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MG

Mistras Group, Inc.

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5354
SEC CIK
0001436126
Parsed reports
424

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2021 Filed Mar 25, 2021 23:41 UTC
Wolk Jonathan HSr. EVP and COO
GrantPerformance Share Unit · Derivative 14,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012061 · form4.xml · derivative · entry 2

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,568

Underlying: Common Stock · 14,568 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 23:41 UTC
Wolk Jonathan HSr. EVP and COO
GrantCommon Stock 9,712 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012061 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,761

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 23:34 UTC
Bertolotti DennisDirector · President and CEO
GrantPerformance Share Unit · Derivative 28,767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012045 · form4.xml · derivative · entry 2

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,767

Underlying: Common Stock · 28,767 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 23:34 UTC
Bertolotti DennisDirector · President and CEO
GrantCommon Stock 19,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012045 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,684

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:29 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011976 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,215

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:26 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011974 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,523

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 23, 2021 Filed Mar 24, 2021 21:39 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011982 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,372

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:32 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011978 · form4.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,703

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:36 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011980 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,110

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 01:22 UTC GrantCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011972 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,396

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:40 UTC GrantCommon Stock 12,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011411 · form4.xml · nonDerivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,018

Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:40 UTC GrantCommon Stock 10,289 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011411 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,918

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:59 UTC
Keefe Michael CEVP, General Counsel
GrantCommon Stock 7,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011430 · form4.xml · nonDerivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,987

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:59 UTC
Keefe Michael CEVP, General Counsel
GrantCommon Stock 6,258 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011430 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,587

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:53 UTC
Wolk Jonathan HSr. EVP and COO
GrantCommon Stock 14,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011424 · form4.xml · nonDerivative · entry 2

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,049

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:53 UTC
Wolk Jonathan HSr. EVP and COO
GrantCommon Stock 13,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011424 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,749

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:46 UTC
Prajzner Edward JEVP, CFO and Treasurer
GrantCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011415 · form4.xml · nonDerivative · entry 2

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,248

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:46 UTC
Prajzner Edward JEVP, CFO and Treasurer
GrantCommon Stock 7,156 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011415 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,848

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:34 UTC
Bertolotti DennisDirector · President and CEO
GrantCommon Stock 29,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011407 · form4.xml · nonDerivative · entry 2

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,506

Read SEC document
March 16, 2021 Filed Mar 18, 2021 20:34 UTC
Bertolotti DennisDirector · President and CEO
GrantCommon Stock 26,833 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011407 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,706

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 01:57 UTC Amendment
Keefe Michael CEVP, General Counsel
GrantCommon Stock 7,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011986 · form4a.xml · nonDerivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,987

F2 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 01:57 UTC Amendment
Keefe Michael CEVP, General Counsel
GrantCommon Stock 6,258 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011986 · form4a.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,587

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 01:52 UTC Amendment
Bertolotti DennisDirector · President and CEO
GrantCommon Stock 29,800 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011985 · form4a.xml · nonDerivative · entry 2

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,506

F2 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 01:52 UTC Amendment
Bertolotti DennisDirector · President and CEO
GrantCommon Stock 26,833 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011985 · form4a.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,706

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 09:48 UTC Amendment GrantCommon Stock 12,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011990 · form4a.xml · nonDerivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,018

F2 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 09:48 UTC Amendment GrantCommon Stock 10,289 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011990 · form4a.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,918

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 13:49 UTC Amendment
Prajzner Edward JEVP, CFO and Treasurer
GrantCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011991 · form4a.xml · nonDerivative · entry 2

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,248

F2 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 13:49 UTC Amendment
Prajzner Edward JEVP, CFO and Treasurer
GrantCommon Stock 7,156 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011991 · form4a.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,848

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 13:47 UTC Amendment
Wolk Jonathan HSr. EVP and COO
GrantCommon Stock 14,300 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011989 · form4a.xml · nonDerivative · entry 2

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,049

F2 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 16, 2021 Filed Mar 25, 2021 13:47 UTC Amendment
Wolk Jonathan HSr. EVP and COO
GrantCommon Stock 13,589 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-011989 · form4a.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,749

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 16, 2022 and on December 31 in 2022, 2023 and 2024.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 17:20 UTC Tax withholdingCommon Stock 1,256 $7.76 $9,746.56
Disclosure

SEC source: 0001127602-21-001280 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,629

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:31 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 1,596 $7.76 $12,384.96
Disclosure

SEC source: 0001127602-21-001291 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,160

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:28 UTC
Prajzner Edward JEVP, CFO and Treasurer
Tax withholdingCommon Stock 218 $7.76 $1,691.68
Disclosure

SEC source: 0001127602-21-001287 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,692

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:17 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 741 $7.76 $5,750.16
Disclosure

SEC source: 0001127602-21-001278 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,329

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 22:13 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 3,297 $7.76 $25,584.72
Disclosure

SEC source: 0001127602-21-001276 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,873

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 23:06 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 817 $7.76 $6,339.92
Disclosure

SEC source: 0001127602-21-000808 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,102

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 23:01 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 1,883 $7.76 $14,612.08
Disclosure

SEC source: 0001127602-21-000802 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,756

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:34 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 3,180 $7.76 $24,676.80
Disclosure

SEC source: 0001127602-21-000778 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,170

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 17:44 UTC Tax withholdingCommon Stock 1,466 $7.76 $11,376.16
Disclosure

SEC source: 0001127602-21-000786 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,885

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 17:53 UTC
Vahaviolos Sotirios J.Director · Executive Chairman · 10% owner
Tax withholdingCommon Stock 2,935 $7.76 $22,775.60
Disclosure

SEC source: 0001127602-21-000793 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,428,062

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 20:12 UTC Amendment
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 32 $7.76 $248.32
Disclosure

SEC source: 0001127602-21-001176 · form4a.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,070

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units. This filing is to correct a clerical error in the original filing regarding the number of shares withheld. The original filing disclosed 817 shares were withheld but 849 shares were actually withheld. Accordingly, this amendment reports the 32 share difference.

Read SEC document
December 30, 2020 Filed Feb 3, 2021 18:00 UTC
Vahaviolos Sotirios J.Director · Executive Chairman · 10% owner
GiftCommon Stock 1,810,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003793 · form5.xml · nonDerivative · entry 2

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614,997

Read SEC document
December 30, 2020 Filed Feb 5, 2021 08:33 UTC Amendment
Vahaviolos Sotirios J.Director · Executive Chairman · 10% owner
GiftCommon Stock 1,810,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004088 · form5a.xml · nonDerivative · entry 2

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614,997

F1 · shares: Gifts of 1,800,000 shares were outright gifts of 600,000 shares each to three adult children of the reporting person for estate planning purposes. The remaining shares were outright gifts to other family members of the reporting person. The reporting person has no beneficial interest in any of these gifted shares.

Read SEC document
December 29, 2020 Filed Feb 3, 2021 18:00 UTC
Vahaviolos Sotirios J.Director · Executive Chairman · 10% owner
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-003793 · form5.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,424,997

Read SEC document
December 29, 2020 Filed Feb 5, 2021 08:33 UTC Amendment
Vahaviolos Sotirios J.Director · Executive Chairman · 10% owner
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004088 · form5a.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614,997

F1 · shares: Gifts of 1,800,000 shares were outright gifts of 600,000 shares each to three adult children of the reporting person for estate planning purposes. The remaining shares were outright gifts to other family members of the reporting person. The reporting person has no beneficial interest in any of these gifted shares.

Read SEC document
December 18, 2020 Filed Dec 21, 2020 17:44 UTC PurchaseCommon Stock 20,000 $7.35 $147,000.00
Disclosure

SEC source: 0001127602-20-032115 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,262

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $7.31 to $7.35. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 16:35 UTC SaleCommon Stock 47,721 $4.55 $217,130.55
Disclosure

SEC source: 0001127602-20-029258 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,262

F1 · shares: The reporting person, Mr. Stamatakis, sold these shares in open market transactions for 2020 tax planning purposes. Mr. Stamatakis still holds 136,262 shares after taking into account this sale. Mr. Stamatakis intends to purchase additional shares in open market transactions after 30 days have elapsed from the sale date.

F2 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $4.21 to $4.75. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares sold at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
August 25, 2020 Filed Aug 25, 2020 20:51 UTC GrantCommon Stock 8,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024220 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,105

F1 · shares: Transaction represents an award of stock for director fees.

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August 25, 2020 Filed Aug 25, 2020 21:18 UTC GrantCommon Stock 8,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024247 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,413

F1 · shares: Transaction represents an award of stock for director fees.

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August 25, 2020 Filed Aug 25, 2020 16:58 UTC GrantCommon Stock 8,753 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-024230 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,983

F1 · shares: Transaction represents an award of stock for director fees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.