MGNI

SEC source: 0001209191-22-035535 · doc4.xml · nonDerivative · entry 1

Lam Rachel · CIK 0001579232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,252

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 7, 2023, (ii) the date of the 2023 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-035545 · doc4.xml · nonDerivative · entry 1

PEARSON DAVID T. · CIK 0001575492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,911

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 7, 2023, (ii) the date of the 2023 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-035548 · doc4.xml · nonDerivative · entry 1

Yu Diane · CIK 0001917981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,911

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 7, 2023, (ii) the date of the 2023 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-035528 · doc4.xml · nonDerivative · entry 1

Harden Sarah Patricia · CIK 0001781873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,369

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 7, 2023, (ii) the date of the 2023 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-035524 · doc4.xml · nonDerivative · entry 1

TROE LISA L · CIK 0001603830 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,989

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 7, 2023, (ii) the date of the 2023 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-035520 · doc4.xml · nonDerivative · entry 1

Spillane Robert F · CIK 0001603808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,347

F1 · shares: Represents restricted stock units that vest in full on the earliest of (i) June 7, 2023, (ii) the date of the 2023 annual meeting of the Issuer's stockholders, or (iii) a change of control of the Issuer.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-034017 · doc4.xml · nonDerivative · entry 1

Dove James Allen · CIK 0001865244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,686

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-034035 · doc4.xml · nonDerivative · entry 1

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,594

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-029793 · doc4.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,826

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-029774 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,541,468

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,129 shares acquired by the Reporting Person on May 15, 2022 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-22-029790 · doc4.xml · nonDerivative · entry 1

Dove James Allen · CIK 0001865244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,385

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 538 shares acquired by the Reporting Person on May 15, 2022 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-22-029787 · doc4.xml · nonDerivative · entry 1

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,779

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-029777 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 373,157

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-029797 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,050

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-029781 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,033

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-028575 · doc4.xml · nonDerivative · entry 1

Lam Rachel · CIK 0001579232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,763

SEC source: 0001209191-22-023851 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,276

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on March 7, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.78 to $13.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-023136 · doc4.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,114

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-023132 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,081

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-020777 · doc4.xml · nonDerivative · entry 1

PEARSON DAVID T. · CIK 0001575492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,422

F1 · shares: Represents restricted stock units of which, (i) 30,145 shares will vest in three equal annual increments on each of March 21, 2023, March 21, 2024 and March 21, 2025 or, if earlier, upon a change of control of the Issuer; and (ii) 2,277 shares will vest on the date of the 2022 annual meeting of the Issuer's stockholders.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-020775 · doc4.xml · nonDerivative · entry 1

Yu Diane · CIK 0001917981 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,422

F1 · shares: Represents restricted stock units of which, (i) 30,145 shares will vest in three equal annual increments on each of March 21, 2023, March 21, 2024 and March 21, 2025 or, if earlier, upon a change of control of the Issuer; and (ii) 2,277 shares will vest on the date of the 2022 annual meeting of the Issuer's stockholders.

F2 · price: Granted as compensation for services.

SEC source: 0001209191-22-016652 · doc4.xml · nonDerivative · entry 1

Lam Rachel · CIK 0001579232 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,263

SEC source: 0001209191-22-010290 · doc4.xml · nonDerivative · entry 2

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,832

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-010280 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,761

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-010302 · doc4.xml · nonDerivative · entry 1

Prusz Joseph R · CIK 0001721039 · Chief Revenue Officer, DV+

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,083

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-010282 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,637

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-010298 · doc4.xml · nonDerivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,107

F2 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 10, 2021.

SEC source: 0001209191-22-010298 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,107

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-010294 · doc4.xml · nonDerivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,286

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-010290 · doc4.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,142

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-010294 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,235

F1 · kind: Represents the non-discretionary forfeiture of shares on behalf of the Reporting Person pursuant to an arrangement mandated by the Issuer to cover the tax withholding obligations associated with the vesting of restricted stock units.

SEC source: 0001209191-22-007012 · doc4.xml · derivative · entry 2

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,887

Underlying: Common Stock · 37,887 shares

Expires 2032-02-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007012 · doc4.xml · nonDerivative · entry 1

Saltz Aaron · CIK 0001807986 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,363

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-007037 · doc4.xml · derivative · entry 3

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,806

Underlying: Common Stock · 86,806 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive on vesting one share of the Issuer's common stock.

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F5 · derivative.exercise_date: Vesting of the PSU will be determined based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

F5 · derivative.expiration_date: Vesting of the PSU will be determined based on the Issuer's total stockholder return ("TSR") for the three-year period beginning on the grant date of the award relative to the TSRs of the companies in the Russell 2000 index over that period. The number of PSUs reported in column 5 reflects the target number of PSUs subject to the award. The award is eligible to vest as to 0% to 150% of the target number of PSUs.

SEC source: 0001209191-22-007037 · doc4.xml · derivative · entry 2

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,216

Underlying: Common Stock · 172,216 shares

Expires 2032-02-01

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007037 · doc4.xml · nonDerivative · entry 1

BARRETT MICHAEL G. · CIK 0001100612 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,968

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-007020 · doc4.xml · derivative · entry 2

Dove James Allen · CIK 0001865244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,886

Underlying: Common Stock · 68,886 shares

Expires 2032-02-01

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: 25% of the total number of shares underlying the option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007020 · doc4.xml · nonDerivative · entry 1

Dove James Allen · CIK 0001865244 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,099

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F3 · balance_after: Includes 1,000 shares acquired by the Reporting Person on November 15, 2021 under the Issuer's employee stock purchase plan.

SEC source: 0001209191-22-007015 · doc4.xml · derivative · entry 2

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer, CTV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,108

Underlying: Common Stock · 86,108 shares

Expires 2032-02-01

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying the option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007015 · doc4.xml · nonDerivative · entry 1

Buckley Sean Patrick · CIK 0001865116 · Chief Revenue Officer, CTV

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,304

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-007033 · doc4.xml · derivative · entry 3

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,886

Underlying: Common Stock · 68,886 shares

Expires 2032-02-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F4 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007033 · doc4.xml · nonDerivative · entry 2

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,044

F3 · shares: Represents RSUs that vest as follows: 50% of the total number of shares underlying the RSU will vest on February 1, 2023 and 50% of the total number of shares underlying the RSU will vest on February 1, 2024, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-007033 · doc4.xml · nonDerivative · entry 1

Day David · CIK 0001523288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,719

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-007027 · doc4.xml · derivative · entry 2

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,886

Underlying: Common Stock · 68,886 shares

Expires 2032-02-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007027 · doc4.xml · nonDerivative · entry 1

Evans Katie Seitz · CIK 0001700262 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,494

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-007008 · doc4.xml · derivative · entry 2

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,886

Underlying: Common Stock · 68,886 shares

Expires 2032-02-01

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

F3 · derivative.exercise_date: 25% of the total number of shares underlying this option will vest on February 1, 2023 and the remaining shares vest 1/36 per month over the next 36 months thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

SEC source: 0001209191-22-007008 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,588

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Company's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-007023 · doc4.xml · nonDerivative · entry 1

Gephart Brian · CIK 0001778484 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,304

F1 · shares: Represents restricted stock units (the "RSUs") that vest as follows: 25% of the total number of shares underlying the RSU will vest on February 15, 2023 and the remaining shares vest in 12 equal quarterly installments on the 15th of every May, August, November and February thereafter, subject to continued service to the Issuer through each vesting date. This equity grant may be subject to accelerated vesting in the event the Reporting Person's employment is terminated under certain circumstances.

F2 · price: Equity grant under the Issuer's 2014 Equity Incentive Plan.

SEC source: 0001209191-22-004111 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,769

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 10, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.43 to $14.82, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-21-070350 · doc4.xml · nonDerivative · entry 1

Soroca Adam Lee · CIK 0001725125 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,769

F1 · kind: These sales were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on September 10, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.