 10, 2021; (iii) 20,806 RSUs that will vest on February 14, 2022, (iv) 19,390 RSUs that will vest on February 14, 2022, and (v) 19,391 RSUs that will vest on February 14, 2023, in each case subject to the Reporting Person providing Continuous Service to the Issuer on each such date.

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April 01, 2020 Filed Apr 3, 2020 21:02 UTC
Soroca Adam LeeHead of Global Buyer Team
GrantStock Option (right to buy) · Derivative 84,908 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001595974-20-000046 · wf-form4_158594772974306.xml · derivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,908

Underlying: Common Stock · 84,908 shares

Expires 2030-04-01

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

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April 01, 2020 Filed Apr 3, 2020 21:02 UTC
Soroca Adam LeeHead of Global Buyer Team
GrantCommon Stock 112,928 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000046 · wf-form4_158594772974306.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,300

F1 · shares: Represents restricted stock units that vest as follows: 30,585 on May 15, 2021, 7,058 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 4,705 on May 15, 2024.

F2 · price: Granted as compensation for services.

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April 01, 2020 Filed Apr 3, 2020 21:01 UTC
Filip EveSee remarks
GrantStock Option (right to buy) · Derivative 36,665 $0.00 Strike: $5.28 $0.00
Disclosure

SEC source: 0001595974-20-000043 · wf-form4_158594766127791.xml · derivative · entry 2

Filip Eve · CIK 0001745181 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,665

Underlying: Common Stock · 36,665 shares

Expires 2030-04-01

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on April 1, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

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April 01, 2020 Filed Apr 3, 2020 21:01 UTC
Filip EveSee remarks
GrantCommon Stock 48,764 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000043 · wf-form4_158594766127791.xml · nonDerivative · entry 1

Filip Eve · CIK 0001745181 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,401

F1 · shares: Represents restricted stock units that vest as follows: 13,207 on May 15, 2021, 3,048 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 2,029 on May 15, 2024.

F2 · price: Granted as compensation for services.

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April 01, 2020 Filed Apr 20, 2020 17:39 UTC
Tuller BlimaChief Accounting Officer
GrantCommon Stock 43,998 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000048 · wf-form4_158741877416528.xml · nonDerivative · entry 1

Tuller Blima · CIK 0001412316 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,701

F1 · shares: Represents restricted stock units that vest as follows: 11,916 on May 15, 2021, 2,750 on each August 15, November 15, February 15, and May 15 thereafter until February 15, 2024 and 1,832 on May 15, 2024.

F2 · price: Granted as compensation for services.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 23:24 UTC SaleCommon Stock 25,000 $5.04 $126,000.00
Disclosure

SEC source: 0001595974-20-000028 · wf-form4_158448746010404.xml · nonDerivative · entry 1

ADDANTE FRANK · CIK 0001603807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134,819

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.79 to $5.32, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 18, 2020 Filed Feb 20, 2020 23:00 UTC SaleCommon Stock 25,000 $11.70 $292,500.00
Disclosure

SEC source: 0001595974-20-000020 · wf-form4_158223959038367.xml · nonDerivative · entry 1

ADDANTE FRANK · CIK 0001603807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,159,819

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.92, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 16, 2020 Filed Jan 22, 2020 00:12 UTC
BARRETT MICHAEL G.Director · President and CEO
Tax withholdingCommon Stock 30,274 $10.45 $316,363.30
Disclosure

SEC source: 0001595974-20-000011 · wf-form4_157965193235135.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,185

F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units.

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January 16, 2020 Filed Jan 21, 2020 19:14 UTC
Prusz Joseph RGlobal Chief Revenue Officer
Tax withholdingCommon Stock 17,972 $10.45 $187,807.40
Disclosure

SEC source: 0001595974-20-000016 · wf-form4_157965204239433.xml · nonDerivative · entry 1

Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,307

F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units.

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January 16, 2020 Filed Jan 21, 2020 19:13 UTC
Kershaw ThomasChief Technology Officer
Tax withholdingCommon Stock 50,237 $10.45 $524,976.65
Disclosure

SEC source: 0001595974-20-000015 · wf-form4_157965201938085.xml · nonDerivative · entry 1

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,901

F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units.

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January 16, 2020 Filed Jan 21, 2020 19:15 UTC
Tuller BlimaChief Accounting Officer
Tax withholdingCommon Stock 9,327 $10.45 $97,467.15
Disclosure

SEC source: 0001595974-20-000018 · wf-form4_157965208567645.xml · nonDerivative · entry 1

Tuller Blima · CIK 0001412316 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,703

F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units.

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January 16, 2020 Filed Jan 22, 2020 00:12 UTC SaleCommon Stock 24,547 $10.41 $255,534.27
Disclosure

SEC source: 0001595974-20-000012 · wf-form4_157965195536695.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,873

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.51, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 16, 2020 Filed Jan 22, 2020 00:12 UTC Tax withholdingCommon Stock 25,453 $10.45 $265,983.85
Disclosure

SEC source: 0001595974-20-000012 · wf-form4_157965195536695.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,420

F1 · kind: Shares withheld by the issuer to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.