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MGM

MGM Resorts International

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Tapewire entity
3508
SEC CIK
0000789570
Parsed reports
1,158

Last 12 months

Inside the activity.

3 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202621
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2021 Filed Jun 17, 2021 21:34 UTC GrantRestricted Stock Units · Derivative 0.2662 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-020208 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498.2662

Underlying: Common Stock $.01 Par Value ND · 0.2662 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International ("Company") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on the Company's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 21:17 UTC SaleCommon Stock $.01 Par Value ND 3,750 $43.14 $161,756.63
Disclosure

SEC source: 0001127602-21-019924 · form4.xml · nonDerivative · entry 1

HERMAN ALEXIS · CIK 0001230738 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Living Trust

Disclosed balance after: 14,594

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.02 to $43.22, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 22:37 UTC
HORNBUCKLE WILLIAMDirector · CEO AND PRESIDENT
SaleCommon Stock $.01 Par Value ND 20,000 $44.00 $880,000.00
Disclosure

SEC source: 0001127602-21-019549 · form4.xml · nonDerivative · entry 1

HORNBUCKLE WILLIAM · CIK 0001183302 · Director · CEO AND PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 107,884

F1 · shares: The sale reported was effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 28, 2021 Filed May 28, 2021 21:11 UTC SaleCommon Stock $.01 Par Value ND 16,600 $43.00 $713,801.66
Disclosure

SEC source: 0001127602-21-018347 · form4.xml · nonDerivative · entry 1

TAYLOR DANIEL J · CIK 0001190285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor trust

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.00 to $43.0050, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
May 13, 2021 Filed May 13, 2021 21:13 UTC SaleCommon Stock $.01 Par Value ND 5,000 $37.00 $185,000.50
Disclosure

SEC source: 0001127602-21-016627 · form4.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,696

Read SEC document
May 10, 2021 Filed May 12, 2021 21:24 UTC SaleCommon Stock $.01 Par Value ND 7,500 $40.00 $300,000.00
Disclosure

SEC source: 0001127602-21-016435 · form4.xml · nonDerivative · entry 1

HERMAN ALEXIS · CIK 0001230738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Read SEC document
May 06, 2021 Filed May 7, 2021 21:44 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015933 · form4.xml · derivative · entry 5

TAYLOR DANIEL J · CIK 0001190285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor trust

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:42 UTC
Swartz JanetDirector
GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015932 · form4.xml · derivative · entry 3

Swartz Janet · CIK 0001734666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:41 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015931 · form4.xml · derivative · entry 4

SPIERKEL GREGORY M · CIK 0001191461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:38 UTC
SALEM PAUL JDirector
GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015929 · form4.xml · derivative · entry 6

SALEM PAUL J · CIK 0001084356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:36 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015928 · form4.xml · derivative · entry 3

Meister Keith A. · CIK 0001307631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:34 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015927 · form4.xml · derivative · entry 5

Mckinney-James Rose · CIK 0001331780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:32 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015926 · form4.xml · derivative · entry 3

KILROY JOHN B JR · CIK 0001214277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F4 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:30 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015925 · form4.xml · derivative · entry 3

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:26 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015923 · form4.xml · derivative · entry 4

HERMAN ALEXIS · CIK 0001230738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 06, 2021 Filed May 7, 2021 21:25 UTC GrantRestricted Stock Units · Derivative 4,498 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015922 · form4.xml · derivative · entry 3

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock $.01 Par Value ND · 4,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

F3 · derivative.expiration_date: The RSUs will vest upon the earlier of (i) May 6, 2022 or (ii) the date of the Company's next annual meeting of stockholders, in each case subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:44 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015933 · form4.xml · derivative · entry 4

TAYLOR DANIEL J · CIK 0001190285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor trust

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:44 UTC Exercise / conversionRestricted Stock Units · Derivative 6,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015933 · form4.xml · derivative · entry 3

TAYLOR DANIEL J · CIK 0001190285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor trust

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 6,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:44 UTC Exercise / conversionCommon Stock $.01 Par Value ND 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015933 · form4.xml · nonDerivative · entry 2

TAYLOR DANIEL J · CIK 0001190285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor trust

Disclosed balance after: 16,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:44 UTC Exercise / conversionCommon Stock $.01 Par Value ND 6,550 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015933 · form4.xml · nonDerivative · entry 1

TAYLOR DANIEL J · CIK 0001190285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor trust

Disclosed balance after: 6,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:42 UTC
Swartz JanetDirector
Exercise / conversionRestricted Stock Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015932 · form4.xml · derivative · entry 2

Swartz Janet · CIK 0001734666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:42 UTC
Swartz JanetDirector
Exercise / conversionCommon Stock $.01 Par Value ND 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015932 · form4.xml · nonDerivative · entry 1

Swartz Janet · CIK 0001734666 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:41 UTC Exercise / conversionDeferred Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015931 · form4.xml · derivative · entry 3

SPIERKEL GREGORY M · CIK 0001191461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,984.9012

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:41 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015931 · form4.xml · derivative · entry 2

SPIERKEL GREGORY M · CIK 0001191461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:38 UTC
SALEM PAUL JDirector
Exercise / conversionDeferred Stock Units · Derivative 12,667.7638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015929 · form4.xml · derivative · entry 5

SALEM PAUL J · CIK 0001084356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,462.3538

Underlying: Common Stock $.01 Par Value ND · 12,667.7638 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:38 UTC
SALEM PAUL JDirector
Exercise / conversionRestricted Stock Units · Derivative 12,667.7638 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015929 · form4.xml · derivative · entry 4

SALEM PAUL J · CIK 0001084356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 12,667.7638 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:38 UTC
SALEM PAUL JDirector
Exercise / conversionDeferred Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015929 · form4.xml · derivative · entry 3

SALEM PAUL J · CIK 0001084356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,794.59

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:38 UTC
SALEM PAUL JDirector
Exercise / conversionRestricted Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015929 · form4.xml · derivative · entry 2

SALEM PAUL J · CIK 0001084356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:36 UTC Exercise / conversionDeferred Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015928 · form4.xml · derivative · entry 2

Meister Keith A. · CIK 0001307631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,049.2133

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:36 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015928 · form4.xml · derivative · entry 1

Meister Keith A. · CIK 0001307631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:34 UTC Exercise / conversionDeferred Stock Units · Derivative 7,537.8347 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015927 · form4.xml · derivative · entry 4

Mckinney-James Rose · CIK 0001331780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,716.5369

Underlying: Common Stock $.01 Par Value ND · 7,537.8347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 7,537.8347 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015927 · form4.xml · derivative · entry 3

Mckinney-James Rose · CIK 0001331780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 7,537.8347 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 2,512 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015927 · form4.xml · derivative · entry 2

Mckinney-James Rose · CIK 0001331780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,538.7798

Underlying: Common Stock $.01 Par Value ND · 2,512 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:34 UTC Exercise / conversionCommon Stock $.01 Par Value ND 2,512 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015927 · form4.xml · nonDerivative · entry 1

Mckinney-James Rose · CIK 0001331780 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:32 UTC Exercise / conversionDeferred Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015926 · form4.xml · derivative · entry 2

KILROY JOHN B JR · CIK 0001214277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,002.328

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:32 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015926 · form4.xml · derivative · entry 1

KILROY JOHN B JR · CIK 0001214277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:30 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015925 · form4.xml · derivative · entry 2

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:30 UTC Exercise / conversionCommon Stock $.01 Par Value ND 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015925 · form4.xml · nonDerivative · entry 1

JAMMET MARY CHRIS · CIK 0001599796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:28 UTC Exercise / conversionDeferred Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015924 · form4.xml · derivative · entry 5

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,667.4163

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

F3 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the MGM Resorts International (the "Company") Deferred Compensation Plan for Non-Employee Directors. Each DSU is the economic equivalent of one share of Company common stock. The DSUs become payable upon the Reporting Person's termination of service as a Director.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:28 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050.7798 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015924 · form4.xml · derivative · entry 4

HERNANDEZ ROLAND A · CIK 0001194703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050.7798 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:26 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015923 · form4.xml · derivative · entry 3

HERMAN ALEXIS · CIK 0001230738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:26 UTC Exercise / conversionCommon Stock $.01 Par Value ND 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015923 · form4.xml · nonDerivative · entry 1

HERMAN ALEXIS · CIK 0001230738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015922 · form4.xml · derivative · entry 2

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 10,050 shares

Expires 2021-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Company's Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of Company common stock. Any fractional shares are paid in cash upon settlement.

F2 · derivative.exercise_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

F2 · derivative.expiration_date: The RSUs vested on May 5, 2021 subject to the terms of the Plan and applicable award agreement.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:25 UTC Exercise / conversionCommon Stock $.01 Par Value ND 10,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015922 · form4.xml · nonDerivative · entry 1

GROUNDS WILLIAM WARWICK · CIK 0001574607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:44 UTC
Meinert ToddSVP & Chief Accounting Officer
Exercise / conversionEmployee Stock Appreciation Rights · Derivative 7,180 $0.00 Strike: $20.30 $0.00
Disclosure

SEC source: 0001127602-21-015599 · form4.xml · derivative · entry 7

Meinert Todd · CIK 0001832044 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 7,180 shares

Expires 2022-10-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:44 UTC
Meinert ToddSVP & Chief Accounting Officer
Exercise / conversionEmployee Stock Appreciation Rights · Derivative 12,490 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001127602-21-015599 · form4.xml · derivative · entry 6

Meinert Todd · CIK 0001832044 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $.01 Par Value ND · 12,490 shares

Expires 2023-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:44 UTC
Meinert ToddSVP & Chief Accounting Officer
SaleCommon Stock $.01 Par Value ND 6,186 $41.26 $255,203.43
Disclosure

SEC source: 0001127602-21-015599 · form4.xml · nonDerivative · entry 5

Meinert Todd · CIK 0001832044 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,300

Read SEC document
May 03, 2021 Filed May 5, 2021 22:44 UTC
Meinert ToddSVP & Chief Accounting Officer
Tax withholdingCommon Stock $.01 Par Value ND 4,429 $41.16 $182,297.64
Disclosure

SEC source: 0001127602-21-015599 · form4.xml · nonDerivative · entry 4

Meinert Todd · CIK 0001832044 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,486

Read SEC document
May 03, 2021 Filed May 5, 2021 22:44 UTC
Meinert ToddSVP & Chief Accounting Officer
Exercise / conversionCommon Stock $.01 Par Value ND 7,180 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-015599 · form4.xml · nonDerivative · entry 3

Meinert Todd · CIK 0001832044 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 22:44 UTC
Meinert ToddSVP & Chief Accounting Officer
Tax withholdingCommon Stock $.01 Par Value ND 9,055 $41.16 $372,703.80
Disclosure

SEC source: 0001127602-21-015599 · form4.xml · nonDerivative · entry 2

Meinert Todd · CIK 0001832044 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,735

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.