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MG

Mistras Group, Inc.

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5354
SEC CIK
0001436126
Parsed reports
424

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2022 Filed Mar 22, 2022 22:45 UTC
Bertolotti DennisDirector · President and CEO
GrantCommon Stock 38,168 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-010205 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,754

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:03 UTC GrantCommon Stock 6,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009968 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,750

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 17:14 UTC GrantCommon Stock 6,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009974 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,599

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:11 UTC GrantCommon Stock 6,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009972 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,337

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 21:06 UTC GrantCommon Stock 6,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009970 · form4.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,930

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:59 UTC GrantCommon Stock 6,870 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009966 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,623

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 17:20 UTC ConversionPerformance Share Unit · Derivative 8,438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009505 · form4.xml · derivative · entry 3

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F3 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 17:20 UTC ConversionCommon Stock 8,438 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009505 · form4.xml · nonDerivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Transaction represents the conversion of performance units earned based on 2021 performance. The units earned are paid in restricted stock units, which vest 25% on March 14, 2023 and 25% on each of December 31, 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 17:20 UTC GrantCommon Stock 22,178 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009505 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,995

F1 · shares: Represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 14, 2023 and 25% on each of December 31. 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:23 UTC
Wolk Jonathan HSr. EVP and COO
ConversionPerformance Share Unit · Derivative 14,568 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009509 · form4.xml · derivative · entry 3

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F3 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:23 UTC
Wolk Jonathan HSr. EVP and COO
ConversionCommon Stock 14,568 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009509 · form4.xml · nonDerivative · entry 2

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Transaction represents the conversion of performance units earned based on 2021 performances. The units earned are paid in restricted stock units, which vest 25% on March 14, 2023 and 25% on each of December 31, 2023, 2024 and 2025

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:23 UTC
Wolk Jonathan HSr. EVP and COO
GrantCommon Stock 38,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009509 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,552

F1 · shares: Transaction represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 14, 2023 and 25% on each of December 31, 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:21 UTC
Prajzner Edward JEVP, CFO and Treasurer
ConversionPerformance Restricted Stock Units · Derivative 9,110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009507 · form4.xml · derivative · entry 3

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F4 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:21 UTC
Prajzner Edward JEVP, CFO and Treasurer
ConversionCommon Stock 9,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009507 · form4.xml · nonDerivative · entry 2

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Transaction represents the conversion of performance units earned based on 2021 performance. The units earned are paid in restricted stock units, which vest 25% on March 14, 2023 and 25% on each of December 31, 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:21 UTC
Prajzner Edward JEVP, CFO and Treasurer
GrantCommon Stock 23,942 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009507 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,646

F1 · shares: Represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 14, 2023 and 25% on each of December 31, 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:19 UTC
Keefe Michael CEVP, General Counsel
ConversionPerformance Share Unit · Derivative 6,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009503 · form4.xml · derivative · entry 3

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F3 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:19 UTC
Keefe Michael CEVP, General Counsel
ConversionCommon Stock 6,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009503 · form4.xml · nonDerivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Transaction represents the conversion of performance units earned based on 2021 performance. The units earned are paid in restricted stock units which vest 25% on March 14, 2023 and 25% on each of December 31, 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:19 UTC
Keefe Michael CEVP, General Counsel
GrantCommon Stock 17,633 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009503 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,130

F1 · shares: Represents an award of restricted stock units for payment of a performance award earned, which vest 25% on March 14, 2023 and on December 31 in 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:18 UTC
Bertolotti DennisDirector · President and CEO
ConversionPerformance Share Unit · Derivative 28,767 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009501 · form4.xml · derivative · entry 3

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Transaction represents the conversion of performance units earned based on 2021 performance. The units earned are paid in restricted stock units which vest 25% on March 14 2023 and 25% on each of December 31, 2023, 2024 and 2025.

F3 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F3 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:18 UTC
Bertolotti DennisDirector · President and CEO
ConversionCommon Stock 28,767 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009501 · form4.xml · nonDerivative · entry 2

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Transaction represents the conversion of performance units earned based on 2021 performance. The units earned are paid in restricted stock units which vest 25% on March 14 2023 and 25% on each of December 31, 2023, 2024 and 2025.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 21:18 UTC
Bertolotti DennisDirector · President and CEO
GrantCommon Stock 75,607 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-009501 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,819

F1 · shares: Represents an award of restricted stock units for payment of a performance award earned, which vests 25% on March 14, 2023 and 25% on each of December 31, 2023, 2024 and 2025.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 17:37 UTC Tax withholdingCommon Stock 3,703 $7.43 $27,513.29
Disclosure

SEC source: 0001127602-22-001164 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,817

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 17:46 UTC
Vahaviolos Sotirios J.Director · Executive Chairman · 10% owner
Tax withholdingCommon Stock 2,318 $7.43 $17,222.74
Disclosure

SEC source: 0001127602-22-001169 · form4.xml · nonDerivative · entry 1

Vahaviolos Sotirios J. · CIK 0001473727 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,609,744

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:50 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 5,033 $7.43 $37,395.19
Disclosure

SEC source: 0001127602-22-001172 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,262

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:41 UTC
Prajzner Edward JEVP, CFO and Treasurer
Tax withholdingCommon Stock 977 $7.43 $7,259.11
Disclosure

SEC source: 0001127602-22-001167 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,704

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 22:02 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 2,142 $7.43 $15,915.06
Disclosure

SEC source: 0001127602-22-001160 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,497

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 06, 2022 Filed Jan 7, 2022 21:51 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 9,754 $7.43 $72,472.22
Disclosure

SEC source: 0001127602-22-001158 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,212

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:29 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 423 $7.43 $3,142.89
Disclosure

SEC source: 0001127602-22-001034 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,295

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:25 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 1,247 $7.43 $9,265.21
Disclosure

SEC source: 0001127602-22-001032 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,966

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
September 20, 2021 Filed Sep 24, 2021 20:00 UTC SaleCommon Stock 4,357 $9.04 $39,387.28
Disclosure

SEC source: 0001127602-21-025806 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,215

Read SEC document
August 17, 2021 Filed Aug 19, 2021 07:58 UTC PurchaseCommon Stock 5,000 $9.62 $48,100.00
Disclosure

SEC source: 0001127602-21-024005 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,729

F1 · shares: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $9.61 to $9.62. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 13:24 UTC GrantCommon Stock 4,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023413 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,572

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 13:25 UTC GrantCommon Stock 4,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023414 · form4.xml · nonDerivative · entry 1

FORESE JAMES J · CIK 0001179521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,880

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 09:20 UTC GrantCommon Stock 4,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023410 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,729

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 13:26 UTC GrantCommon Stock 4,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023415 · form4.xml · nonDerivative · entry 1

DEBENEDICTIS NICHOLAS · CIK 0001194707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,110

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 13:23 UTC GrantCommon Stock 4,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023412 · form4.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,060

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
August 09, 2021 Filed Aug 10, 2021 13:22 UTC GrantCommon Stock 4,357 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023411 · form4.xml · nonDerivative · entry 1

PIZZI CHARLES P · CIK 0001192898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,467

F1 · shares: Transaction represents an award of stock for director fees.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:27 UTC SaleCommon Stock 18,000 $10.95 $197,100.00
Disclosure

SEC source: 0001127602-21-020044 · form4.xml · nonDerivative · entry 1

GLANTON RICHARD H · CIK 0001060493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,215

F1 · price: The price on this line represents the weighted average of the transactions reported on this line. The range of prices for transactions reported on this line was $10.90 to 11.07. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares sold at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
May 11, 2021 Filed May 12, 2021 16:20 UTC PurchaseCommon Stock 15,000 $9.98 $149,700.00
Disclosure

SEC source: 0001127602-21-016387 · form4.xml · nonDerivative · entry 1

Stamatakis Manuel N. · CIK 0001473735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,372

F1 · price: The price on this line represents the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line was $9.89 to $10.00. Upon request by the Commission staff or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price shall be provided. The information has been provided to the issuer.

Read SEC document
March 29, 2021 Filed Apr 7, 2021 11:03 UTC Tax withholdingCommon Stock 1,421 $10.99 $15,616.79
Disclosure

SEC source: 0001127602-21-013360 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,223

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 29, 2021 Filed Apr 7, 2021 15:05 UTC
Wolk Jonathan HSr. EVP and COO
Tax withholdingCommon Stock 2,043 $10.99 $22,452.57
Disclosure

SEC source: 0001127602-21-013362 · form4.xml · nonDerivative · entry 1

Wolk Jonathan H · CIK 0001311412 · Sr. EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,718

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 29, 2021 Filed Apr 7, 2021 15:04 UTC
Prajzner Edward JEVP, CFO and Treasurer
Tax withholdingCommon Stock 640 $10.99 $7,033.60
Disclosure

SEC source: 0001127602-21-013361 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,681

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

Read SEC document
March 29, 2021 Filed Apr 7, 2021 15:02 UTC
Keefe Michael CEVP, General Counsel
Tax withholdingCommon Stock 821 $10.99 $9,022.79
Disclosure

SEC source: 0001127602-21-013358 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,639

F1 · shares: Represents shares withheld for payment of tax liability as a result of the vesting of restricted stock units.

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March 29, 2021 Filed Apr 7, 2021 15:01 UTC
Bertolotti DennisDirector · President and CEO
Tax withholdingCommon Stock 4,471 $10.99 $49,136.29
Disclosure

SEC source: 0001127602-21-013355 · form4.xml · nonDerivative · entry 1

Bertolotti Dennis · CIK 0001501429 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,213

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March 24, 2021 Filed Mar 25, 2021 19:37 UTC GrantPerformance Share Unit · Derivative 8,438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012055 · form4.xml · derivative · entry 2

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 8,438 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

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March 24, 2021 Filed Mar 25, 2021 19:37 UTC GrantCommon Stock 5,626 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012055 · form4.xml · nonDerivative · entry 1

Lange Michael J. · CIK 0001473738 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,644

F1 · shares: Transaction represents an award of restricted stock units, which vest 25% on each anniversary date of the award.

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March 24, 2021 Filed Mar 25, 2021 23:49 UTC
Prajzner Edward JEVP, CFO and Treasurer
GrantPerformance Restricted Stock Units · Derivative 9,110 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012067 · form4.xml · derivative · entry 2

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,110

Underlying: Common Stock · 9,110 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F3 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

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March 24, 2021 Filed Mar 25, 2021 23:49 UTC
Prajzner Edward JEVP, CFO and Treasurer
GrantCommon Stock 6,073 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012067 · form4.xml · nonDerivative · entry 1

Prajzner Edward J · CIK 0001361681 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,321

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

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March 24, 2021 Filed Mar 25, 2021 23:43 UTC
Keefe Michael CEVP, General Counsel
GrantPerformance Share Unit · Derivative 6,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012064 · form4.xml · derivative · entry 2

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,709

Underlying: Common Stock · 6,709 shares

Expires not disclosed

F2 · derivative.exercise_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

F2 · derivative.expiration_date: These performance share units vest to the extent earned in 2022 based upon performance metrics for 2021. The reporting person may earn between 0 and 200% of the units reported based on performance. Once earned, these performance share units will be paid in restricted stock units which will vest over 4 years.

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March 24, 2021 Filed Mar 25, 2021 23:43 UTC
Keefe Michael CEVP, General Counsel
GrantCommon Stock 4,473 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012064 · form4.xml · nonDerivative · entry 1

Keefe Michael C · CIK 0001396018 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,460

F1 · shares: Represents an award of restricted stock units that will vest 25% on each anniversary of the award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.