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Nasdaq · USD

MGNI

MAGNITE, INC.

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Tapewire entity
2049
SEC CIK
0001595974
Parsed reports
687

Last 12 months

Inside the activity.

0 purchase rows · 51 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 2026011
Jul 202605
Aug 2026016
Sep 2026011
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2020 Filed Nov 24, 2020 00:36 UTC SaleCommon Stock 63,729 $13.73 $874,999.17
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 3

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,969

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.25 to $14.25, inclusive.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionCommon Stock 70,601 $7.80 $550,687.80
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 00:36 UTC Exercise / conversionCommon Stock 63,729 $4.92 $313,546.68
Disclosure

SEC source: 0001595974-20-000161 · wf-form4_160617819372079.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:06 UTC
BARRETT MICHAEL G.Director · CEO
SaleCommon Stock 95,053 $11.06 $1,051,286.18
Disclosure

SEC source: 0001595974-20-000155 · wf-form4_160574434628259.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,936

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:06 UTC
Hughes ShawnaChief Accounting Officer
SaleCommon Stock 3,253 $11.06 $35,978.18
Disclosure

SEC source: 0001595974-20-000157 · wf-form4_160574439324797.xml · nonDerivative · entry 1

Hughes Shawna · CIK 0001813409 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,912

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:07 UTC
Prusz Joseph RGlobal Chief Revenue Officer
SaleCommon Stock 13,640 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000159 · wf-form4_160574442925221.xml · nonDerivative · entry 1

Prusz Joseph R · CIK 0001721039 · Global Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,738

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 19:07 UTC
Kershaw ThomasChief Technology Officer
SaleCommon Stock 30,393 $11.06 $336,146.58
Disclosure

SEC source: 0001595974-20-000158 · wf-form4_160574441216818.xml · nonDerivative · entry 1

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,216

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:06 UTC SaleCommon Stock 16,256 $11.06 $179,791.36
Disclosure

SEC source: 0001595974-20-000156 · wf-form4_160574437525365.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,368

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 00:07 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 12,782 $11.06 $141,368.92
Disclosure

SEC source: 0001595974-20-000160 · wf-form4_160574445026062.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,501

F1 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Feb 18, 2021 20:46 UTC Amendment
Kershaw ThomasChief Technology Officer
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $7.72 $0.00
Disclosure

SEC source: 0001595974-21-000006 · wf-form4a_161369915775958.xml · derivative · entry 4

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2026-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Granted as compensation for services.

F3 · derivative.exercise_date: Exercisable in full.

Read SEC document
November 16, 2020 Filed Feb 18, 2021 20:46 UTC Amendment
Kershaw ThomasChief Technology Officer
SaleCommon Stock 30,393 $11.06 $336,146.58
Disclosure

SEC source: 0001595974-21-000006 · wf-form4a_161369915775958.xml · nonDerivative · entry 3

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,216

F2 · kind: Represents the non-discretionary sale of shares on behalf of the reporting person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
November 16, 2020 Filed Feb 18, 2021 20:46 UTC Amendment
Kershaw ThomasChief Technology Officer
SaleCommon Stock 50,000 $10.91 $545,500.00
Disclosure

SEC source: 0001595974-21-000006 · wf-form4a_161369915775958.xml · nonDerivative · entry 2

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 16, 2020 Filed Feb 18, 2021 20:46 UTC Amendment
Kershaw ThomasChief Technology Officer
Exercise / conversionCommon Stock 50,000 $7.72 $386,000.00
Disclosure

SEC source: 0001595974-21-000006 · wf-form4a_161369915775958.xml · nonDerivative · entry 1

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001595974-20-000153 · wf-form4_160497316751891.xml · derivative · entry 6

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,601

Underlying: Common Stock · 30,000 shares

Expires 2023-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services

F2 · derivative.exercise_date: 25% of the stock options vested on March 25, 2014 and the remaining option shares have become or will become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:53 UTC SaleCommon Stock 30,000 $12.23 $366,900.00
Disclosure

SEC source: 0001595974-20-000153 · wf-form4_160497316751891.xml · nonDerivative · entry 4

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,624

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 01:53 UTC Exercise / conversionCommon Stock 30,000 $7.80 $234,000.00
Disclosure

SEC source: 0001595974-20-000153 · wf-form4_160497316751891.xml · nonDerivative · entry 3

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:02 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 10,000 $12.23 $122,300.00
Disclosure

SEC source: 0001595974-20-000154 · wf-form4_160521495886394.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,283

F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 00:57 UTC
Saltz AaronGeneral Counsel
SaleCommon Stock 9,329 $11.50 $107,283.50
Disclosure

SEC source: 0001595974-20-000152 · wf-form4_160496984983894.xml · nonDerivative · entry 3

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,598

Read SEC document
November 06, 2020 Filed Nov 10, 2020 00:57 UTC
Saltz AaronGeneral Counsel
SaleCommon Stock 10,000 $11.31 $113,100.00
Disclosure

SEC source: 0001595974-20-000152 · wf-form4_160496984983894.xml · nonDerivative · entry 2

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,927

Read SEC document
November 06, 2020 Filed Nov 10, 2020 01:53 UTC Exercise / conversionStock Option (right to buy) · Derivative 39,399 $0.00 Strike: $7.80 $0.00
Disclosure

SEC source: 0001595974-20-000153 · wf-form4_160497316751891.xml · derivative · entry 5

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,601

Underlying: Common Stock · 39,399 shares

Expires 2023-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services

F2 · derivative.exercise_date: 25% of the stock options vested on March 25, 2014 and the remaining option shares have become or will become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 01:53 UTC SaleCommon Stock 39,399 $11.50 $453,088.50
Disclosure

SEC source: 0001595974-20-000153 · wf-form4_160497316751891.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,624

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 06, 2020 Filed Nov 10, 2020 01:53 UTC Exercise / conversionCommon Stock 39,399 $7.80 $307,312.20
Disclosure

SEC source: 0001595974-20-000153 · wf-form4_160497316751891.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 05, 2020 Filed Nov 10, 2020 00:57 UTC
Saltz AaronGeneral Counsel
SaleCommon Stock 10,000 $10.50 $105,000.00
Disclosure

SEC source: 0001595974-20-000152 · wf-form4_160496984983894.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,927

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:32 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,792 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001595974-20-000144 · wf-form4_160452551909548.xml · derivative · entry 6

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,899

Underlying: Common Stock · 2,792 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for service.

F4 · derivative.exercise_date: 25% of the stock options vested on February 1, 2019 and the remaining option shares have vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:32 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 878 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001595974-20-000144 · wf-form4_160452551909548.xml · derivative · entry 5

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,726

Underlying: Common Stock · 878 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for service.

F2 · derivative.exercise_date: 25% of the stock options vested on February 1, 2020 and the remaining option shares vested or will vest in 36 equal installments each calendar month thereafter.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:32 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 6,695 $9.22 $61,727.90
Disclosure

SEC source: 0001595974-20-000144 · wf-form4_160452551909548.xml · nonDerivative · entry 4

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,283

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:32 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 3,670 $9.22 $33,837.40
Disclosure

SEC source: 0001595974-20-000144 · wf-form4_160452551909548.xml · nonDerivative · entry 3

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,978

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:32 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 2,792 $1.97 $5,500.24
Disclosure

SEC source: 0001595974-20-000144 · wf-form4_160452551909548.xml · nonDerivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:32 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 878 $4.92 $4,319.76
Disclosure

SEC source: 0001595974-20-000144 · wf-form4_160452551909548.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 23, 2020 Filed Oct 27, 2020 20:43 UTC
Saltz AaronGeneral Counsel
SaleCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001595974-20-000143 · wf-form4_160383137511621.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,927

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 20:08 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,779 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001595974-20-000141 · wf-form4_160279247167402.xml · derivative · entry 4

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,038

Underlying: Common Stock · 11,779 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Granted as compensation for services

F2 · derivative.exercise_date: 25% of the stock options vested on February 1, 2019 and the remaining options have vested or will vest in 36 equal installments each calendar month thereafter subject to the reporting person's continuous service.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 20:08 UTC SaleCommon Stock 11,779 $9.50 $111,900.50
Disclosure

SEC source: 0001595974-20-000141 · wf-form4_160279247167402.xml · nonDerivative · entry 3

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,624

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 20:08 UTC Exercise / conversionCommon Stock 11,779 $1.97 $23,204.63
Disclosure

SEC source: 0001595974-20-000141 · wf-form4_160279247167402.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 20:08 UTC SaleCommon Stock 13,074 $8.90 $116,358.60
Disclosure

SEC source: 0001595974-20-000141 · wf-form4_160279247167402.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,624

F1 · acquired: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:29 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,396 $0.00 Strike: $4.92 $0.00
Disclosure

SEC source: 0001209191-20-049409 · doc4.xml · derivative · entry 5

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,604

Underlying: Common Stock · 1,396 shares

Expires 2029-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 25% of the total number of options vested on February 1, 2020 and the remaining option shares become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:29 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 439 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-20-049409 · doc4.xml · derivative · entry 4

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,691

Underlying: Common Stock · 439 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 25% of the total number of options vested on February 1, 2019 and the remaining option shares become exercisable in 36 equal installments each calendar month thereafter.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:29 UTC
Soroca Adam LeeHead of Global Buyer Team
SaleCommon Stock 5,182 $7.38 $38,243.16
Disclosure

SEC source: 0001209191-20-049409 · doc4.xml · nonDerivative · entry 3

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,978

F1 · kind: These exercises and sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:29 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 1,396 $4.92 $6,868.32
Disclosure

SEC source: 0001209191-20-049409 · doc4.xml · nonDerivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:29 UTC
Soroca Adam LeeHead of Global Buyer Team
Exercise / conversionCommon Stock 439 $1.97 $864.83
Disclosure

SEC source: 0001209191-20-049409 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Head of Global Buyer Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 16:59 UTC
Kershaw ThomasChief Technology Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001628280-20-012879 · wf-form4_159787073952154.xml · derivative · entry 3

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,195

Underlying: Common Stock · 30,000 shares

Expires 2028-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: Award of stock options granted as compensation for services

F3 · derivative.exercise_date: 25% of the stock options will vest on February 1, 2019 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

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August 17, 2020 Filed Aug 19, 2020 16:59 UTC
Kershaw ThomasChief Technology Officer
SaleCommon Stock 30,000 $7.48 $224,400.00
Disclosure

SEC source: 0001628280-20-012879 · wf-form4_159787073952154.xml · nonDerivative · entry 2

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,609

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.37 to $7.70, inclusive.

F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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August 17, 2020 Filed Aug 19, 2020 16:59 UTC
Kershaw ThomasChief Technology Officer
Exercise / conversionCommon Stock 30,000 $1.97 $59,100.00
Disclosure

SEC source: 0001628280-20-012879 · wf-form4_159787073952154.xml · nonDerivative · entry 1

Kershaw Thomas · CIK 0001686179 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

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August 03, 2020 Filed Aug 5, 2020 17:51 UTC
Hughes ShawnaChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 46,923 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001595974-20-000120 · wf-form4_159666430243861.xml · derivative · entry 2

Hughes Shawna · CIK 0001813409 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,923

Underlying: Common Stock · 46,923 shares

Expires 2030-08-03

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on August 3, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

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August 03, 2020 Filed Aug 5, 2020 17:51 UTC
Hughes ShawnaChief Accounting Officer
GrantCommon Stock 66,863 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000120 · wf-form4_159666430243861.xml · nonDerivative · entry 1

Hughes Shawna · CIK 0001813409 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,165

F1 · shares: Represents restricted stock units that vest as follows: 19,502 on November 15, 2021, 4,179 on each February 15, May 15, August 15, and November 15 thereafter through August 15, 2024, and 1,392 on November 15, 2024.

F2 · price: Granted as compensation for services.

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August 03, 2020 Filed Sep 11, 2020 17:40 UTC Amendment
Hughes ShawnaChief Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 46,923 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0001628280-20-013512 · wf-form4a_159986042418558.xml · derivative · entry 2

Hughes Shawna · CIK 0001813409 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,923

Underlying: Common Stock · 46,923 shares

Expires 2030-08-03

F2 · price: Granted as compensation for services.

F3 · derivative.exercise_date: 25% of the stock options will vest on August 3, 2021 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.

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August 03, 2020 Filed Sep 11, 2020 17:40 UTC Amendment
Hughes ShawnaChief Accounting Officer
GrantCommon Stock 66,863 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013512 · wf-form4a_159986042418558.xml · nonDerivative · entry 1

Hughes Shawna · CIK 0001813409 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,165

F1 · shares: Represents restricted stock units that vest as follows: 16,716 on August 15, 2021; 4,179 on each November 15, February 15, May 15 and August 15 thereafter through May 15, 2024; and 4,178 on August 15, 2024.

F2 · price: Granted as compensation for services.

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July 29, 2020 Filed Jul 31, 2020 22:33 UTC
Filip EveSee remarks
GrantCommon Stock 73,330 $0.00 $0.00
Disclosure

SEC source: 0001595974-20-000116 · wf-form4_159623479196953.xml · nonDerivative · entry 1

Filip Eve · CIK 0001745181 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,207

F1 · price: Granted as compensation for services.

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July 28, 2020 Filed Jul 30, 2020 23:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 112,087 $0.00 Strike: $3.96 $0.00
Disclosure

SEC source: 0001209191-20-044088 · doc4.xml · derivative · entry 2

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,087 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately exercisable.

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July 28, 2020 Filed Jul 30, 2020 23:38 UTC Exercise / conversionCommon Stock 112,087 $3.96 $443,864.52
Disclosure

SEC source: 0001209191-20-044088 · doc4.xml · nonDerivative · entry 1

Rossman James · CIK 0001296625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 08, 2020 Filed Jul 16, 2020 23:20 UTC
Caine PaulDirector
GrantCommon Stock 18,436 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042695 · doc4.xml · nonDerivative · entry 1

Caine Paul · CIK 0001411765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,608

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) July 8, 2021, (ii) the date of the 2021 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.